Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/09/07?limit=200&registers=between&mode=atom 2024-04-24T03:17:27-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/09/07/E7-17699.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Establish a Membership Waive-In Process for Certain NYSE Member Organizations 2007-09-07T00:00:00-07:00 2007-09-07T00:00:00-07:00 E7-17699 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-07/pdf/E7-17699.pdf https://regulations.justia.com/regulations/fedreg/2007/09/07/E7-17698.html Notice - Trust for Professional Managers, Inc., et al.; Notice of Application 2007-09-07T00:00:00-07:00 2007-09-07T00:00:00-07:00 E7-17698 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-07/pdf/E7-17698.pdf https://regulations.justia.com/regulations/fedreg/2007/09/07/E7-17673.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2007-09-07T00:00:00-07:00 2007-09-07T00:00:00-07:00 E7-17673 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-07/pdf/E7-17673.pdf https://regulations.justia.com/regulations/fedreg/2007/09/07/E7-17671.html Notice - SPA ETF Trust and SPA ETF Inc.; Notice of Application 2007-09-07T00:00:00-07:00 2007-09-07T00:00:00-07:00 E7-17671 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-07/pdf/E7-17671.pdf https://regulations.justia.com/regulations/fedreg/2007/09/07/E7-17670.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to the Execution of NDX and RUT Combination Orders 2007-09-07T00:00:00-07:00 2007-09-07T00:00:00-07:00 E7-17670 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-07/pdf/E7-17670.pdf https://regulations.justia.com/regulations/fedreg/2007/09/07/E7-17669.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Modify the Entry and Annual Fees Paid by a Company That Lists on Nasdaq Upon Emerging From Bankruptcy 2007-09-07T00:00:00-07:00 2007-09-07T00:00:00-07:00 E7-17669 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-07/pdf/E7-17669.pdf