Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/02?limit=200®isters=between&min-day=1&max-day=28&mode=atom2024-05-07T19:26:37-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2015/02/27/2015-04264.htmlNotice - Sunshine Act Meeting2015-02-27T00:00:00-08:002015-02-27T00:00:00-08:002015-04264Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-27/pdf/2015-04264.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/27/2015-04229.htmlNotice - In the Matter of China Yili Petroleum Company; Order of Suspension of Trading2015-02-27T00:00:00-08:002015-02-27T00:00:00-08:002015-04229Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-27/pdf/2015-04229.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/27/2015-04226.htmlNotice - In the Matter of Energiz Renewable, Inc., Iron Eagle Group, Inc., and MedClean Technologies, Inc.; Order of Suspension of Trading2015-02-27T00:00:00-08:002015-02-27T00:00:00-08:002015-04226Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-27/pdf/2015-04226.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/27/2015-04225.htmlNotice - In the Matter of Dittybase Technologies, Inc.; Order of Suspension of Trading2015-02-27T00:00:00-08:002015-02-27T00:00:00-08:002015-04225Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-27/pdf/2015-04225.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/27/2015-04224.htmlNotice - In the Matter of Defense Industries International, Inc., EvCarCo, Inc., and Island Breeze International, Inc., Order of Suspension of Trading2015-02-27T00:00:00-08:002015-02-27T00:00:00-08:002015-04224Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-27/pdf/2015-04224.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/27/2015-04084.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt FINRA Rule 4517 (Member Filing and Contact Information Requirements) in the Consolidated FINRA Rulebook2015-02-27T00:00:00-08:002015-02-27T00:00:00-08:002015-04084Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-27/pdf/2015-04084.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/27/2015-04068.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2015-02-27T00:00:00-08:002015-02-27T00:00:00-08:002015-04068Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-27/pdf/2015-04068.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/27/2015-04067.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Chicago Board Options Exchange, Incorporated's Order Handling System and Order Management Terminal2015-02-27T00:00:00-08:002015-02-27T00:00:00-08:002015-04067Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-27/pdf/2015-04067.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/27/2015-04066.htmlNotice - Proposed Collection; Comment Request2015-02-27T00:00:00-08:002015-02-27T00:00:00-08:002015-04066Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-27/pdf/2015-04066.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/27/2015-04065.htmlNotice - Proposed Collection; Comment Request2015-02-27T00:00:00-08:002015-02-27T00:00:00-08:002015-04065Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-27/pdf/2015-04065.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/27/2015-04064.htmlNotice - Proposed Collection; Comment Request2015-02-27T00:00:00-08:002015-02-27T00:00:00-08:002015-04064Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-27/pdf/2015-04064.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/27/2015-04063.htmlNotice - Proposed Collection; Comment Request2015-02-27T00:00:00-08:002015-02-27T00:00:00-08:002015-04063Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-27/pdf/2015-04063.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03967.htmlNotice - Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to AccuShares S&P GSCI Spot Fund, AccuShares S&P GSCI Agriculture and Livestock Spot Fund, AccuShares S&P GSCI Industrial Metals Spot Fund, AccuShares S&P GSCI Crude Oil Spot Fund, AccuShares S&P GSCI Brent Oil Spot Fund, AccuShares S&P GSCI Natural Gas Spot Fund, and AccuShares Spot CBOE VIX Fund, Pursuant to Exchange Act Rule 10b-17(b)(2) and Rules 101(d) and 102(e) of Regulation M2015-02-26T00:00:00-08:002015-02-26T00:00:00-08:002015-03967Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03967.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03966.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule Under Exchange Rule 7018(a) With Respect to Transactions in Securities Priced at $1 or More per Share2015-02-26T00:00:00-08:002015-02-26T00:00:00-08:002015-03966Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03966.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03965.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Postpone Implementation of Changes to Rules 4751(h) and 4754(b) Relating to the Closing Process2015-02-26T00:00:00-08:002015-02-26T00:00:00-08:002015-03965Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03965.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03964.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit, LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Revise the ICC Risk Management Framework2015-02-26T00:00:00-08:002015-02-26T00:00:00-08:002015-03964Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03964.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03963.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt FINRA Rule 2242; Debt Research Analysts and Debt Research Reports2015-02-26T00:00:00-08:002015-02-26T00:00:00-08:002015-03963Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03963.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03962.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt FINRA Rule 2241 (Research Analysts and Research Reports) in the Consolidated FINRA Rulebook2015-02-26T00:00:00-08:002015-02-26T00:00:00-08:002015-03962Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03962.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03961.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of the SPDR® DoubleLine Total Return Tactical ETF Under NYSE Arca Equities Rule 8.6002015-02-26T00:00:00-08:002015-02-26T00:00:00-08:002015-03961Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03961.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03960.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program Regarding Exchange Rule 1047(f)(v)2015-02-26T00:00:00-08:002015-02-26T00:00:00-08:002015-03960Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03960.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03959.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter V, Regulation of Trading on NOM, To Extend the Pilot Program Under Section 3(d)(iv)2015-02-26T00:00:00-08:002015-02-26T00:00:00-08:002015-03959Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03959.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03958.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Limit Up-Limit Down Obvious Error Pilot2015-02-26T00:00:00-08:002015-02-26T00:00:00-08:002015-03958Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03958.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03957.