Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008?limit=200&registers=between&min-day=1&min-month=1&max-day=31&max-month=12&mode=atom 2019-09-21T12:12:55-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31130.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding Routing to an Affiliated Exchange 2008-12-31T00:00:00-08:00 2008-12-31T00:00:00-08:00 E8-31130 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31130.pdf https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31127.html Proposed Rule - Records Services, Fee Schedule 2008-12-31T00:00:00-08:00 2008-12-31T00:00:00-08:00 E8-31127 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31127.pdf https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31102.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Establish Its New Risk Management Gateway Service 2008-12-31T00:00:00-08:00 2008-12-31T00:00:00-08:00 E8-31102 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31102.pdf https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31101.html Notice - Self-Regulatory Organizations; NYSE Alternext US LLC; Notice of Filing of Proposed Rule Change To Establish Its New Risk Management Gateway Service 2008-12-31T00:00:00-08:00 2008-12-31T00:00:00-08:00 E8-31101 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31101.pdf https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31100.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Extend to March 27, 2009, the Operative Date of New York Stock Exchange Rule 2 Requirement That NYSE-Only Member Organizations Apply for and Be Approved as a Member of the Financial Industry Regulatory Authority, Inc. 2008-12-31T00:00:00-08:00 2008-12-31T00:00:00-08:00 E8-31100 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31100.pdf https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31098.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Amending NYSE Arca Equities Rule 5.2(j)(6), the Exchange's Initial Listing Standards for Equity Index-Linked Securities, Commodity-Linked Securities, Currency-Linked Securities, Fixed Income Index-Linked Securities, Futures-Linked Securities and Multifactor Index-Linked Securities 2008-12-31T00:00:00-08:00 2008-12-31T00:00:00-08:00 E8-31098 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31098.pdf https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31094.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Incorporated; Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Establish New Rules for Membership, Member Conduct, and the Listing and Trading of Cash Equity Securities; Order Granting an Exemption for the Boston Stock Exchange, Incorporated From Section 11A(b) of the Securities Exchange Act of 1934 2008-12-31T00:00:00-08:00 2008-12-31T00:00:00-08:00 E8-31094 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31094.pdf https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31093.html Notice - Submission for OMB Review; Comment Request 2008-12-31T00:00:00-08:00 2008-12-31T00:00:00-08:00 E8-31093 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31093.pdf https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31092.html Notice - Submission for OMB Review; Comment Request 2008-12-31T00:00:00-08:00 2008-12-31T00:00:00-08:00 E8-31092 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31092.pdf https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31091.html Notice - Submission for OMB Review; Comment Request 2008-12-31T00:00:00-08:00 2008-12-31T00:00:00-08:00 E8-31091 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31091.pdf https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31090.html Notice - Citigroup Global Markets Inc., et al.; Notice of Application and Temporary Order 2008-12-31T00:00:00-08:00 2008-12-31T00:00:00-08:00 E8-31090 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31090.pdf https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31089.html Notice - Grail Advisors, LLC and Grail Advisors' Alpha ETF Trust; Notice of Application 2008-12-31T00:00:00-08:00 2008-12-31T00:00:00-08:00 E8-31089 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31089.pdf https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31088.html Notice - Sun Life Assurance Company of Canada (U.S.), et al., Notice of Application 2008-12-31T00:00:00-08:00 2008-12-31T00:00:00-08:00 E8-31088 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31088.pdf https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31087.html Notice - UBS Securities LLC, et al.; Notice of Application and Temporary Order 2008-12-31T00:00:00-08:00 2008-12-31T00:00:00-08:00 E8-31087 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31087.pdf https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31086.html Notice - AdvisorShares Investments, LLC and AdvisorShares Trust; Notice of Application 2008-12-31T00:00:00-08:00 2008-12-31T00:00:00-08:00 E8-31086 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31086.pdf https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31085.html Notice - Submission for OMB Review; Comment Request 2008-12-31T00:00:00-08:00 2008-12-31T00:00:00-08:00 E8-31085 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31085.pdf https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31053.html Notice - Self-Regulatory Organizations; NYSE Alternext US LLC; Notice of Filing of Proposed Rule Change Amending Rules Governing the Trading of Listed Options on NYSE Amex 2008-12-31T00:00:00-08:00 2008-12-31T00:00:00-08:00 E8-31053 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31053.pdf https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31052.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change To Clarify Amendments to “Other Securities” Initial Listing Standards 2008-12-31T00:00:00-08:00 2008-12-31T00:00:00-08:00 E8-31052 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31052.pdf https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31051.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Proposed Rule Change To Amend NASD Interpretive Material (IM) 2110-2 (Trading Ahead of Customer Limit Order) 2008-12-31T00:00:00-08:00 2008-12-31T00:00:00-08:00 E8-31051 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31051.pdf https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31050.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Close of Trading on the ISE Stock Exchange 2008-12-31T00:00:00-08:00 2008-12-31T00:00:00-08:00 E8-31050 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31050.pdf https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31049.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Establish a Trading License Fee for 2009 and Amend Certain Other Floor Fees 2008-12-31T00:00:00-08:00 2008-12-31T00:00:00-08:00 E8-31049 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31049.pdf https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31048.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change As Amended To Increase Liquidity Resources 2008-12-31T00:00:00-08:00 2008-12-31T00:00:00-08:00 E8-31048 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31048.pdf https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30938.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. To Amend the Sanctioning Guidelines 2008-12-30T00:00:00-08:00 2008-12-30T00:00:00-08:00 E8-30938 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30938.pdf https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30898.html Notice - Self-Regulatory Organizations; NYSE Alternext US LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the Minimum Price Variation of $0.01 for Orders and Quotations in Bonds Admitted to Dealings on NYSE Alternext 2008-12-30T00:00:00-08:00 2008-12-30T00:00:00-08:00 E8-30898 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30898.pdf https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30897.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Amend the Requirements of Section 203.01 of the Listed Company Manual with respect to Annual Reports 2008-12-30T00:00:00-08:00 2008-12-30T00:00:00-08:00 E8-30897 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30897.pdf https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30862.