Constitution Capital Access Fund, LLC, et al., 8980-8981 [2023-02956]

Download as PDF 8980 Federal Register / Vol. 88, No. 28 / Friday, February 10, 2023 / Notices C. Self-Regulatory Organization’s Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others No written comments were either solicited or received. III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action The foregoing rule change has become effective pursuant to Section 19(b)(3)(A)(ii) of the Act.56 At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is: (i) necessary or appropriate in the public interest; (ii) for the protection of investors; or (iii) otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings to determine whether the proposed rule should be approved or disapproved. IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: lotter on DSK11XQN23PROD with NOTICES1 Electronic Comments • Use the Commission’s internet comment form (https://www.sec.gov/ rules/sro.shtml); or • Send an email to rule-comments@ sec.gov. Please include File Number SR– MRX–2023–05 on the subject line. Paper Comments • Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549–1090. All submissions should refer to File Number SR–MRX–2023–05. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s internet website (https://www.sec.gov/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than 56 15 U.S.C. 78s(b)(3)(A)(ii). VerDate Sep<11>2014 17:41 Feb 09, 2023 Jkt 259001 those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission’s Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–MRX–2023–05 and should be submitted on or before March 3, 2023. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.57 Sherry R. Haywood, Assistant Secretary. [FR Doc. 2023–02946 Filed 2–9–23; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–96829; File No. SR– NYSEARCA–2022–82] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend Rule 6.40P–O Concerning Pre-Trade Risk Controls February 7, 2023. On December 14, 2022, NYSE Arca, Inc. (‘‘NYSE Arca’’) filed with the Securities and Exchange Commission (the ‘‘Commission’’), pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’ or ‘‘Exchange Act’’) 1 and Rule 19b–4 thereunder 2 a proposed rule change to add additional pre-trade risk controls to Rule 6.40P–O. The proposed rule change was published for comment on December 21, 2022.3 On February 6, 2023, NYSE Arca withdrew the proposed rule change (SR–NYSEARCA– 2022–82). 57 17 CFR 200.30–3(a)(12). U.S.C. 78s(b)(1). 2 17 CFR 240.19b–4. 3 See Securities Exchange Act Release No. 96504 (December 15, 2022), 87 FR 78166 (December 21, 2022). Comments received on the proposal are available on the Commission’s website at: https:// www.sec.gov/comments/sr-nysearca-2022-82/ srnysearca202282.htm. 1 15 PO 00000 Frm 00189 Fmt 4703 Sfmt 4703 For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.4 Sherry R. Haywood, Assistant Secretary. [FR Doc. 2023–02953 Filed 2–9–23; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 34828; File No. 812–15367] Constitution Capital Access Fund, LLC, et al. February 7, 2023. Securities and Exchange Commission (‘‘Commission’’ or ‘‘SEC’’). ACTION: Notice. AGENCY: Notice of application for an order (‘‘Order’’) under sections 17(d) and 57(i) of the Investment Company Act of 1940 (the ‘‘Act’’) and rule 17d–1 under the Act to permit certain joint transactions otherwise prohibited by sections 17(d) and 57(a)(4) of the Act and rule 17d–1 under the Act. Summary of Application: Applicants request an order to permit certain business development companies (‘‘BDCs’’) and closed-end management investment companies to co-invest in portfolio companies with each other and with certain affiliated investment entities. Applicants: Constitution Capital Access Fund, LLC, Constitution Capital PM, L.P., Constitution Capital Equity Partners, L.P., Constitution Capital Credit Partners, L.P., Ironsides Partnership Fund VI, L.P., Ironsides Offshore Partnership Fund VI, L.P., Ironsides Co-Investment Fund VI, L.P., Ironsides Offshore Co-Investment Fund VI, L.P., Ironsides Opportunities Fund II, L.P., Ironsides Opportunities Offshore Fund II, L.P., Ironsides Partnership Fund IV, L.P., Ironsides Direct Investment Fund IV, L.P., Ironsides Partnership Fund V, L.P., Ironsides Direct Investment Fund V, L.P., and Ironsides Direct Investment Fund V—Parallel A, L.P. Filing Dates: The application was filed on July 12, 2022, and amended on October 17, 2022 and January 13, 2023. Hearing or Notification of Hearing: An order granting the requested relief will be issued unless the Commission orders a hearing. Interested persons may request a hearing on any application by emailing the SEC’s Secretary at Secretarys-Office@sec.gov and serving the Applicants with a copy of the 4 17 E:\FR\FM\10FEN1.SGM CFR 200.30–3(a)(12). 