Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/05?limit=200&registers=between&min-day=1&max-day=31&mode=atom 2020-02-24T17:02:43-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/05/31/E6-8357.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Decreasing the Exposure Period for Crossing Orders Under Chapter V, Section 17, Supplementary Material .02 and .03 2006-05-31T00:00:00-07:00 2006-05-31T00:00:00-07:00 E6-8357 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-31/pdf/E6-8357.pdf https://regulations.justia.com/regulations/fedreg/2006/05/31/E6-8322.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend Until June 5, 2007, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals 2006-05-31T00:00:00-07:00 2006-05-31T00:00:00-07:00 E6-8322 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-31/pdf/E6-8322.pdf https://regulations.justia.com/regulations/fedreg/2006/05/31/E6-8321.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Elimination of the Prohibition on Computer Generated Orders 2006-05-31T00:00:00-07:00 2006-05-31T00:00:00-07:00 E6-8321 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-31/pdf/E6-8321.pdf https://regulations.justia.com/regulations/fedreg/2006/05/31/E6-8320.html Notice - Clearstream Banking, S.A.; Notice of Filing of Application To Continue an Existing Exemption From Clearing Agency Registration 2006-05-31T00:00:00-07:00 2006-05-31T00:00:00-07:00 E6-8320 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-31/pdf/E6-8320.pdf https://regulations.justia.com/regulations/fedreg/2006/05/30/E6-8239.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto To List and Trade Index-Linked Securities of Barclays Bank PLC Linked to the Performance of the GSCI® Total Return Index 2006-05-30T00:00:00-07:00 2006-05-30T00:00:00-07:00 E6-8239 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-30/pdf/E6-8239.pdf https://regulations.justia.com/regulations/fedreg/2006/05/30/E6-8237.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Provisions in the Rules of the Government Securities Division Relating to the GCF Forward Mark Component of the Funds-Only Settlement Process 2006-05-30T00:00:00-07:00 2006-05-30T00:00:00-07:00 E6-8237 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-30/pdf/E6-8237.pdf https://regulations.justia.com/regulations/fedreg/2006/05/30/E6-8236.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exposure Period for Crossing Orders 2006-05-30T00:00:00-07:00 2006-05-30T00:00:00-07:00 E6-8236 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-30/pdf/E6-8236.pdf https://regulations.justia.com/regulations/fedreg/2006/05/30/E6-8235.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Order Approving a Proposed Rule Change Relating to Amendments to New York Stock Exchange Rules 35 (“Floor Employees to be Registered”) and 301 (“Proposed Transfer or Lease of Membership”) 2006-05-30T00:00:00-07:00 2006-05-30T00:00:00-07:00 E6-8235 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-30/pdf/E6-8235.pdf https://regulations.justia.com/regulations/fedreg/2006/05/30/06-4955.html Notice - Sunshine Act; Meeting 2006-05-30T00:00:00-07:00 2006-05-30T00:00:00-07:00 06-4955 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-30/pdf/06-4955.pdf https://regulations.justia.com/regulations/fedreg/2006/05/26/E6-8133.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Exchange's Business Conduct Committee and Disciplinary Rules 2006-05-26T00:00:00-07:00 2006-05-26T00:00:00-07:00 E6-8133 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-26/pdf/E6-8133.pdf https://regulations.justia.com/regulations/fedreg/2006/05/26/E6-8129.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend Until June 5, 2007, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals 2006-05-26T00:00:00-07:00 2006-05-26T00:00:00-07:00 E6-8129 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-26/pdf/E6-8129.pdf https://regulations.justia.com/regulations/fedreg/2006/05/26/E6-8097.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Payment for Order Flow Pilot Program 2006-05-26T00:00:00-07:00 2006-05-26T00:00:00-07:00 E6-8097 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-26/pdf/E6-8097.pdf https://regulations.justia.com/regulations/fedreg/2006/05/26/E6-8096.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Exchange Rule 312(f) Regarding Changes Within Member Organizations 2006-05-26T00:00:00-07:00 2006-05-26T00:00:00-07:00 E6-8096 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-26/pdf/E6-8096.pdf https://regulations.justia.com/regulations/fedreg/2006/05/26/E6-8095.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the NYSE Retail Trading Product and the NYSE Program Trading Product 2006-05-26T00:00:00-07:00 2006-05-26T00:00:00-07:00 E6-8095 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-26/pdf/E6-8095.pdf https://regulations.justia.com/regulations/fedreg/2006/05/26/06-4917.html Notice - Sunshine Act Meeting 2006-05-26T00:00:00-07:00 2006-05-26T00:00:00-07:00 06-4917 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-26/pdf/06-4917.pdf https://regulations.justia.com/regulations/fedreg/2006/05/25/E6-8053.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 To Allow Certain Institutional Customers To Elect Not To Receive Account Statements 2006-05-25T00:00:00-07:00 2006-05-25T00:00:00-07:00 E6-8053 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-25/pdf/E6-8053.pdf https://regulations.justia.com/regulations/fedreg/2006/05/25/E6-8052.