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Purchase by International Securities Exchange Holdings, Inc., of an Ownership Interest in Direct Edge Holdings, Inc. 2008-12-30T00:00:00-08:00 2008-12-30T00:00:00-08:00 E8-30862 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30862.pdf https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30861.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the International Securities Exchange, LLC and the Financial Industry Regulatory Authority, Inc. 2008-12-30T00:00:00-08:00 2008-12-30T00:00:00-08:00 E8-30861 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30861.pdf https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30860.html Notice - Order Granting Application for a Temporary Conditional Exemption Pursuant to Section 36(a) of the Exchange Act by the International Securities Exchange, LLC Relating to the Acquisition by International Securities Exchange Holdings, Inc. of an Electronic Communications Network 2008-12-30T00:00:00-08:00 2008-12-30T00:00:00-08:00 E8-30860 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30860.pdf https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30859.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Boston Stock Exchange, Inc. To List Options on the Mini-Nasdaq-100 Index at $1 Strike Price Intervals 2008-12-30T00:00:00-08:00 2008-12-30T00:00:00-08:00 E8-30859 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30859.pdf https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30858.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes 2008-12-30T00:00:00-08:00 2008-12-30T00:00:00-08:00 E8-30858 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30858.pdf https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30857.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Reporting of Transfers of Securities Subject to an Asset Purchase Agreement 2008-12-30T00:00:00-08:00 2008-12-30T00:00:00-08:00 E8-30857 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30857.pdf https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30856.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Duration of the Hybrid Rule Pertaining to Orders Represented in Open Outcry 2008-12-30T00:00:00-08:00 2008-12-30T00:00:00-08:00 E8-30856 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30856.pdf https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30855.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2008-12-30T00:00:00-08:00 2008-12-30T00:00:00-08:00 E8-30855 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30855.pdf https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30790.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 5240 (Anti Intimidation / Coordination) in the Consolidated FINRA Rulebook 2008-12-29T00:00:00-08:00 2008-12-29T00:00:00-08:00 E8-30790 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-29/pdf/E8-30790.pdf https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30789.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the Minimum Price Variation of $0.01 for Orders and Quotations in Bonds Admitted to Dealings on NYSE 2008-12-29T00:00:00-08:00 2008-12-29T00:00:00-08:00 E8-30789 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-29/pdf/E8-30789.pdf https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30788.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change the Name of BATS Holdings, Inc. 2008-12-29T00:00:00-08:00 2008-12-29T00:00:00-08:00 E8-30788 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-29/pdf/E8-30788.pdf https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30787.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC That the $8,000,000 Annual Trading Floor Regulatory Fee Allocated Among the Designated Market Maker Firms, Formerly Referred to as the “Specialist Trading Floor Regulatory Fee,” Be Reduced by 50% for 2008, and Eliminated Thereafter 2008-12-29T00:00:00-08:00 2008-12-29T00:00:00-08:00 E8-30787 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-29/pdf/E8-30787.pdf https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30786.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change Relating to Applicant and Member Disqualification Criteria 2008-12-29T00:00:00-08:00 2008-12-29T00:00:00-08:00 E8-30786 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-29/pdf/E8-30786.pdf https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30785.html Notice - Self-Regulatory Organizations: Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Adoption of NASD Rules 12805 and 13805 as FINRA Rules in the New Consolidated FINRA Rulebook 2008-12-29T00:00:00-08:00 2008-12-29T00:00:00-08:00 E8-30785 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-29/pdf/E8-30785.pdf https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30784.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change to Discontinue Policy of Prohibiting Transfer Agents from Charging Fees for Issuing Stock Certificates 2008-12-29T00:00:00-08:00 2008-12-29T00:00:00-08:00 E8-30784 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-29/pdf/E8-30784.pdf https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30783.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change to Amend Rules to Add an Agreement from Fund Members that Submit Mutual Fund Profile Information 2008-12-29T00:00:00-08:00 2008-12-29T00:00:00-08:00 E8-30783 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-29/pdf/E8-30783.pdf https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30782.html Notice - Proposed Collection; Comment Request 2008-12-29T00:00:00-08:00 2008-12-29T00:00:00-08:00 E8-30782 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-29/pdf/E8-30782.pdf https://regulations.justia.com/regulations/fedreg/2008/12/23/E8-30431.html Notice - Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2009 2008-12-23T00:00:00-08:00 2008-12-23T00:00:00-08:00 E8-30431 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-23/pdf/E8-30431.pdf https://regulations.justia.com/regulations/fedreg/2008/12/23/E8-30408.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change to Amend Exchange Rule 4.21 Relating to Third Party Deposits 2008-12-23T00:00:00-08:00 2008-12-23T00:00:00-08:00 E8-30408 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-23/pdf/E8-30408.pdf https://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30322.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving a Proposed Rule Change To Implement a New Service To Allow Issuers To Track and Limit the Number of Beneficial Owners for an Individual CUSIP 2008-12-22T00:00:00-08:00 2008-12-22T00:00:00-08:00 E8-30322 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-22/pdf/E8-30322.pdf https://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30321.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the Boston Stock Exchange, Incorporated 2008-12-22T00:00:00-08:00 2008-12-22T00:00:00-08:00 E8-30321 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-22/pdf/E8-30321.pdf https://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30320.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Generic Listing Standards for Index Multiple Exchange Traded Fund Shares and Index Inverse Exchange Traded Fund Shares 2008-12-22T00:00:00-08:00 2008-12-22T00:00:00-08:00 E8-30320 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-22/pdf/E8-30320.pdf https://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30319.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Rule Cross-References and Make Other Various Non-Substantive Technical Changes to FINRA Rules00 2008-12-22T00:00:00-08:00 2008-12-22T00:00:00-08:00 E8-30319 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-22/pdf/E8-30319.pdf https://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30318.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of the Exchange 2008-12-22T00:00:00-08:00 2008-12-22T00:00:00-08:00 E8-30318 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-22/pdf/E8-30318.pdf https://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30317.