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BX Options Rules To Extend the Pilot Program Under Chapter V, Section 3(d)(iv)2015-02-26T00:00:00-08:002015-02-26T00:00:00-08:002015-03957Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03957.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/26/2015-03946.htmlNotice - Advisory Committee on Small and Emerging Companies; Notice of Meeting2015-02-26T00:00:00-08:002015-02-26T00:00:00-08:002015-03946Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-26/pdf/2015-03946.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03947.htmlNotice - Sunshine Act Meeting2015-02-25T00:00:00-08:002015-02-25T00:00:00-08:002015-03947Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03947.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03875.htmlNotice - Joint Industry Plan; Order Approving the Eighth Amendment to the National Market System Plan To Address Extraordinary Market Volatility by BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc.2015-02-25T00:00:00-08:002015-02-25T00:00:00-08:002015-03875Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03875.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03874.htmlNotice - In the Matter of Akesis Pharmaceuticals, Inc., Stellar Resources, Ltd., and Thwapr, Inc.; Order of Suspension of Trading2015-02-25T00:00:00-08:002015-02-25T00:00:00-08:002015-03874Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03874.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03873.htmlNotice - In the Matter of Revonergy Inc., Siberian Energy Group Inc., Tao Minerals Ltd., (n/k/a Canam Gold Corp.), and Todays Alternative Energy Corp.; Order of Suspension of Trading2015-02-25T00:00:00-08:002015-02-25T00:00:00-08:002015-03873Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03873.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03872.htmlNotice - In the Matter of Innovative Software Technologies, Inc., National Health Partners, Inc., The Laguna Group, Inc. (a/k/a Eco Energy Pumps, Inc.), and TYIN Group Holdings Limited; Order of Suspension of Trading2015-02-25T00:00:00-08:002015-02-25T00:00:00-08:002015-03872Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03872.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03871.htmlNotice - In the Matter of Calypte Biomedical Corporation, EC Development, Inc., and Information Architects Corporation (n/k/a Dakota Creative Group Corporation); Order of Suspension of Trading2015-02-25T00:00:00-08:002015-02-25T00:00:00-08:002015-03871Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03871.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03822.htmlNotice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Limit Up-Limit Down Obvious Error Pilot2015-02-25T00:00:00-08:002015-02-25T00:00:00-08:002015-03822Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03822.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03820.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 6.252015-02-25T00:00:00-08:002015-02-25T00:00:00-08:002015-03820Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03820.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03819.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify and Reorganize Chapter VI (Trading Systems), Section 8 (BX Opening and Halt Cross) of the Exchange's Options Rules2015-02-25T00:00:00-08:002015-02-25T00:00:00-08:002015-03819Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03819.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03817.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period Applicable to Rule 953.1NY(c), Obvious and Catastrophic Errors, Until October 23, 20152015-02-25T00:00:00-08:002015-02-25T00:00:00-08:002015-03817Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03817.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03816.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period Applicable to Rule 6.65A(c), Obvious and Catastrophic Errors, Until October 23, 20152015-02-25T00:00:00-08:002015-02-25T00:00:00-08:002015-03816Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03816.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03815.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period Applicable to Rule 530 Relating To Limit Up/Limit Down2015-02-25T00:00:00-08:002015-02-25T00:00:00-08:002015-03815Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03815.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03814.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program That Suspends Certain Obvious Error Provisions During Limit Up-Limit Down States in Securities That Underlie Options Traded on the Exchange2015-02-25T00:00:00-08:002015-02-25T00:00:00-08:002015-03814Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03814.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03813.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Order Disapproving Proposed Rule Changes To List and Trade Options on Shares of the iShares ETFs and Market Vectors ETFs2015-02-25T00:00:00-08:002015-02-25T00:00:00-08:002015-03813Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03813.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03812.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of the Shares of the Tuttle Tactical Management U.S. Core ETF of ETFis Series Trust I2015-02-25T00:00:00-08:002015-02-25T00:00:00-08:002015-03812Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03812.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03811.htmlNotice - Self-Regulatory Organizations; the Options Clearing Corporation; Order Approving Proposed Rule Change To Clarify That OCC Would not Treat a Futures Transaction That Is an Exchange-for-Physical or Block Trade as a Non-Competitively Executed Trade if the Exchange on Which Such Trade Is Executed Has Provided OCC With Representations That it Has Policies or Procedures Requiring That Such Trades Be Executed at Reasonable Prices and That Such Price Is Validated by the Exchange2015-02-25T00:00:00-08:002015-02-25T00:00:00-08:002015-03811Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03811.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/25/2015-03810.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 4042015-02-25T00:00:00-08:002015-02-25T00:00:00-08:002015-03810Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-25/pdf/2015-03810.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03821.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 6.152015-02-24T00:00:00-08:002015-02-24T00:00:00-08:002015-03821Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03821.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03713.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt New Rule 5713 and List Paired Class Shares Issued by AccuShares® Commodities Trust I2015-02-24T00:00:00-08:002015-02-24T00:00:00-08:002015-03713Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03713.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03689.htmlNotice - Realty Capital Income Funds Trust, et al.; Notice of Application2015-02-24T00:00:00-08:002015-02-24T00:00:00-08:002015-03689Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03689.