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Prohibition Against the Entry of Multiple Options Orders 2006-05-25T00:00:00-07:00 2006-05-25T00:00:00-07:00 E6-8052 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-25/pdf/E6-8052.pdf https://regulations.justia.com/regulations/fedreg/2006/05/25/E6-7997.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Regulatory Services Agreements 2006-05-25T00:00:00-07:00 2006-05-25T00:00:00-07:00 E6-7997 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-25/pdf/E6-7997.pdf https://regulations.justia.com/regulations/fedreg/2006/05/25/E6-7996.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Related to Non-NASD Member Broker/Dealer Access to Nasdaq's Brut and INET Facilities 2006-05-25T00:00:00-07:00 2006-05-25T00:00:00-07:00 E6-7996 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-25/pdf/E6-7996.pdf https://regulations.justia.com/regulations/fedreg/2006/05/25/E6-7993.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change Its Hours of Operation for Trading in Nasdaq Securities 2006-05-25T00:00:00-07:00 2006-05-25T00:00:00-07:00 E6-7993 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-25/pdf/E6-7993.pdf https://regulations.justia.com/regulations/fedreg/2006/05/25/E6-7990.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change To Establish Certain Fees With Respect to Transactions Executed Through the Intermarket Trading System 2006-05-25T00:00:00-07:00 2006-05-25T00:00:00-07:00 E6-7990 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-25/pdf/E6-7990.pdf https://regulations.justia.com/regulations/fedreg/2006/05/24/E6-7918.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 15.9, Regulatory Cooperation 2006-05-24T00:00:00-07:00 2006-05-24T00:00:00-07:00 E6-7918 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-24/pdf/E6-7918.pdf https://regulations.justia.com/regulations/fedreg/2006/05/24/E6-7916.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rule 8.4 Relating to Remote Market-Maker Appointments 2006-05-24T00:00:00-07:00 2006-05-24T00:00:00-07:00 E6-7916 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-24/pdf/E6-7916.pdf https://regulations.justia.com/regulations/fedreg/2006/05/24/E6-7915.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to the NYSE Retail Trading Product and the NYSE Program Trading Product 2006-05-24T00:00:00-07:00 2006-05-24T00:00:00-07:00 E6-7915 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-24/pdf/E6-7915.pdf https://regulations.justia.com/regulations/fedreg/2006/05/24/E6-7914.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Financial Listing Criteria 2006-05-24T00:00:00-07:00 2006-05-24T00:00:00-07:00 E6-7914 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-24/pdf/E6-7914.pdf https://regulations.justia.com/regulations/fedreg/2006/05/24/E6-7913.html Notice - ProShares Trust, et al.; Notice of Application 2006-05-24T00:00:00-07:00 2006-05-24T00:00:00-07:00 E6-7913 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-24/pdf/E6-7913.pdf https://regulations.justia.com/regulations/fedreg/2006/05/24/E6-7912.html Notice - WisdomTree Investments, Inc. et al.; Notice of Application 2006-05-24T00:00:00-07:00 2006-05-24T00:00:00-07:00 E6-7912 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-24/pdf/E6-7912.pdf https://regulations.justia.com/regulations/fedreg/2006/05/24/E6-7872.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List for Trading Options on the iShares MSCI Emerging Markets Index Fund 2006-05-24T00:00:00-07:00 2006-05-24T00:00:00-07:00 E6-7872 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-24/pdf/E6-7872.pdf https://regulations.justia.com/regulations/fedreg/2006/05/24/06-4797.html Rule - Regulation NMS 2006-05-24T00:00:00-07:00 2006-05-24T00:00:00-07:00 06-4797 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-05-24/pdf/06-4797.pdf https://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7819.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Zero Bid Options 2006-05-23T00:00:00-07:00 2006-05-23T00:00:00-07:00 E6-7819 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/E6-7819.pdf https://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7818.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Approving a Proposed Rule Change to Modify the Boston Options Exchange's Fee Schedule to Impose Surcharge Fees for Transactions in Options on ETFs on a Retroactive Basis 2006-05-23T00:00:00-07:00 2006-05-23T00:00:00-07:00 E6-7818 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/E6-7818.pdf https://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7817.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Reflect the Revised Effective Date of Certain Amendments to NASD's Order Audit Trail System Rules 2006-05-23T00:00:00-07:00 2006-05-23T00:00:00-07:00 E6-7817 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/E6-7817.pdf https://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7816.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect the Revised Effective Date of Certain Amendments to NASD's Order Audit Trail System Rules 2006-05-23T00:00:00-07:00 2006-05-23T00:00:00-07:00 E6-7816 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/E6-7816.pdf https://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7805.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Relating to Changes to Its SMART/Track for Buy-Ins Service 2006-05-23T00:00:00-07:00 2006-05-23T00:00:00-07:00 E6-7805 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/E6-7805.pdf https://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7804.