Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rule 8.3 To Extend for an Additional Year a Pilot Program Relating to Market-Makers Quoting Outside Their Appointed Trading Station, 12747-12749 [E6-3481]
Download as PDF
Federal Register / Vol. 71, No. 48 / Monday, March 13, 2006 / Notices
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
The foregoing rule change, as
amended, has become effective pursuant
to Section 19(b)(3)(A)(ii) of the Act 15
and subparagraph (f)(2) of Rule 19b–4
thereunder 16 because it establishes or
changes a due, fee, or other charge. At
any time within 60 days of the filing of
the proposed rule change, the
Commission may summarily abrogate
such rule change if it appears to the
Commission that such action is
necessary or appropriate in the public
interest, for the protection of investors,
or otherwise in furtherance of the
purposes of the Act.17
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change, as amended, is consistent with
the Act. Comments may be submitted by
any of the following methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an e-mail to rulecomments@sec.gov. Please include File
Number SR–Amex–2006–10 on the
subject line.
Paper Comments
• Send paper comments in triplicate
to Nancy M. Morris, Secretary,
Securities and Exchange Commission,
100 F Street, NE., Washington, DC
20549–1090.
All submissions should refer to File
Number SR–Amex–2006–10. This file
number should be included on the
subject line if e-mail is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
15 15
U.S.C. 78s(b)(3)(A)(ii).
CFR 240.19b–4(f)(2).
17 The effective date of the original proposed rule
change is February 2, 2006, the date of the original
filing, and the effective date of Amendment No. 1
is February 28, 2006, the filing date of the
amendment. For purposes of calculating the 60-day
abrogation period within which the Commission
may summarily abrogate the proposed rule change,
as amended, under Section 19(b)(3)(C) of the Act,
the Commission considers the period to commence
on February 28, 2006, the date on which the
Exchange submitted Amendment No. 1. See 15
U.S.C. 78s(b)(3)(C).
wwhite on PROD1PC61 with NOTICES
16 17
VerDate Aug<31>2005
17:58 Mar 10, 2006
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change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for inspection and copying in
the Commission’s Public Reference
Room. Copies of such filing also will be
available for inspection and copying at
the principal office of Amex. All
comments received will be posted
without change; the Commission does
not edit personal identifying
information from submissions. You
should submit only information that
you wish to make available publicly. All
submissions should refer to File
Number SR–Amex–2006–10 and should
be submitted on or before April 3, 2006.
For the Commission, by the Division of
Market Regulation, pursuant to delegated
authority.18
Nancy M. Morris,
Secretary.
[FR Doc. E6–3497 Filed 3–10–06; 8:45 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–53410; File No. SR–CBOE–
2006–24]
Self-Regulatory Organizations;
Chicago Board Options Exchange,
Incorporated; Notice of Filing and
Immediate Effectiveness of Proposed
Rule Change Amending Its Rule 8.3 To
Extend for an Additional Year a Pilot
Program Relating to Market-Makers
Quoting Outside Their Appointed
Trading Station
March 3, 2006.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on March 2,
2006, the Chicago Board Options
Exchange, Incorporated (‘‘CBOE’’ or
‘‘Exchange’’) filed with the Securities
and Exchange Commission
(‘‘Commission’’) the proposed rule
change as described in Items I and II
below, which Items have been prepared
by the CBOE. The Exchange filed the
proposal as a ‘‘non-controversial’’
proposed rule change pursuant to
Section 19(b)(3)(A) of the Act 3 and Rule
19b–4(f)(6) thereunder,4 which renders
18 17
CFR 200.30–3(a)(12).
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
3 15 U.S.C. 78s(b)(3)(A).
4 17 CFR 240.19b–4(f)(6).
1 15
PO 00000
Frm 00077
Fmt 4703
Sfmt 4703
12747
the proposal effective upon filing with
the Commission.5 The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The CBOE proposes to amend CBOE
Rule 8.3 to extend for an additional year
a pilot program relating to MarketMakers quoting outside their appointed
trading station. The text of the proposed
rule change is below. Proposed
additions are in italics and proposed
deletions are in brackets:
Rule 8.3—Appointment of MarketMakers
Rule 8.3. This Rule governs the
appointment of Market-Makers other
than Remote Market-Makers. Rule 8.4
governs the appointment of Remote
Market-Makers.
(a) No change.
(b) No change.
(c) Absent an exemption by the
appropriate Market Performance
Committee, an appointment of a MarketMaker confers the right to quote as
described below:
(i) No change.
