Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008?limit=200®isters=between&min-day=1&min-month=1&max-day=31&max-month=12&mode=atom2024-04-19T17:23:02-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31130.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding Routing to an Affiliated Exchange2008-12-31T00:00:00-08:002008-12-31T00:00:00-08:00E8-31130Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31130.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31127.htmlProposed Rule - Records Services, Fee Schedule2008-12-31T00:00:00-08:002008-12-31T00:00:00-08:00E8-31127Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31127.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31102.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Establish Its New Risk Management Gateway Service2008-12-31T00:00:00-08:002008-12-31T00:00:00-08:00E8-31102Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31102.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31101.htmlNotice - Self-Regulatory Organizations; NYSE Alternext US LLC; Notice of Filing of Proposed Rule Change To Establish Its New Risk Management Gateway Service2008-12-31T00:00:00-08:002008-12-31T00:00:00-08:00E8-31101Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31101.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31100.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Extend to March 27, 2009, the Operative Date of New York Stock Exchange Rule 2 Requirement That NYSE-Only Member Organizations Apply for and Be Approved as a Member of the Financial Industry Regulatory Authority, Inc.2008-12-31T00:00:00-08:002008-12-31T00:00:00-08:00E8-31100Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31100.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31098.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Amending NYSE Arca Equities Rule 5.2(j)(6), the Exchange's Initial Listing Standards for Equity Index-Linked Securities, Commodity-Linked Securities, Currency-Linked Securities, Fixed Income Index-Linked Securities, Futures-Linked Securities and Multifactor Index-Linked Securities2008-12-31T00:00:00-08:002008-12-31T00:00:00-08:00E8-31098Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31098.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31094.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Incorporated; Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Establish New Rules for Membership, Member Conduct, and the Listing and Trading of Cash Equity Securities; Order Granting an Exemption for the Boston Stock Exchange, Incorporated From Section 11A(b) of the Securities Exchange Act of 19342008-12-31T00:00:00-08:002008-12-31T00:00:00-08:00E8-31094Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31094.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31093.htmlNotice - Submission for OMB Review; Comment Request2008-12-31T00:00:00-08:002008-12-31T00:00:00-08:00E8-31093Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31093.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31092.htmlNotice - Submission for OMB Review; Comment Request2008-12-31T00:00:00-08:002008-12-31T00:00:00-08:00E8-31092Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31092.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31091.htmlNotice - Submission for OMB Review; Comment Request2008-12-31T00:00:00-08:002008-12-31T00:00:00-08:00E8-31091Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31091.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31090.htmlNotice - Citigroup Global Markets Inc., et al.; Notice of Application and Temporary Order2008-12-31T00:00:00-08:002008-12-31T00:00:00-08:00E8-31090Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31090.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31089.htmlNotice - Grail Advisors, LLC and Grail Advisors' Alpha ETF Trust; Notice of Application2008-12-31T00:00:00-08:002008-12-31T00:00:00-08:00E8-31089Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31089.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31088.htmlNotice - Sun Life Assurance Company of Canada (U.S.), et al., Notice of Application2008-12-31T00:00:00-08:002008-12-31T00:00:00-08:00E8-31088Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31088.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31087.htmlNotice - UBS Securities LLC, et al.; Notice of Application and Temporary Order2008-12-31T00:00:00-08:002008-12-31T00:00:00-08:00E8-31087Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31087.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31086.htmlNotice - AdvisorShares Investments, LLC and AdvisorShares Trust; Notice of Application2008-12-31T00:00:00-08:002008-12-31T00:00:00-08:00E8-31086Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31086.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31085.htmlNotice - Submission for OMB Review; Comment Request2008-12-31T00:00:00-08:002008-12-31T00:00:00-08:00E8-31085Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31085.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31053.htmlNotice - Self-Regulatory Organizations; NYSE Alternext US LLC; Notice of Filing of Proposed Rule Change Amending Rules Governing the Trading of Listed Options on NYSE Amex2008-12-31T00:00:00-08:002008-12-31T00:00:00-08:00E8-31053Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31053.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31052.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change To Clarify Amendments to “Other Securities” Initial Listing Standards2008-12-31T00:00:00-08:002008-12-31T00:00:00-08:00E8-31052Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31052.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31051.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Proposed Rule Change To Amend NASD Interpretive Material (IM) 2110-2 (Trading Ahead of Customer Limit Order)2008-12-31T00:00:00-08:002008-12-31T00:00:00-08:00E8-31051Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31051.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31050.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Close of Trading on the ISE Stock Exchange2008-12-31T00:00:00-08:002008-12-31T00:00:00-08:00E8-31050Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31050.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31049.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Establish a Trading License Fee for 2009 and Amend Certain Other Floor Fees2008-12-31T00:00:00-08:002008-12-31T00:00:00-08:00E8-31049Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31049.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31048.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change As Amended To Increase Liquidity Resources2008-12-31T00:00:00-08:002008-12-31T00:00:00-08:00E8-31048Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31048.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30938.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. To Amend the Sanctioning Guidelines2008-12-30T00:00:00-08:002008-12-30T00:00:00-08:00E8-30938Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30938.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30898.htmlNotice - Self-Regulatory Organizations; NYSE Alternext US LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the Minimum Price Variation of $0.01 for Orders and Quotations in Bonds Admitted to Dealings on NYSE Alternext2008-12-30T00:00:00-08:002008-12-30T00:00:00-08:00E8-30898Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30898.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30897.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Amend the Requirements of Section 203.01 of the Listed Company Manual with respect to Annual Reports2008-12-30T00:00:00-08:002008-12-30T00:00:00-08:00E8-30897Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30897.