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes 2008-12-22T00:00:00-08:00 2008-12-22T00:00:00-08:00 E8-30317 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-22/pdf/E8-30317.pdf https://regulations.justia.com/regulations/fedreg/2008/12/19/E8-30345.html Notice - In the Matter of Yatinoo, Inc.; Corrected Order of Suspension of Trading 2008-12-19T00:00:00-08:00 2008-12-19T00:00:00-08:00 E8-30345 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-19/pdf/E8-30345.pdf https://regulations.justia.com/regulations/fedreg/2008/12/19/E8-30181.html Notice - Sunshine Act Meeting 2008-12-19T00:00:00-08:00 2008-12-19T00:00:00-08:00 E8-30181 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-19/pdf/E8-30181.pdf https://regulations.justia.com/regulations/fedreg/2008/12/19/E8-30088.html Notice - Sunshine Act Meeting 2008-12-19T00:00:00-08:00 2008-12-19T00:00:00-08:00 E8-30088 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-19/pdf/E8-30088.pdf https://regulations.justia.com/regulations/fedreg/2008/12/18/E8-30069.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Amend the Arbitration Uniform Submission Agreement and Related Rules 2008-12-18T00:00:00-08:00 2008-12-18T00:00:00-08:00 E8-30069 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-18/pdf/E8-30069.pdf https://regulations.justia.com/regulations/fedreg/2008/12/18/E8-30068.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Class Quoting Limit in One Option Class 2008-12-18T00:00:00-08:00 2008-12-18T00:00:00-08:00 E8-30068 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-18/pdf/E8-30068.pdf https://regulations.justia.com/regulations/fedreg/2008/12/18/E8-30067.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Rule 6.47A To Reduce the Order Exposure Period from Three Seconds to One Second 2008-12-18T00:00:00-08:00 2008-12-18T00:00:00-08:00 E8-30067 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-18/pdf/E8-30067.pdf https://regulations.justia.com/regulations/fedreg/2008/12/18/E8-30066.html Notice - Self-Regulatory Organizations: Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule Change Relating to the Supervision of Market Letters 2008-12-18T00:00:00-08:00 2008-12-18T00:00:00-08:00 E8-30066 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-18/pdf/E8-30066.pdf https://regulations.justia.com/regulations/fedreg/2008/12/18/E8-29971.html Notice - Submission for OMB Review; Comment Request 2008-12-18T00:00:00-08:00 2008-12-18T00:00:00-08:00 E8-29971 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-18/pdf/E8-29971.pdf https://regulations.justia.com/regulations/fedreg/2008/12/18/E8-29970.html Notice - Proposed Collection; Comment Request 2008-12-18T00:00:00-08:00 2008-12-18T00:00:00-08:00 E8-29970 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-18/pdf/E8-29970.pdf https://regulations.justia.com/regulations/fedreg/2008/12/18/E8-29969.html Notice - Submission for OMB Review; Comment Request 2008-12-18T00:00:00-08:00 2008-12-18T00:00:00-08:00 E8-29969 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-18/pdf/E8-29969.pdf https://regulations.justia.com/regulations/fedreg/2008/12/18/E8-29968.html Notice - Submission for OMB Review; Comment Request 2008-12-18T00:00:00-08:00 2008-12-18T00:00:00-08:00 E8-29968 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-18/pdf/E8-29968.pdf https://regulations.justia.com/regulations/fedreg/2008/12/18/E8-29967.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Bid Price Required for Initial Listing on the Nasdaq Global and Global Select Markets from $5 to $4 2008-12-18T00:00:00-08:00 2008-12-18T00:00:00-08:00 E8-29967 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-18/pdf/E8-29967.pdf https://regulations.justia.com/regulations/fedreg/2008/12/18/E8-29966.html Notice - Submission for OMB Review; Comment Request 2008-12-18T00:00:00-08:00 2008-12-18T00:00:00-08:00 E8-29966 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-18/pdf/E8-29966.pdf https://regulations.justia.com/regulations/fedreg/2008/12/17/E8-30082.html Notice - National Lampoon, Inc., and Advatech Corporation; Order of Suspension of Trading 2008-12-17T00:00:00-08:00 2008-12-17T00:00:00-08:00 E8-30082 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-17/pdf/E8-30082.pdf https://regulations.justia.com/regulations/fedreg/2008/12/17/E8-29903.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by Chicago Board Options Exchange, Incorporated Regarding Fees for the CBOE Stock Exchange 2008-12-17T00:00:00-08:00 2008-12-17T00:00:00-08:00 E8-29903 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-17/pdf/E8-29903.pdf https://regulations.justia.com/regulations/fedreg/2008/12/17/E8-29902.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Cancellation Fees 2008-12-17T00:00:00-08:00 2008-12-17T00:00:00-08:00 E8-29902 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-17/pdf/E8-29902.pdf https://regulations.justia.com/regulations/fedreg/2008/12/17/E8-29901.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Exchange Rule 104T To Make a Technical Amendment To Delete Language Relating to Orders Received by NYSE Systems and DMM Yielding; Clarifying the Duration of the Provisions of Rule 104T; Making Technical Amendments to Rule 98 and Rule 123E To Update Rule References for DMM Net Capital Requirements; Rescinding Paragraph (g) of Rule 123; and Making Conforming Changes to Certain Exchange Rules To Replace the Term “Specialist” with “DMM” 2008-12-17T00:00:00-08:00 2008-12-17T00:00:00-08:00 E8-29901 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-17/pdf/E8-29901.pdf https://regulations.justia.com/regulations/fedreg/2008/12/17/E8-29900.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by The Depository Trust Company Relating to Eliminating the SRO Requirement as a Condition of DTC-Eligibility for Securities That Are Eligible for Resale Under Rule 144A Under the Securities Act of 1933 2008-12-17T00:00:00-08:00 2008-12-17T00:00:00-08:00 E8-29900 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-17/pdf/E8-29900.pdf https://regulations.justia.com/regulations/fedreg/2008/12/17/E8-29849.html Notice - Sunshine Act Meeting 2008-12-17T00:00:00-08:00 2008-12-17T00:00:00-08:00 E8-29849 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-17/pdf/E8-29849.pdf https://regulations.justia.com/regulations/fedreg/2008/12/16/E8-29731.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change Relating to Reduction of Option Limit Order Exposure Periods From Three Seconds to One Second 2008-12-16T00:00:00-08:00 2008-12-16T00:00:00-08:00 E8-29731 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-16/pdf/E8-29731.pdf https://regulations.justia.com/regulations/fedreg/2008/12/16/E8-29702.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend Section 4(c) of Schedule A of the FINRA By-Laws To Increase Certain Qualification Examination Fees 2008-12-16T00:00:00-08:00 2008-12-16T00:00:00-08:00 E8-29702 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-16/pdf/E8-29702.pdf https://regulations.justia.com/regulations/fedreg/2008/12/16/E8-29697.html Notice - TIAA-CREF Life Funds, et al. 2008-12-16T00:00:00-08:00 2008-12-16T00:00:00-08:00 E8-29697 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-16/pdf/E8-29697.pdf https://regulations.justia.com/regulations/fedreg/2008/12/16/E8-29696.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Proposed Rule Change To Adopt FINRA Rule 2114 (Recommendations to Customers in OTC Equity Securities) in the Consolidated FINRA Rulebook 2008-12-16T00:00:00-08:00 2008-12-16T00:00:00-08:00 E8-29696 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-16/pdf/E8-29696.pdf https://regulations.justia.com/regulations/fedreg/2008/12/16/E8-29695.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Trade the Shares of the MacroShares $100 Oil Up Trust and the MacroShares $100 Oil Down Trust 2008-12-16T00:00:00-08:00 2008-12-16T00:00:00-08:00 E8-29695 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-16/pdf/E8-29695.pdf https://regulations.justia.com/regulations/fedreg/2008/12/16/E8-29682.