Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/05?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-04-22T23:28:05-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2006/05/31/E6-8357.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Decreasing the Exposure Period for Crossing Orders Under Chapter V, Section 17, Supplementary Material .02 and .032006-05-31T00:00:00-07:002006-05-31T00:00:00-07:00E6-8357Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-31/pdf/E6-8357.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/31/E6-8322.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend Until June 5, 2007, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals2006-05-31T00:00:00-07:002006-05-31T00:00:00-07:00E6-8322Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-31/pdf/E6-8322.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/31/E6-8321.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Elimination of the Prohibition on Computer Generated Orders2006-05-31T00:00:00-07:002006-05-31T00:00:00-07:00E6-8321Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-31/pdf/E6-8321.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/31/E6-8320.htmlNotice - Clearstream Banking, S.A.; Notice of Filing of Application To Continue an Existing Exemption From Clearing Agency Registration2006-05-31T00:00:00-07:002006-05-31T00:00:00-07:00E6-8320Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-31/pdf/E6-8320.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/30/E6-8239.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto To List and Trade Index-Linked Securities of Barclays Bank PLC Linked to the Performance of the GSCI® Total Return Index2006-05-30T00:00:00-07:002006-05-30T00:00:00-07:00E6-8239Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-30/pdf/E6-8239.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/30/E6-8237.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Provisions in the Rules of the Government Securities Division Relating to the GCF Forward Mark Component of the Funds-Only Settlement Process2006-05-30T00:00:00-07:002006-05-30T00:00:00-07:00E6-8237Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-30/pdf/E6-8237.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/30/E6-8236.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exposure Period for Crossing Orders2006-05-30T00:00:00-07:002006-05-30T00:00:00-07:00E6-8236Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-30/pdf/E6-8236.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/30/E6-8235.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Order Approving a Proposed Rule Change Relating to Amendments to New York Stock Exchange Rules 35 (“Floor Employees to be Registered”) and 301 (“Proposed Transfer or Lease of Membership”)2006-05-30T00:00:00-07:002006-05-30T00:00:00-07:00E6-8235Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-30/pdf/E6-8235.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/30/06-4955.htmlNotice - Sunshine Act; Meeting2006-05-30T00:00:00-07:002006-05-30T00:00:00-07:0006-4955Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-30/pdf/06-4955.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/26/E6-8133.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Exchange's Business Conduct Committee and Disciplinary Rules2006-05-26T00:00:00-07:002006-05-26T00:00:00-07:00E6-8133Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-26/pdf/E6-8133.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/26/E6-8129.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend Until June 5, 2007, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals2006-05-26T00:00:00-07:002006-05-26T00:00:00-07:00E6-8129Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-26/pdf/E6-8129.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/26/E6-8097.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Payment for Order Flow Pilot Program2006-05-26T00:00:00-07:002006-05-26T00:00:00-07:00E6-8097Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-26/pdf/E6-8097.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/26/E6-8096.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Exchange Rule 312(f) Regarding Changes Within Member Organizations2006-05-26T00:00:00-07:002006-05-26T00:00:00-07:00E6-8096Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-26/pdf/E6-8096.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/26/E6-8095.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the NYSE Retail Trading Product and the NYSE Program Trading Product2006-05-26T00:00:00-07:002006-05-26T00:00:00-07:00E6-8095Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-26/pdf/E6-8095.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/26/06-4917.htmlNotice - Sunshine Act Meeting2006-05-26T00:00:00-07:002006-05-26T00:00:00-07:0006-4917Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-26/pdf/06-4917.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/25/E6-8053.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 To Allow Certain Institutional Customers To Elect Not To Receive Account Statements2006-05-25T00:00:00-07:002006-05-25T00:00:00-07:00E6-8053Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-25/pdf/E6-8053.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/25/E6-8052.