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30862.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Purchase by International Securities Exchange Holdings, Inc., of an Ownership Interest in Direct Edge Holdings, Inc.2008-12-30T00:00:00-08:002008-12-30T00:00:00-08:00E8-30862Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30862.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30861.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the International Securities Exchange, LLC and the Financial Industry Regulatory Authority, Inc.2008-12-30T00:00:00-08:002008-12-30T00:00:00-08:00E8-30861Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30861.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30860.htmlNotice - Order Granting Application for a Temporary Conditional Exemption Pursuant to Section 36(a) of the Exchange Act by the International Securities Exchange, LLC Relating to the Acquisition by International Securities Exchange Holdings, Inc. of an Electronic Communications Network2008-12-30T00:00:00-08:002008-12-30T00:00:00-08:00E8-30860Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30860.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30859.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Boston Stock Exchange, Inc. To List Options on the Mini-Nasdaq-100 Index at $1 Strike Price Intervals2008-12-30T00:00:00-08:002008-12-30T00:00:00-08:00E8-30859Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30859.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30858.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes2008-12-30T00:00:00-08:002008-12-30T00:00:00-08:00E8-30858Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30858.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30857.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Reporting of Transfers of Securities Subject to an Asset Purchase Agreement2008-12-30T00:00:00-08:002008-12-30T00:00:00-08:00E8-30857Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30857.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30856.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Duration of the Hybrid Rule Pertaining to Orders Represented in Open Outcry2008-12-30T00:00:00-08:002008-12-30T00:00:00-08:00E8-30856Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30856.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30855.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402008-12-30T00:00:00-08:002008-12-30T00:00:00-08:00E8-30855Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30855.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30790.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 5240 (Anti Intimidation / Coordination) in the Consolidated FINRA Rulebook2008-12-29T00:00:00-08:002008-12-29T00:00:00-08:00E8-30790Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-29/pdf/E8-30790.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30789.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the Minimum Price Variation of $0.01 for Orders and Quotations in Bonds Admitted to Dealings on NYSE2008-12-29T00:00:00-08:002008-12-29T00:00:00-08:00E8-30789Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-29/pdf/E8-30789.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30788.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change the Name of BATS Holdings, Inc.2008-12-29T00:00:00-08:002008-12-29T00:00:00-08:00E8-30788Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-29/pdf/E8-30788.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30787.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC That the $8,000,000 Annual Trading Floor Regulatory Fee Allocated Among the Designated Market Maker Firms, Formerly Referred to as the “Specialist Trading Floor Regulatory Fee,” Be Reduced by 50% for 2008, and Eliminated Thereafter2008-12-29T00:00:00-08:002008-12-29T00:00:00-08:00E8-30787Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-29/pdf/E8-30787.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30786.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change Relating to Applicant and Member Disqualification Criteria2008-12-29T00:00:00-08:002008-12-29T00:00:00-08:00E8-30786Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-29/pdf/E8-30786.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30785.htmlNotice - Self-Regulatory Organizations: Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Adoption of NASD Rules 12805 and 13805 as FINRA Rules in the New Consolidated FINRA Rulebook2008-12-29T00:00:00-08:002008-12-29T00:00:00-08:00E8-30785Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-29/pdf/E8-30785.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30784.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change to Discontinue Policy of Prohibiting Transfer Agents from Charging Fees for Issuing Stock Certificates2008-12-29T00:00:00-08:002008-12-29T00:00:00-08:00E8-30784Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-29/pdf/E8-30784.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30783.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change to Amend Rules to Add an Agreement from Fund Members that Submit Mutual Fund Profile Information2008-12-29T00:00:00-08:002008-12-29T00:00:00-08:00E8-30783Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-29/pdf/E8-30783.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30782.htmlNotice - Proposed Collection; Comment Request2008-12-29T00:00:00-08:002008-12-29T00:00:00-08:00E8-30782Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-29/pdf/E8-30782.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/23/E8-30431.htmlNotice - Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 20092008-12-23T00:00:00-08:002008-12-23T00:00:00-08:00E8-30431Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-23/pdf/E8-30431.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/23/E8-30408.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change to Amend Exchange Rule 4.21 Relating to Third Party Deposits2008-12-23T00:00:00-08:002008-12-23T00:00:00-08:00E8-30408Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-23/pdf/E8-30408.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30322.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving a Proposed Rule Change To Implement a New Service To Allow Issuers To Track and Limit the Number of Beneficial Owners for an Individual CUSIP2008-12-22T00:00:00-08:002008-12-22T00:00:00-08:00E8-30322Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-22/pdf/E8-30322.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30321.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the Boston Stock Exchange, Incorporated2008-12-22T00:00:00-08:002008-12-22T00:00:00-08:00E8-30321Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-22/pdf/E8-30321.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30320.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Generic Listing Standards for Index Multiple Exchange Traded Fund Shares and Index Inverse Exchange Traded Fund Shares2008-12-22T00:00:00-08:002008-12-22T00:00:00-08:00E8-30320Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-22/pdf/E8-30320.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30319.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Rule Cross-References and Make Other Various Non-Substantive Technical Changes to FINRA Rules002008-12-22T00:00:00-08:002008-12-22T00:00:00-08:00E8-30319Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-22/pdf/E8-30319.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30318.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of the Exchange2008-12-22T00:00:00-08:002008-12-22T00:00:00-08:00E8-30318Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-22/pdf/E8-30318.