Securities and Exchange Commission 2008 – Federal Register Recent Federal Regulation Documents

Results 201 - 250 of 1,859
Proposed Extension of Existing Collection; Comment Request
Document Number: E8-27430
Type: Notice
Date: 2008-11-19
Agency: Securities and Exchange Commission, Agencies and Commissions
Delegation of Authority to the Director of the Office of Compliance Inspections and Examinations and the Secretary of the Commission
Document Number: E8-27403
Type: Rule
Date: 2008-11-19
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'') is amending Rules 30-18 \1\ and 30-7 \2\ to delegate to the Director of the Office of Compliance Inspections and Examinations (``OCIE'') and the Secretary of the Commission, respectively, functions currently delegated to the Associate Executive Director of the Office of Filings and Information Services (``OFIS''). This re-delegation reflects the transfer to OCIE and the Office of the Secretary of functions previously performed by OFIS, which was fully dissolved in May 2007. The Commission is delegating to the Director of OCIE functions relating to, among other things, the granting and cancellation of the registrations of brokers, dealers, municipal securities dealers, government securities brokers or government securities dealers for which the Commission is the appropriate regulatory agency, transfer agents, and investment advisers. The Commission is delegating to the Secretary of the Commission the function of authenticating all Commission documents produced for administrative and judicial proceedings.
Proposed Collection; Comment Request
Document Number: E8-27431
Type: Notice
Date: 2008-11-18
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E8-27429
Type: Notice
Date: 2008-11-18
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: E8-27405
Type: Notice
Date: 2008-11-18
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E8-27252
Type: Notice
Date: 2008-11-18
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: E8-27295
Type: Notice
Date: 2008-11-17
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E8-27241
Type: Notice
Date: 2008-11-17
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E8-27240
Type: Notice
Date: 2008-11-17
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E8-27238
Type: Notice
Date: 2008-11-17
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E8-27237
Type: Notice
Date: 2008-11-17
Agency: Securities and Exchange Commission, Agencies and Commissions
Wortham Finance, L.P. et al.; Notice of Application
Document Number: E8-27213
Type: Notice
Date: 2008-11-17
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E8-26958
Type: Notice
Date: 2008-11-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E8-26956
Type: Notice
Date: 2008-11-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E8-26955
Type: Notice
Date: 2008-11-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E8-26573
Type: Notice
Date: 2008-11-07
Agency: Securities and Exchange Commission, Agencies and Commissions