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03678.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1 and Partial Amendment No. 2, Amending Rule 13-Equities and Related Rules Governing Order Types and Modifiers2015-02-24T00:00:00-08:002015-02-24T00:00:00-08:002015-03678Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03678.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03670.htmlNotice - Submission for OMB Review; Comment Request2015-02-24T00:00:00-08:002015-02-24T00:00:00-08:002015-03670Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03670.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03669.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.15 Entitled “Imposition of Fines for Minor Violation(s) of Rules”2015-02-24T00:00:00-08:002015-02-24T00:00:00-08:002015-03669Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03669.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03668.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.15 Entitled “Imposition of Fines for Minor Violation(s) of Rules”2015-02-24T00:00:00-08:002015-02-24T00:00:00-08:002015-03668Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03668.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03667.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.15 Entitled “Imposition of Fines for Minor Violation(s) of Rules”2015-02-24T00:00:00-08:002015-02-24T00:00:00-08:002015-03667Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03667.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03666.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of the iShares U.S. Fixed Income Balanced Risk ETF of the iShares U.S. ETF Trust Under Rule 14.11(i)2015-02-24T00:00:00-08:002015-02-24T00:00:00-08:002015-03666Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03666.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03665.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2015-02-24T00:00:00-08:002015-02-24T00:00:00-08:002015-03665Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03665.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03664.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.15 Entitled “Imposition of Fines for Minor Violation(s) of Rules”2015-02-24T00:00:00-08:002015-02-24T00:00:00-08:002015-03664Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03664.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03663.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule Under Section VIII With Respect to Execution and Routing of Orders in Securities Priced at $1 or More per Share2015-02-24T00:00:00-08:002015-02-24T00:00:00-08:002015-03663Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03663.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03661.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of WisdomTree Put Write Strategy Fund Under Commentary .01 to NYSE Arca Equities Rule 5.2(j)(3)2015-02-24T00:00:00-08:002015-02-24T00:00:00-08:002015-03661Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03661.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03660.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Codes of Arbitration Procedure To Increase the Late Cancellation Fee2015-02-24T00:00:00-08:002015-02-24T00:00:00-08:002015-03660Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03660.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03659.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2015-02-24T00:00:00-08:002015-02-24T00:00:00-08:002015-03659Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03659.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03658.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Section 402.05 of the NYSE Listed Company Manual To Clarify That Listed Companies Soliciting Proxy Material Through Brokers or Other Entities Must Comply With SEC Rule 14a-132015-02-24T00:00:00-08:002015-02-24T00:00:00-08:002015-03658Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03658.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03657.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees2015-02-24T00:00:00-08:002015-02-24T00:00:00-08:002015-03657Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03657.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03656.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for the BATS One Feed, and Amend Fees for BZX Top and BZX Last Sale2015-02-24T00:00:00-08:002015-02-24T00:00:00-08:002015-03656Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03656.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03655.htmlNotice - Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for the BATS One Feed, and Amend Fees for BYX Top and BYX Last Sale2015-02-24T00:00:00-08:002015-02-24T00:00:00-08:002015-03655Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03655.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03654.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for EDGA Top, EDGA Last Sale, and the BATS One Feed2015-02-24T00:00:00-08:002015-02-24T00:00:00-08:002015-03654Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03654.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03653.htmlNotice - Eagle Point Credit Company Inc., et al.; Notice of Application2015-02-24T00:00:00-08:002015-02-24T00:00:00-08:002015-03653Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03653.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/23/2015-03538.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for EDGX Top, EDGX Last Sale, and the BATS One Feed2015-02-23T00:00:00-08:002015-02-23T00:00:00-08:002015-03538Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-23/pdf/2015-03538.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/23/2015-03537.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Adopting New Rule 124 to Conduct a Midday Auction and Amending Rule 104 to Codify the Obligation of Designated Market Makers to Facilitate the Midday Auction2015-02-23T00:00:00-08:002015-02-23T00:00:00-08:002015-03537Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-23/pdf/2015-03537.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/20/2015-03522.htmlNotice - Joint Industry Plan; Order Approving Amendment No. 34 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Submitted by the BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX, Inc., Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT, LLC, and NYSE Arca, Inc.2015-02-20T00:00:00-08:002015-02-20T00:00:00-08:002015-03522Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-20/pdf/2015-03522.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/20/2015-03521.htmlNotice - Consolidated Tape Association; Order Approving the Nineteenth Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan2015-02-20T00:00:00-08:002015-02-20T00:00:00-08:002015-03521Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-20/pdf/2015-03521.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/20/2015-03519.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the Innovator IBD® 50 Fund Under NYSE Arca Equities Rule 8.6002015-02-20T00:00:00-08:002015-02-20T00:00:00-08:002015-03519Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-20/pdf/2015-03519.