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Effect Certain Fee Changes to Ancillary Services Program 2006-05-23T00:00:00-07:00 2006-05-23T00:00:00-07:00 E6-7804 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/E6-7804.pdf https://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7803.html Notice - Submission for OMB Review; Comment Request 2006-05-23T00:00:00-07:00 2006-05-23T00:00:00-07:00 E6-7803 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/E6-7803.pdf https://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7801.html Notice - Submission for OMB Review; Comment Request 2006-05-23T00:00:00-07:00 2006-05-23T00:00:00-07:00 E6-7801 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/E6-7801.pdf https://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7800.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend Until June 5, 2007, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals 2006-05-23T00:00:00-07:00 2006-05-23T00:00:00-07:00 E6-7800 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/E6-7800.pdf https://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7798.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change to Modify Its Rules and Procedures Related to the Collection of Commission Payments 2006-05-23T00:00:00-07:00 2006-05-23T00:00:00-07:00 E6-7798 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/E6-7798.pdf https://regulations.justia.com/regulations/fedreg/2006/05/23/E6-7797.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend Until June 5, 2007, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals 2006-05-23T00:00:00-07:00 2006-05-23T00:00:00-07:00 E6-7797 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/E6-7797.pdf https://regulations.justia.com/regulations/fedreg/2006/05/23/06-4807.html Notice - In the Matter of China Energy Savings Technology, Inc.; Order of Suspension of Trading 2006-05-23T00:00:00-07:00 2006-05-23T00:00:00-07:00 06-4807 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-23/pdf/06-4807.pdf https://regulations.justia.com/regulations/fedreg/2006/05/22/E6-7720.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend Until June 5, 2007, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals 2006-05-22T00:00:00-07:00 2006-05-22T00:00:00-07:00 E6-7720 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-22/pdf/E6-7720.pdf https://regulations.justia.com/regulations/fedreg/2006/05/22/E6-7719.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Correction of Erroneous Cross References in the Rules of the Boston Options Exchange Facility 2006-05-22T00:00:00-07:00 2006-05-22T00:00:00-07:00 E6-7719 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-22/pdf/E6-7719.pdf https://regulations.justia.com/regulations/fedreg/2006/05/22/E6-7718.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Accommodation Liquidations (Cabinet Trades) 2006-05-22T00:00:00-07:00 2006-05-22T00:00:00-07:00 E6-7718 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-22/pdf/E6-7718.pdf https://regulations.justia.com/regulations/fedreg/2006/05/19/E6-7646.html Notice - Morgan Stanley and Co. Incorporated, et al.; Notice of Application and Temporary Order 2006-05-19T00:00:00-07:00 2006-05-19T00:00:00-07:00 E6-7646 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-19/pdf/E6-7646.pdf https://regulations.justia.com/regulations/fedreg/2006/05/19/E6-7642.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Manner in Which Executed Contracts Are Allocated 2006-05-19T00:00:00-07:00 2006-05-19T00:00:00-07:00 E6-7642 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-19/pdf/E6-7642.pdf https://regulations.justia.com/regulations/fedreg/2006/05/19/E6-7641.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Establishment of a NYSE TradeWorks Usage Fee 2006-05-19T00:00:00-07:00 2006-05-19T00:00:00-07:00 E6-7641 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-19/pdf/E6-7641.pdf https://regulations.justia.com/regulations/fedreg/2006/05/19/E6-7640.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval to Proposed Rule Change and Amendment No. 1 Relating to the Prohibition of Trade Shredding by Members 2006-05-19T00:00:00-07:00 2006-05-19T00:00:00-07:00 E6-7640 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-19/pdf/E6-7640.pdf https://regulations.justia.com/regulations/fedreg/2006/05/19/E6-7639.html Notice - WT Mutual Fund, et al.; Notice of Application 2006-05-19T00:00:00-07:00 2006-05-19T00:00:00-07:00 E6-7639 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-19/pdf/E6-7639.pdf https://regulations.justia.com/regulations/fedreg/2006/05/19/E6-7638.html Notice - J.P. Morgan Fleming Series Trust and J.P. Morgan Investment Management Inc.; Notice of Application 2006-05-19T00:00:00-07:00 2006-05-19T00:00:00-07:00 E6-7638 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-19/pdf/E6-7638.pdf https://regulations.justia.com/regulations/fedreg/2006/05/19/E6-7637.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change Relating to Restated Articles of Incorporation and By-Laws 2006-05-19T00:00:00-07:00 2006-05-19T00:00:00-07:00 E6-7637 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-19/pdf/E6-7637.pdf https://regulations.justia.com/regulations/fedreg/2006/05/19/E6-7624.