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30317.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes2008-12-22T00:00:00-08:002008-12-22T00:00:00-08:00E8-30317Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-22/pdf/E8-30317.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/19/E8-30345.htmlNotice - In the Matter of Yatinoo, Inc.; Corrected Order of Suspension of Trading2008-12-19T00:00:00-08:002008-12-19T00:00:00-08:00E8-30345Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-19/pdf/E8-30345.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/19/E8-30181.htmlNotice - Sunshine Act Meeting2008-12-19T00:00:00-08:002008-12-19T00:00:00-08:00E8-30181Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-19/pdf/E8-30181.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/19/E8-30088.htmlNotice - Sunshine Act Meeting2008-12-19T00:00:00-08:002008-12-19T00:00:00-08:00E8-30088Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-19/pdf/E8-30088.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/18/E8-30069.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Amend the Arbitration Uniform Submission Agreement and Related Rules2008-12-18T00:00:00-08:002008-12-18T00:00:00-08:00E8-30069Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-18/pdf/E8-30069.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/18/E8-30068.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Class Quoting Limit in One Option Class2008-12-18T00:00:00-08:002008-12-18T00:00:00-08:00E8-30068Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-18/pdf/E8-30068.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/18/E8-30067.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Rule 6.47A To Reduce the Order Exposure Period from Three Seconds to One Second2008-12-18T00:00:00-08:002008-12-18T00:00:00-08:00E8-30067Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-18/pdf/E8-30067.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/18/E8-30066.htmlNotice - Self-Regulatory Organizations: Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule Change Relating to the Supervision of Market Letters2008-12-18T00:00:00-08:002008-12-18T00:00:00-08:00E8-30066Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-18/pdf/E8-30066.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/18/E8-29971.htmlNotice - Submission for OMB Review; Comment Request2008-12-18T00:00:00-08:002008-12-18T00:00:00-08:00E8-29971Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-18/pdf/E8-29971.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/18/E8-29970.htmlNotice - Proposed Collection; Comment Request2008-12-18T00:00:00-08:002008-12-18T00:00:00-08:00E8-29970Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-18/pdf/E8-29970.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/18/E8-29969.htmlNotice - Submission for OMB Review; Comment Request2008-12-18T00:00:00-08:002008-12-18T00:00:00-08:00E8-29969Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-18/pdf/E8-29969.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/18/E8-29968.htmlNotice - Submission for OMB Review; Comment Request2008-12-18T00:00:00-08:002008-12-18T00:00:00-08:00E8-29968Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-18/pdf/E8-29968.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/18/E8-29967.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Bid Price Required for Initial Listing on the Nasdaq Global and Global Select Markets from $5 to $42008-12-18T00:00:00-08:002008-12-18T00:00:00-08:00E8-29967Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-18/pdf/E8-29967.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/18/E8-29966.htmlNotice - Submission for OMB Review; Comment Request2008-12-18T00:00:00-08:002008-12-18T00:00:00-08:00E8-29966Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-18/pdf/E8-29966.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/17/E8-30082.htmlNotice - National Lampoon, Inc., and Advatech Corporation; Order of Suspension of Trading2008-12-17T00:00:00-08:002008-12-17T00:00:00-08:00E8-30082Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-17/pdf/E8-30082.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/17/E8-29903.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by Chicago Board Options Exchange, Incorporated Regarding Fees for the CBOE Stock Exchange2008-12-17T00:00:00-08:002008-12-17T00:00:00-08:00E8-29903Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-17/pdf/E8-29903.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/17/E8-29902.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Cancellation Fees2008-12-17T00:00:00-08:002008-12-17T00:00:00-08:00E8-29902Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-17/pdf/E8-29902.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/17/E8-29901.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Exchange Rule 104T To Make a Technical Amendment To Delete Language Relating to Orders Received by NYSE Systems and DMM Yielding; Clarifying the Duration of the Provisions of Rule 104T; Making Technical Amendments to Rule 98 and Rule 123E To Update Rule References for DMM Net Capital Requirements; Rescinding Paragraph (g) of Rule 123; and Making Conforming Changes to Certain Exchange Rules To Replace the Term “Specialist” with “DMM”2008-12-17T00:00:00-08:002008-12-17T00:00:00-08:00E8-29901Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-17/pdf/E8-29901.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/17/E8-29900.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by The Depository Trust Company Relating to Eliminating the SRO Requirement as a Condition of DTC-Eligibility for Securities That Are Eligible for Resale Under Rule 144A Under the Securities Act of 19332008-12-17T00:00:00-08:002008-12-17T00:00:00-08:00E8-29900Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-17/pdf/E8-29900.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/17/E8-29849.htmlNotice - Sunshine Act Meeting2008-12-17T00:00:00-08:002008-12-17T00:00:00-08:00E8-29849Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-17/pdf/E8-29849.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/16/E8-29731.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change Relating to Reduction of Option Limit Order Exposure Periods From Three Seconds to One Second2008-12-16T00:00:00-08:002008-12-16T00:00:00-08:00E8-29731Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-16/pdf/E8-29731.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/16/E8-29702.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend Section 4(c) of Schedule A of the FINRA By-Laws To Increase Certain Qualification Examination Fees2008-12-16T00:00:00-08:002008-12-16T00:00:00-08:00E8-29702Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-16/pdf/E8-29702.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/16/E8-29697.htmlNotice - TIAA-CREF Life Funds, et al.2008-12-16T00:00:00-08:002008-12-16T00:00:00-08:00E8-29697Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-16/pdf/E8-29697.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/16/E8-29696.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Proposed Rule Change To Adopt FINRA Rule 2114 (Recommendations to Customers in OTC Equity Securities) in the Consolidated FINRA Rulebook2008-12-16T00:00:00-08:002008-12-16T00:00:00-08:00E8-29696Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-16/pdf/E8-29696.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/16/E8-29695.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Trade the Shares of the MacroShares $100 Oil Up Trust and the MacroShares $100 Oil Down Trust2008-12-16T00:00:00-08:002008-12-16T00:00:00-08:00E8-29695Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-16/pdf/E8-29695.