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Non-Member Market-Maker Transaction Fees 2008-12-16T00:00:00-08:00 2008-12-16T00:00:00-08:00 E8-29682 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-16/pdf/E8-29682.pdf https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29683.html Notice - Sunshine Act Meeting 2008-12-15T00:00:00-08:00 2008-12-15T00:00:00-08:00 E8-29683 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29683.pdf https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29560.html Notice - TWB Investment Partnership, L.P., et al.; Notice of Application 2008-12-15T00:00:00-08:00 2008-12-15T00:00:00-08:00 E8-29560 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29560.pdf https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29559.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving Proposed Rule Change Relating to Quoting Obligations for Competitive Market Makers 2008-12-15T00:00:00-08:00 2008-12-15T00:00:00-08:00 E8-29559 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29559.pdf https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29558.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change To Adopt a Policy Relating to Its Treatment of Trade Reports That It Determines To Be Inconsistent With the Prevailing Market 2008-12-15T00:00:00-08:00 2008-12-15T00:00:00-08:00 E8-29558 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29558.pdf https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29557.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change To Revise the Listing and Annual Fees Applicable to Paired Trust Shares 2008-12-15T00:00:00-08:00 2008-12-15T00:00:00-08:00 E8-29557 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29557.pdf https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29556.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to FLEX Options Expirations 2008-12-15T00:00:00-08:00 2008-12-15T00:00:00-08:00 E8-29556 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29556.pdf https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29555.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to Alternative Primary Market Makers 2008-12-15T00:00:00-08:00 2008-12-15T00:00:00-08:00 E8-29555 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29555.pdf https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29554.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending for Three Months to March 31, 2009 the Moratorium Related to the Qualification and Registration of Registered Competitive Market Makers Pursuant to NYSE Rule 107A and Competitive Traders Pursuant to NYSE Rule 110 2008-12-15T00:00:00-08:00 2008-12-15T00:00:00-08:00 E8-29554 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29554.pdf https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29509.html Notice - Submission for OMB Review; Comment Request 2008-12-15T00:00:00-08:00 2008-12-15T00:00:00-08:00 E8-29509 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29509.pdf https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29508.html Notice - Submission for OMB Review; Comment Request 2008-12-15T00:00:00-08:00 2008-12-15T00:00:00-08:00 E8-29508 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29508.pdf https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29507.html Notice - Submission for OMB Review; Comment Request 2008-12-15T00:00:00-08:00 2008-12-15T00:00:00-08:00 E8-29507 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29507.pdf https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29506.html Notice - Submission for OMB Review; Comment Request 2008-12-15T00:00:00-08:00 2008-12-15T00:00:00-08:00 E8-29506 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29506.pdf https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29505.html Notice - Submission for OMB Review; Comment Request 2008-12-15T00:00:00-08:00 2008-12-15T00:00:00-08:00 E8-29505 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29505.pdf https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29504.html Notice - Comment Request 2008-12-15T00:00:00-08:00 2008-12-15T00:00:00-08:00 E8-29504 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29504.pdf https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29503.html Notice - Submission for OMB Review; Comment Request 2008-12-15T00:00:00-08:00 2008-12-15T00:00:00-08:00 E8-29503 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29503.pdf https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29336.html Rule - Amendment to Municipal Securities Disclosure 2008-12-15T00:00:00-08:00 2008-12-15T00:00:00-08:00 E8-29336 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29336.pdf https://regulations.justia.com/regulations/fedreg/2008/12/12/E8-29376.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Establishment of a Continuing Disclosure Service of the Electronic Municipal Market Access System (EMMA) 2008-12-12T00:00:00-08:00 2008-12-12T00:00:00-08:00 E8-29376 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-12/pdf/E8-29376.pdf https://regulations.justia.com/regulations/fedreg/2008/12/11/E8-29312.html Notice - RiverSource Life Insurance Company, et al., Notice of Application 2008-12-11T00:00:00-08:00 2008-12-11T00:00:00-08:00 E8-29312 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-11/pdf/E8-29312.pdf https://regulations.justia.com/regulations/fedreg/2008/12/11/E8-29252.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rules Relating to Appointment Costs 2008-12-11T00:00:00-08:00 2008-12-11T00:00:00-08:00 E8-29252 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-11/pdf/E8-29252.pdf https://regulations.justia.com/regulations/fedreg/2008/12/11/E8-29250.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to Late Exercises 2008-12-11T00:00:00-08:00 2008-12-11T00:00:00-08:00 E8-29250 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-11/pdf/E8-29250.pdf https://regulations.justia.com/regulations/fedreg/2008/12/10/Z8-26627.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Extend the Pilot Program for NYSE Arca Realtime Reference Prices Service 2008-12-10T00:00:00-08:00 2008-12-10T00:00:00-08:00 Z8-26627 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-10/pdf/Z8-26627.pdf https://regulations.justia.com/regulations/fedreg/2008/12/10/E8-29200.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC, Boston Stock Exchange, Inc., Chicago Board Options Exchange, Incorporated, International Securities Exchange, LLC, NYSE Arca, Inc., and Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes Relating to the Listing and Trading Options on Shares of the iShares COMEX Gold Trust and the iShares Silver Trust 2008-12-10T00:00:00-08:00 2008-12-10T00:00:00-08:00 E8-29200 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-10/pdf/E8-29200.pdf https://regulations.justia.com/regulations/fedreg/2008/12/10/E8-29157.html Notice - Order Granting Registration of Egan-Jones Rating Company To Add Two Additional Classes of Credit Ratings 2008-12-10T00:00:00-08:00 2008-12-10T00:00:00-08:00 E8-29157 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-10/pdf/E8-29157.pdf https://regulations.justia.com/regulations/fedreg/2008/12/10/E8-29156.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes Relating to iShares COMEX Gold Trust and iShares Silver Trust Shares 2008-12-10T00:00:00-08:00 2008-12-10T00:00:00-08:00 E8-29156 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-10/pdf/E8-29156.pdf https://regulations.justia.com/regulations/fedreg/2008/12/10/E8-29155.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Trust Certificates 2008-12-10T00:00:00-08:00 2008-12-10T00:00:00-08:00 E8-29155 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-10/pdf/E8-29155.pdf https://regulations.justia.com/regulations/fedreg/2008/12/10/E8-29154.