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to the Use of Margin Deposit in the Event of a Clearing Member Liquidation 2006-05-19T00:00:00-07:00 2006-05-19T00:00:00-07:00 E6-7624 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-19/pdf/E6-7624.pdf https://regulations.justia.com/regulations/fedreg/2006/05/19/06-4689.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto to Create the Nasdaq Global Select Market and Rename the Nasdaq National Market 2006-05-19T00:00:00-07:00 2006-05-19T00:00:00-07:00 06-4689 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-19/pdf/06-4689.pdf https://regulations.justia.com/regulations/fedreg/2006/05/18/E6-7567.html Notice - Van Kampen Asset Management, et al.; Notice of Application 2006-05-18T00:00:00-07:00 2006-05-18T00:00:00-07:00 E6-7567 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-18/pdf/E6-7567.pdf https://regulations.justia.com/regulations/fedreg/2006/05/18/E6-7566.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating to the Deletion of Certain Exchange Rules 2006-05-18T00:00:00-07:00 2006-05-18T00:00:00-07:00 E6-7566 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-18/pdf/E6-7566.pdf https://regulations.justia.com/regulations/fedreg/2006/05/18/06-4706.html Notice - Sunshine Act Meetings 2006-05-18T00:00:00-07:00 2006-05-18T00:00:00-07:00 06-4706 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-18/pdf/06-4706.pdf https://regulations.justia.com/regulations/fedreg/2006/05/17/E6-7471.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Shares of the ProShares Trust 2006-05-17T00:00:00-07:00 2006-05-17T00:00:00-07:00 E6-7471 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-17/pdf/E6-7471.pdf https://regulations.justia.com/regulations/fedreg/2006/05/17/E6-7470.html Notice - Self Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Credits. 2006-05-17T00:00:00-07:00 2006-05-17T00:00:00-07:00 E6-7470 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-17/pdf/E6-7470.pdf https://regulations.justia.com/regulations/fedreg/2006/05/17/E6-7468.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendments No. 2 and 3 Thereto Relating to the Establishment of a New Class of Registered Options Trader Called a Supplemental Registered Options Trader (“SROT”) 2006-05-17T00:00:00-07:00 2006-05-17T00:00:00-07:00 E6-7468 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-17/pdf/E6-7468.pdf https://regulations.justia.com/regulations/fedreg/2006/05/17/E6-7467.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendments No. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 Relating to the Establishment of a New Class of Registered Options Trader Called a Remote Registered Options Trader 2006-05-17T00:00:00-07:00 2006-05-17T00:00:00-07:00 E6-7467 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-17/pdf/E6-7467.pdf https://regulations.justia.com/regulations/fedreg/2006/05/17/E6-7466.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Interpretation of NYSE Rule 345 (Employees-Registration, Approval, Records) 2006-05-17T00:00:00-07:00 2006-05-17T00:00:00-07:00 E6-7466 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-17/pdf/E6-7466.pdf https://regulations.justia.com/regulations/fedreg/2006/05/17/E6-7465.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to PrecISE Fees 2006-05-17T00:00:00-07:00 2006-05-17T00:00:00-07:00 E6-7465 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-17/pdf/E6-7465.pdf https://regulations.justia.com/regulations/fedreg/2006/05/17/E6-7464.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change and Amendment No. 2 Thereto Relating to Dissemination of Index Values 2006-05-17T00:00:00-07:00 2006-05-17T00:00:00-07:00 E6-7464 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-17/pdf/E6-7464.pdf https://regulations.justia.com/regulations/fedreg/2006/05/17/E6-7463.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of Proposed Rule Change and Amendment Nos. 1, 2, 3 and 4 Thereto Allowing Issuers of Listed Equity Securities, Structured Products, and Exchange Traded Funds a Right To Request a New Specialist 2006-05-17T00:00:00-07:00 2006-05-17T00:00:00-07:00 E6-7463 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-17/pdf/E6-7463.pdf https://regulations.justia.com/regulations/fedreg/2006/05/17/E6-7462.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto To Establish Additional Routing Options in the INET System for Securities Listed on the New York Stock Exchange or the American Stock Exchange 2006-05-17T00:00:00-07:00 2006-05-17T00:00:00-07:00 E6-7462 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-17/pdf/E6-7462.pdf https://regulations.justia.com/regulations/fedreg/2006/05/17/E6-7461.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Adoption of a Licensing Fee for Options on the Vanguard Dividend Appreciation VIPERs 2006-05-17T00:00:00-07:00 2006-05-17T00:00:00-07:00 E6-7461 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-17/pdf/E6-7461.pdf https://regulations.justia.com/regulations/fedreg/2006/05/17/E6-7459.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Pilot Program Beginning on May 12, 2006 and Ending on October 31, 2006 or Sooner, To Implement Certain Hybrid Market Changes and Amend Certain Changes to Approved Hybrid Market Rules 2006-05-17T00:00:00-07:00 2006-05-17T00:00:00-07:00 E6-7459 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-17/pdf/E6-7459.pdf https://regulations.justia.com/regulations/fedreg/2006/05/16/E6-7454.