Securities and Exchange Commission March 11, 2014 – Federal Register Recent Federal Regulation Documents

Results 1 - 9 of 9
In the Matter of Suburban Minerals Corp.; Order of Suspension of Trading
Document Number: 2014-05343
Type: Notice
Date: 2014-03-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/03/11/2014-05343.html
In The Matter Of Global Earth Energy, Inc.; Order of Suspension of Trading
Document Number: 2014-05342
Type: Notice
Date: 2014-03-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/03/11/2014-05342.html
In the Matter of Broadcast Live Digital Corp.; Order of Suspension of Trading
Document Number: 2014-05341
Type: Notice
Date: 2014-03-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/03/11/2014-05341.html
Sunshine Act Meeting
Document Number: 2014-05321
Type: Notice
Date: 2014-03-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/03/11/2014-05321.html
Self-Regulatory Organizations; Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change Adopting Rule 971.1NY for an Electronic Price Improvement Auction for Single-Leg Orders
Document Number: 2014-05179
Type: Notice
Date: 2014-03-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/03/11/2014-05179.html
Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Modify the BATS Options Opening Process
Document Number: 2014-05178
Type: Notice
Date: 2014-03-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/03/11/2014-05178.html
Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to First Trust Dorsey Wright Focus Five ETF Pursuant to Exchange Act Rule 10b-17(b)(2) and Rules 101(d) and 102(e) of Regulation M
Document Number: 2014-05177
Type: Notice
Date: 2014-03-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/03/11/2014-05177.html
Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Clerical and Non-Controversial Rule Changes
Document Number: 2014-05176
Type: Notice
Date: 2014-03-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/03/11/2014-05176.html
Joint Industry Plan; Notice of Filing of the Seventh Amendment to the National Market System Plan To Address Extraordinary Market Volatility by BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc.
Document Number: 2014-05175
Type: Notice
Date: 2014-03-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/03/11/2014-05175.html
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.