Securities and Exchange Commission March 2006 – Federal Register Recent Federal Regulation Documents

Results 101 - 150 of 179
Sunshine Act Meeting Notice
Document Number: 06-2457
Type: Notice
Date: 2006-03-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Issuer Delisting; Notice of Application of General Motors Corporation To Withdraw Its Common Stock, $12/3
Document Number: E6-3438
Type: Notice
Date: 2006-03-10
Agency: Securities and Exchange Commission, Agencies and Commissions
Issuer Delisting; Notice of Application of General Motors Corporation To Withdraw Its Common Stock, $12/3
Document Number: E6-3436
Type: Notice
Date: 2006-03-10
Agency: Securities and Exchange Commission, Agencies and Commissions
In the Matter of GMC Holding Corporation; Order of Suspension of Trading
Document Number: 06-2364
Type: Notice
Date: 2006-03-10
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice of Broker-Dealer/Investment Adviser Study
Document Number: E6-3332
Type: Notice
Date: 2006-03-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E6-3329
Type: Notice
Date: 2006-03-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E6-3328
Type: Notice
Date: 2006-03-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E6-3281
Type: Notice
Date: 2006-03-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E6-3280
Type: Notice
Date: 2006-03-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Mutual Fund Redemption Fees
Document Number: E6-3164
Type: Proposed Rule
Date: 2006-03-07
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'' or ``SEC'') is proposing amendments to the redemption fee rule we recently adopted. The rule, among other things, requires most open-end investment companies (``funds'') to enter into agreements with intermediaries, such as broker-dealers, that hold shares on behalf of other investors in so called ``omnibus accounts.'' These agreements must provide funds access to information about transactions in these accounts to enable the funds to enforce restrictions on market timing and similar abusive transactions. The Commission is proposing to amend the rule to clarify the operation of the rule and reduce the number of intermediaries with which funds must negotiate information-sharing agreements. The amendments are designed to address issues that came to our attention after we had adopted the rule, and are designed to reduce the costs to funds (and fund shareholders) while still achieving the goals of the rulemaking.
Submission for OMB Review; Comment Request
Document Number: E6-3161
Type: Notice
Date: 2006-03-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E6-3160
Type: Notice
Date: 2006-03-07
Agency: Securities and Exchange Commission, Agencies and Commissions
ING Life Insurance and Annuity Company, et al., Notice of Application
Document Number: E6-3116
Type: Notice
Date: 2006-03-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E6-3111
Type: Notice
Date: 2006-03-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E6-3110
Type: Notice
Date: 2006-03-06
Agency: Securities and Exchange Commission, Agencies and Commissions