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/20/2015-03518.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change To Require That a Company Publicly Disclose the Denial of a Listing Application2015-02-20T00:00:00-08:002015-02-20T00:00:00-08:002015-03518Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-20/pdf/2015-03518.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/20/2015-03517.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Remote Streaming Quote Traders2015-02-20T00:00:00-08:002015-02-20T00:00:00-08:002015-03517Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-20/pdf/2015-03517.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/20/2015-03516.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the AdvisorShares WCM/BNY Mellon Focused Growth ADR ETF's Holdings of Non-U.S. Equity Securities2015-02-20T00:00:00-08:002015-02-20T00:00:00-08:002015-03516Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-20/pdf/2015-03516.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/20/2015-03515.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change in Connection With a Proposed Transaction in Which National Stock Exchange Holdings, Inc. Will Acquire Ownership of the Exchange From the CBOE Stock Exchange, LLC2015-02-20T00:00:00-08:002015-02-20T00:00:00-08:002015-03515Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-20/pdf/2015-03515.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/20/2015-03509.htmlNotice - Proxy Voting Roundtable2015-02-20T00:00:00-08:002015-02-20T00:00:00-08:002015-03509Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-20/pdf/2015-03509.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/19/2015-03404.htmlNotice - Investment Company Act of 19402015-02-19T00:00:00-08:002015-02-19T00:00:00-08:002015-03404Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-19/pdf/2015-03404.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/19/2015-03403.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Concerning Extended and Overnight Trading Sessions2015-02-19T00:00:00-08:002015-02-19T00:00:00-08:002015-03403Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-19/pdf/2015-03403.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/19/2015-03402.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Acceptance of the Transfer, by Citadel Securities, LLC (“Citadel Securities”) to Its Affiliate, Citadel Securities Principal Investments, LLC, of Citadel Securities' Ownership Interest in BOX Options Exchange, LLC and BOX Holdings Group, LLC, an Affiliate of the Exchange2015-02-19T00:00:00-08:002015-02-19T00:00:00-08:002015-03402Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-19/pdf/2015-03402.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/19/2015-03401.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.2015-02-19T00:00:00-08:002015-02-19T00:00:00-08:002015-03401Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-19/pdf/2015-03401.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03405.htmlNotice - Sunshine Act Meeting2015-02-18T00:00:00-08:002015-02-18T00:00:00-08:002015-03405Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-18/pdf/2015-03405.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03232.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Application of Fees to Securities Under the Select Symbol Program of Rule 7018(a)(4)2015-02-18T00:00:00-08:002015-02-18T00:00:00-08:002015-03232Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-18/pdf/2015-03232.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03231.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7018 Fees2015-02-18T00:00:00-08:002015-02-18T00:00:00-08:002015-03231Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-18/pdf/2015-03231.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03230.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Granting Approval of Proposed Rule Change To Revise ICC End-of-Day Price Discovery Policies and Procedures2015-02-18T00:00:00-08:002015-02-18T00:00:00-08:002015-03230Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-18/pdf/2015-03230.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03229.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Provide for the Clearance of Additional Standard Western European Sovereign Single Names2015-02-18T00:00:00-08:002015-02-18T00:00:00-08:002015-03229Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-18/pdf/2015-03229.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03228.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 1.5, 2.3, 2.5, and 2.6 Related to the Registration Requirements for Members of EDGX Exchange, Inc.2015-02-18T00:00:00-08:002015-02-18T00:00:00-08:002015-03228Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-18/pdf/2015-03228.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03227.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 1.5, 2.3, 2.5, and 2.6 Related to the Registration Requirements for Members of EDGA Exchange, Inc.2015-02-18T00:00:00-08:002015-02-18T00:00:00-08:002015-03227Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-18/pdf/2015-03227.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03226.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2015-02-18T00:00:00-08:002015-02-18T00:00:00-08:002015-03226Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-18/pdf/2015-03226.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03225.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2015-02-18T00:00:00-08:002015-02-18T00:00:00-08:002015-03225Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-18/pdf/2015-03225.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03224.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Tier Size Pilot of FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities)2015-02-18T00:00:00-08:002015-02-18T00:00:00-08:002015-03224Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-18/pdf/2015-03224.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03223.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Rules 11.9 of BATS Y-Exchange, Inc.2015-02-18T00:00:00-08:002015-02-18T00:00:00-08:002015-03223Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-18/pdf/2015-03223.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03222.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rules 11.9, 11.12, and 11.13 of BATS Exchange, Inc.2015-02-18T00:00:00-08:002015-02-18T00:00:00-08:002015-03222Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-18/pdf/2015-03222.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/17/2015-03250.htmlNotice - Sunshine Act Meeting.2015-02-17T00:00:00-08:002015-02-17T00:00:00-08:002015-03250Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-17/pdf/2015-03250.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/17/2015-03221.htmlNotice - SEC Advisory Committee on Small and Emerging Companies2015-02-17T00:00:00-08:002015-02-17T00:00:00-08:002015-03221Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-17/pdf/2015-03221.