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Criteria for Securities that Underlie Options Traded on the Exchange 2006-05-16T00:00:00-07:00 2006-05-16T00:00:00-07:00 E6-7454 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-16/pdf/E6-7454.pdf https://regulations.justia.com/regulations/fedreg/2006/05/16/E6-7453.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend Exchange Rule 104 Regarding the Requirement That Specialists Obtain Floor Official Approval for Destabilizing Dealer Account Transactions That Match the National Best Bid or Offer 2006-05-16T00:00:00-07:00 2006-05-16T00:00:00-07:00 E6-7453 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-16/pdf/E6-7453.pdf https://regulations.justia.com/regulations/fedreg/2006/05/16/E6-7392.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to Exchange Rule 104(d) Governing Specialist Trading in the NYSE Hybrid Market 2006-05-16T00:00:00-07:00 2006-05-16T00:00:00-07:00 E6-7392 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-16/pdf/E6-7392.pdf https://regulations.justia.com/regulations/fedreg/2006/05/16/06-4510.html Notice - Interagency Statement on Sound Practices Concerning Elevated Risk Complex Structured Finance Activities 2006-05-16T00:00:00-07:00 2006-05-16T00:00:00-07:00 06-4510 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-16/pdf/06-4510.pdf https://regulations.justia.com/regulations/fedreg/2006/05/15/E6-7324.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Dual Listing 2006-05-15T00:00:00-07:00 2006-05-15T00:00:00-07:00 E6-7324 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-15/pdf/E6-7324.pdf https://regulations.justia.com/regulations/fedreg/2006/05/15/E6-7323.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Exchange's Obvious Error Rule 2006-05-15T00:00:00-07:00 2006-05-15T00:00:00-07:00 E6-7323 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-15/pdf/E6-7323.pdf https://regulations.justia.com/regulations/fedreg/2006/05/15/E6-7322.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Pilot Program Amending Listed Company Manual Section 102.01A 2006-05-15T00:00:00-07:00 2006-05-15T00:00:00-07:00 E6-7322 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-15/pdf/E6-7322.pdf https://regulations.justia.com/regulations/fedreg/2006/05/15/E6-7321.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Establish Fees Per Contract Traded for Improvement Orders Submitted Into a Price Improvement Period by a Public Customer That Are Not Submitted as Customer PIP Orders 2006-05-15T00:00:00-07:00 2006-05-15T00:00:00-07:00 E6-7321 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-15/pdf/E6-7321.pdf https://regulations.justia.com/regulations/fedreg/2006/05/15/06-4585.html Notice - Sunshine Act Meeting 2006-05-15T00:00:00-07:00 2006-05-15T00:00:00-07:00 06-4585 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-15/pdf/06-4585.pdf https://regulations.justia.com/regulations/fedreg/2006/05/12/E6-7270.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.); Notice of Filing of Proposed Rule Change and Amendments No. 1 and No. 2 Thereto To Revise Fees for Equity Securities Issued by Operating Companies Listed on the Archipelago Exchange 2006-05-12T00:00:00-07:00 2006-05-12T00:00:00-07:00 E6-7270 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-12/pdf/E6-7270.pdf https://regulations.justia.com/regulations/fedreg/2006/05/12/E6-7269.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 thereto, To Eliminate From The Nasdaq Stock Market Inc.'s Corporate Organizational Documents Certain Series of Preferred Stock 2006-05-12T00:00:00-07:00 2006-05-12T00:00:00-07:00 E6-7269 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-12/pdf/E6-7269.pdf https://regulations.justia.com/regulations/fedreg/2006/05/12/E6-7267.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Regarding the e-DPM Membership Ownership Requirement 2006-05-12T00:00:00-07:00 2006-05-12T00:00:00-07:00 E6-7267 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-12/pdf/E6-7267.pdf https://regulations.justia.com/regulations/fedreg/2006/05/12/E6-7259.html Notice - Phoenix Life Insurance Company, et al.; Notice of Application 2006-05-12T00:00:00-07:00 2006-05-12T00:00:00-07:00 E6-7259 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-12/pdf/E6-7259.pdf https://regulations.justia.com/regulations/fedreg/2006/05/12/E6-7258.html Notice - Vanguard Index Funds, et al.; Notice of Application 2006-05-12T00:00:00-07:00 2006-05-12T00:00:00-07:00 E6-7258 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-12/pdf/E6-7258.pdf https://regulations.justia.com/regulations/fedreg/2006/05/12/E6-7257.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Granting Approval To Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 3 and 4 Thereto Relating to Records of Orders and Executions 2006-05-12T00:00:00-07:00 2006-05-12T00:00:00-07:00 E6-7257 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-12/pdf/E6-7257.pdf https://regulations.justia.com/regulations/fedreg/2006/05/12/E6-7256.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Establish an Annual Administrative Fee for Market Data Distributors That Are Recipients of Nasdaq Proprietary Data Products 2006-05-12T00:00:00-07:00 2006-05-12T00:00:00-07:00 E6-7256 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-12/pdf/E6-7256.pdf https://regulations.justia.com/regulations/fedreg/2006/05/12/E6-7246.