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change as Modified by Amendment No. 1 Thereto, To Revise Its Initial Listing Process To Eliminate the Current Appeal Process for Initial Listing Decisions, Add a New Confidential Pre-Application Eligibility Review Process, and Upgrade Its Listing Requirements by Eliminating the Alternative Listing Standards 2008-12-10T00:00:00-08:00 2008-12-10T00:00:00-08:00 E8-29154 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-10/pdf/E8-29154.pdf https://regulations.justia.com/regulations/fedreg/2008/12/10/E8-29153.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer a New Order Type Known as the Adding Liquidity Only Order 2008-12-10T00:00:00-08:00 2008-12-10T00:00:00-08:00 E8-29153 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-10/pdf/E8-29153.pdf https://regulations.justia.com/regulations/fedreg/2008/12/10/E8-29137.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext U.S. LLC To Adopt a Price List for Equity Transactions after the Relocation of NYSE Alternext Equities Trading and To Establish Certain Other Fees 2008-12-10T00:00:00-08:00 2008-12-10T00:00:00-08:00 E8-29137 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-10/pdf/E8-29137.pdf https://regulations.justia.com/regulations/fedreg/2008/12/10/E8-29136.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the Nasdaq Options Market 2008-12-10T00:00:00-08:00 2008-12-10T00:00:00-08:00 E8-29136 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-10/pdf/E8-29136.pdf https://regulations.justia.com/regulations/fedreg/2008/12/10/E8-29135.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change To Amend the Applicant Disqualification Criteria Contained in Its Rules 2008-12-10T00:00:00-08:00 2008-12-10T00:00:00-08:00 E8-29135 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-10/pdf/E8-29135.pdf https://regulations.justia.com/regulations/fedreg/2008/12/09/E8-29037.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Amend Membership Disqualification Criteria Rules 2008-12-09T00:00:00-08:00 2008-12-09T00:00:00-08:00 E8-29037 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-09/pdf/E8-29037.pdf https://regulations.justia.com/regulations/fedreg/2008/12/09/E8-28908.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Setting Aside Action by Delegated Authority and Approving Proposed Rule Change Relating to NYSE Arca Data 2008-12-09T00:00:00-08:00 2008-12-09T00:00:00-08:00 E8-28908 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-09/pdf/E8-28908.pdf https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28965.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Related to Obvious Error Rules 2008-12-08T00:00:00-08:00 2008-12-08T00:00:00-08:00 E8-28965 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28965.pdf https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28964.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Stock Loan/Hedge Program 2008-12-08T00:00:00-08:00 2008-12-08T00:00:00-08:00 E8-28964 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28964.pdf https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28963.html Notice - Self-Regulatory Organizations; the Depository Trust Company; Order Granting Approval of a Proposed Rule Change To Eliminate the Ability To Obtain a Physical Certificate From DTC for Issues That Are Eligible and Participating in the Direct Registration System 2008-12-08T00:00:00-08:00 2008-12-08T00:00:00-08:00 E8-28963 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28963.pdf https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28962.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees 2008-12-08T00:00:00-08:00 2008-12-08T00:00:00-08:00 E8-28962 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28962.pdf https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28961.html Notice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Collection of Financial Industry Regulatory Authority Section 3 Regulatory Fees 2008-12-08T00:00:00-08:00 2008-12-08T00:00:00-08:00 E8-28961 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28961.pdf https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28960.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ OMX PHLX, Inc., Relating to XLE® Fees 2008-12-08T00:00:00-08:00 2008-12-08T00:00:00-08:00 E8-28960 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28960.pdf https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28959.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Certain Market Maker Quoting Violations Punishable Under Its Minor Rule Violation Plan 2008-12-08T00:00:00-08:00 2008-12-08T00:00:00-08:00 E8-28959 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28959.pdf https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28958.html Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of an Amendment to the National Market System Plan for the Selection and Reservation of Securities Symbols To Add the International Securities Exchange, LLC as a Party Thereto 2008-12-08T00:00:00-08:00 2008-12-08T00:00:00-08:00 E8-28958 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28958.pdf https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28957.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Enhancements to the Nasdaq Regulation Reconnaissance Service 2008-12-08T00:00:00-08:00 2008-12-08T00:00:00-08:00 E8-28957 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28957.pdf https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28956.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Orders 2008-12-08T00:00:00-08:00 2008-12-08T00:00:00-08:00 E8-28956 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28956.pdf https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28955.html Notice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change by NYSE Alternext US LLC for Retroactive Application of a Previously Adopted Revenue Sharing Program for ETF Quoting Participants on the Exchange 2008-12-08T00:00:00-08:00 2008-12-08T00:00:00-08:00 E8-28955 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28955.pdf https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28954.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Alternext US LLC To Implement a Previously Adopted Revenue Sharing Program for ETF Quoting Participants on the Exchange 2008-12-08T00:00:00-08:00 2008-12-08T00:00:00-08:00 E8-28954 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28954.pdf https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28953.html Notice - Proposed Collection; Comment Request 2008-12-08T00:00:00-08:00 2008-12-08T00:00:00-08:00 E8-28953 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28953.pdf https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28909.html Notice - Submission for OMB Review; Comment Request 2008-12-08T00:00:00-08:00 2008-12-08T00:00:00-08:00 E8-28909 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28909.pdf https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28907.html Notice - Proposed Collection; Comment Request 2008-12-08T00:00:00-08:00 2008-12-08T00:00:00-08:00 E8-28907 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28907.pdf https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28885.html Notice - Sunshine Act Meeting 2008-12-08T00:00:00-08:00 2008-12-08T00:00:00-08:00 E8-28885 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28885.pdf https://regulations.justia.com/regulations/fedreg/2008/12/05/E8-28795.html Notice - Banc of America Funds Trust, et al.; Notice of Application 2008-12-05T00:00:00-08:00 2008-12-05T00:00:00-08:00 E8-28795 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-05/pdf/E8-28795.pdf https://regulations.justia.com/regulations/fedreg/2008/12/03/E8-28680.html Notice - Self-Regulatory Organizations; NYSE Alternext U.S. LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Conform Its Rules With Those of the New York Stock Exchange 2008-12-03T00:00:00-08:00 2008-12-03T00:00:00-08:00 E8-28680 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-03/pdf/E8-28680.pdf https://regulations.justia.com/regulations/fedreg/2008/12/03/E8-28679.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC To Establish the Minimum Price Variation of $0.0001 for Orders and Quotations in Equity Securities that are Priced Below $1.00 Per Share 2008-12-03T00:00:00-08:00 2008-12-03T00:00:00-08:00 E8-28679 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-03/pdf/E8-28679.pdf https://regulations.justia.com/regulations/fedreg/2008/12/03/E8-28662.