Securities and Exchange Commission March 2014 – Federal Register Recent Federal Regulation Documents

Results 101 - 150 of 183
Submission for OMB Review; Comment Request
Document Number: 2014-05755
Type: Notice
Date: 2014-03-17
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2014-05591
Type: Notice
Date: 2014-03-13
Agency: Securities and Exchange Commission, Agencies and Commissions
DFA Investment Dimensions Group Inc., et al.; Notice of Application
Document Number: 2014-05463
Type: Notice
Date: 2014-03-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2014-05462
Type: Notice
Date: 2014-03-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2014-05461
Type: Notice
Date: 2014-03-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2014-05460
Type: Notice
Date: 2014-03-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2014-05459
Type: Notice
Date: 2014-03-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2014-05458
Type: Notice
Date: 2014-03-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2014-05457
Type: Notice
Date: 2014-03-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2014-05319
Type: Notice
Date: 2014-03-12
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2014-05318
Type: Notice
Date: 2014-03-12
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2014-05317
Type: Notice
Date: 2014-03-12
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2014-05316
Type: Notice
Date: 2014-03-12
Agency: Securities and Exchange Commission, Agencies and Commissions
In the Matter of Suburban Minerals Corp.; Order of Suspension of Trading
Document Number: 2014-05343
Type: Notice
Date: 2014-03-11
Agency: Securities and Exchange Commission, Agencies and Commissions
In The Matter Of Global Earth Energy, Inc.; Order of Suspension of Trading
Document Number: 2014-05342
Type: Notice
Date: 2014-03-11
Agency: Securities and Exchange Commission, Agencies and Commissions
In the Matter of Broadcast Live Digital Corp.; Order of Suspension of Trading
Document Number: 2014-05341
Type: Notice
Date: 2014-03-11
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2014-05321
Type: Notice
Date: 2014-03-11
Agency: Securities and Exchange Commission, Agencies and Commissions
Adoption of Updated EDGAR Filer Manual
Document Number: 2014-05057
Type: Rule
Date: 2014-03-10
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (the Commission) is adopting revisions to the Electronic Data Gathering, Analysis, and Retrieval System (EDGAR) Filer Manual and related rules to reflect updates to the EDGAR system. The revisions are being made primarily to introduce new submission form types MA, MA-A, MA/A, MA-I, MA-I/A, and MA-W to support Registration of Municipal Advisors; updates to submission form types 8-K, 8-K/A, 10-K, 10-K/A, 10-KT, 10-KT/A, 10-D, 10-D/A, POS AM, 424B1, 424B2, 424B3, 424B4, 424B5, 424B7, and 424B8; and minor updates to Form 13F validations. The EDGAR system is scheduled to be upgraded to support this functionality on March 3, 2014.
Aventura Equities, Inc.; Order of Suspension of Trading
Document Number: 2014-05084
Type: Notice
Date: 2014-03-07
Agency: Securities and Exchange Commission, Agencies and Commissions