Securities and Exchange Commission May 2006 – Federal Register Recent Federal Regulation Documents

Sunshine Act; Meeting
Document Number: 06-4955
Type: Notice
Date: 2006-05-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 06-4917
Type: Notice
Date: 2006-05-26
Agency: Securities and Exchange Commission, Agencies and Commissions
ProShares Trust, et al.; Notice of Application
Document Number: E6-7913
Type: Notice
Date: 2006-05-24
Agency: Release No. Ic-27323; 812-12354], Securities and Exchange Commission, Agencies and Commissions
WisdomTree Investments, Inc. et al.; Notice of Application
Document Number: E6-7912
Type: Notice
Date: 2006-05-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Regulation NMS
Document Number: 06-4797
Type: Rule
Date: 2006-05-24
Agency: Securities and Exchange Commission, Agencies and Commissions
The Commission is extending the compliance dates for Rule 610 and Rule 611 of Regulation NMS under the Securities Exchange Act of 1934 (``Exchange Act''). Rule 610 requires fair and non-discriminatory access to quotations, establishes a limit on access fees, and requires each national securities exchange and national securities association to adopt, maintain, and enforce written rules that prohibit their members from engaging in a pattern or practice of displaying quotations that lock or cross protected quotations. Rule 611 requires trading centers to establish, maintain, and enforce written policies and procedures reasonably designed to prevent the execution of trades at prices inferior to protected quotations displayed by other trading centers, subject to an applicable exception. The Commission is extending the compliance dates to give automated trading centers additional time to finalize development of their new or modified trading systems, and to give the securities industry sufficient time to establish the necessary access to such trading systems.
Submission for OMB Review; Comment Request
Document Number: E6-7803
Type: Notice
Date: 2006-05-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E6-7801
Type: Notice
Date: 2006-05-23
Agency: Securities and Exchange Commission, Agencies and Commissions
In the Matter of China Energy Savings Technology, Inc.; Order of Suspension of Trading
Document Number: 06-4807
Type: Notice
Date: 2006-05-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Morgan Stanley and Co. Incorporated, et al.; Notice of Application and Temporary Order
Document Number: E6-7646
Type: Notice
Date: 2006-05-19
Agency: Securities and Exchange Commission, Agencies and Commissions
WT Mutual Fund, et al.; Notice of Application
Document Number: E6-7639
Type: Notice
Date: 2006-05-19
Agency: Securities and Exchange Commission, Agencies and Commissions
J.P. Morgan Fleming Series Trust and J.P. Morgan Investment Management Inc.; Notice of Application
Document Number: E6-7638
Type: Notice
Date: 2006-05-19
Agency: Securities and Exchange Commission, Agencies and Commissions