(ii) No change.
(iii) No change.
With respect to classes located at his/
her appointed trading station, a MarketMaker may submit, [for a one-year] as
part of a pilot program [period] ending
March 24, 2007 [2006], electronic
quotations from a location outside of the
appointed trading station in his/her
appointed Hybrid classes and his/her
appointed Hybrid 2.0 Classes. Any
Market-Maker affiliated with an e-DPM
or RMM shall be ineligible to submit
electronic quotations from outside of its
appointed trading station pursuant to
this rule in any class in which the
affiliated e-DPM or RMM has an
appointment.
*
*
*
*
*
(d) No Change.
*
*
*
*
*
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
CBOE included statements concerning
the purpose of, and basis for, the
proposed rule change and discussed any
5 As required by Rule 19b–4(f)(6)(iii), 17 CFR
240.19b–4(f)(6)(iii), the CBOE submitted written
notice of its intent to file the proposed rule change,
along with a brief description and text of the
proposed rule change, at least five business days
prior to the date of filing.
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12748
Federal Register / Vol. 71, No. 48 / Monday, March 13, 2006 / Notices
comments it received on the proposal.
The text of these statements may be
examined at the places specified in Item
IV below. The CBOE has prepared
summaries, set forth in Sections A, B,
and C below, of the most significant
aspects of such statements.
wwhite on PROD1PC61 with NOTICES
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
The purpose of this rule change is to
extend for an additional year, until
March 24, 2007, an existing Pilot
Program that allows a CBOE MarketMaker to submit electronic quotations in
his/her Hybrid and Hybrid 2.0 classes
from a location outside of his/her
appointed trading station.
In March 2005, the CBOE amended its
rules relating to Market-Maker
appointments and quoting obligations.6
The Exchange amended, among other
things, Rule 8.3 to provide that a
Market-Maker may submit electronic
quotations from a location outside of
his/her appointed trading station.
Previously, Market-Makers were only
permitted to stream electronic
quotations in their appointed Hybrid
and Hybrid 2.0 classes when they were
physically present in the trading crowd.
In making this change, the CBOE
determined to request that it only be
approved on a pilot basis so as to give
the Exchange the ability to evaluate the
effectiveness of allowing Market-Makers
to quote remotely. The current Pilot
program is scheduled to expire on
March 24, 2006.
The Exchange believes that the Pilot
Program has been successful, in that it
allows Market-Makers to choose how
they would like to participate in CBOE’s
Hybrid Trading System, i.e.,
electronically, in open outcry, or both.
The CBOE states that, although not all
Market-Makers have chosen to quote
electronically from outside their trading
station, those Market-Makers that have
availed themselves of this Pilot Program
continued to provide liquidity and
increased competition in their
appointed option classes when they
quoted remotely. The Exchange states
that it has not experienced any negative
effects from allowing Market-Makers to
quote from a location outside of their
appointed trading station. Thus, the
CBOE believes it would be appropriate
and beneficial to extend the Pilot
Program for an additional year until
March 24, 2007, and permit Market6 See Securities Exchange Act Release No. 51429
(March 24, 2005), 70 FR 16536 (March 31, 2005)
(approving SR–CBOE–2004–58).
VerDate Aug<31>2005
17:58 Mar 10, 2006
Jkt 208001
Makers to continue to have the option
to quote electronically from a location
outside their appointed trading station.
2. Statutory Basis
The Exchange believes the proposed
rule change is consistent with the Act
and the rules and regulations under the
Act applicable to a national securities
exchange and, in particular, the
requirements of Section 6(b) of the Act.7
Specifically, the Exchange believes the
proposed rule change is consistent with
the requirement of Section 6(b)(5) Act 8
that the rules of an exchange be
designed to promote just and equitable
principles of trade, to prevent
fraudulent and manipulative acts and,
in general, to protect investors and the
public interest.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
The CBOE believes that the proposed
rule change will not impose any burden
on competition that is not necessary or
appropriate in furtherance of the
purposes of the Act, as amended.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
The CBOE has neither solicited nor
received comments on the proposed
rule change.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
Because the foregoing proposed rule
change: (1) Does not significantly affect
the protection of investors or the public
interest; (2) does not impose any
significant burden on competition; and
(3) by its terms does not become
operative for 30 days after the date of
this filing, or such shorter time as the
Commission may designate if consistent
with the protection of investors and the
public interest, the proposed rule
change has become effective pursuant to
Section 19(b)(3)(A) of the Act and Rule
19b–4(f)(6) thereunder.