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Establish the Minimum Price Variation of $0.0001 for Orders and Quotations in Equity Securities That Are Priced Below $1.00 per Share 2008-12-03T00:00:00-08:00 2008-12-03T00:00:00-08:00 E8-28662 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-03/pdf/E8-28662.pdf https://regulations.justia.com/regulations/fedreg/2008/12/02/E8-28559.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading Halts in Managed Fund Shares and Actively Managed ETFs 2008-12-02T00:00:00-08:00 2008-12-02T00:00:00-08:00 E8-28559 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-02/pdf/E8-28559.pdf https://regulations.justia.com/regulations/fedreg/2008/12/02/E8-28530.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Expand the Exception to NYSE Arca Equities Rule 3.10 To Allow Archipelago Securities to Route Orders to NYSE Arca 2008-12-02T00:00:00-08:00 2008-12-02T00:00:00-08:00 E8-28530 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-02/pdf/E8-28530.pdf https://regulations.justia.com/regulations/fedreg/2008/12/02/E8-28499.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Expand the Exception to NYSE Rule 2B To Allow Archipelago Securities LLC To Route Orders to the NYSE in its Capacity as an Order Routing Facility of NYSE Alternext US LLC 2008-12-02T00:00:00-08:00 2008-12-02T00:00:00-08:00 E8-28499 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-02/pdf/E8-28499.pdf https://regulations.justia.com/regulations/fedreg/2008/12/02/E8-28498.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. To Temporarily Increase the Number of Additional Quarterly Option Series 2008-12-02T00:00:00-08:00 2008-12-02T00:00:00-08:00 E8-28498 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-02/pdf/E8-28498.pdf https://regulations.justia.com/regulations/fedreg/2008/12/02/E8-28497.html Notice - Self-Regulatory Organizations; NYSE Alternext US LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Use Its Broker Dealer Affiliate, Archipelago Securities, LLC, as Its Routing Broker 2008-12-02T00:00:00-08:00 2008-12-02T00:00:00-08:00 E8-28497 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-02/pdf/E8-28497.pdf https://regulations.justia.com/regulations/fedreg/2008/12/02/E8-28496.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by NYSE Arca, Inc. Relating to Listing Shares of the GreenHaven Continuous Commodity Index Fund 2008-12-02T00:00:00-08:00 2008-12-02T00:00:00-08:00 E8-28496 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-02/pdf/E8-28496.pdf https://regulations.justia.com/regulations/fedreg/2008/12/02/E8-28495.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change To Require Limited Partnerships To Obtain Shareholder Approval for the Use of Equity Compensation and Make Other Clarifying Changes to the Listing Requirements for Limited Partnerships 2008-12-02T00:00:00-08:00 2008-12-02T00:00:00-08:00 E8-28495 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-02/pdf/E8-28495.pdf https://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28428.html Notice - Proposed Collection; Comment Request 2008-12-01T00:00:00-08:00 2008-12-01T00:00:00-08:00 E8-28428 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-01/pdf/E8-28428.pdf https://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28427.html Notice - Proposed Collection; Comment Request 2008-12-01T00:00:00-08:00 2008-12-01T00:00:00-08:00 E8-28427 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-01/pdf/E8-28427.pdf https://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28426.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Web CRD Fingerprinting Fees 2008-12-01T00:00:00-08:00 2008-12-01T00:00:00-08:00 E8-28426 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-01/pdf/E8-28426.pdf https://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28425.html Notice - Self-Regulatory Organizations; NYSE Alternext US LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Managed Fund Share Options 2008-12-01T00:00:00-08:00 2008-12-01T00:00:00-08:00 E8-28425 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-01/pdf/E8-28425.pdf https://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28424.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Amending CBOE Rule 5.3 To Enable the Listing and Trading of Options on Managed Fund Shares 2008-12-01T00:00:00-08:00 2008-12-01T00:00:00-08:00 E8-28424 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-01/pdf/E8-28424.pdf https://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28423.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Revising NYSE Arca Rule 5.3 To Enable the Listing and Trading of Options on Managed Fund Shares 2008-12-01T00:00:00-08:00 2008-12-01T00:00:00-08:00 E8-28423 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-01/pdf/E8-28423.pdf https://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28422.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List Options on the Mini-Nasdaq-100 Index at $1 Strike Price Intervals 2008-12-01T00:00:00-08:00 2008-12-01T00:00:00-08:00 E8-28422 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-01/pdf/E8-28422.pdf https://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28421.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Boston Stock Exchange, Inc. To Temporarily Increase the Number of Additional Quarterly Option Series in Exchange-Traded Fund Share Options That May Be Listed on the Boston Options Exchange Facility 2008-12-01T00:00:00-08:00 2008-12-01T00:00:00-08:00 E8-28421 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-01/pdf/E8-28421.pdf https://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28420.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ OMX PHLX, Inc., Relating to Automated Openings in Index Options 2008-12-01T00:00:00-08:00 2008-12-01T00:00:00-08:00 E8-28420 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-01/pdf/E8-28420.pdf https://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28419.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing of Units of the United States Short Oil Fund 2008-12-01T00:00:00-08:00 2008-12-01T00:00:00-08:00 E8-28419 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-01/pdf/E8-28419.pdf https://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28418.html Notice - Proposed Collection; Comment Request 2008-12-01T00:00:00-08:00 2008-12-01T00:00:00-08:00 E8-28418 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-01/pdf/E8-28418.pdf https://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28381.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the International Securities Exchange, LLC and the Financial Industry Regulatory Authority, Inc. 2008-12-01T00:00:00-08:00 2008-12-01T00:00:00-08:00 E8-28381 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-01/pdf/E8-28381.pdf https://regulations.justia.com/regulations/fedreg/2008/11/28/E8-28274.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2008-11-28T00:00:00-08:00 2008-11-28T00:00:00-08:00 E8-28274 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-28/pdf/E8-28274.pdf https://regulations.justia.com/regulations/fedreg/2008/11/28/E8-28243.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Boston Stock Exchange, Inc. To Amend Certain BOX Rules Related to the PIP To Eliminate the Requirement That There Be at Least Three Market Makers Quoting in a Relevant Options Class in Order for a PIP To Commence 2008-11-28T00:00:00-08:00 2008-11-28T00:00:00-08:00 E8-28243 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-28/pdf/E8-28243.pdf https://regulations.justia.com/regulations/fedreg/2008/11/28/E8-28242.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change to MSRB Rule G-34, CUSIP Numbers and New Issue Requirements, To Establish a Transparency System for Municipal Auction Rate Securities and Municipal Variable Rate Demand Obligations 2008-11-28T00:00:00-08:00 2008-11-28T00:00:00-08:00 E8-28242 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-28/pdf/E8-28242.pdf https://regulations.justia.com/regulations/fedreg/2008/11/28/E8-28241.