Securities and Exchange Commission August 2023 – Federal Register Recent Federal Regulation Documents

Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: 2023-18771
Type: Notice
Date: 2023-08-31
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to BlackRock MuniYield Quality Fund, Inc., and on May 3, 2021 made a final distribution to its shareholders based on net asset value. Expenses of $184,515 incurred in connection with the reorganization were paid by the applicant. Filing Date: The application was filed on July 21, 2023. Applicant's Address: 100 Bellevue Parkway, Wilmington, Delaware 19809.
Order Making Fiscal Year 2024 Annual Adjustments to Registration Fee Rates
Document Number: 2023-18723
Type: Notice
Date: 2023-08-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Safeguarding Advisory Client Assets; Reopening of Comment Period
Document Number: 2023-18667
Type: Proposed Rule
Date: 2023-08-30
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'') is reopening the comment period for its proposal, Safeguarding Advisory Client Assets, Release No. IA-6240 (Feb. 15, 2023) (``Proposal''), which proposed a new rule under the Investment Advisers Act of 1940 (``Advisers Act'' or ``Act'') that would redesignate and amend the current custody rule. In light of the adoption of the private fund adviser audit rule, which generally requires a registered investment adviser to obtain an annual financial statement audit of each private fund it advises in accordance with the audit provision of the current custody rule, reopening the comment period will allow interested persons additional time to assess the proposed amendments to the current custody rule's audit provision in light of the private fund adviser audit rule.
Sunshine Act Meetings
Document Number: 2023-18623
Type: Notice
Date: 2023-08-28
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request; Extension: Regulation 13D and Regulation 13G; Schedule 13D and Schedule 13G
Document Number: 2023-18012
Type: Notice
Date: 2023-08-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request; Extension: Form 6-K-Exchange Act Rules 13a-16 and 15d-16
Document Number: 2023-18011
Type: Notice
Date: 2023-08-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request; Extension: Form 15F
Document Number: 2023-18010
Type: Notice
Date: 2023-08-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2023-18014
Type: Notice
Date: 2023-08-21
Agency: Securities and Exchange Commission, Agencies and Commissions
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