Normally, a proposed rule change
filed under Rule 19b–4(f)(6) does not
become operative for 30 days after the
date of filing. However, Rule 19b–
4(f)(6)(iii) permits the Commission to
designate a shorter time if such action
is consistent with the protection of
investors and the public interest.
The CBOE has asked the Commission
to waive the 30-day operative delay.
Allowing Market-Makers to quote
electronically into their appointed
7 15
8 15
PO 00000
U.S.C. 78f(b).
U.S.C. 78f(b)(5).
Frm 00078
Fmt 4703
Sfmt 4703
Hybrid and Hybrid 2.0 option classes
from a location outside their appointed
trading station does not raise any new
or unique issues.9 The Commission
believes that waiving the 30-day
operative delay is consistent with the
protection of investors and the public
interest because the continuation of this
program may enhance competition and
liquidity and provide Market-Makers
with additional trading opportunities.10
For this reason, the Commission
designates that the proposal has become
effective and operative immediately
upon filing with the Commission. At
any time within 60 days of the filing of
the proposed rule change, the
Commission may summarily abrogate
such rule change if it appears to the
Commission that such action is
necessary or appropriate in the public
interest, for the protection of investors,
or otherwise in furtherance of the
purposes of the Act.11
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an e-mail to rulecomments@sec.gov. Please include File
Number SR–CBOE–2006–24 on the
subject line.
Paper Comments
• Send paper comments in triplicate
to Nancy M. Morris, Secretary,
Securities and Exchange Commission,
100 F Street, NE., Washington, DC
20549–1090.
All submissions should refer to File
Number SR–CBOE–2006–24. This file
number should be included on the
subject line if e-mail is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
9 See
supra, at n.6.
purposes only of waiving the 30-day
operative delay, the Commission has considered the
proposed rule’s impact on efficiency, competition,
and capital formation. 15 U.S.C. 78c(f).
11 See Rule 19b–4(f)(6)(iii), 17 CFR 240.19b–
4(f)(6)(iii).
10 For
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Federal Register / Vol. 71, No. 48 / Monday, March 13, 2006 / Notices
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for inspection and copying in
the Commission’s Public Reference
Room. Copies of such filing also will be
available for inspection and copying at
the principal office of the CBOE.
All comments received will be posted
without change; the Commission does
not edit personal identifying
information from submissions. You
should submit only information that
you wish to make available publicly. All
submissions should refer to File
Number SR–CBOE–2006–24 and should
be submitted on or before April 3, 2006.
For the Commission, by the Division of
Market Regulation, pursuant to delegated
authority.12
Nancy M. Morris,
Secretary.
[FR Doc. E6–3481 Filed 3–10–06; 8:45 am]
wwhite on PROD1PC61 with NOTICES
March 2, 2006.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (the
‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on October
21, 2005, the Chicago Board Options
Exchange, Inc. (‘‘CBOE’’ or ‘‘Exchange’’)
filed with the Securities and Exchange
Commission ( ‘‘SEC’’ or ‘‘Commission’’)
the proposed rule change as described
in Items I, II, and III below, which Items
have been substantially prepared by the
Exchange. CBOE filed Amendment No.
1 to the proposal on December 14,
2005.3 On February 24, 2006, CBOE
filed Amendment No. 2 to the
CFR 200.30–3(a)(12).
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
3 Amendment No. 1 replaced the original filing in
its entirety.
Jkt 208001
*
*
*
*
*
*
*
*
C. Application of Policies
Self-Regulatory Organizations;
Chicago Board Options Exchange,
Inc.; Notice of Filing of Proposed Rule
Change and Amendment Nos. 1 and 2
Thereto Relating to Amending
Exchange Delisting Rules To Conform
to Recent Amendments to Commission
Rules Regarding Removal From
Listing and Withdrawal From
Registration
17:58 Mar 10, 2006
Chicago Board Options Exchange,
Incorporated
*
[Release No. 34–53399; File No. SR–CBOE–
2005–87]
VerDate Aug<31>2005
The Exchange proposes to revise its
non-option securities listing rules to
incorporate into the Exchange’s
delisting rules for non-option securities
new rule changes promulgated by the
Commission in SEC Rule 12d2–2.
The text of the proposed rule change
is below. Proposed new language is in
italics; proposed deletions are in
[brackets].
*
*
*
*
*
Rule 31.94. Suspension and Delisting
Policies
SECURITIES AND EXCHANGE
COMMISSION
1 15
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
*
BILLING CODE 8010–01–P
12 17
proposal.4 The Commission is
publishing this notice to solicit
comments on the proposed rule change,
as amended, from interested persons.