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Listing of PowerShares DB Funds 2008-11-28T00:00:00-08:00 2008-11-28T00:00:00-08:00 E8-28241 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-28/pdf/E8-28241.pdf https://regulations.justia.com/regulations/fedreg/2008/11/28/E8-28240.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Delisting Standards 2008-11-28T00:00:00-08:00 2008-11-28T00:00:00-08:00 E8-28240 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-28/pdf/E8-28240.pdf https://regulations.justia.com/regulations/fedreg/2008/11/28/E8-28222.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees of Other Market Centers Related to Clearly Erroneous Rulings 2008-11-28T00:00:00-08:00 2008-11-28T00:00:00-08:00 E8-28222 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-28/pdf/E8-28222.pdf https://regulations.justia.com/regulations/fedreg/2008/11/28/E8-28221.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enable the Listing and Trading of Options on Index-Linked Securities 2008-11-28T00:00:00-08:00 2008-11-28T00:00:00-08:00 E8-28221 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-28/pdf/E8-28221.pdf https://regulations.justia.com/regulations/fedreg/2008/11/28/E8-28220.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Rule 5.2(j)(6) To Increase the Permissible Aggregate Weight of Underlying Foreign Country Securities 2008-11-28T00:00:00-08:00 2008-11-28T00:00:00-08:00 E8-28220 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-28/pdf/E8-28220.pdf https://regulations.justia.com/regulations/fedreg/2008/11/28/E8-28219.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Its Obvious Errors Rule and the Adoption of a Catastrophic Error Provision 2008-11-28T00:00:00-08:00 2008-11-28T00:00:00-08:00 E8-28219 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-28/pdf/E8-28219.pdf https://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28253.html Notice - American Custom Components, Inc., Creditgroup Com, Inc. (n/k/a Tradex Global Financial Services, Inc.), Frederick Brewing Co., and Infinicall Corp., Respondents; Order of Suspension of Trading 2008-11-26T00:00:00-08:00 2008-11-26T00:00:00-08:00 E8-28253 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28253.pdf https://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28239.html Notice - Sunshine Act Meeting 2008-11-26T00:00:00-08:00 2008-11-26T00:00:00-08:00 E8-28239 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28239.pdf https://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28140.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Exchange Rule 9.11 Relating to Confirmations to Customers 2008-11-26T00:00:00-08:00 2008-11-26T00:00:00-08:00 E8-28140 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28140.pdf https://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28127.html Notice - Sunshine Act Meeting 2008-11-26T00:00:00-08:00 2008-11-26T00:00:00-08:00 E8-28127 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28127.pdf https://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28111.html Notice - Submission for OMB Review; Comment Request 2008-11-26T00:00:00-08:00 2008-11-26T00:00:00-08:00 E8-28111 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28111.pdf https://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28095.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation and National Securities Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes Relating to Amendment No. 2 to the Third Amended and Restated Options Exercise Settlement Agreement 2008-11-26T00:00:00-08:00 2008-11-26T00:00:00-08:00 E8-28095 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28095.pdf https://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28091.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by The NASDAQ Stock Market LLC Regarding a Clerical Change to Nasdaq Rules 2008-11-26T00:00:00-08:00 2008-11-26T00:00:00-08:00 E8-28091 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28091.pdf https://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28090.html Notice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Options Price Reporting Authority's Policies With Respect to Device-Based Fees 2008-11-26T00:00:00-08:00 2008-11-26T00:00:00-08:00 E8-28090 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28090.pdf https://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28050.html Rule - Temporary Exemption for Liquidation of Certain Money Market Funds 2008-11-26T00:00:00-08:00 2008-11-26T00:00:00-08:00 E8-28050 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28050.pdf https://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28045.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rules Relating to an Expansion of the SPX Trading Crowd 2008-11-26T00:00:00-08:00 2008-11-26T00:00:00-08:00 E8-28045 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28045.pdf https://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28044.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to Eligible Margin Assets 2008-11-26T00:00:00-08:00 2008-11-26T00:00:00-08:00 E8-28044 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28044.pdf https://regulations.justia.com/regulations/fedreg/2008/11/26/E8-28042.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Rule 411(b) Concerning Certain Odd-Lot Order Handling Requirements, Rescinding NYSE Information Memorandum 94-14 and Issuing a New Information Memo That Provides Comprehensive and Updated Interpretive Guidance on, and Application of, Current NYSE Odd-Lot Trading Practices and Rules 2008-11-26T00:00:00-08:00 2008-11-26T00:00:00-08:00 E8-28042 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-26/pdf/E8-28042.pdf https://regulations.justia.com/regulations/fedreg/2008/11/25/E8-28046.html Notice - Sunshine Act Meeting 2008-11-25T00:00:00-08:00 2008-11-25T00:00:00-08:00 E8-28046 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-25/pdf/E8-28046.pdf https://regulations.justia.com/regulations/fedreg/2008/11/25/E8-27989.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Transactions in Stocks With a Price of Less than $1.00 per Share 2008-11-25T00:00:00-08:00 2008-11-25T00:00:00-08:00 E8-27989 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-25/pdf/E8-27989.pdf https://regulations.justia.com/regulations/fedreg/2008/11/25/E8-27988.html Notice - Proposed Collection; Comment Request 2008-11-25T00:00:00-08:00 2008-11-25T00:00:00-08:00 E8-27988 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-25/pdf/E8-27988.pdf https://regulations.justia.com/regulations/fedreg/2008/11/25/E8-27987.html Notice - Proposed Collection; Comment Request 2008-11-25T00:00:00-08:00 2008-11-25T00:00:00-08:00 E8-27987 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-25/pdf/E8-27987.pdf https://regulations.justia.com/regulations/fedreg/2008/11/25/E8-27986.html Notice - Proposed Collection; Comment Request 2008-11-25T00:00:00-08:00 2008-11-25T00:00:00-08:00 E8-27986 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-25/pdf/E8-27986.pdf https://regulations.justia.com/regulations/fedreg/2008/11/25/E8-27897.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Reducing the Exposure Time for Option Limit Orders to One Second 2008-11-25T00:00:00-08:00 2008-11-25T00:00:00-08:00 E8-27897 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-25/pdf/E8-27897.pdf https://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27939.html Notice - Order of Suspension of Trading; 2TheMart.com, Inc., and The 3DO Co., Respondents 2008-11-24T00:00:00-08:00 2008-11-24T00:00:00-08:00 E8-27939 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27939.pdf https://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27886.html Notice - Proposed Extension of Existing Collection; Comment Request 2008-11-24T00:00:00-08:00 2008-11-24T00:00:00-08:00 E8-27886 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27886.pdf https://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27884.html Notice - Submission for OMB Review; Comment Request 2008-11-24T00:00:00-08:00 2008-11-24T00:00:00-08:00 E8-27884 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27884.pdf https://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27883.