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Prohibition Against the Entry of Multiple Options Orders2006-05-25T00:00:00-07:002006-05-25T00:00:00-07:00E6-8052Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-25/pdf/E6-8052.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/25/E6-7997.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Regulatory Services Agreements2006-05-25T00:00:00-07:002006-05-25T00:00:00-07:00E6-7997Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-25/pdf/E6-7997.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/25/E6-7996.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Related to Non-NASD Member Broker/Dealer Access to Nasdaq's Brut and INET Facilities2006-05-25T00:00:00-07:002006-05-25T00:00:00-07:00E6-7996Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-25/pdf/E6-7996.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/25/E6-7993.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change Its Hours of Operation for Trading in Nasdaq Securities2006-05-25T00:00:00-07:002006-05-25T00:00:00-07:00E6-7993Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-25/pdf/E6-7993.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/25/E6-7990.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change To Establish Certain Fees With Respect to Transactions Executed Through the Intermarket Trading System2006-05-25T00:00:00-07:002006-05-25T00:00:00-07:00E6-7990Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-25/pdf/E6-7990.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/24/E6-7918.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 15.9, Regulatory Cooperation2006-05-24T00:00:00-07:002006-05-24T00:00:00-07:00E6-7918Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-24/pdf/E6-7918.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/24/E6-7916.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rule 8.4 Relating to Remote Market-Maker Appointments2006-05-24T00:00:00-07:002006-05-24T00:00:00-07:00E6-7916Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-24/pdf/E6-7916.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/24/E6-7915.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to the NYSE Retail Trading Product and the NYSE Program Trading Product2006-05-24T00:00:00-07:002006-05-24T00:00:00-07:00E6-7915Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-24/pdf/E6-7915.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/24/E6-7914.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Financial Listing Criteria2006-05-24T00:00:00-07:002006-05-24T00:00:00-07:00E6-7914Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-24/pdf/E6-7914.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/24/E6-7913.htmlNotice - ProShares Trust, et al.; Notice of Application2006-05-24T00:00:00-07:002006-05-24T00:00:00-07:00E6-7913Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-24/pdf/E6-7913.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/24/E6-7912.htmlNotice - WisdomTree Investments, Inc. et al.; Notice of Application2006-05-24T00:00:00-07:002006-05-24T00:00:00-07:00E6-7912Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-24/pdf/E6-7912.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/24/E6-7872.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List for Trading Options on the iShares MSCI Emerging Markets Index Fund2006-05-24T00:00:00-07:002006-05-24T00:00:00-07:00E6-7872Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-24/pdf/E6-7872.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/24/06-4797.htmlRule - Regulation NMS2006-05-24T00:00:00-07:002006-05-24T00:00:00-07:0006-4797Rulehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-24/pdf/06-4797.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7819.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Zero Bid Options2006-05-23T00:00:00-07:002006-05-23T00:00:00-07:00E6-7819Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/E6-7819.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7818.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Approving a Proposed Rule Change to Modify the Boston Options Exchange's Fee Schedule to Impose Surcharge Fees for Transactions in Options on ETFs on a Retroactive Basis2006-05-23T00:00:00-07:002006-05-23T00:00:00-07:00E6-7818Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/E6-7818.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7817.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Reflect the Revised Effective Date of Certain Amendments to NASD's Order Audit Trail System Rules2006-05-23T00:00:00-07:002006-05-23T00:00:00-07:00E6-7817Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/E6-7817.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7816.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect the Revised Effective Date of Certain Amendments to NASD's Order Audit Trail System Rules2006-05-23T00:00:00-07:002006-05-23T00:00:00-07:00E6-7816Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/E6-7816.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7805.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Relating to Changes to Its SMART/Track for Buy-Ins Service2006-05-23T00:00:00-07:002006-05-23T00:00:00-07:00E6-7805Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/E6-7805.