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/16/E8-29682.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Non-Member Market-Maker Transaction Fees2008-12-16T00:00:00-08:002008-12-16T00:00:00-08:00E8-29682Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-16/pdf/E8-29682.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29683.htmlNotice - Sunshine Act Meeting2008-12-15T00:00:00-08:002008-12-15T00:00:00-08:00E8-29683Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29683.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29560.htmlNotice - TWB Investment Partnership, L.P., et al.; Notice of Application2008-12-15T00:00:00-08:002008-12-15T00:00:00-08:00E8-29560Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29560.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29559.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving Proposed Rule Change Relating to Quoting Obligations for Competitive Market Makers2008-12-15T00:00:00-08:002008-12-15T00:00:00-08:00E8-29559Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29559.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29558.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change To Adopt a Policy Relating to Its Treatment of Trade Reports That It Determines To Be Inconsistent With the Prevailing Market2008-12-15T00:00:00-08:002008-12-15T00:00:00-08:00E8-29558Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29558.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29557.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change To Revise the Listing and Annual Fees Applicable to Paired Trust Shares2008-12-15T00:00:00-08:002008-12-15T00:00:00-08:00E8-29557Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29557.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29556.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to FLEX Options Expirations2008-12-15T00:00:00-08:002008-12-15T00:00:00-08:00E8-29556Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29556.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29555.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to Alternative Primary Market Makers2008-12-15T00:00:00-08:002008-12-15T00:00:00-08:00E8-29555Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29555.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29554.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending for Three Months to March 31, 2009 the Moratorium Related to the Qualification and Registration of Registered Competitive Market Makers Pursuant to NYSE Rule 107A and Competitive Traders Pursuant to NYSE Rule 1102008-12-15T00:00:00-08:002008-12-15T00:00:00-08:00E8-29554Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29554.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29509.htmlNotice - Submission for OMB Review; Comment Request2008-12-15T00:00:00-08:002008-12-15T00:00:00-08:00E8-29509Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29509.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29508.htmlNotice - Submission for OMB Review; Comment Request2008-12-15T00:00:00-08:002008-12-15T00:00:00-08:00E8-29508Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29508.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29507.htmlNotice - Submission for OMB Review; Comment Request2008-12-15T00:00:00-08:002008-12-15T00:00:00-08:00E8-29507Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29507.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29506.htmlNotice - Submission for OMB Review; Comment Request2008-12-15T00:00:00-08:002008-12-15T00:00:00-08:00E8-29506Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29506.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29505.htmlNotice - Submission for OMB Review; Comment Request2008-12-15T00:00:00-08:002008-12-15T00:00:00-08:00E8-29505Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29505.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29504.htmlNotice - Comment Request2008-12-15T00:00:00-08:002008-12-15T00:00:00-08:00E8-29504Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29504.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29503.htmlNotice - Submission for OMB Review; Comment Request2008-12-15T00:00:00-08:002008-12-15T00:00:00-08:00E8-29503Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29503.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29336.htmlRule - Amendment to Municipal Securities Disclosure2008-12-15T00:00:00-08:002008-12-15T00:00:00-08:00E8-29336Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29336.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/12/E8-29376.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Establishment of a Continuing Disclosure Service of the Electronic Municipal Market Access System (EMMA)2008-12-12T00:00:00-08:002008-12-12T00:00:00-08:00E8-29376Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-12/pdf/E8-29376.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/11/E8-29312.htmlNotice - RiverSource Life Insurance Company, et al., Notice of Application2008-12-11T00:00:00-08:002008-12-11T00:00:00-08:00E8-29312Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-11/pdf/E8-29312.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/11/E8-29252.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rules Relating to Appointment Costs2008-12-11T00:00:00-08:002008-12-11T00:00:00-08:00E8-29252Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-11/pdf/E8-29252.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/11/E8-29250.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to Late Exercises2008-12-11T00:00:00-08:002008-12-11T00:00:00-08:00E8-29250Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-11/pdf/E8-29250.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/10/Z8-26627.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Extend the Pilot Program for NYSE Arca Realtime Reference Prices Service2008-12-10T00:00:00-08:002008-12-10T00:00:00-08:00Z8-26627Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-10/pdf/Z8-26627.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/10/E8-29200.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC, Boston Stock Exchange, Inc., Chicago Board Options Exchange, Incorporated, International Securities Exchange, LLC, NYSE Arca, Inc., and Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes Relating to the Listing and Trading Options on Shares of the iShares COMEX Gold Trust and the iShares Silver Trust2008-12-10T00:00:00-08:002008-12-10T00:00:00-08:00E8-29200Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-10/pdf/E8-29200.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/10/E8-29157.htmlNotice - Order Granting Registration of Egan-Jones Rating Company To Add Two Additional Classes of Credit Ratings2008-12-10T00:00:00-08:002008-12-10T00:00:00-08:00E8-29157Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-10/pdf/E8-29157.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/10/E8-29156.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes Relating to iShares COMEX Gold Trust and iShares Silver Trust Shares2008-12-10T00:00:00-08:002008-12-10T00:00:00-08:00E8-29156Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-10/pdf/E8-29156.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/10/E8-29155.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Trust Certificates2008-12-10T00:00:00-08:002008-12-10T00:00:00-08:00E8-29155Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-10/pdf/E8-29155.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/10/E8-29154.