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/17/2015-03099.htmlNotice - Corsair Opportunity Fund, et al.; Notice of Application2015-02-17T00:00:00-08:002015-02-17T00:00:00-08:002015-03099Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-17/pdf/2015-03099.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/17/2015-03098.htmlNotice - Exchange Traded Concepts, LLC et al.; Notice of Application2015-02-17T00:00:00-08:002015-02-17T00:00:00-08:002015-03098Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-17/pdf/2015-03098.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/17/2015-03097.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice Concerning Extended and Overnight Trading Sessions2015-02-17T00:00:00-08:002015-02-17T00:00:00-08:002015-03097Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-17/pdf/2015-03097.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/17/2015-03078.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of the Exchange2015-02-17T00:00:00-08:002015-02-17T00:00:00-08:002015-03078Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-17/pdf/2015-03078.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/17/2015-03077.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Increase the Fee for Orders Yielding Fee Code K2015-02-17T00:00:00-08:002015-02-17T00:00:00-08:002015-03077Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-17/pdf/2015-03077.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/17/2015-03076.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of the Exchange2015-02-17T00:00:00-08:002015-02-17T00:00:00-08:002015-03076Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-17/pdf/2015-03076.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/17/2015-02948.htmlProposed Rule - Disclosure of Hedging by Employees, Officers and Directors2015-02-17T00:00:00-08:002015-02-17T00:00:00-08:002015-02948Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-17/pdf/2015-02948.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/13/2015-03082.htmlNotice - Contract Standard for Contractor Workforce Inclusion and Request for Public Comment2015-02-13T00:00:00-08:002015-02-13T00:00:00-08:002015-03082Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-13/pdf/2015-03082.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/13/2015-03026.htmlNotice - The Adams Express Company and Petroleum & Resources Corporation; Notice of Application2015-02-13T00:00:00-08:002015-02-13T00:00:00-08:002015-03026Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-13/pdf/2015-03026.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/13/2015-02992.htmlNotice - Pacific Life Insurance Company, et al; Notice of Application2015-02-13T00:00:00-08:002015-02-13T00:00:00-08:002015-02992Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-13/pdf/2015-02992.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/12/2015-02916.htmlNotice - AB Cap Fund, Inc., et al.;2015-02-12T00:00:00-08:002015-02-12T00:00:00-08:002015-02916Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-12/pdf/2015-02916.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/12/2015-02897.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Closing Date of the Equity Rights Program2015-02-12T00:00:00-08:002015-02-12T00:00:00-08:002015-02897Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-12/pdf/2015-02897.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/12/2015-02896.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the SPY Pilot Program2015-02-12T00:00:00-08:002015-02-12T00:00:00-08:002015-02896Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-12/pdf/2015-02896.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/12/2015-02895.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Include Internet Protocol Network Connections and Fiber Cross Connects Between a User's Cabinet and Non-User's Equipment as Co-Location Services2015-02-12T00:00:00-08:002015-02-12T00:00:00-08:002015-02895Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-12/pdf/2015-02895.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/12/2015-02894.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC Options Facility2015-02-12T00:00:00-08:002015-02-12T00:00:00-08:002015-02894Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-12/pdf/2015-02894.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/12/2015-02893.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Include Internet Protocol Network Connections and Fiber Cross Connects Between a User's Cabinet and Non-User's Equipment as Co-Location Services2015-02-12T00:00:00-08:002015-02-12T00:00:00-08:002015-02893Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-12/pdf/2015-02893.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/12/2015-02892.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Include Internet Protocol Network Connections and Fiber Cross Connects Between a User's Cabinet and Non-User's Equipment as Co-Location Services2015-02-12T00:00:00-08:002015-02-12T00:00:00-08:002015-02892Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-12/pdf/2015-02892.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/11/2015-02840.htmlNotice - Joint Industry Plan; Notice of Amendment to the National Market System Plan Governing the Process of Selecting a Plan Processor and Developing a Plan for the Consolidated Audit Trail by BATS Exchange, Inc., BATS-Y Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange, LLC, ISE Gemini, LLC, Miami International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The NASDAQ Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, and NYSE MKT LLC, NYSE Arca, Inc.2015-02-11T00:00:00-08:002015-02-11T00:00:00-08:002015-02840Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-11/pdf/2015-02840.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/11/2015-02796.htmlNotice - NexPoint Credit Strategies Fund, et al.; Notice of Application2015-02-11T00:00:00-08:002015-02-11T00:00:00-08:002015-02796Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-11/pdf/2015-02796.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/11/2015-02752.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt an Options Regulatory Fee2015-02-11T00:00:00-08:002015-02-11T00:00:00-08:002015-02752Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-11/pdf/2015-02752.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/11/2015-02751.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to Additional European Sovereign CDS Contracts2015-02-11T00:00:00-08:002015-02-11T00:00:00-08:002015-02751Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-11/pdf/2015-02751.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/11/2015-02750.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change, and Amendment 1 Thereto, To Expand the Officers Who May Declare That a Clearing Member Is Summarily Suspended2015-02-11T00:00:00-08:002015-02-11T00:00:00-08:002015-02750Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-11/pdf/2015-02750.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/11/2015-02749.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to a Typographical Error2015-02-11T00:00:00-08:002015-02-11T00:00:00-08:002015-02749Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-11/pdf/2015-02749.