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7804.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Effect Certain Fee Changes to Ancillary Services Program2006-05-23T00:00:00-07:002006-05-23T00:00:00-07:00E6-7804Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/E6-7804.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7803.htmlNotice - Submission for OMB Review; Comment Request2006-05-23T00:00:00-07:002006-05-23T00:00:00-07:00E6-7803Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/E6-7803.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7801.htmlNotice - Submission for OMB Review; Comment Request2006-05-23T00:00:00-07:002006-05-23T00:00:00-07:00E6-7801Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/E6-7801.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7800.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend Until June 5, 2007, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals2006-05-23T00:00:00-07:002006-05-23T00:00:00-07:00E6-7800Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/E6-7800.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7798.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change to Modify Its Rules and Procedures Related to the Collection of Commission Payments2006-05-23T00:00:00-07:002006-05-23T00:00:00-07:00E6-7798Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/E6-7798.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7797.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend Until June 5, 2007, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals2006-05-23T00:00:00-07:002006-05-23T00:00:00-07:00E6-7797Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/E6-7797.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/23/06-4807.htmlNotice - In the Matter of China Energy Savings Technology, Inc.; Order of Suspension of Trading2006-05-23T00:00:00-07:002006-05-23T00:00:00-07:0006-4807Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/06-4807.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/22/E6-7720.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend Until June 5, 2007, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals2006-05-22T00:00:00-07:002006-05-22T00:00:00-07:00E6-7720Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-22/pdf/E6-7720.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/22/E6-7719.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Correction of Erroneous Cross References in the Rules of the Boston Options Exchange Facility2006-05-22T00:00:00-07:002006-05-22T00:00:00-07:00E6-7719Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-22/pdf/E6-7719.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/22/E6-7718.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Accommodation Liquidations (Cabinet Trades)2006-05-22T00:00:00-07:002006-05-22T00:00:00-07:00E6-7718Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-22/pdf/E6-7718.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/19/E6-7646.htmlNotice - Morgan Stanley and Co. Incorporated, et al.; Notice of Application and Temporary Order2006-05-19T00:00:00-07:002006-05-19T00:00:00-07:00E6-7646Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-19/pdf/E6-7646.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/19/E6-7642.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Manner in Which Executed Contracts Are Allocated2006-05-19T00:00:00-07:002006-05-19T00:00:00-07:00E6-7642Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-19/pdf/E6-7642.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/19/E6-7641.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Establishment of a NYSE TradeWorks Usage Fee2006-05-19T00:00:00-07:002006-05-19T00:00:00-07:00E6-7641Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-19/pdf/E6-7641.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/19/E6-7640.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval to Proposed Rule Change and Amendment No. 1 Relating to the Prohibition of Trade Shredding by Members2006-05-19T00:00:00-07:002006-05-19T00:00:00-07:00E6-7640Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-19/pdf/E6-7640.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/19/E6-7639.htmlNotice - WT Mutual Fund, et al.; Notice of Application2006-05-19T00:00:00-07:002006-05-19T00:00:00-07:00E6-7639Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-19/pdf/E6-7639.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/19/E6-7638.htmlNotice - J.P. Morgan Fleming Series Trust and J.P. Morgan Investment Management Inc.; Notice of Application2006-05-19T00:00:00-07:002006-05-19T00:00:00-07:00E6-7638Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-19/pdf/E6-7638.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/19/E6-7637.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change Relating to Restated Articles of Incorporation and By-Laws2006-05-19T00:00:00-07:002006-05-19T00:00:00-07:00E6-7637Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-19/pdf/E6-7637.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/19/E6-7624.