To assist in the application of these
policies, the Exchange has adopted
certain criteria, outlined below, which a
security must meet to continue to be
listed on the Exchange. However, these
minimum criteria[,] in no way limit or
restrict the Exchange’s right to delist a
security, and the Exchange may at any
time, in view of the circumstances in
each case, suspend dealings in, or
remove, a security from listing or
unlisted trading when in its opinion
such security is unsuitable for
continued trading on the Exchange.
Such action will be taken regardless of
whether the issuer meets any or all of
the criteria discussed below.
*
*
*
*
*
(b) Limited Distribution—Reduced
Market Value
(i) common stock:
(A) The number of shares publicly
held (exclusive of holdings of officers,
directors, controlling shareholders or
other family or concentrated holdings)
is at least 200,000; and
4 In Amendment No. 2, CBOE amended CBOE
Rule 31.94(G)(h) to state that in appropriate
circumstances, when the Exchange is considering
delisting because a company no longer meets the
requirements for continued listing, a company may,
with the consent of the Exchange, file a Form 25
with the SEC, provided that it follows the
requirements set forth in SEC Rule 12d2–2(c) and
discloses that it is no longer eligible for continued
listing on the Exchange in its written notice to the
Exchange and public press release, and if it has a
publicly accessible Web site, posts such notice on
that Web site.
PO 00000
Frm 00079
Fmt 4703
Sfmt 4703
12749
(B) The total number of round lot
shareholders of record is at least 300;
and
(C) The aggregate market value of
shares publicly held is at least
$1,000,000;
(ii) Preferred stock:
(A) The number of shares publicly
held is at least 50,000; or
(B) The aggregate market value of
shares publicly held is at least
$1,000,000;
(iii) Bonds: The delisting of bond and
debenture issues will be considered on
a case by case basis. The Exchange will
normally consider suspending dealings
in, or removing from the list, debt
security when any one or more of the
following conditions exist:
([a]A) If the aggregate market value or
the principal amount of bonds publicly
held is less than $400,000; or
([b]B) If the issuer is not able to meet
its obligations on the listed debt
securities.
*
*
*
*
*
Rule 31.94(C)(f) in the following form
is effective until April 23, 2006. It will
be rescinded after that date and will be
replaced as set forth below.
(f) No change.
Rule 31.94(C)(f) in the following form
will be effective on April 24, 2006.
(f) SEC Rule 12d2–2(a) Conditions—
The Exchange will remove a class of
securities from listing whenever the
Exchange is reliably informed that any
of the conditions set forth in Rule 12d2–
2(a) under the Exchange Act exist with
respect to such security, such as a
corporate action where the entire
security class is matured, redeemed,
retired or extinguished by operation of
law, and shall file an application with
the SEC on Form 25 in accordance with
Rule 12d2–2(a) under the Exchange Act.
New paragraph (g) of Rule 31.94(C) in
the following form will be effective on
April 24, 2006.
(g) Other Events—The Exchange will
normally consider suspending dealings
in, or removing from the list, a security
when any one of the following events
shall occur:
(i) Registration No Longer Effective—
If the registration (or exemption from
registration thereof) pursuant to the
Exchange Act is no longer effective.
(ii) Operations Contrary to Public
Interest—If the company or its
management shall engage in operations
which, in the opinion of the Exchange,
are contrary to the public interest.
(iii) Failure to Pay Listing Fees—If the
company shall fail or refuse to pay,
when due, any applicable listing fees
established by the Exchange.
(iv) Low Selling Price Issues—In the
case of a common stock selling for a
E:\FR\FM\13MRN1.SGM
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Agencies
[Federal Register Volume 71, Number 48 (Monday, March 13, 2006)]
[Notices]
[Pages 12747-12749]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E6-3481]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-53410; File No. SR-CBOE-2006-24]
Self-Regulatory Organizations; Chicago Board Options Exchange,
Incorporated; Notice of Filing and Immediate Effectiveness of Proposed
Rule Change Amending Its Rule 8.3 To Extend for an Additional Year a
Pilot Program Relating to Market-Makers Quoting Outside Their Appointed
Trading Station
March 3, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that
on March 2, 2006, the Chicago Board Options Exchange, Incorporated
(``CBOE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule change as described in
Items I and II below, which Items have been prepared by the CBOE. The
Exchange filed the proposal as a ``non-controversial'' proposed rule
change pursuant to Section 19(b)(3)(A) of the Act \3\ and Rule 19b-
4(f)(6) thereunder,\4\ which renders the proposal effective upon filing
with the Commission.\5\ The Commission is publishing this notice to
solicit comments on the proposed rule change from interested persons.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ 15 U.S.C. 78s(b)(3)(A).