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change as Modified by Amendment No. 1 Thereto, To Revise Its Initial Listing Process To Eliminate the Current Appeal Process for Initial Listing Decisions, Add a New Confidential Pre-Application Eligibility Review Process, and Upgrade Its Listing Requirements by Eliminating the Alternative Listing Standards2008-12-10T00:00:00-08:002008-12-10T00:00:00-08:00E8-29154Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-10/pdf/E8-29154.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/10/E8-29153.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer a New Order Type Known as the Adding Liquidity Only Order2008-12-10T00:00:00-08:002008-12-10T00:00:00-08:00E8-29153Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-10/pdf/E8-29153.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/10/E8-29137.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext U.S. LLC To Adopt a Price List for Equity Transactions after the Relocation of NYSE Alternext Equities Trading and To Establish Certain Other Fees2008-12-10T00:00:00-08:002008-12-10T00:00:00-08:00E8-29137Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-10/pdf/E8-29137.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/10/E8-29136.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the Nasdaq Options Market2008-12-10T00:00:00-08:002008-12-10T00:00:00-08:00E8-29136Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-10/pdf/E8-29136.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/10/E8-29135.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change To Amend the Applicant Disqualification Criteria Contained in Its Rules2008-12-10T00:00:00-08:002008-12-10T00:00:00-08:00E8-29135Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-10/pdf/E8-29135.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/09/E8-29037.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Amend Membership Disqualification Criteria Rules2008-12-09T00:00:00-08:002008-12-09T00:00:00-08:00E8-29037Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-09/pdf/E8-29037.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/09/E8-28908.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Setting Aside Action by Delegated Authority and Approving Proposed Rule Change Relating to NYSE Arca Data2008-12-09T00:00:00-08:002008-12-09T00:00:00-08:00E8-28908Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-09/pdf/E8-28908.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28965.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Related to Obvious Error Rules2008-12-08T00:00:00-08:002008-12-08T00:00:00-08:00E8-28965Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28965.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28964.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Stock Loan/Hedge Program2008-12-08T00:00:00-08:002008-12-08T00:00:00-08:00E8-28964Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28964.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28963.htmlNotice - Self-Regulatory Organizations; the Depository Trust Company; Order Granting Approval of a Proposed Rule Change To Eliminate the Ability To Obtain a Physical Certificate From DTC for Issues That Are Eligible and Participating in the Direct Registration System2008-12-08T00:00:00-08:002008-12-08T00:00:00-08:00E8-28963Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28963.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28962.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees2008-12-08T00:00:00-08:002008-12-08T00:00:00-08:00E8-28962Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28962.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28961.htmlNotice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Collection of Financial Industry Regulatory Authority Section 3 Regulatory Fees2008-12-08T00:00:00-08:002008-12-08T00:00:00-08:00E8-28961Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28961.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28960.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ OMX PHLX, Inc., Relating to XLE® Fees2008-12-08T00:00:00-08:002008-12-08T00:00:00-08:00E8-28960Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28960.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28959.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Certain Market Maker Quoting Violations Punishable Under Its Minor Rule Violation Plan2008-12-08T00:00:00-08:002008-12-08T00:00:00-08:00E8-28959Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28959.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28958.htmlNotice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of an Amendment to the National Market System Plan for the Selection and Reservation of Securities Symbols To Add the International Securities Exchange, LLC as a Party Thereto2008-12-08T00:00:00-08:002008-12-08T00:00:00-08:00E8-28958Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28958.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28957.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Enhancements to the Nasdaq Regulation Reconnaissance Service2008-12-08T00:00:00-08:002008-12-08T00:00:00-08:00E8-28957Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28957.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28956.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Orders2008-12-08T00:00:00-08:002008-12-08T00:00:00-08:00E8-28956Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28956.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28955.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change by NYSE Alternext US LLC for Retroactive Application of a Previously Adopted Revenue Sharing Program for ETF Quoting Participants on the Exchange2008-12-08T00:00:00-08:002008-12-08T00:00:00-08:00E8-28955Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28955.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28954.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Alternext US LLC To Implement a Previously Adopted Revenue Sharing Program for ETF Quoting Participants on the Exchange2008-12-08T00:00:00-08:002008-12-08T00:00:00-08:00E8-28954Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28954.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28953.htmlNotice - Proposed Collection; Comment Request2008-12-08T00:00:00-08:002008-12-08T00:00:00-08:00E8-28953Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28953.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28909.htmlNotice - Submission for OMB Review; Comment Request2008-12-08T00:00:00-08:002008-12-08T00:00:00-08:00E8-28909Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28909.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28907.htmlNotice - Proposed Collection; Comment Request2008-12-08T00:00:00-08:002008-12-08T00:00:00-08:00E8-28907Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28907.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28885.htmlNotice - Sunshine Act Meeting2008-12-08T00:00:00-08:002008-12-08T00:00:00-08:00E8-28885Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28885.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/05/E8-28795.htmlNotice - Banc of America Funds Trust, et al.; Notice of Application2008-12-05T00:00:00-08:002008-12-05T00:00:00-08:00E8-28795Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-05/pdf/E8-28795.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/03/E8-28680.htmlNotice - Self-Regulatory Organizations; NYSE Alternext U.S. LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Conform Its Rules With Those of the New York Stock Exchange2008-12-03T00:00:00-08:002008-12-03T00:00:00-08:00E8-28680Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-03/pdf/E8-28680.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/03/E8-28679.