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Establishing a Pilot Option Transaction Charge Credit for Specialists That Send Certain Principal Acting as Agent Orders for Execution Via the Intermarket Option Linkage 2006-05-12T00:00:00-07:00 2006-05-12T00:00:00-07:00 E6-7246 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-12/pdf/E6-7246.pdf https://regulations.justia.com/regulations/fedreg/2006/05/12/E6-7245.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Its Marketing Fee Program 2006-05-12T00:00:00-07:00 2006-05-12T00:00:00-07:00 E6-7245 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-12/pdf/E6-7245.pdf https://regulations.justia.com/regulations/fedreg/2006/05/12/E6-7244.html Notice - Intermarket Trading System; Notice of Filing and Immediate Effectiveness of the Twenty Third Amendment to the ITS Plan Relating to the Interaction of Chicago Stock Exchange, Inc. With ITS, the Change in Opening of Trading in a Halted Security, and the Change in Name from the New York Stock Exchange, Inc. to New York Stock Exchange LLC and From Pacific Exchange, Inc. to NYSE Arca, Inc. 2006-05-12T00:00:00-07:00 2006-05-12T00:00:00-07:00 E6-7244 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-12/pdf/E6-7244.pdf https://regulations.justia.com/regulations/fedreg/2006/05/11/E6-7219.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Section 141 of the Company Guide 2006-05-11T00:00:00-07:00 2006-05-11T00:00:00-07:00 E6-7219 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-11/pdf/E6-7219.pdf https://regulations.justia.com/regulations/fedreg/2006/05/11/E6-7201.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Establishing Fees for Enhanced Sentiment Market Data 2006-05-11T00:00:00-07:00 2006-05-11T00:00:00-07:00 E6-7201 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-11/pdf/E6-7201.pdf https://regulations.justia.com/regulations/fedreg/2006/05/11/06-4399.html Rule - Description of Duties of the General Counsel 2006-05-11T00:00:00-07:00 2006-05-11T00:00:00-07:00 06-4399 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-05-11/pdf/06-4399.pdf https://regulations.justia.com/regulations/fedreg/2006/05/10/E6-7113.html Notice - Request for Public Comment 2006-05-10T00:00:00-07:00 2006-05-10T00:00:00-07:00 E6-7113 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-10/pdf/E6-7113.pdf https://regulations.justia.com/regulations/fedreg/2006/05/10/E6-7111.html Notice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Revise OPRA's Professional Subscriber Agreement and Its Direct Circuit Connection Rider and Indirect Circuit Connection Rider 2006-05-10T00:00:00-07:00 2006-05-10T00:00:00-07:00 E6-7111 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-10/pdf/E6-7111.pdf https://regulations.justia.com/regulations/fedreg/2006/05/10/E6-7107.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.); Order Approving Proposed Rule Change To Reduce the Fee Charged to a Lead Market Maker When It Transfers Options Issues to Another Lead Market Maker 2006-05-10T00:00:00-07:00 2006-05-10T00:00:00-07:00 E6-7107 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-10/pdf/E6-7107.pdf https://regulations.justia.com/regulations/fedreg/2006/05/10/E6-7105.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to Minor Rule Violations and the Bunching of Odd-Lot Orders 2006-05-10T00:00:00-07:00 2006-05-10T00:00:00-07:00 E6-7105 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-10/pdf/E6-7105.pdf https://regulations.justia.com/regulations/fedreg/2006/05/10/E6-7103.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend Phlx Rule 784, Reports of Options 2006-05-10T00:00:00-07:00 2006-05-10T00:00:00-07:00 E6-7103 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-10/pdf/E6-7103.pdf https://regulations.justia.com/regulations/fedreg/2006/05/10/E6-7100.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Declaration of Effectiveness of the Fingerprint Plan of the National Association of Securities Dealers, Inc. 2006-05-10T00:00:00-07:00 2006-05-10T00:00:00-07:00 E6-7100 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-10/pdf/E6-7100.pdf https://regulations.justia.com/regulations/fedreg/2006/05/10/E6-7094.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Equity Options Payment for Order Flow Program 2006-05-10T00:00:00-07:00 2006-05-10T00:00:00-07:00 E6-7094 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-10/pdf/E6-7094.pdf https://regulations.justia.com/regulations/fedreg/2006/05/09/E6-7012.html Notice - Submission for OMB Review; Comment Request 2006-05-09T00:00:00-07:00 2006-05-09T00:00:00-07:00 E6-7012 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-09/pdf/E6-7012.pdf https://regulations.justia.com/regulations/fedreg/2006/05/09/E6-7010.html Notice - Submission for OMB Review; Comment Request 2006-05-09T00:00:00-07:00 2006-05-09T00:00:00-07:00 E6-7010 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-09/pdf/E6-7010.pdf https://regulations.justia.com/regulations/fedreg/2006/05/09/E6-7008.html Notice - Submission for OMB Review; Comment Request 2006-05-09T00:00:00-07:00 2006-05-09T00:00:00-07:00 E6-7008 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-09/pdf/E6-7008.pdf https://regulations.justia.com/regulations/fedreg/2006/05/09/06-4340.html Notice - Sunshine Act; Meeting 2006-05-09T00:00:00-07:00 2006-05-09T00:00:00-07:00 06-4340 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-09/pdf/06-4340.pdf https://regulations.justia.com/regulations/fedreg/2006/05/08/E6-6913.html Notice - Wells Fargo Funds Trust, et al.; Notice of Application 2006-05-08T00:00:00-07:00 2006-05-08T00:00:00-07:00 E6-6913 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-08/pdf/E6-6913.pdf https://regulations.justia.com/regulations/fedreg/2006/05/08/E6-6912.