Securities and Exchange Commission March 2014 – Federal Register Recent Federal Regulation Documents

In the Matter of Citadel EFT, Inc.; Order of Suspension of Trading
Document Number: 2014-07230
Type: Notice
Date: 2014-03-31
Agency: Securities and Exchange Commission, Agencies and Commissions
In the Matter of Advanced Cannabis Solutions, Inc.; Order of Suspension of Trading
Document Number: 2014-07226
Type: Notice
Date: 2014-03-31
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2014-07045
Type: Notice
Date: 2014-03-31
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2014-07044
Type: Notice
Date: 2014-03-31
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2014-07043
Type: Notice
Date: 2014-03-31
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: C1-2014-06126
Type: Notice
Date: 2014-03-28
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2014-06764
Type: Notice
Date: 2014-03-27
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2014-06763
Type: Notice
Date: 2014-03-27
Agency: Securities and Exchange Commission, Agencies and Commissions
Empowered Funds, LLC and Empowered Funds ETF Trust; Notice of Application
Document Number: 2014-06762
Type: Notice
Date: 2014-03-27
Agency: Securities and Exchange Commission, Agencies and Commissions
Summary of Application: Applicants request an order that permits: (a) Actively-managed series of certain open-end management investment companies to issue shares (``Shares'') redeemable in large aggregations only (``Creation Units''); (b) secondary market transactions in Shares to occur at negotiated market prices; (c) certain series to pay redemption proceeds, under certain circumstances, more than seven days from the tender of Shares for redemption; (d) certain affiliated persons of the series to deposit securities into, and receive securities from, the series in connection with the purchase and redemption of Creation Units; and (e) certain registered management investment companies and unit investment trusts outside of the same group of investment companies as the series to acquire Shares.
Virtus Alternative Solutions Trust and Virtus Alternative Investment Advisers, Inc.; Notice of Application
Document Number: 2014-06610
Type: Notice
Date: 2014-03-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Summary of Application: Applicants request an order that would permit them to enter into and materially amend subadvisory agreements with Wholly-Owned Sub-Advisors (as defined below) and non-affiliated sub-advisors without shareholder approval and would grant relief from certain disclosure requirements.
Submission for OMB Review; Comment Request
Document Number: 2014-06609
Type: Notice
Date: 2014-03-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2014-06608
Type: Notice
Date: 2014-03-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2014-06607
Type: Notice
Date: 2014-03-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2014-06606
Type: Notice
Date: 2014-03-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2014-06605
Type: Notice
Date: 2014-03-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2014-06604
Type: Notice
Date: 2014-03-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2014-06603
Type: Notice
Date: 2014-03-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2014-06602
Type: Notice
Date: 2014-03-26
Agency: Securities and Exchange Commission, Agencies and Commissions