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC To Establish the Minimum Price Variation of $0.0001 for Orders and Quotations in Equity Securities that are Priced Below $1.00 Per Share2008-12-03T00:00:00-08:002008-12-03T00:00:00-08:00E8-28679Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-03/pdf/E8-28679.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/03/E8-28662.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Establish the Minimum Price Variation of $0.0001 for Orders and Quotations in Equity Securities That Are Priced Below $1.00 per Share2008-12-03T00:00:00-08:002008-12-03T00:00:00-08:00E8-28662Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-03/pdf/E8-28662.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/02/E8-28559.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading Halts in Managed Fund Shares and Actively Managed ETFs2008-12-02T00:00:00-08:002008-12-02T00:00:00-08:00E8-28559Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-02/pdf/E8-28559.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/02/E8-28530.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Expand the Exception to NYSE Arca Equities Rule 3.10 To Allow Archipelago Securities to Route Orders to NYSE Arca2008-12-02T00:00:00-08:002008-12-02T00:00:00-08:00E8-28530Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-02/pdf/E8-28530.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/02/E8-28499.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Expand the Exception to NYSE Rule 2B To Allow Archipelago Securities LLC To Route Orders to the NYSE in its Capacity as an Order Routing Facility of NYSE Alternext US LLC2008-12-02T00:00:00-08:002008-12-02T00:00:00-08:00E8-28499Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-02/pdf/E8-28499.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/02/E8-28498.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. To Temporarily Increase the Number of Additional Quarterly Option Series2008-12-02T00:00:00-08:002008-12-02T00:00:00-08:00E8-28498Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-02/pdf/E8-28498.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/02/E8-28497.htmlNotice - Self-Regulatory Organizations; NYSE Alternext US LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Use Its Broker Dealer Affiliate, Archipelago Securities, LLC, as Its Routing Broker2008-12-02T00:00:00-08:002008-12-02T00:00:00-08:00E8-28497Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-02/pdf/E8-28497.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/02/E8-28496.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by NYSE Arca, Inc. Relating to Listing Shares of the GreenHaven Continuous Commodity Index Fund2008-12-02T00:00:00-08:002008-12-02T00:00:00-08:00E8-28496Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-02/pdf/E8-28496.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/02/E8-28495.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change To Require Limited Partnerships To Obtain Shareholder Approval for the Use of Equity Compensation and Make Other Clarifying Changes to the Listing Requirements for Limited Partnerships2008-12-02T00:00:00-08:002008-12-02T00:00:00-08:00E8-28495Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-02/pdf/E8-28495.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28428.htmlNotice - Proposed Collection; Comment Request2008-12-01T00:00:00-08:002008-12-01T00:00:00-08:00E8-28428Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-01/pdf/E8-28428.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28427.htmlNotice - Proposed Collection; Comment Request2008-12-01T00:00:00-08:002008-12-01T00:00:00-08:00E8-28427Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-01/pdf/E8-28427.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28426.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Web CRD Fingerprinting Fees2008-12-01T00:00:00-08:002008-12-01T00:00:00-08:00E8-28426Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-01/pdf/E8-28426.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28425.htmlNotice - Self-Regulatory Organizations; NYSE Alternext US LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Managed Fund Share Options2008-12-01T00:00:00-08:002008-12-01T00:00:00-08:00E8-28425Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-01/pdf/E8-28425.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28424.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Amending CBOE Rule 5.3 To Enable the Listing and Trading of Options on Managed Fund Shares2008-12-01T00:00:00-08:002008-12-01T00:00:00-08:00E8-28424Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-01/pdf/E8-28424.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28423.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Revising NYSE Arca Rule 5.3 To Enable the Listing and Trading of Options on Managed Fund Shares2008-12-01T00:00:00-08:002008-12-01T00:00:00-08:00E8-28423Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-01/pdf/E8-28423.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28422.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List Options on the Mini-Nasdaq-100 Index at $1 Strike Price Intervals2008-12-01T00:00:00-08:002008-12-01T00:00:00-08:00E8-28422Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-01/pdf/E8-28422.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28421.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Boston Stock Exchange, Inc. To Temporarily Increase the Number of Additional Quarterly Option Series in Exchange-Traded Fund Share Options That May Be Listed on the Boston Options Exchange Facility2008-12-01T00:00:00-08:002008-12-01T00:00:00-08:00E8-28421Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-01/pdf/E8-28421.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28420.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ OMX PHLX, Inc., Relating to Automated Openings in Index Options2008-12-01T00:00:00-08:002008-12-01T00:00:00-08:00E8-28420Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-01/pdf/E8-28420.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28419.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing of Units of the United States Short Oil Fund2008-12-01T00:00:00-08:002008-12-01T00:00:00-08:00E8-28419Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-01/pdf/E8-28419.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28418.htmlNotice - Proposed Collection; Comment Request2008-12-01T00:00:00-08:002008-12-01T00:00:00-08:00E8-28418Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-01/pdf/E8-28418.pdfhttps://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28381.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the International Securities Exchange, LLC and the Financial Industry Regulatory Authority, Inc.2008-12-01T00:00:00-08:002008-12-01T00:00:00-08:00E8-28381Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-12-01/pdf/E8-28381.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/28/E8-28274.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402008-11-28T00:00:00-08:002008-11-28T00:00:00-08:00E8-28274Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-28/pdf/E8-28274.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/28/E8-28243.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Boston Stock Exchange, Inc. To Amend Certain BOX Rules Related to the PIP To Eliminate the Requirement That There Be at Least Three Market Makers Quoting in a Relevant Options Class in Order for a PIP To Commence2008-11-28T00:00:00-08:002008-11-28T00:00:00-08:00E8-28243Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-28/pdf/E8-28243.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/28/E8-28242.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change to MSRB Rule G-34, CUSIP Numbers and New Issue Requirements, To Establish a Transparency System for Municipal Auction Rate Securities and Municipal Variable Rate Demand Obligations2008-11-28T00:00:00-08:002008-11-28T00:00:00-08:00E8-28242Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-28/pdf/E8-28242.