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to the Use of Margin Deposit in the Event of a Clearing Member Liquidation2006-05-19T00:00:00-07:002006-05-19T00:00:00-07:00E6-7624Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-19/pdf/E6-7624.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/19/06-4689.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto to Create the Nasdaq Global Select Market and Rename the Nasdaq National Market2006-05-19T00:00:00-07:002006-05-19T00:00:00-07:0006-4689Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-19/pdf/06-4689.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/18/E6-7567.htmlNotice - Van Kampen Asset Management, et al.; Notice of Application2006-05-18T00:00:00-07:002006-05-18T00:00:00-07:00E6-7567Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-18/pdf/E6-7567.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/18/E6-7566.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating to the Deletion of Certain Exchange Rules2006-05-18T00:00:00-07:002006-05-18T00:00:00-07:00E6-7566Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-18/pdf/E6-7566.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/18/06-4706.htmlNotice - Sunshine Act Meetings2006-05-18T00:00:00-07:002006-05-18T00:00:00-07:0006-4706Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-18/pdf/06-4706.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/17/E6-7471.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Shares of the ProShares Trust2006-05-17T00:00:00-07:002006-05-17T00:00:00-07:00E6-7471Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-17/pdf/E6-7471.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/17/E6-7470.htmlNotice - Self Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Credits.2006-05-17T00:00:00-07:002006-05-17T00:00:00-07:00E6-7470Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-17/pdf/E6-7470.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/17/E6-7468.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendments No. 2 and 3 Thereto Relating to the Establishment of a New Class of Registered Options Trader Called a Supplemental Registered Options Trader (“SROT”)2006-05-17T00:00:00-07:002006-05-17T00:00:00-07:00E6-7468Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-17/pdf/E6-7468.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/17/E6-7467.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendments No. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 Relating to the Establishment of a New Class of Registered Options Trader Called a Remote Registered Options Trader2006-05-17T00:00:00-07:002006-05-17T00:00:00-07:00E6-7467Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-17/pdf/E6-7467.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/17/E6-7466.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Interpretation of NYSE Rule 345 (Employees-Registration, Approval, Records)2006-05-17T00:00:00-07:002006-05-17T00:00:00-07:00E6-7466Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-17/pdf/E6-7466.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/17/E6-7465.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to PrecISE Fees2006-05-17T00:00:00-07:002006-05-17T00:00:00-07:00E6-7465Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-17/pdf/E6-7465.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/17/E6-7464.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change and Amendment No. 2 Thereto Relating to Dissemination of Index Values2006-05-17T00:00:00-07:002006-05-17T00:00:00-07:00E6-7464Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-17/pdf/E6-7464.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/17/E6-7463.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of Proposed Rule Change and Amendment Nos. 1, 2, 3 and 4 Thereto Allowing Issuers of Listed Equity Securities, Structured Products, and Exchange Traded Funds a Right To Request a New Specialist2006-05-17T00:00:00-07:002006-05-17T00:00:00-07:00E6-7463Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-17/pdf/E6-7463.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/17/E6-7462.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto To Establish Additional Routing Options in the INET System for Securities Listed on the New York Stock Exchange or the American Stock Exchange2006-05-17T00:00:00-07:002006-05-17T00:00:00-07:00E6-7462Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-17/pdf/E6-7462.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/17/E6-7461.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Adoption of a Licensing Fee for Options on the Vanguard Dividend Appreciation VIPERs2006-05-17T00:00:00-07:002006-05-17T00:00:00-07:00E6-7461Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-17/pdf/E6-7461.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/17/E6-7459.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Pilot Program Beginning on May 12, 2006 and Ending on October 31, 2006 or Sooner, To Implement Certain Hybrid Market Changes and Amend Certain Changes to Approved Hybrid Market Rules2006-05-17T00:00:00-07:002006-05-17T00:00:00-07:00E6-7459Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-17/pdf/E6-7459.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/16/E6-7454.