Securities and Exchange Commission May 19, 2006 – Federal Register Recent Federal Regulation Documents

Results 1 - 9 of 9
Morgan Stanley and Co. Incorporated, et al.; Notice of Application and Temporary Order
Document Number: E6-7646
Type: Notice
Date: 2006-05-19
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/05/19/E6-7646.html
Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Manner in Which Executed Contracts Are Allocated
Document Number: E6-7642
Type: Notice
Date: 2006-05-19
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/05/19/E6-7642.html
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Establishment of a NYSE TradeWorks Usage Fee
Document Number: E6-7641
Type: Notice
Date: 2006-05-19
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/05/19/E6-7641.html
Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval to Proposed Rule Change and Amendment No. 1 Relating to the Prohibition of Trade Shredding by Members
Document Number: E6-7640
Type: Notice
Date: 2006-05-19
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/05/19/E6-7640.html
WT Mutual Fund, et al.; Notice of Application
Document Number: E6-7639
Type: Notice
Date: 2006-05-19
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/05/19/E6-7639.html
J.P. Morgan Fleming Series Trust and J.P. Morgan Investment Management Inc.; Notice of Application
Document Number: E6-7638
Type: Notice
Date: 2006-05-19
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/05/19/E6-7638.html
Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change Relating to Restated Articles of Incorporation and By-Laws
Document Number: E6-7637
Type: Notice
Date: 2006-05-19
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/05/19/E6-7637.html
Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to the Use of Margin Deposit in the Event of a Clearing Member Liquidation
Document Number: E6-7624
Type: Notice
Date: 2006-05-19
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/05/19/E6-7624.html
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto to Create the Nasdaq Global Select Market and Rename the Nasdaq National Market
Document Number: 06-4689
Type: Notice
Date: 2006-05-19
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/05/19/06-4689.html
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