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2006-05-08T00:00:00-07:00 2006-05-08T00:00:00-07:00 E6-6912 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-08/pdf/E6-6912.pdf https://regulations.justia.com/regulations/fedreg/2006/05/08/E6-6911.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Rule 2520 (Margin Requirements) 2006-05-08T00:00:00-07:00 2006-05-08T00:00:00-07:00 E6-6911 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-08/pdf/E6-6911.pdf https://regulations.justia.com/regulations/fedreg/2006/05/08/E6-6910.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Trade Submission Requirements and Fees and Pre-Netting 2006-05-08T00:00:00-07:00 2006-05-08T00:00:00-07:00 E6-6910 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-08/pdf/E6-6910.pdf https://regulations.justia.com/regulations/fedreg/2006/05/08/06-4304.html Notice - MCSi, Inc.; Order of Suspension of Trading 2006-05-08T00:00:00-07:00 2006-05-08T00:00:00-07:00 06-4304 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-08/pdf/06-4304.pdf https://regulations.justia.com/regulations/fedreg/2006/05/08/06-4280.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of a Proposed Rule Change To Require Members To Report All Transactions that Must Be Reported to NASD and Are Subject to a Regulatory Transaction Fee to the Nasdaq Market Center and/or the Trade Reporting and Comparison Service 2006-05-08T00:00:00-07:00 2006-05-08T00:00:00-07:00 06-4280 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-08/pdf/06-4280.pdf https://regulations.justia.com/regulations/fedreg/2006/05/05/E6-6807.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to Withdrawal of Obsolete Question-and-Answer Interpretive Guidance Under Former Rule G-38, on Consultants, and Certain Question-and-Answer Interpretive Guidance Relating to the Definition of “Solicitation” Under Rule G-37, on Political Contributions and Prohibitions on Municipal Securities Business 2006-05-05T00:00:00-07:00 2006-05-05T00:00:00-07:00 E6-6807 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-05/pdf/E6-6807.pdf https://regulations.justia.com/regulations/fedreg/2006/05/05/E6-6806.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Regarding the Nasdaq Crossing Network 2006-05-05T00:00:00-07:00 2006-05-05T00:00:00-07:00 E6-6806 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-05/pdf/E6-6806.pdf https://regulations.justia.com/regulations/fedreg/2006/05/05/E6-6804.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 2 to Proposed Rule Change Relating to Definition of Solicitation Under MSRB Rules G-37 and G-38 2006-05-05T00:00:00-07:00 2006-05-05T00:00:00-07:00 E6-6804 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-05/pdf/E6-6804.pdf https://regulations.justia.com/regulations/fedreg/2006/05/05/E6-6781.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.); Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Trading of the DB Commodity Index Tracking Fund Pursuant to Unlisted Trading Privileges 2006-05-05T00:00:00-07:00 2006-05-05T00:00:00-07:00 E6-6781 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-05/pdf/E6-6781.pdf https://regulations.justia.com/regulations/fedreg/2006/05/05/E6-6780.html Notice - Intermarket Trading System; Notice of Filing and Immediate Effectiveness of the Twenty Second Amendment to the ITS Plan Relating to the Change in Name From the Cincinnati Stock Exchange, Inc., to the National Stock Exchange and to the Admission of the NASDAQ Stock Market LLC as an ITS Participant 2006-05-05T00:00:00-07:00 2006-05-05T00:00:00-07:00 E6-6780 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-05/pdf/E6-6780.pdf https://regulations.justia.com/regulations/fedreg/2006/05/05/E6-6779.html Notice - Proposed Collection; Comment Request 2006-05-05T00:00:00-07:00 2006-05-05T00:00:00-07:00 E6-6779 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-05/pdf/E6-6779.pdf https://regulations.justia.com/regulations/fedreg/2006/05/05/E6-6778.html Notice - Submission for OMB Review; Comment Request 2006-05-05T00:00:00-07:00 2006-05-05T00:00:00-07:00 E6-6778 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-05/pdf/E6-6778.pdf https://regulations.justia.com/regulations/fedreg/2006/05/05/E6-6777.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Amend the Annual Fee for Certain Listed Bonds and Debentures 2006-05-05T00:00:00-07:00 2006-05-05T00:00:00-07:00 E6-6777 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-05/pdf/E6-6777.pdf https://regulations.justia.com/regulations/fedreg/2006/05/05/E6-6776.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving a Proposed Rule Change and Amendment Nos. 1, 2, 3, 4, and 5 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 6 and 7, Relating to Amendments to Its By-Laws and Charter in Connection With a Restructuring of Its Board of Governors 2006-05-05T00:00:00-07:00 2006-05-05T00:00:00-07:00 E6-6776 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-05/pdf/E6-6776.pdf https://regulations.justia.com/regulations/fedreg/2006/05/05/E6-6775.html Notice - Proposed Collection; Comment Request 2006-05-05T00:00:00-07:00 2006-05-05T00:00:00-07:00 E6-6775 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-05/pdf/E6-6775.pdf https://regulations.justia.com/regulations/fedreg/2006/05/05/06-4279.html Notice - Sunshine Act; Notice of Meeting 2006-05-05T00:00:00-07:00 2006-05-05T00:00:00-07:00 06-4279 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-05/pdf/06-4279.pdf https://regulations.justia.com/regulations/fedreg/2006/05/03/E6-6660.html Notice - The Variable Annuity Life Insurance Company, et al., Notice of Application 2006-05-03T00:00:00-07:00 2006-05-03T00:00:00-07:00 E6-6660 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-03/pdf/E6-6660.pdf https://regulations.justia.com/regulations/fedreg/2006/05/03/E6-6659.