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/11/2015-02748.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Order Approving Proposed Rule Change Adopt BOX Rule 7300 To Allow the Exchange To Trade Preferenced Orders2015-02-11T00:00:00-08:002015-02-11T00:00:00-08:002015-02748Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-11/pdf/2015-02748.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/11/2015-02747.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Part 8 of the NYSE MKT Company Guide to (i) Require the Chief Executive Officers of Listed Companies to Provide Annual Certification with Respect to the Company's Compliance with the Requirements of Part 8 of the Company Guide, (ii) Require Listed Companies to Submit Annual and Interim Written Affirmations, and (iii) Make Certain Other Clarifying Changes2015-02-11T00:00:00-08:002015-02-11T00:00:00-08:002015-02747Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-11/pdf/2015-02747.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/11/2015-02745.htmlNotice - The Saratoga Advantage Trust and James Alpha Management, LLC; Notice of Application2015-02-11T00:00:00-08:002015-02-11T00:00:00-08:002015-02745Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-11/pdf/2015-02745.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/10/2015-02797.htmlNotice - Sunshine Act Meeting2015-02-10T00:00:00-08:002015-02-10T00:00:00-08:002015-02797Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-10/pdf/2015-02797.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/10/2015-02795.htmlNotice - Sunshine Act Meeting2015-02-10T00:00:00-08:002015-02-10T00:00:00-08:002015-02795Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-10/pdf/2015-02795.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/10/2015-02794.htmlNotice - In the Matter of Med Pro Venture Capital, Inc; Order of Suspension of Trading2015-02-10T00:00:00-08:002015-02-10T00:00:00-08:002015-02794Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-10/pdf/2015-02794.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/10/2015-02660.htmlNotice - Exceed Advisory LLC and Exceed ETFs; Notice of Application2015-02-10T00:00:00-08:002015-02-10T00:00:00-08:002015-02660Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-10/pdf/2015-02660.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/10/2015-02644.htmlNotice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees2015-02-10T00:00:00-08:002015-02-10T00:00:00-08:002015-02644Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-10/pdf/2015-02644.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/10/2015-02643.htmlNotice - Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Ownership and Control Reports2015-02-10T00:00:00-08:002015-02-10T00:00:00-08:002015-02643Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-10/pdf/2015-02643.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/10/2015-02642.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee2015-02-10T00:00:00-08:002015-02-10T00:00:00-08:002015-02642Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-10/pdf/2015-02642.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/10/2015-02641.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Amend Rules 6.41 and 24.82015-02-10T00:00:00-08:002015-02-10T00:00:00-08:002015-02641Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-10/pdf/2015-02641.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/10/2015-02637.htmlNotice - Securities Act of 1933, Release No. 9721/February 4, 2015; Securities Exchange Act of 1934, Release No. 74203/February 4, 2015; Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 20152015-02-10T00:00:00-08:002015-02-10T00:00:00-08:002015-02637Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-10/pdf/2015-02637.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/10/2015-02616.htmlNotice - Proposed Collection; Comment Request2015-02-10T00:00:00-08:002015-02-10T00:00:00-08:002015-02616Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-10/pdf/2015-02616.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/10/2015-02615.htmlNotice - Proposed Collection; Comment Request2015-02-10T00:00:00-08:002015-02-10T00:00:00-08:002015-02615Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-10/pdf/2015-02615.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02566.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of an Advance Notice, as Modified by Amendment No. 1, Concerning a Proposed Capital Plan for Raising Additional Capital That Would Support The Options Clearing Corporation's Function as a Systemically Important Financial Market Utility2015-02-09T00:00:00-08:002015-02-09T00:00:00-08:002015-02566Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-09/pdf/2015-02566.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02512.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Reflect Changes to the Means of Achieving the Investment Objective Applicable to the Guggenheim Enhanced Short Duration ETF2015-02-09T00:00:00-08:002015-02-09T00:00:00-08:002015-02512Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-09/pdf/2015-02512.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02511.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rules of The NASDAQ Options Market Regarding Sharing of Risk Settings2015-02-09T00:00:00-08:002015-02-09T00:00:00-08:002015-02511Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-09/pdf/2015-02511.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02504.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add New Rule 1016 To Authorize the Exchange To Share Phlx XL Participant-Designated Risk Settings in Phlx XL2015-02-09T00:00:00-08:002015-02-09T00:00:00-08:002015-02504Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-09/pdf/2015-02504.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02503.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-3120-2 to Rule 3120 To Extend the Pilot Program That Eliminated the Position Limits for Options on SPDR S&P 500 ETF2015-02-09T00:00:00-08:002015-02-09T00:00:00-08:002015-02503Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-09/pdf/2015-02503.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02502.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add New Section 20, Exchange Sharing of Participant-Designated Risk Settings, to Chapter VI, Trading Systems2015-02-09T00:00:00-08:002015-02-09T00:00:00-08:002015-02502Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-09/pdf/2015-02502.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02501.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving a Proposed Rule Change To List and Trade Shares of the iShares Short Maturity Municipal Bond ETF of the iShares U.S. ETF Trust Under Rule 14.11(i) of BATS Exchange, Inc.2015-02-09T00:00:00-08:002015-02-09T00:00:00-08:002015-02501Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-09/pdf/2015-02501.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02500.