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Criteria for Securities that Underlie Options Traded on the Exchange2006-05-16T00:00:00-07:002006-05-16T00:00:00-07:00E6-7454Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-16/pdf/E6-7454.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/16/E6-7453.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend Exchange Rule 104 Regarding the Requirement That Specialists Obtain Floor Official Approval for Destabilizing Dealer Account Transactions That Match the National Best Bid or Offer2006-05-16T00:00:00-07:002006-05-16T00:00:00-07:00E6-7453Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-16/pdf/E6-7453.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/16/E6-7392.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to Exchange Rule 104(d) Governing Specialist Trading in the NYSE Hybrid Market2006-05-16T00:00:00-07:002006-05-16T00:00:00-07:00E6-7392Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-16/pdf/E6-7392.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/16/06-4510.htmlNotice - Interagency Statement on Sound Practices Concerning Elevated Risk Complex Structured Finance Activities2006-05-16T00:00:00-07:002006-05-16T00:00:00-07:0006-4510Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-16/pdf/06-4510.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/15/E6-7324.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Dual Listing2006-05-15T00:00:00-07:002006-05-15T00:00:00-07:00E6-7324Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-15/pdf/E6-7324.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/15/E6-7323.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Exchange's Obvious Error Rule2006-05-15T00:00:00-07:002006-05-15T00:00:00-07:00E6-7323Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-15/pdf/E6-7323.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/15/E6-7322.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Pilot Program Amending Listed Company Manual Section 102.01A2006-05-15T00:00:00-07:002006-05-15T00:00:00-07:00E6-7322Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-15/pdf/E6-7322.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/15/E6-7321.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Establish Fees Per Contract Traded for Improvement Orders Submitted Into a Price Improvement Period by a Public Customer That Are Not Submitted as Customer PIP Orders2006-05-15T00:00:00-07:002006-05-15T00:00:00-07:00E6-7321Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-15/pdf/E6-7321.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/15/06-4585.htmlNotice - Sunshine Act Meeting2006-05-15T00:00:00-07:002006-05-15T00:00:00-07:0006-4585Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-15/pdf/06-4585.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/12/E6-7270.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.); Notice of Filing of Proposed Rule Change and Amendments No. 1 and No. 2 Thereto To Revise Fees for Equity Securities Issued by Operating Companies Listed on the Archipelago Exchange2006-05-12T00:00:00-07:002006-05-12T00:00:00-07:00E6-7270Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-12/pdf/E6-7270.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/12/E6-7269.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 thereto, To Eliminate From The Nasdaq Stock Market Inc.'s Corporate Organizational Documents Certain Series of Preferred Stock2006-05-12T00:00:00-07:002006-05-12T00:00:00-07:00E6-7269Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-12/pdf/E6-7269.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/12/E6-7267.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Regarding the e-DPM Membership Ownership Requirement2006-05-12T00:00:00-07:002006-05-12T00:00:00-07:00E6-7267Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-12/pdf/E6-7267.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/12/E6-7259.htmlNotice - Phoenix Life Insurance Company, et al.; Notice of Application2006-05-12T00:00:00-07:002006-05-12T00:00:00-07:00E6-7259Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-12/pdf/E6-7259.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/12/E6-7258.htmlNotice - Vanguard Index Funds, et al.; Notice of Application2006-05-12T00:00:00-07:002006-05-12T00:00:00-07:00E6-7258Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-12/pdf/E6-7258.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/12/E6-7257.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Granting Approval To Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 3 and 4 Thereto Relating to Records of Orders and Executions2006-05-12T00:00:00-07:002006-05-12T00:00:00-07:00E6-7257Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-12/pdf/E6-7257.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/12/E6-7256.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Establish an Annual Administrative Fee for Market Data Distributors That Are Recipients of Nasdaq Proprietary Data Products2006-05-12T00:00:00-07:002006-05-12T00:00:00-07:00E6-7256Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-12/pdf/E6-7256.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/12/E6-7246.