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/28/E8-28241.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Listing of PowerShares DB Funds2008-11-28T00:00:00-08:002008-11-28T00:00:00-08:00E8-28241Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-28/pdf/E8-28241.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/28/E8-28240.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Delisting Standards2008-11-28T00:00:00-08:002008-11-28T00:00:00-08:00E8-28240Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-28/pdf/E8-28240.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/28/E8-28222.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees of Other Market Centers Related to Clearly Erroneous Rulings2008-11-28T00:00:00-08:002008-11-28T00:00:00-08:00E8-28222Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-28/pdf/E8-28222.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/28/E8-28221.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enable the Listing and Trading of Options on Index-Linked Securities2008-11-28T00:00:00-08:002008-11-28T00:00:00-08:00E8-28221Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-28/pdf/E8-28221.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/28/E8-28220.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Rule 5.2(j)(6) To Increase the Permissible Aggregate Weight of Underlying Foreign Country Securities2008-11-28T00:00:00-08:002008-11-28T00:00:00-08:00E8-28220Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-28/pdf/E8-28220.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/28/E8-28219.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Its Obvious Errors Rule and the Adoption of a Catastrophic Error Provision2008-11-28T00:00:00-08:002008-11-28T00:00:00-08:00E8-28219Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-28/pdf/E8-28219.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28253.htmlNotice - American Custom Components, Inc., Creditgroup Com, Inc. (n/k/a Tradex Global Financial Services, Inc.), Frederick Brewing Co., and Infinicall Corp., Respondents; Order of Suspension of Trading2008-11-26T00:00:00-08:002008-11-26T00:00:00-08:00E8-28253Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28253.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28239.htmlNotice - Sunshine Act Meeting2008-11-26T00:00:00-08:002008-11-26T00:00:00-08:00E8-28239Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28239.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28140.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Exchange Rule 9.11 Relating to Confirmations to Customers2008-11-26T00:00:00-08:002008-11-26T00:00:00-08:00E8-28140Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28140.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28127.htmlNotice - Sunshine Act Meeting2008-11-26T00:00:00-08:002008-11-26T00:00:00-08:00E8-28127Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28127.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28111.htmlNotice - Submission for OMB Review; Comment Request2008-11-26T00:00:00-08:002008-11-26T00:00:00-08:00E8-28111Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28111.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28095.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation and National Securities Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes Relating to Amendment No. 2 to the Third Amended and Restated Options Exercise Settlement Agreement2008-11-26T00:00:00-08:002008-11-26T00:00:00-08:00E8-28095Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28095.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28091.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by The NASDAQ Stock Market LLC Regarding a Clerical Change to Nasdaq Rules2008-11-26T00:00:00-08:002008-11-26T00:00:00-08:00E8-28091Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28091.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28090.htmlNotice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Options Price Reporting Authority's Policies With Respect to Device-Based Fees2008-11-26T00:00:00-08:002008-11-26T00:00:00-08:00E8-28090Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28090.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28050.htmlRule - Temporary Exemption for Liquidation of Certain Money Market Funds2008-11-26T00:00:00-08:002008-11-26T00:00:00-08:00E8-28050Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28050.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28045.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rules Relating to an Expansion of the SPX Trading Crowd2008-11-26T00:00:00-08:002008-11-26T00:00:00-08:00E8-28045Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28045.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28044.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to Eligible Margin Assets2008-11-26T00:00:00-08:002008-11-26T00:00:00-08:00E8-28044Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28044.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28042.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Rule 411(b) Concerning Certain Odd-Lot Order Handling Requirements, Rescinding NYSE Information Memorandum 94-14 and Issuing a New Information Memo That Provides Comprehensive and Updated Interpretive Guidance on, and Application of, Current NYSE Odd-Lot Trading Practices and Rules2008-11-26T00:00:00-08:002008-11-26T00:00:00-08:00E8-28042Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28042.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/25/E8-28046.htmlNotice - Sunshine Act Meeting2008-11-25T00:00:00-08:002008-11-25T00:00:00-08:00E8-28046Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-25/pdf/E8-28046.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/25/E8-27989.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Transactions in Stocks With a Price of Less than $1.00 per Share2008-11-25T00:00:00-08:002008-11-25T00:00:00-08:00E8-27989Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-25/pdf/E8-27989.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/25/E8-27988.htmlNotice - Proposed Collection; Comment Request2008-11-25T00:00:00-08:002008-11-25T00:00:00-08:00E8-27988Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-25/pdf/E8-27988.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/25/E8-27987.htmlNotice - Proposed Collection; Comment Request2008-11-25T00:00:00-08:002008-11-25T00:00:00-08:00E8-27987Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-25/pdf/E8-27987.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/25/E8-27986.htmlNotice - Proposed Collection; Comment Request2008-11-25T00:00:00-08:002008-11-25T00:00:00-08:00E8-27986Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-25/pdf/E8-27986.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/25/E8-27897.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Reducing the Exposure Time for Option Limit Orders to One Second2008-11-25T00:00:00-08:002008-11-25T00:00:00-08:00E8-27897Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-25/pdf/E8-27897.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27939.htmlNotice - Order of Suspension of Trading; 2TheMart.com, Inc., and The 3DO Co., Respondents2008-11-24T00:00:00-08:002008-11-24T00:00:00-08:00E8-27939Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27939.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27886.htmlNotice - Proposed Extension of Existing Collection; Comment Request2008-11-24T00:00:00-08:002008-11-24T00:00:00-08:00E8-27886Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27886.