Securities and Exchange Commission September 7, 2007 – Federal Register Recent Federal Regulation Documents

Trust for Professional Managers, Inc., et al.; Notice of Application
Document Number: E7-17698
Type: Notice
Date: 2007-09-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: E7-17673
Type: Notice
Date: 2007-09-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On April 13, 2007, applicant transferred its assets to AllianceBernstein Global High Income Fund, Inc., based on net asset value. Expenses of $268,815 incurred in connection with the reorganization were paid by applicant.
SPA ETF Trust and SPA ETF Inc.; Notice of Application
Document Number: E7-17671
Type: Notice
Date: 2007-09-07
Agency: Securities and Exchange Commission, Agencies and Commissions