Securities and Exchange Commission September 2015 – Federal Register Recent Federal Regulation Documents

Sunshine Act Meeting
Document Number: 2015-24732
Type: Notice
Date: 2015-09-29
Agency: Securities and Exchange Commission, Agencies and Commissions
Advisory Committee on Small and Emerging Companies
Document Number: 2015-24634
Type: Notice
Date: 2015-09-29
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission is publishing this notice to announce the renewal of the Securities and Exchange Commission Advisory Committee on Small and Emerging Companies.
Investor Advisory Committee Meeting
Document Number: 2015-24514
Type: Notice
Date: 2015-09-28
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission Investor Advisory Committee, established pursuant to Section 911 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, is providing notice that it will hold a public meeting. The public is invited to submit written statements to the Committee.
Sunshine Act Meeting
Document Number: 2015-24547
Type: Notice
Date: 2015-09-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Principal Exchange-Traded Funds, et al.; Notice of Application
Document Number: 2015-24446
Type: Notice
Date: 2015-09-25
Agency: Securities and Exchange Commission, Agencies and Commissions
General Electric Company and GE Capital International Funding Company; Notice of Application
Document Number: 2015-24445
Type: Notice
Date: 2015-09-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Removal of Certain References to Credit Ratings and Amendment to the Issuer Diversification Requirement in the Money Market Fund Rule
Document Number: 2015-24015
Type: Rule
Date: 2015-09-25
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'') is adopting certain amendments, initially proposed in March 2011 and re- proposed in July 2014, related to the removal of credit rating references in rule 2a-7, the principal rule that governs money market funds, and Form N-MFP, the form that money market funds use to report information to the Commission each month about their portfolio holdings, under the Investment Company Act of 1940 (``Investment Company Act'' or ``Act''). The amendments will implement provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act (``Dodd- Frank Act''). In addition, the Commission is adopting amendments to rule 2a-7's issuer diversification provisions to eliminate an exclusion from these provisions that is currently available for securities subject to a guarantee issued by a non-controlled person.
Sunshine Act Meeting
Document Number: 2015-24217
Type: Notice
Date: 2015-09-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2015-23971
Type: Notice
Date: 2015-09-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2015-23467
Type: Notice
Date: 2015-09-18
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2015-23466
Type: Notice
Date: 2015-09-18
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2015-23465
Type: Notice
Date: 2015-09-18
Agency: Securities and Exchange Commission, Agencies and Commissions
Pomona Investment Fund, et al.; Notice of Application
Document Number: 2015-23288
Type: Notice
Date: 2015-09-17
Agency: Securities and Exchange Commission, Agencies and Commissions
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