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of Proposed Rule Change To Amend NYSE Arca Equities Rule 5.2(j)(6)(v) in Order To Add the CBOE Volatility Index® (“VIX®”) Futures (“VIX Futures”) to the Definition of Futures Reference Asset 2008-11-24T00:00:00-08:00 2008-11-24T00:00:00-08:00 E8-27883 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27883.pdf https://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27882.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services That Apply to Mid-Point Passive Liquidity Orders 2008-11-24T00:00:00-08:00 2008-11-24T00:00:00-08:00 E8-27882 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27882.pdf https://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27881.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Assessments 2008-11-24T00:00:00-08:00 2008-11-24T00:00:00-08:00 E8-27881 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27881.pdf https://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27880.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Units of the United States Oil Fund, United States Heating Oil Fund, United States Gasoline Fund, United States 12 Month Oil Fund, United States 12 Month Natural Gas Fund, and the United States Natural Gas Fund 2008-11-24T00:00:00-08:00 2008-11-24T00:00:00-08:00 E8-27880 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27880.pdf https://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27879.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To List Shares of iShares Silver Trust 2008-11-24T00:00:00-08:00 2008-11-24T00:00:00-08:00 E8-27879 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27879.pdf https://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27878.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change Relating to Listing Certain Derivative Products Pursuant to Continued Listing Criteria 2008-11-24T00:00:00-08:00 2008-11-24T00:00:00-08:00 E8-27878 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27878.pdf https://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27877.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services 2008-11-24T00:00:00-08:00 2008-11-24T00:00:00-08:00 E8-27877 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27877.pdf https://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27833.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Exchange Rule 104T To Make Certain Technical Amendments to the Rule To Conform it to the Exchange's Recently Instituted New Market Model Pilot 2008-11-24T00:00:00-08:00 2008-11-24T00:00:00-08:00 E8-27833 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27833.pdf https://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27795.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by New York Stock Exchange, LLC Relating to the Limited Liability Company Agreement of New York Block Exchange, a Facility of NYSE 2008-11-24T00:00:00-08:00 2008-11-24T00:00:00-08:00 E8-27795 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27795.pdf https://regulations.justia.com/regulations/fedreg/2008/11/24/E8-27794.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC To Establish the New York Block Exchange 2008-11-24T00:00:00-08:00 2008-11-24T00:00:00-08:00 E8-27794 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-24/pdf/E8-27794.pdf https://regulations.justia.com/regulations/fedreg/2008/11/21/E8-27832.html Notice - Sunshine Act Meeting 2008-11-21T00:00:00-08:00 2008-11-21T00:00:00-08:00 E8-27832 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-21/pdf/E8-27832.pdf https://regulations.justia.com/regulations/fedreg/2008/11/21/E8-27757.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NYSE Arca Equities Rule Governing the Anti-Money Laundering Compliance Program 2008-11-21T00:00:00-08:00 2008-11-21T00:00:00-08:00 E8-27757 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-21/pdf/E8-27757.pdf https://regulations.justia.com/regulations/fedreg/2008/11/21/E8-27756.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NYSE Arca Options Rule Governing the Anti-Money Laundering Compliance Program 2008-11-21T00:00:00-08:00 2008-11-21T00:00:00-08:00 E8-27756 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-21/pdf/E8-27756.pdf https://regulations.justia.com/regulations/fedreg/2008/11/21/E8-27755.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Consolidate into a Single Rule Certain Requirements for Products Traded on the CBOE Stock Exchange Pursuant to Unlisted Trading Privileges 2008-11-21T00:00:00-08:00 2008-11-21T00:00:00-08:00 E8-27755 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-21/pdf/E8-27755.pdf https://regulations.justia.com/regulations/fedreg/2008/11/21/E8-27674.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of a Proposed Rule Change to Expand DTC's Debit Cap Look-Ahead Processing 2008-11-21T00:00:00-08:00 2008-11-21T00:00:00-08:00 E8-27674 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-21/pdf/E8-27674.pdf https://regulations.justia.com/regulations/fedreg/2008/11/21/E8-27559.html Proposed Rule - Roadmap for the Potential Use of Financial Statements Prepared in Accordance With International Financial Reporting Standards by U.S. Issuers 2008-11-21T00:00:00-08:00 2008-11-21T00:00:00-08:00 E8-27559 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2008-11-21/pdf/E8-27559.pdf https://regulations.justia.com/regulations/fedreg/2008/11/20/E8-27600.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Allows for No Minimum Size Order Requirement for the Price Improvement Period Process on the Boston Options Exchange Facility 2008-11-20T00:00:00-08:00 2008-11-20T00:00:00-08:00 E8-27600 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-20/pdf/E8-27600.pdf https://regulations.justia.com/regulations/fedreg/2008/11/20/E8-27599.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enable the Listing and Trading of Options on Index-linked Securities 2008-11-20T00:00:00-08:00 2008-11-20T00:00:00-08:00 E8-27599 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-20/pdf/E8-27599.pdf https://regulations.justia.com/regulations/fedreg/2008/11/20/E8-27597.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Maker Trading Licenses for Foreign Currency Options 2008-11-20T00:00:00-08:00 2008-11-20T00:00:00-08:00 E8-27597 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-20/pdf/E8-27597.pdf https://regulations.justia.com/regulations/fedreg/2008/11/20/E8-27581.html Notice - Proposed Collection; Comment Request 2008-11-20T00:00:00-08:00 2008-11-20T00:00:00-08:00 E8-27581 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-20/pdf/E8-27581.pdf https://regulations.justia.com/regulations/fedreg/2008/11/20/E8-27580.html Notice - Proposed Collection; Comment Request 2008-11-20T00:00:00-08:00 2008-11-20T00:00:00-08:00 E8-27580 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-20/pdf/E8-27580.pdf https://regulations.justia.com/regulations/fedreg/2008/11/20/E8-27579.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NSX Rule 11.23(a) Which Defines the Phrase “Riskless Principal Transaction” 2008-11-20T00:00:00-08:00 2008-11-20T00:00:00-08:00 E8-27579 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-20/pdf/E8-27579.pdf https://regulations.justia.com/regulations/fedreg/2008/11/20/E8-27578.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Temporarily Increasing the Number of Additional Quarterly Option Series in Exchange-Traded Fund Options 2008-11-20T00:00:00-08:00 2008-11-20T00:00:00-08:00 E8-27578 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-20/pdf/E8-27578.pdf https://regulations.justia.com/regulations/fedreg/2008/11/19/E8-27557.html Notice - Sunshine Act Meeting 2008-11-19T00:00:00-08:00 2008-11-19T00:00:00-08:00 E8-27557 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-11-19/pdf/E8-27557.pdf