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Establishing a Pilot Option Transaction Charge Credit for Specialists That Send Certain Principal Acting as Agent Orders for Execution Via the Intermarket Option Linkage2006-05-12T00:00:00-07:002006-05-12T00:00:00-07:00E6-7246Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-12/pdf/E6-7246.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/12/E6-7245.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Its Marketing Fee Program2006-05-12T00:00:00-07:002006-05-12T00:00:00-07:00E6-7245Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-12/pdf/E6-7245.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/12/E6-7244.htmlNotice - Intermarket Trading System; Notice of Filing and Immediate Effectiveness of the Twenty Third Amendment to the ITS Plan Relating to the Interaction of Chicago Stock Exchange, Inc. With ITS, the Change in Opening of Trading in a Halted Security, and the Change in Name from the New York Stock Exchange, Inc. to New York Stock Exchange LLC and From Pacific Exchange, Inc. to NYSE Arca, Inc.2006-05-12T00:00:00-07:002006-05-12T00:00:00-07:00E6-7244Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-12/pdf/E6-7244.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/11/E6-7219.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Section 141 of the Company Guide2006-05-11T00:00:00-07:002006-05-11T00:00:00-07:00E6-7219Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-11/pdf/E6-7219.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/11/E6-7201.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Establishing Fees for Enhanced Sentiment Market Data2006-05-11T00:00:00-07:002006-05-11T00:00:00-07:00E6-7201Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-11/pdf/E6-7201.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/11/06-4399.htmlRule - Description of Duties of the General Counsel2006-05-11T00:00:00-07:002006-05-11T00:00:00-07:0006-4399Rulehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-11/pdf/06-4399.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/10/E6-7113.htmlNotice - Request for Public Comment2006-05-10T00:00:00-07:002006-05-10T00:00:00-07:00E6-7113Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-10/pdf/E6-7113.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/10/E6-7111.htmlNotice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Revise OPRA's Professional Subscriber Agreement and Its Direct Circuit Connection Rider and Indirect Circuit Connection Rider2006-05-10T00:00:00-07:002006-05-10T00:00:00-07:00E6-7111Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-10/pdf/E6-7111.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/10/E6-7107.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.); Order Approving Proposed Rule Change To Reduce the Fee Charged to a Lead Market Maker When It Transfers Options Issues to Another Lead Market Maker2006-05-10T00:00:00-07:002006-05-10T00:00:00-07:00E6-7107Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-10/pdf/E6-7107.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/10/E6-7105.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to Minor Rule Violations and the Bunching of Odd-Lot Orders2006-05-10T00:00:00-07:002006-05-10T00:00:00-07:00E6-7105Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-10/pdf/E6-7105.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/10/E6-7103.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend Phlx Rule 784, Reports of Options2006-05-10T00:00:00-07:002006-05-10T00:00:00-07:00E6-7103Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-10/pdf/E6-7103.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/10/E6-7100.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Declaration of Effectiveness of the Fingerprint Plan of the National Association of Securities Dealers, Inc.2006-05-10T00:00:00-07:002006-05-10T00:00:00-07:00E6-7100Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-10/pdf/E6-7100.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/10/E6-7094.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Equity Options Payment for Order Flow Program2006-05-10T00:00:00-07:002006-05-10T00:00:00-07:00E6-7094Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-10/pdf/E6-7094.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/09/E6-7012.htmlNotice - Submission for OMB Review; Comment Request2006-05-09T00:00:00-07:002006-05-09T00:00:00-07:00E6-7012Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-09/pdf/E6-7012.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/09/E6-7010.htmlNotice - Submission for OMB Review; Comment Request2006-05-09T00:00:00-07:002006-05-09T00:00:00-07:00E6-7010Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-09/pdf/E6-7010.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/09/E6-7008.htmlNotice - Submission for OMB Review; Comment Request2006-05-09T00:00:00-07:002006-05-09T00:00:00-07:00E6-7008Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-09/pdf/E6-7008.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/09/06-4340.htmlNotice - Sunshine Act; Meeting2006-05-09T00:00:00-07:002006-05-09T00:00:00-07:0006-4340Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-09/pdf/06-4340.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/08/E6-6913.htmlNotice - Wells Fargo Funds Trust, et al.; Notice of Application2006-05-08T00:00:00-07:002006-05-08T00:00:00-07:00E6-6913Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-08/pdf/E6-6913.