Securities and Exchange Commission February 2015 – Federal Register Recent Federal Regulation Documents
Results 51 - 100 of 181
Eagle Point Credit Company Inc., et al.; Notice of Application
Summary of Application: Applicants request an order to permit Eagle Point Credit Company Inc. to co-invest in portfolio companies with certain affiliated investment funds. Applicants: Eagle Point Credit Company Inc. (``EPCC''), Eagle Point Credit Management LLC (``EPCM''), Eagle Point Credit Partners LP (``EPCP''), Eagle Point Credit GP I LP (``General Partner''), Eagle Point Credit Company Sub LLC (``EPCC Sub''), Eagle Point Credit Partners Sub Ltd. (``EPCP Sub''), and Eagle Point Credit Partners Sub III Ltd. (``EPCP Sub III'').
Proxy Voting Roundtable
The Securities and Exchange Commission will host a roundtable to explore ways to improve the proxy voting process. The roundtable will focus on universal proxy ballots and retail participation in the proxy process. Roundtable panelists will discuss the state of contested director elections and whether changes should be made to the federal proxy rules to facilitate the use of universal proxy ballots by management and proxy contestants. In addition, panelists will discuss the state law, logistical and disclosure issues presented by a possible universal proxy ballot process. Roundtable panelists also will discuss strategies for increasing retail shareholder participation in the proxy process, including how technology might affect retail participation and whether the format of disclosure could be improved to increase the engagement of shareholders and how the mechanics of voting could be improved to affect retail shareholder participation. The roundtable discussion will be held in the multi-purpose room of the Securities and Exchange Commission headquarters at 100 F Street NE., Washington, DC, on February 19, 2015 from 9:30 a.m. to approximately 1:00 p.m. The public is invited to observe the roundtable discussion. Seating will be available on a first-come, first-serve basis. The roundtable discussion will also be available via webcast on the Commission's Web site at www.sec.gov.
SEC Advisory Committee on Small and Emerging Companies
The Securities and Exchange Commission Advisory Committee on Small and Emerging Companies is providing notice that it will hold a public meeting on Wednesday, March 4, 2015, in Multi-Purpose Room LL- 006 at the Commission's headquarters, 100 F Street NE., Washington, DC. The meeting will begin at 9:30 a.m. (EST) and will be open to the public. The meeting will be webcast on the Commission's Web site at www.sec.gov. Persons needing special accommodations to take part because of a disability should notify the contact person listed below. The public is invited to submit written statements to the Committee. The agenda for the meeting includes matters relating to rules and regulations affecting small and emerging companies under the federal securities laws.
Disclosure of Hedging by Employees, Officers and Directors
We are proposing amendments to our rules to implement Section 955 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, which requires annual meeting proxy statement disclosure of whether employees or members of the board of directors are permitted to engage in transactions to hedge or offset any decrease in the market value of equity securities granted to the employee or board member as compensation, or held directly or indirectly by the employee or board member. The proposed disclosure would be required in a proxy statement or information statement relating to an election of directors, whether by vote of security holders at a meeting or an action authorized by written consent.
Contract Standard for Contractor Workforce Inclusion and Request for Public Comment
To implement section 342 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the ``Dodd-Frank Act'' or ``the Act''), the Securities and Exchange Commission (the ``Commission'') is proposing to include in its service contracts a standard concerning workforce inclusion of minorities and women.
Pacific Life Insurance Company, et al; Notice of Application
Summary of Application: Each Insurer, on behalf of itself and its Separate Account(s), seeks an order pursuant to Section 26(c) of the 1940 Act, approving the substitution of Service Shares of the Janus Aspen Balanced Portfolio, a series of Janus Aspen Series (the ``Replacement Portfolio''), for the Advisor Class shares of the PIMCO Global Multi-Asset Managed Allocation Portfolio, a series of the PIMCO Variable Insurance Trust (the ``Replaced Portfolio'') (the ``Proposed Substitution''), under certain variable annuity contracts issued by the Insurers (collectively, the ``Contracts'').
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