\4\ 17 CFR 240.19b-4(f)(6).
\5\ As required by Rule 19b-4(f)(6)(iii), 17 CFR 240.19b-
4(f)(6)(iii), the CBOE submitted written notice of its intent to
file the proposed rule change, along with a brief description and
text of the proposed rule change, at least five business days prior
to the date of filing.
---------------------------------------------------------------------------
I. Self-Regulatory Organization's Statement of the Terms of Substance
of the Proposed Rule Change
The CBOE proposes to amend CBOE Rule 8.3 to extend for an
additional year a pilot program relating to Market-Makers quoting
outside their appointed trading station. The text of the proposed rule
change is below. Proposed additions are in italics and proposed
deletions are in brackets:
Rule 8.3--Appointment of Market-Makers
Rule 8.3. This Rule governs the appointment of Market-Makers other
than Remote Market-Makers. Rule 8.4 governs the appointment of Remote
Market-Makers.
(a) No change.
(b) No change.
(c) Absent an exemption by the appropriate Market Performance
Committee, an appointment of a Market-Maker confers the right to quote
as described below:
(i) No change.
(ii) No change.
(iii) No change.
With respect to classes located at his/her appointed trading
station, a Market-Maker may submit, [for a one-year] as part of a pilot
program [period] ending March 24, 2007 [2006], electronic quotations
from a location outside of the appointed trading station in his/her
appointed Hybrid classes and his/her appointed Hybrid 2.0 Classes. Any
Market-Maker affiliated with an e-DPM or RMM shall be ineligible to
submit electronic quotations from outside of its appointed trading
station pursuant to this rule in any class in which the affiliated e-
DPM or RMM has an appointment.
* * * * *
(d) No Change.
* * * * *
II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
In its filing with the Commission, the CBOE included statements
concerning the purpose of, and basis for, the proposed rule change and
discussed any
[[Page 12748]]
comments it received on the proposal. The text of these statements may
be examined at the places specified in Item IV below. The CBOE has
prepared summaries, set forth in Sections A, B, and C below, of the
most significant aspects of such statements.
A. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
1. Purpose
The purpose of this rule change is to extend for an additional
year, until March 24, 2007, an existing Pilot Program that allows a
CBOE Market-Maker to submit electronic quotations in his/her Hybrid and
Hybrid 2.0 classes from a location outside of his/her appointed trading
station.
In March 2005, the CBOE amended its rules relating to Market-Maker
appointments and quoting obligations.\6\ The Exchange amended, among
other things, Rule 8.3 to provide that a Market-Maker may submit
electronic quotations from a location outside of his/her appointed
trading station. Previously, Market-Makers were only permitted to
stream electronic quotations in their appointed Hybrid and Hybrid 2.0
classes when they were physically present in the trading crowd. In
making this change, the CBOE determined to request that it only be
approved on a pilot basis so as to give the Exchange the ability to
evaluate the effectiveness of allowing Market-Makers to quote remotely.
The current Pilot program is scheduled to expire on March 24, 2006.
---------------------------------------------------------------------------
\6\ See Securities Exchange Act Release No. 51429 (March 24,
2005), 70 FR 16536 (March 31, 2005) (approving SR-CBOE-2004-58).
---------------------------------------------------------------------------
The Exchange believes that the Pilot Program has been successful,
in that it allows Market-Makers to choose how they would like to
participate in CBOE's Hybrid Trading System, i.e., electronically, in
open outcry, or both. The CBOE states that, although not all Market-
Makers have chosen to quote electronically from outside their trading
station, those Market-Makers that have availed themselves of this Pilot
Program continued to provide liquidity and increased competition in
their appointed option classes when they quoted remotely. The Exchange
states that it has not experienced any negative effects from allowing
Market-Makers to quote from a location outside of their appointed
trading station. Thus, the CBOE believes it would be appropriate and
beneficial to extend the Pilot Program for an additional year until
March 24, 2007, and permit Market-Makers to continue to have the option
to quote electronically from a location outside their appointed trading
station.