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/08/E6-6912.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402006-05-08T00:00:00-07:002006-05-08T00:00:00-07:00E6-6912Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-08/pdf/E6-6912.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/08/E6-6911.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Rule 2520 (Margin Requirements)2006-05-08T00:00:00-07:002006-05-08T00:00:00-07:00E6-6911Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-08/pdf/E6-6911.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/08/E6-6910.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Trade Submission Requirements and Fees and Pre-Netting2006-05-08T00:00:00-07:002006-05-08T00:00:00-07:00E6-6910Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-08/pdf/E6-6910.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/08/06-4304.htmlNotice - MCSi, Inc.; Order of Suspension of Trading2006-05-08T00:00:00-07:002006-05-08T00:00:00-07:0006-4304Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-08/pdf/06-4304.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/08/06-4280.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of a Proposed Rule Change To Require Members To Report All Transactions that Must Be Reported to NASD and Are Subject to a Regulatory Transaction Fee to the Nasdaq Market Center and/or the Trade Reporting and Comparison Service2006-05-08T00:00:00-07:002006-05-08T00:00:00-07:0006-4280Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-08/pdf/06-4280.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/05/E6-6807.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to Withdrawal of Obsolete Question-and-Answer Interpretive Guidance Under Former Rule G-38, on Consultants, and Certain Question-and-Answer Interpretive Guidance Relating to the Definition of “Solicitation” Under Rule G-37, on Political Contributions and Prohibitions on Municipal Securities Business2006-05-05T00:00:00-07:002006-05-05T00:00:00-07:00E6-6807Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-05/pdf/E6-6807.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/05/E6-6806.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Regarding the Nasdaq Crossing Network2006-05-05T00:00:00-07:002006-05-05T00:00:00-07:00E6-6806Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-05/pdf/E6-6806.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/05/E6-6804.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 2 to Proposed Rule Change Relating to Definition of Solicitation Under MSRB Rules G-37 and G-382006-05-05T00:00:00-07:002006-05-05T00:00:00-07:00E6-6804Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-05/pdf/E6-6804.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/05/E6-6781.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.); Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Trading of the DB Commodity Index Tracking Fund Pursuant to Unlisted Trading Privileges2006-05-05T00:00:00-07:002006-05-05T00:00:00-07:00E6-6781Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-05/pdf/E6-6781.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/05/E6-6780.htmlNotice - Intermarket Trading System; Notice of Filing and Immediate Effectiveness of the Twenty Second Amendment to the ITS Plan Relating to the Change in Name From the Cincinnati Stock Exchange, Inc., to the National Stock Exchange and to the Admission of the NASDAQ Stock Market LLC as an ITS Participant2006-05-05T00:00:00-07:002006-05-05T00:00:00-07:00E6-6780Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-05/pdf/E6-6780.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/05/E6-6779.htmlNotice - Proposed Collection; Comment Request2006-05-05T00:00:00-07:002006-05-05T00:00:00-07:00E6-6779Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-05/pdf/E6-6779.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/05/E6-6778.htmlNotice - Submission for OMB Review; Comment Request2006-05-05T00:00:00-07:002006-05-05T00:00:00-07:00E6-6778Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-05/pdf/E6-6778.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/05/E6-6777.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Amend the Annual Fee for Certain Listed Bonds and Debentures2006-05-05T00:00:00-07:002006-05-05T00:00:00-07:00E6-6777Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-05/pdf/E6-6777.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/05/E6-6776.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving a Proposed Rule Change and Amendment Nos. 1, 2, 3, 4, and 5 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 6 and 7, Relating to Amendments to Its By-Laws and Charter in Connection With a Restructuring of Its Board of Governors2006-05-05T00:00:00-07:002006-05-05T00:00:00-07:00E6-6776Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-05/pdf/E6-6776.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/05/E6-6775.htmlNotice - Proposed Collection; Comment Request2006-05-05T00:00:00-07:002006-05-05T00:00:00-07:00E6-6775Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-05/pdf/E6-6775.