10FEN1 Federal Register / Vol. 88, No. 28 / Friday, February 10, 2023 / Notices request by email, if an email address is listed for the relevant Applicant below, or personally or by mail, if a physical address is listed for the relevant Applicant below. Hearing requests should be received by the Commission by 5:30 p.m. on March 6, 2023, and should be accompanied by proof of service on applicants, in the form of an affidavit or, for lawyers, a certificate of service. Pursuant to rule 0–5 under the Act, hearing requests should state the nature of the writer’s interest, any facts bearing upon the desirability of a hearing on the matter, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by emailing the Commission’s Secretary at Secretarys-Office@sec.gov. ADDRESSES: The Commission: Secretarys-Office@sec.gov. Applicants: Joshua Deringer, joshua.deringer@ faegredrinker.com. FOR FURTHER INFORMATION CONTACT: disaster for Public Assistance only for the State of North Dakota (FEMA–4686– DR), dated 02/05/2023. Incident: Severe Winter Storm, Snowstorm, and Straight-line Winds. Incident Period: 11/09/2022 through 11/11/2022. Issued on 02/05/2023. Physical Loan Application Deadline Date: 04/06/2023. Economic Injury (EIDL) Loan Application Deadline Date: 11/06/2023. Submit completed loan applications to: U.S. Small Business Administration, Processing and Disbursement Center, 14925 Kingsport Road, Fort Worth, TX 76155. ADDRESSES: A. Escobar, Office of Disaster Assistance, U.S. Small Business Administration, 409 3rd Street SW, Suite 6050, Washington, DC 20416, (202) 205–6734. FOR FURTHER INFORMATION CONTACT: SUPPLEMENTARY INFORMATION: For the Commission, by the Division of Investment Management, under delegated authority. Sherry R. Haywood, Assistant Secretary. For Physical Damage: Non-Profit Organizations with Credit Available Elsewhere Non-Profit Organizations without Credit Available Elsewhere ................................... For Economic Injury: Non-Profit Organizations without Credit Available Elsewhere ................................... BILLING CODE 8011–01–P Notice is hereby given that as a result of the President’s major disaster declaration on 02/05/2023, Private Non-Profit organizations that provide essential services of a governmental nature may file disaster loan applications at the address listed above or other locally announced locations. The following areas have been determined to be adversely affected by the disaster: Primary Counties: Dickey, Kidder, Mercer, Nelson, Ransom, Sargent, Wells. The Interest Rates are: Percent lotter on DSK11XQN23PROD with NOTICES1 Presidential Declaration of a Major Disaster for Public Assistance Only for the State of North Dakota Small Business Administration. ACTION: Notice. AGENCY: This is a Notice of the Presidential declaration of a major SUMMARY: VerDate Sep<11>2014 17:41 Feb 09, 2023 Jkt 259001 [Disaster Declaration #17759 and #17760; Alabama Disaster Number AL–00128] Presidential Declaration Amendment of a Major Disaster for the State of Alabama AGENCY: ACTION: Small Business Administration. Amendment 3. This is an amendment of the Presidential declaration of a major disaster for the State of Alabama (FEMA–4684–DR), dated 01/15/2023. Incident: Severe Storms, Straight-line Winds, and Tornadoes. Incident Period: 01/12/2023. SUMMARY: Issued on 02/03/2023. Physical Loan Application Deadline Date: 03/16/2023. Economic Injury (EIDL) Loan Application Deadline Date: 10/16/2023. DATES: Submit completed loan applications to: U.S. Small Business Administration, Processing and Disbursement Center, 14925 Kingsport Road, Fort Worth, TX 76155. ADDRESSES: A. Escobar, Office of Disaster Assistance, U.S. Small Business Administration, 409 3rd Street SW, Suite 6050, Washington, DC 20416, (202) 205–6734. FOR FURTHER INFORMATION CONTACT: The notice of the President’s major disaster declaration for the State of Alabama, dated 01/15/2023, is hereby amended to include the following areas as adversely affected by the disaster: SUPPLEMENTARY INFORMATION: Primary Counties (Physical Damage and Economic Injury Loans): Mobile, Morgan. 2.375 Contiguous Counties (Economic Injury Loans Only): 2.375 Alabama: Baldwin, Cullman, Lawrence, Limestone, Madison, Marshall, Washington. 2.375 Mississippi: George, Greene, Jackson. SMALL BUSINESS ADMINISTRATION [Disaster Declaration #17779 and #17780; North Dakota Disaster Number ND–00106] SMALL BUSINESS ADMINISTRATION DATES: Jessica Shin, Senior Counsel, or Lisa Reid Ragen, Branch Chief, at (202) 551– 6825 (Division of Investment Management, Chief Counsel’s Office). SUPPLEMENTARY INFORMATION: For Applicants’ representations, legal analysis, and conditions, please refer to Applicants’ second amended and restated application, dated January 13, 2023, which may be obtained via the Commission’s website by searching for the file number at the top of this document, or for an Applicant using the Company name search field, on the SEC’s EDGAR system. The SEC’s EDGAR system may be searched at, at https://www.sec.gov/edgar/searchedgar/ legacy/companysearch.html. You may also call the SEC’s Public Reference Room at (202) 551–8090. [FR Doc. 2023–02956 Filed 2–9–23; 8:45 am] 8981 The number assigned to this disaster for physical damage is 17779 B and for economic injury is 17780 0. (Catalog of Federal Domestic Assistance Number 59008) Rafaela Monchek, Acting Associate Administrator Office of Disaster Recovery & Resilience. [FR Doc. 2023–02847 Filed 2–9–23; 8:45 am] All other information in the original declaration remains unchanged. (Catalog of Federal Domestic Assistance Number 59008) Rafaela Monchek, Acting Associate Administrator for Disaster Recovery & Resilience. [FR Doc. 2023–02845 Filed 2–9–23; 8:45 am] BILLING CODE 8026–09–P BILLING CODE 8026–09–P PO 00000 Frm 00190 Fmt 4703 Sfmt 9990 E:\FR\FM\10FEN1.SGM 10FEN1