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27884.htmlNotice - Submission for OMB Review; Comment Request2008-11-24T00:00:00-08:002008-11-24T00:00:00-08:00E8-27884Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27884.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27883.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of Proposed Rule Change To Amend NYSE Arca Equities Rule 5.2(j)(6)(v) in Order To Add the CBOE Volatility Index® (“VIX®”) Futures (“VIX Futures”) to the Definition of Futures Reference Asset2008-11-24T00:00:00-08:002008-11-24T00:00:00-08:00E8-27883Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27883.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27882.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services That Apply to Mid-Point Passive Liquidity Orders2008-11-24T00:00:00-08:002008-11-24T00:00:00-08:00E8-27882Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27882.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27881.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Assessments2008-11-24T00:00:00-08:002008-11-24T00:00:00-08:00E8-27881Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27881.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27880.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Units of the United States Oil Fund, United States Heating Oil Fund, United States Gasoline Fund, United States 12 Month Oil Fund, United States 12 Month Natural Gas Fund, and the United States Natural Gas Fund2008-11-24T00:00:00-08:002008-11-24T00:00:00-08:00E8-27880Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27880.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27879.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To List Shares of iShares Silver Trust2008-11-24T00:00:00-08:002008-11-24T00:00:00-08:00E8-27879Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27879.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27878.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change Relating to Listing Certain Derivative Products Pursuant to Continued Listing Criteria2008-11-24T00:00:00-08:002008-11-24T00:00:00-08:00E8-27878Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27878.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27877.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services2008-11-24T00:00:00-08:002008-11-24T00:00:00-08:00E8-27877Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27877.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27833.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Exchange Rule 104T To Make Certain Technical Amendments to the Rule To Conform it to the Exchange's Recently Instituted New Market Model Pilot2008-11-24T00:00:00-08:002008-11-24T00:00:00-08:00E8-27833Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27833.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27795.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by New York Stock Exchange, LLC Relating to the Limited Liability Company Agreement of New York Block Exchange, a Facility of NYSE2008-11-24T00:00:00-08:002008-11-24T00:00:00-08:00E8-27795Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27795.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27794.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC To Establish the New York Block Exchange2008-11-24T00:00:00-08:002008-11-24T00:00:00-08:00E8-27794Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27794.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/21/E8-27832.htmlNotice - Sunshine Act Meeting2008-11-21T00:00:00-08:002008-11-21T00:00:00-08:00E8-27832Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-21/pdf/E8-27832.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/21/E8-27757.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NYSE Arca Equities Rule Governing the Anti-Money Laundering Compliance Program2008-11-21T00:00:00-08:002008-11-21T00:00:00-08:00E8-27757Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-21/pdf/E8-27757.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/21/E8-27756.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NYSE Arca Options Rule Governing the Anti-Money Laundering Compliance Program2008-11-21T00:00:00-08:002008-11-21T00:00:00-08:00E8-27756Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-21/pdf/E8-27756.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/21/E8-27755.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Consolidate into a Single Rule Certain Requirements for Products Traded on the CBOE Stock Exchange Pursuant to Unlisted Trading Privileges2008-11-21T00:00:00-08:002008-11-21T00:00:00-08:00E8-27755Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-21/pdf/E8-27755.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/21/E8-27674.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of a Proposed Rule Change to Expand DTC's Debit Cap Look-Ahead Processing2008-11-21T00:00:00-08:002008-11-21T00:00:00-08:00E8-27674Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-21/pdf/E8-27674.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/21/E8-27559.htmlProposed Rule - Roadmap for the Potential Use of Financial Statements Prepared in Accordance With International Financial Reporting Standards by U.S. Issuers2008-11-21T00:00:00-08:002008-11-21T00:00:00-08:00E8-27559Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-21/pdf/E8-27559.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/20/E8-27600.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Allows for No Minimum Size Order Requirement for the Price Improvement Period Process on the Boston Options Exchange Facility2008-11-20T00:00:00-08:002008-11-20T00:00:00-08:00E8-27600Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-20/pdf/E8-27600.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/20/E8-27599.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enable the Listing and Trading of Options on Index-linked Securities2008-11-20T00:00:00-08:002008-11-20T00:00:00-08:00E8-27599Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-20/pdf/E8-27599.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/20/E8-27597.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Maker Trading Licenses for Foreign Currency Options2008-11-20T00:00:00-08:002008-11-20T00:00:00-08:00E8-27597Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-20/pdf/E8-27597.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/20/E8-27581.htmlNotice - Proposed Collection; Comment Request2008-11-20T00:00:00-08:002008-11-20T00:00:00-08:00E8-27581Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-20/pdf/E8-27581.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/20/E8-27580.htmlNotice - Proposed Collection; Comment Request2008-11-20T00:00:00-08:002008-11-20T00:00:00-08:00E8-27580Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-20/pdf/E8-27580.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/20/E8-27579.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NSX Rule 11.23(a) Which Defines the Phrase “Riskless Principal Transaction”2008-11-20T00:00:00-08:002008-11-20T00:00:00-08:00E8-27579Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-20/pdf/E8-27579.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/20/E8-27578.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Temporarily Increasing the Number of Additional Quarterly Option Series in Exchange-Traded Fund Options2008-11-20T00:00:00-08:002008-11-20T00:00:00-08:00E8-27578Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-20/pdf/E8-27578.pdfhttps://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27557.htmlNotice - Sunshine Act Meeting2008-11-19T00:00:00-08:002008-11-19T00:00:00-08:00E8-27557Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27557.pdf