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Provide for the Clearance of Additional Standard Emerging Market Sovereign Single Names2015-02-09T00:00:00-08:002015-02-09T00:00:00-08:002015-02500Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-09/pdf/2015-02500.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02499.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Change to CME Rule 814 To Clarify Certain Operational Details Regarding Current CME Settlement Cycles2015-02-09T00:00:00-08:002015-02-09T00:00:00-08:002015-02499Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-09/pdf/2015-02499.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02498.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the List of Securities Eligible for the Select Symbol Program Under Rule 7018(a)(4)2015-02-09T00:00:00-08:002015-02-09T00:00:00-08:002015-02498Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-09/pdf/2015-02498.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02488.htmlNotice - Victory Capital Management Inc., et al.; Notice of Application2015-02-09T00:00:00-08:002015-02-09T00:00:00-08:002015-02488Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-09/pdf/2015-02488.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02465.htmlRule - Rescission of Outdated Rules and Forms, and Amendments To Correct References2015-02-09T00:00:00-08:002015-02-09T00:00:00-08:002015-02465Rulehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-09/pdf/2015-02465.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/06/2015-02425.htmlRule - Asset-Backed Securities Disclosure and Registration2015-02-06T00:00:00-08:002015-02-06T00:00:00-08:002015-02425Rulehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-06/pdf/2015-02425.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/06/2015-02342.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Shares of the iShares California AMT-Free Muni Bond ETF and iShares New York AMT-Free Muni Bond ETF2015-02-06T00:00:00-08:002015-02-06T00:00:00-08:002015-02342Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-06/pdf/2015-02342.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/06/2015-02318.htmlNotice - Capital Group ETF Trust, et al.;2015-02-06T00:00:00-08:002015-02-06T00:00:00-08:002015-02318Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-06/pdf/2015-02318.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/05/2015-02303.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402015-02-05T00:00:00-08:002015-02-05T00:00:00-08:002015-02303Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-05/pdf/2015-02303.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/05/2015-02267.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Amending Its Continued Listing Requirements in Relation to the Late Filing of a Company's Annual Report With the Securities and Exchange Commission as Set Forth in Section 802.01E of the Exchange's Listed Company Manual2015-02-05T00:00:00-08:002015-02-05T00:00:00-08:002015-02267Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-05/pdf/2015-02267.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/05/2015-02252.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule To Make a Change to the Amex Customer Engagement Program in Section I.E. of the Fee Schedule2015-02-05T00:00:00-08:002015-02-05T00:00:00-08:002015-02252Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-05/pdf/2015-02252.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/05/2015-02251.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Enhancements to Its Risk Model for Credit Default Swaps2015-02-05T00:00:00-08:002015-02-05T00:00:00-08:002015-02251Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-05/pdf/2015-02251.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/05/2015-02250.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Its Rules for the Listing and Trading on the Exchange of Options Settling to the RealVolTM2015-02-05T00:00:00-08:002015-02-05T00:00:00-08:002015-02250Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-05/pdf/2015-02250.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/04/2015-02109.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 Relating To Listing of Investment Company Units Based on Municipal Bond Indexes2015-02-04T00:00:00-08:002015-02-04T00:00:00-08:002015-02109Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-04/pdf/2015-02109.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/04/2015-02108.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change With the Proposed Amendment of the Restated Certificate of Incorporation of Exchange Subsidiary NYSE Regulation, Inc.2015-02-04T00:00:00-08:002015-02-04T00:00:00-08:002015-02108Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-04/pdf/2015-02108.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/04/2015-02107.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to Securities Listed on BATS Exchange, Inc. pursuant to Rule 14.132015-02-04T00:00:00-08:002015-02-04T00:00:00-08:002015-02107Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-04/pdf/2015-02107.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/04/2015-02106.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Deadline for the VPR Program to January 14, 20152015-02-04T00:00:00-08:002015-02-04T00:00:00-08:002015-02106Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-04/pdf/2015-02106.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/04/2015-02105.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule Under Section VIII With Respect To Execution and Routing of Orders in Securities Priced at $1 or More Per Share2015-02-04T00:00:00-08:002015-02-04T00:00:00-08:002015-02105Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-04/pdf/2015-02105.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/04/2015-02104.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Amend Exchange Rules Related to Order Tickets2015-02-04T00:00:00-08:002015-02-04T00:00:00-08:002015-02104Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-04/pdf/2015-02104.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02102.htmlNotice - Sunshine Act Meeting2015-02-03T00:00:00-08:002015-02-03T00:00:00-08:002015-02102Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-03/pdf/2015-02102.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02065.htmlNotice - Investment Company Act Release No. 31435; 812-14349 Trust for Professional Managers and William Blair & Company L.L.C.; Notice of Application2015-02-03T00:00:00-08:002015-02-03T00:00:00-08:002015-02065Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-03/pdf/2015-02065.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02064.htmlNotice - Diamond Hill Capital Management, Inc., et al.; Notice of Application2015-02-03T00:00:00-08:002015-02-03T00:00:00-08:002015-02064Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-03/pdf/2015-02064.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02020.htmlNotice - CSOP ETF Trust and CSOP Asset Management Limited; Notice of Application2015-02-03T00:00:00-08:002015-02-03T00:00:00-08:002015-02020Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-03/pdf/2015-02020.