2. Statutory Basis
The Exchange believes the proposed rule change is consistent with
the Act and the rules and regulations under the Act applicable to a
national securities exchange and, in particular, the requirements of
Section 6(b) of the Act.\7\ Specifically, the Exchange believes the
proposed rule change is consistent with the requirement of Section
6(b)(5) Act \8\ that the rules of an exchange be designed to promote
just and equitable principles of trade, to prevent fraudulent and
manipulative acts and, in general, to protect investors and the public
interest.
---------------------------------------------------------------------------
\7\ 15 U.S.C. 78f(b).
\8\ 15 U.S.C. 78f(b)(5).
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B. Self-Regulatory Organization's Statement on Burden on Competition
The CBOE believes that the proposed rule change will not impose any
burden on competition that is not necessary or appropriate in
furtherance of the purposes of the Act, as amended.
C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received From Members, Participants, or Others
The CBOE has neither solicited nor received comments on the
proposed rule change.
III. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action
Because the foregoing proposed rule change: (1) Does not
significantly affect the protection of investors or the public
interest; (2) does not impose any significant burden on competition;
and (3) by its terms does not become operative for 30 days after the
date of this filing, or such shorter time as the Commission may
designate if consistent with the protection of investors and the public
interest, the proposed rule change has become effective pursuant to
Section 19(b)(3)(A) of the Act and Rule 19b-4(f)(6) thereunder.
Normally, a proposed rule change filed under Rule 19b-4(f)(6) does
not become operative for 30 days after the date of filing. However,
Rule 19b-4(f)(6)(iii) permits the Commission to designate a shorter
time if such action is consistent with the protection of investors and
the public interest.
The CBOE has asked the Commission to waive the 30-day operative
delay. Allowing Market-Makers to quote electronically into their
appointed Hybrid and Hybrid 2.0 option classes from a location outside
their appointed trading station does not raise any new or unique
issues.\9\ The Commission believes that waiving the 30-day operative
delay is consistent with the protection of investors and the public
interest because the continuation of this program may enhance
competition and liquidity and provide Market-Makers with additional
trading opportunities.\10\ For this reason, the Commission designates
that the proposal has become effective and operative immediately upon
filing with the Commission. At any time within 60 days of the filing of
the proposed rule change, the Commission may summarily abrogate such
rule change if it appears to the Commission that such action is
necessary or appropriate in the public interest, for the protection of
investors, or otherwise in furtherance of the purposes of the Act.\11\
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\9\ See supra, at n.6.
\10\ For purposes only of waiving the 30-day operative delay,
the Commission has considered the proposed rule's impact on
efficiency, competition, and capital formation. 15 U.S.C. 78c(f).
\11\ See Rule 19b-4(f)(6)(iii), 17 CFR 240.19b-4(f)(6)(iii).
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IV. Solicitation of Comments
Interested persons are invited to submit written data, views, and
arguments concerning the foregoing, including whether the proposed rule
change is consistent with the Act. Comments may be submitted by any of
the following methods:
Electronic Comments
Use the Commission's Internet comment form (https://
www.sec.gov/rules/sro.shtml); or
Send an e-mail to rule-comments@sec.gov. Please include
File Number SR-CBOE-2006-24 on the subject line.
Paper Comments
Send paper comments in triplicate to Nancy M. Morris,
Secretary, Securities and Exchange Commission, 100 F Street, NE.,
Washington, DC 20549-1090.
All submissions should refer to File Number SR-CBOE-2006-24. This file
number should be included on the subject line if e-mail is used. To
help the Commission process and review your comments more efficiently,
please use only one method. The Commission will post all comments on
the Commission's Internet Web site (https://www.sec.gov/rules/
sro.shtml). Copies of the submission, all subsequent amendments, all
written statements with respect to the proposed rule
[[Page 12749]]
change that are filed with the Commission, and all written
communications relating to the proposed rule change between the
Commission and any person, other than those that may be withheld from
the public in accordance with the provisions of 5 U.S.C. 552, will be
available for inspection and copying in the Commission's Public
Reference Room. Copies of such filing also will be available for
inspection and copying at the principal office of the CBOE.
All comments received will be posted without change; the Commission
does not edit personal identifying information from submissions. You
should submit only information that you wish to make available
publicly. All submissions should refer to File Number SR-CBOE-2006-24
and should be submitted on or before April 3, 2006.
For the Commission, by the Division of Market Regulation,
pursuant to delegated authority.\12\
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\12\ 17 CFR 200.30-3(a)(12).
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Nancy M. Morris,
Secretary.
[FR Doc. E6-3481 Filed 3-10-06; 8:45 am]
BILLING CODE 8010-01-P