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/05/06-4279.htmlNotice - Sunshine Act; Notice of Meeting2006-05-05T00:00:00-07:002006-05-05T00:00:00-07:0006-4279Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-05/pdf/06-4279.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/03/E6-6660.htmlNotice - The Variable Annuity Life Insurance Company, et al., Notice of Application2006-05-03T00:00:00-07:002006-05-03T00:00:00-07:00E6-6660Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-03/pdf/E6-6660.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/03/E6-6659.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rule 8.4 Relating to Remote Market-Maker Appointments2006-05-03T00:00:00-07:002006-05-03T00:00:00-07:00E6-6659Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-03/pdf/E6-6659.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/03/E6-6642.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of Principal Protected Notes Linked to the Metals-China Basket2006-05-03T00:00:00-07:002006-05-03T00:00:00-07:00E6-6642Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-03/pdf/E6-6642.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/03/E6-6641.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Execution of Complex Orders2006-05-03T00:00:00-07:002006-05-03T00:00:00-07:00E6-6641Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-03/pdf/E6-6641.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/03/E6-6640.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.); Order Granting Approval to Proposed Rule Change Relating to Trade Shredding2006-05-03T00:00:00-07:002006-05-03T00:00:00-07:00E6-6640Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-03/pdf/E6-6640.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/03/E6-6638.htmlNotice - Forum Funds, et al.; Notice of Application2006-05-03T00:00:00-07:002006-05-03T00:00:00-07:00E6-6638Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-03/pdf/E6-6638.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/03/E6-6637.htmlNotice - Self-Regulatory Organizations; National Stock ExchangeSM2006-05-03T00:00:00-07:002006-05-03T00:00:00-07:00E6-6637Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-03/pdf/E6-6637.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/03/06-4192.htmlNotice - Order Making Fiscal Year 2007 Annual Adjustments to the Fee Rates Applicable Under Section 6(b) of the Securities Act of 1933 and Sections 13(e), 14(g), 31(b), and 31(c) of the Securities Exchange Act of 19342006-05-03T00:00:00-07:002006-05-03T00:00:00-07:0006-4192Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-03/pdf/06-4192.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/02/E6-6597.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Handling by INET and Brut of Sub-Penny Orders in Securities Listed on the New York Stock Exchange LLC or the American Stock Exchange LLC2006-05-02T00:00:00-07:002006-05-02T00:00:00-07:00E6-6597Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-02/pdf/E6-6597.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/02/E6-6596.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Chicago Board Options Exchange, Incorporated; Notice of Extension of Comment Periods for the Proposed Rule Changes Relating to Customer Portfolio Margining Requirements2006-05-02T00:00:00-07:002006-05-02T00:00:00-07:00E6-6596Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-02/pdf/E6-6596.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/02/E6-6556.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Maximum Single Order Share Amount in Nasdaq's INET Facility2006-05-02T00:00:00-07:002006-05-02T00:00:00-07:00E6-6556Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-02/pdf/E6-6556.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/02/E6-6555.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Consisting of Interpretive Guidance on Customer Protection Obligations of Brokers, Dealers and Municipal Securities Dealers Relating to the Marketing of 529 College Savings Plans2006-05-02T00:00:00-07:002006-05-02T00:00:00-07:00E6-6555Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-02/pdf/E6-6555.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/02/E6-6554.htmlNotice - Proposed Collection; Comment Request;2006-05-02T00:00:00-07:002006-05-02T00:00:00-07:00E6-6554Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-02/pdf/E6-6554.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/01/E6-6503.htmlNotice - Self-Regulatory Organizations; National Stock Exchange; Order Granting Approval of Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 1 and 2 Thereto to Amend Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration2006-05-01T00:00:00-07:002006-05-01T00:00:00-07:00E6-6503Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-01/pdf/E6-6503.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/01/E6-6481.htmlNotice - Frank Russell Investment Company, et al.; Notice of Application2006-05-01T00:00:00-07:002006-05-01T00:00:00-07:00E6-6481Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-01/pdf/E6-6481.pdfhttps://regulations.justia.com/regulations/fedreg/2006/05/01/06-4099.htmlNotice - Sunshine Act Meeting2006-05-01T00:00:00-07:002006-05-01T00:00:00-07:0006-4099Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-05-01/pdf/06-4099.pdf