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02019.htmlNotice - Crow Point Partners, LLC and Northern Lights Fund Trust; Notice of Application2015-02-03T00:00:00-08:002015-02-03T00:00:00-08:002015-02019Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-03/pdf/2015-02019.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02018.htmlNotice - AlphaMark Advisors, LLC, et al.; Notice of Application2015-02-03T00:00:00-08:002015-02-03T00:00:00-08:002015-02018Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-03/pdf/2015-02018.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02017.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt New Exchange Rule 1081, Solicitation Mechanism, To Introduce a New Electronic Solicitation Mechanism2015-02-03T00:00:00-08:002015-02-03T00:00:00-08:002015-02017Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-03/pdf/2015-02017.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02016.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Non-Substantive Amendments and Clarifications to the Fee Schedule2015-02-03T00:00:00-08:002015-02-03T00:00:00-08:002015-02016Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-03/pdf/2015-02016.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02015.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Non-Substantive Amendments and Clarifications to the Fee Schedule2015-02-03T00:00:00-08:002015-02-03T00:00:00-08:002015-02015Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-03/pdf/2015-02015.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02014.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter IX of Its Rulebook To Incorporate Certain Rules of NASDAQ and FINRA Relating to Arbitration and Mediation2015-02-03T00:00:00-08:002015-02-03T00:00:00-08:002015-02014Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-03/pdf/2015-02014.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02013.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter IX of Its Rulebook To Incorporate Certain Rules of NASDAQ and FINRA Relating to Arbitration and Mediation2015-02-03T00:00:00-08:002015-02-03T00:00:00-08:002015-02013Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-03/pdf/2015-02013.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02012.htmlNotice - Self-Regulatory Organizations: Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Box Spread Strategy Rebate for Users of the Exchange's Customized Options Pricing Service2015-02-03T00:00:00-08:002015-02-03T00:00:00-08:002015-02012Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-03/pdf/2015-02012.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01955.htmlNotice - Sunshine Act Meeting2015-02-02T00:00:00-08:002015-02-02T00:00:00-08:002015-01955Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-02/pdf/2015-01955.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01898.htmlNotice - Advisory Committee on Small and Emerging Companies2015-02-02T00:00:00-08:002015-02-02T00:00:00-08:002015-01898Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-02/pdf/2015-01898.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01874.htmlNotice - Submission for OMB Review; Comment Request2015-02-02T00:00:00-08:002015-02-02T00:00:00-08:002015-01874Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-02/pdf/2015-01874.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01873.htmlNotice - Submission for OMB Review; Comment Request2015-02-02T00:00:00-08:002015-02-02T00:00:00-08:002015-01873Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-02/pdf/2015-01873.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01872.htmlNotice - Submission for OMB Review; Comment Request2015-02-02T00:00:00-08:002015-02-02T00:00:00-08:002015-01872Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-02/pdf/2015-01872.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01871.htmlNotice - Submission for OMB Review; Comment Request2015-02-02T00:00:00-08:002015-02-02T00:00:00-08:002015-01871Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-02/pdf/2015-01871.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01870.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 2.5(c)(4) and 11.5 To Harmonize With EDGA and EDGX Rules, Its Membership Requirements Applicable to Clearing Agencies That Clear Transactions for Members2015-02-02T00:00:00-08:002015-02-02T00:00:00-08:002015-01870Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-02/pdf/2015-01870.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01869.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend Pilot Program that Eliminates Position and Exercise Limits for Physically-Settled SPDR S&P 500 ETF Trust (“SPY”) Options2015-02-02T00:00:00-08:002015-02-02T00:00:00-08:002015-01869Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-02/pdf/2015-01869.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01868.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 2.5(c)(4) and 11.5 To Harmonize With EDGA and EDGX Rules, Its Membership Requirements Applicable To Clearing Agencies That Clear Transactions for Members2015-02-02T00:00:00-08:002015-02-02T00:00:00-08:002015-01868Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-02/pdf/2015-01868.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01867.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Options on Shares of the Market Vectors ETFs2015-02-02T00:00:00-08:002015-02-02T00:00:00-08:002015-01867Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-02/pdf/2015-01867.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01866.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Clearance of New Government Bond Contracts2015-02-02T00:00:00-08:002015-02-02T00:00:00-08:002015-01866Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-02/pdf/2015-01866.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01865.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Short Term Option Series Program2015-02-02T00:00:00-08:002015-02-02T00:00:00-08:002015-01865Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-02/pdf/2015-01865.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01864.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Short Term Option Series Program2015-02-02T00:00:00-08:002015-02-02T00:00:00-08:002015-01864Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-02/pdf/2015-01864.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01863.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Short Term Option Series Program2015-02-02T00:00:00-08:002015-02-02T00:00:00-08:002015-01863Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-02/pdf/2015-01863.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01862.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Short Term Option Series Program2015-02-02T00:00:00-08:002015-02-02T00:00:00-08:002015-01862Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-02/pdf/2015-01862.pdfhttps://regulations.justia.com/regulations/fedreg/2015/02/02/2015-01861.htmlNotice - Self-Regulatory Organizations: Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2015-02-02T00:00:00-08:002015-02-02T00:00:00-08:002015-01861Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-02/pdf/2015-01861.pdf