Agencies

[Federal Register Volume 88, Number 28 (Friday, February 10, 2023)]
[Notices]
[Pages 8980-8981]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-02956]


-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

[Investment Company Act Release No. 34828; File No. 812-15367]


Constitution Capital Access Fund, LLC, et al.

February 7, 2023.
AGENCY: Securities and Exchange Commission (``Commission'' or ``SEC'').

ACTION: Notice.

-----------------------------------------------------------------------

    Notice of application for an order (``Order'') under sections 17(d) 
and 57(i) of the Investment Company Act of 1940 (the ``Act'') and rule 
17d-1 under the Act to permit certain joint transactions otherwise 
prohibited by sections 17(d) and 57(a)(4) of the Act and rule 17d-1 
under the Act.
    Summary of Application: Applicants request an order to permit 
certain business development companies (``BDCs'') and closed-end 
management investment companies to co-invest in portfolio companies 
with each other and with certain affiliated investment entities.
    Applicants: Constitution Capital Access Fund, LLC, Constitution 
Capital PM, L.P., Constitution Capital Equity Partners, L.P., 
Constitution Capital Credit Partners, L.P., Ironsides Partnership Fund 
VI, L.P., Ironsides Offshore Partnership Fund VI, L.P., Ironsides Co-
Investment Fund VI, L.P., Ironsides Offshore Co-Investment Fund VI, 
L.P., Ironsides Opportunities Fund II, L.P., Ironsides Opportunities 
Offshore Fund II, L.P., Ironsides Partnership Fund IV, L.P., Ironsides 
Direct Investment Fund IV, L.P., Ironsides Partnership Fund V, L.P., 
Ironsides Direct Investment Fund V, L.P., and Ironsides Direct 
Investment Fund V--Parallel A, L.P.
    Filing Dates: The application was filed on July 12, 2022, and 
amended on October 17, 2022 and January 13, 2023.
    Hearing or Notification of Hearing: An order granting the requested 
relief will be issued unless the Commission orders a hearing. 
Interested persons may request a hearing on any application by emailing 
the SEC's Secretary at [email protected] and serving the 
Applicants with a copy of the

[[Page 8981]]

request by email, if an email address is listed for the relevant 
Applicant below, or personally or by mail, if a physical address is 
listed for the relevant Applicant below. Hearing requests should be 
received by the Commission by 5:30 p.m. on March 6, 2023, and should be 
accompanied by proof of service on applicants, in the form of an 
affidavit or, for lawyers, a certificate of service. Pursuant to rule 
0-5 under the Act, hearing requests should state the nature of the 
writer's interest, any facts bearing upon the desirability of a hearing 
on the matter, the reason for the request, and the issues contested. 
Persons who wish to be notified of a hearing may request notification 
by emailing the Commission's Secretary at [email protected].

ADDRESSES: The Commission: [email protected]. Applicants: 
Joshua Deringer, [email protected].

FOR FURTHER INFORMATION CONTACT: Jessica Shin, Senior Counsel, or Lisa 
Reid Ragen, Branch Chief, at (202) 551-6825 (Division of Investment 
Management, Chief Counsel's Office).

SUPPLEMENTARY INFORMATION: For Applicants' representations, legal 
analysis, and conditions, please refer to Applicants' second amended 
and restated application, dated January 13, 2023, which may be obtained 
via the Commission's website by searching for the file number at the 
top of this document, or for an Applicant using the Company name search 
field, on the SEC's EDGAR system. The SEC's EDGAR system may be 
searched at, at https://www.sec.gov/edgar/searchedgar/legacy/companysearch.html. You may also call the SEC's Public Reference Room 
at (202) 551-8090.

    For the Commission, by the Division of Investment Management, 
under delegated authority.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2023-02956 Filed 2-9-23; 8:45 am]
BILLING CODE 8011-01-P
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.