Securities and Exchange Commission March 26, 2014 – Federal Register Recent Federal Regulation Documents

Virtus Alternative Solutions Trust and Virtus Alternative Investment Advisers, Inc.; Notice of Application
Document Number: 2014-06610
Type: Notice
Date: 2014-03-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Summary of Application: Applicants request an order that would permit them to enter into and materially amend subadvisory agreements with Wholly-Owned Sub-Advisors (as defined below) and non-affiliated sub-advisors without shareholder approval and would grant relief from certain disclosure requirements.
Submission for OMB Review; Comment Request
Document Number: 2014-06609
Type: Notice
Date: 2014-03-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2014-06608
Type: Notice
Date: 2014-03-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2014-06607
Type: Notice
Date: 2014-03-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2014-06606
Type: Notice
Date: 2014-03-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2014-06605
Type: Notice
Date: 2014-03-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2014-06604
Type: Notice
Date: 2014-03-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2014-06603
Type: Notice
Date: 2014-03-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2014-06602
Type: Notice
Date: 2014-03-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2014-06601
Type: Notice
Date: 2014-03-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Standards for Covered Clearing Agencies
Document Number: 2014-05806
Type: Proposed Rule
Date: 2014-03-26
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``SEC'' or ``Commission'') proposes to amend Rule 17Ad-22 and add Rule 17Ab2-2 pursuant to Section 17A of the Securities Exchange Act of 1934 (``Exchange Act'') and the Payment, Clearing, and Settlement Supervision Act of 2010 (``Clearing Supervision Act''), adopted in Title VIII of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (``Dodd-Frank Act''). Among other things, the proposed rules would establish standards for the operation and governance of certain types of registered clearing agencies that meet the definition of a ``covered clearing agency.''