Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend Rule 7.19-E Concerning Pre-Trade Risk Controls, 8949 [2023-02954]
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Federal Register / Vol. 88, No. 28 / Friday, February 10, 2023 / Notices
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submit only information that you wish
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submissions should refer to File
Number SR–BOX–2023–07, and should
be submitted on or before March 3,
2023.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.25
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2023–02950 Filed 2–9–23; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–629, OMB Control No.
3235–0718]
lotter on DSK11XQN23PROD with NOTICES1
Submission for OMB Review;
Comment Request; Extension:
Regulation SBSR
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(‘‘PRA’’) (44 U.S.C. 3501 et seq.), the
Securities and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget
(‘‘OMB’’) a request for approval of
extension of the previously approved
collection of information provided for in
Rules 901, 902, 903(a), 904, 905, 906,
907, and 908 of Regulation SBSR (17
CFR 242.901, 902, 903(a), 904, 905, 906,
907, and 908) under the Securities
Exchange Act of 1934 (15 U.S.C. 78a et
seq.).
Regulation SBSR consists of ten rules,
Rules 900 to 909 under the Exchange
Act. Regulation SBSR provides
generally for the reporting of securitybased swap information to a registered
security-based swap data repository
(‘‘registered SDRs’’) or to the
Commission, and for the public
25 17
dissemination of security-based swap
transaction, volume, and pricing
information by registered SDRs. Rule
901 specifies, with respect to each
reportable event pertaining to covered
transactions, who is required to report,
what data must be reported, when it
must be reported, where it must be
reported, and how it must be reported.
Rule 901(a)(1) of Regulation SBSR
requires a platform to report to a
registered SDR a security-based swap
executed on such platform that will be
submitted to clearing. Rule 901(a)(2)(i)
of Regulation SBSR requires a registered
clearing agency to report to a registered
SDR any security-based swap to which
it is a counterparty. Rules 902 to 909 of
Regulation SBSR provide additional
details as to how such reporting and
public dissemination is to occur.
The Commission estimates that a total
of approximately 30,348 entities will be
impacted by Regulation SBSR,
including registered SDRs, registered
security-based swap dealers, registered
major securities-based swap
participants, registered clearing
agencies, platforms, and reporting sides
and other market participants. The
Commission estimates that the total
annual hour burden for Regulation
SBSR, for all respondents, is
approximately 3,539,483 hours per year.
In addition, the Commission estimates
that the total annual cost burden for
Regulation SBSR for all respondents is
approximately $47,728,783 per year. A
detailed break-down of the burdens
applicable to each type of entity is
provided in the supporting statement.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
under the PRA unless it displays a
currently valid OMB control number.
The public may view background
documentation for this information
collection at the following website:
www.reginfo.gov. Find this particular
information collection by selecting
‘‘Currently under 30-day Review—Open
for Public Comments’’ or by using the
search function. Written comments and
recommendations for the proposed
information collection should be sent by
March 13, 2023 to (i) www.reginfo.gov/
public/do/PRAMain and (ii) David
Bottom, Director/Chief Information
Officer, Securities and Exchange
Commission, c/o John Pezzullo, 100 F
Street NE, Washington, DC 20549, or by
sending an email to: PRA_Mailbox@
sec.gov.
CFR 200.30–3(a)(12).
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8949
Dated: February 6, 2023.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2023–02830 Filed 2–9–23; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–96820; File No. SR–
NYSEARCA–2022–80]
Self-Regulatory Organizations; NYSE
Arca, Inc.; Notice of Withdrawal of
Proposed Rule Change To Amend Rule
7.19–E Concerning Pre-Trade Risk
Controls
February 7, 2023.
On December 8, 2022, NYSE Arca,
Inc. (‘‘NYSE Arca’’) filed with the
Securities and Exchange Commission
(the ‘‘Commission’’), pursuant to section
19(b)(1) of the Securities Exchange Act
of 1934 (‘‘Act’’ or ‘‘Exchange Act’’) 1 and
Rule 19b–4 thereunder 2 a proposed rule
change to add additional pre-trade risk
controls to Rule 7.19–E. The proposed
rule change was published for comment
on December 20, 2022.3 On February 1,
2023, NYSE Arca withdrew the
proposed rule change (SR–NYSEARCA–
2022–80).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.4
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2023–02954 Filed 2–9–23; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–448, OMB Control No.
3235–0507]
Submission for OMB Review;
Comment Request; Extension: Rule
19b–5 and Form PILOT
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(‘‘PRA’’) (44 U.S.C. 3501 et seq.), the
Securities and Exchange Commission
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 See Securities Exchange Act Release No. 96499
(December 14, 2022), 87 FR 77907 (December 20,
2022). Comments received on the proposal are
available on the Commission’s website at: https://
www.sec.gov/comments/sr-nysearca-2022-80/
srnysearca202280.htm.
4 17 CFR 200.30–3(a)(12).
2 17
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Agencies
[Federal Register Volume 88, Number 28 (Friday, February 10, 2023)]
[Notices]
[Page 8949]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-02954]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-96820; File No. SR-NYSEARCA-2022-80]
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of
Withdrawal of Proposed Rule Change To Amend Rule 7.19-E Concerning Pre-
Trade Risk Controls
February 7, 2023.
On December 8, 2022, NYSE Arca, Inc. (``NYSE Arca'') filed with the
Securities and Exchange Commission (the ``Commission''), pursuant to
section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'' or
``Exchange Act'') \1\ and Rule 19b-4 thereunder \2\ a proposed rule
change to add additional pre-trade risk controls to Rule 7.19-E. The
proposed rule change was published for comment on December 20, 2022.\3\
On February 1, 2023, NYSE Arca withdrew the proposed rule change (SR-
NYSEARCA-2022-80).
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\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ See Securities Exchange Act Release No. 96499 (December 14,
2022), 87 FR 77907 (December 20, 2022). Comments received on the
proposal are available on the Commission's website at: https://www.sec.gov/comments/sr-nysearca-2022-80/srnysearca202280.htm.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\4\
---------------------------------------------------------------------------
\4\ 17 CFR 200.30-3(a)(12).
---------------------------------------------------------------------------
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2023-02954 Filed 2-9-23; 8:45 am]
BILLING CODE 8011-01-P