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rule 8.4 Relating to Remote Market-Maker Appointments 2006-05-03T00:00:00-07:00 2006-05-03T00:00:00-07:00 E6-6659 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-03/pdf/E6-6659.pdf https://regulations.justia.com/regulations/fedreg/2006/05/03/E6-6642.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of Principal Protected Notes Linked to the Metals-China Basket 2006-05-03T00:00:00-07:00 2006-05-03T00:00:00-07:00 E6-6642 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-03/pdf/E6-6642.pdf https://regulations.justia.com/regulations/fedreg/2006/05/03/E6-6641.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Execution of Complex Orders 2006-05-03T00:00:00-07:00 2006-05-03T00:00:00-07:00 E6-6641 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-03/pdf/E6-6641.pdf https://regulations.justia.com/regulations/fedreg/2006/05/03/E6-6640.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.); Order Granting Approval to Proposed Rule Change Relating to Trade Shredding 2006-05-03T00:00:00-07:00 2006-05-03T00:00:00-07:00 E6-6640 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-03/pdf/E6-6640.pdf https://regulations.justia.com/regulations/fedreg/2006/05/03/E6-6638.html Notice - Forum Funds, et al.; Notice of Application 2006-05-03T00:00:00-07:00 2006-05-03T00:00:00-07:00 E6-6638 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-03/pdf/E6-6638.pdf https://regulations.justia.com/regulations/fedreg/2006/05/03/E6-6637.html Notice - Self-Regulatory Organizations; National Stock ExchangeSM 2006-05-03T00:00:00-07:00 2006-05-03T00:00:00-07:00 E6-6637 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-03/pdf/E6-6637.pdf https://regulations.justia.com/regulations/fedreg/2006/05/03/06-4192.html Notice - Order Making Fiscal Year 2007 Annual Adjustments to the Fee Rates Applicable Under Section 6(b) of the Securities Act of 1933 and Sections 13(e), 14(g), 31(b), and 31(c) of the Securities Exchange Act of 1934 2006-05-03T00:00:00-07:00 2006-05-03T00:00:00-07:00 06-4192 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-03/pdf/06-4192.pdf https://regulations.justia.com/regulations/fedreg/2006/05/02/E6-6597.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Handling by INET and Brut of Sub-Penny Orders in Securities Listed on the New York Stock Exchange LLC or the American Stock Exchange LLC 2006-05-02T00:00:00-07:00 2006-05-02T00:00:00-07:00 E6-6597 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-02/pdf/E6-6597.pdf https://regulations.justia.com/regulations/fedreg/2006/05/02/E6-6596.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Chicago Board Options Exchange, Incorporated; Notice of Extension of Comment Periods for the Proposed Rule Changes Relating to Customer Portfolio Margining Requirements 2006-05-02T00:00:00-07:00 2006-05-02T00:00:00-07:00 E6-6596 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-02/pdf/E6-6596.pdf https://regulations.justia.com/regulations/fedreg/2006/05/02/E6-6556.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Maximum Single Order Share Amount in Nasdaq's INET Facility 2006-05-02T00:00:00-07:00 2006-05-02T00:00:00-07:00 E6-6556 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-02/pdf/E6-6556.pdf https://regulations.justia.com/regulations/fedreg/2006/05/02/E6-6555.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Consisting of Interpretive Guidance on Customer Protection Obligations of Brokers, Dealers and Municipal Securities Dealers Relating to the Marketing of 529 College Savings Plans 2006-05-02T00:00:00-07:00 2006-05-02T00:00:00-07:00 E6-6555 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-02/pdf/E6-6555.pdf https://regulations.justia.com/regulations/fedreg/2006/05/02/E6-6554.html Notice - Proposed Collection; Comment Request; 2006-05-02T00:00:00-07:00 2006-05-02T00:00:00-07:00 E6-6554 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-02/pdf/E6-6554.pdf https://regulations.justia.com/regulations/fedreg/2006/05/01/E6-6503.html Notice - Self-Regulatory Organizations; National Stock Exchange; Order Granting Approval of Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 1 and 2 Thereto to Amend Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration 2006-05-01T00:00:00-07:00 2006-05-01T00:00:00-07:00 E6-6503 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-01/pdf/E6-6503.pdf https://regulations.justia.com/regulations/fedreg/2006/05/01/E6-6481.html Notice - Frank Russell Investment Company, et al.; Notice of Application 2006-05-01T00:00:00-07:00 2006-05-01T00:00:00-07:00 E6-6481 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-01/pdf/E6-6481.pdf https://regulations.justia.com/regulations/fedreg/2006/05/01/06-4099.html Notice - Sunshine Act Meeting 2006-05-01T00:00:00-07:00 2006-05-01T00:00:00-07:00 06-4099 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-01/pdf/06-4099.pdf