Securities and Exchange Commission September 14, 2015 – Federal Register Recent Federal Regulation Documents

Proposed Collection; Comment Request
Document Number: 2015-22976
Type: Notice
Date: 2015-09-14
Agency: Securities and Exchange Commission, Agencies and Commissions
Access to Data Obtained by Security-Based Swap Data Repositories and Exemption From Indemnification Requirement
Document Number: 2015-22844
Type: Proposed Rule
Date: 2015-09-14
Agency: Securities and Exchange Commission, Agencies and Commissions
Pursuant to section 763(i) of Title VII (``Title VII'') of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (``Dodd-Frank Act''), the Securities and Exchange Commission (``Commission'') is proposing amendments to rule 13n-4 under the Securities Exchange Act of 1934 (``Exchange Act'') related to regulatory access to security-based swap data held by security-based swap data repositories. The proposed rule amendments would implement the conditional Exchange Act requirement that security-based swap data repositories make data available to certain regulators and other authorities, and would set forth a conditional exemption from the statutory indemnification requirement associated with that regulatory access provision.
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.