Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission?limit=200&mode=atom 2024-05-21T13:10:34-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2024/05/21/2024-11079.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, To Adopt Rules To Govern FLEX Equity Options and a New Order Type To Trade FLEX Equity Options on the BOX Trading Floor 2024-05-21T00:00:00-07:00 2024-05-21T00:00:00-07:00 2024-11079 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-21/pdf/2024-11079.pdf https://regulations.justia.com/regulations/fedreg/2024/05/21/2024-11078.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Amendments to Its Rules and Comprehensive Stress Testing & Clearing Fund Methodology, and Liquidity Risk Management Description 2024-05-21T00:00:00-07:00 2024-05-21T00:00:00-07:00 2024-11078 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-21/pdf/2024-11078.pdf https://regulations.justia.com/regulations/fedreg/2024/05/21/2024-10738.html Proposed Rule - Customer Identification Programs for Registered Investment Advisers and Exempt Reporting Advisers 2024-05-21T00:00:00-07:00 2024-05-21T00:00:00-07:00 2024-10738 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2024-05-21/pdf/2024-10738.pdf https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-11130.html Notice - Sunshine Act Meetings 2024-05-20T00:00:00-07:00 2024-05-20T00:00:00-07:00 2024-11130 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-11130.pdf https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10960.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule 2024-05-20T00:00:00-07:00 2024-05-20T00:00:00-07:00 2024-10960 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10960.pdf https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10959.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Connectivity Fee Schedule 2024-05-20T00:00:00-07:00 2024-05-20T00:00:00-07:00 2024-10959 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10959.pdf https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10958.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule 2024-05-20T00:00:00-07:00 2024-05-20T00:00:00-07:00 2024-10958 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10958.pdf https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10957.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, Concerning the Adoption of a Minimum Margin Amount at GSD 2024-05-20T00:00:00-07:00 2024-05-20T00:00:00-07:00 2024-10957 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10957.pdf https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10956.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Partial Amendment No. 1 to an Advance Notice To Adopt a Minimum Margin Amount at GSD 2024-05-20T00:00:00-07:00 2024-05-20T00:00:00-07:00 2024-10956 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10956.pdf https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10955.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 6 2024-05-20T00:00:00-07:00 2024-05-20T00:00:00-07:00 2024-10955 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10955.pdf https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10954.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 6 2024-05-20T00:00:00-07:00 2024-05-20T00:00:00-07:00 2024-10954 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10954.pdf https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10953.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Modify the GSD Rules and MBSD Rules to Update Certain Member Requirements Under CCLF 2024-05-20T00:00:00-07:00 2024-05-20T00:00:00-07:00 2024-10953 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10953.pdf https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10952.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Options 7, Section 2 2024-05-20T00:00:00-07:00 2024-05-20T00:00:00-07:00 2024-10952 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10952.pdf https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10951.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7, Section 3 To Increase SPY Rebates 2024-05-20T00:00:00-07:00 2024-05-20T00:00:00-07:00 2024-10951 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10951.pdf https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10950.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule 2024-05-20T00:00:00-07:00 2024-05-20T00:00:00-07:00 2024-10950 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10950.pdf https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10949.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Proposed Rule Change To Amend the Strike Interval for Options on SPDR® Gold Shares 2024-05-20T00:00:00-07:00 2024-05-20T00:00:00-07:00 2024-10949 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10949.pdf https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10948.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Sections 4 and 9 2024-05-20T00:00:00-07:00 2024-05-20T00:00:00-07:00 2024-10948 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10948.pdf https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10947.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MSRB Rule G-27, on Dealer Supervision, To Adopt a New Residential Supervisory Location Classification 2024-05-20T00:00:00-07:00 2024-05-20T00:00:00-07:00 2024-10947 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10947.pdf https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10946.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 3 2024-05-20T00:00:00-07:00 2024-05-20T00:00:00-07:00 2024-10946 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10946.pdf https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10944.html Notice - Joint Industry Plan; Notice of Designation of a Longer Period for Commission Action on the Twenty-Third Amendment to the National Market System Plan To Address Extraordinary Market Volatility 2024-05-20T00:00:00-07:00 2024-05-20T00:00:00-07:00 2024-10944 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10944.pdf https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10943.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE American Options Fee Schedule 2024-05-20T00:00:00-07:00 2024-05-20T00:00:00-07:00 2024-10943 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10943.pdf https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10942.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Price List 2024-05-20T00:00:00-07:00 2024-05-20T00:00:00-07:00 2024-10942 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10942.pdf https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10962.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule 2024-05-20T00:00:00-07:00 2024-05-20T00:00:00-07:00 2024-10962 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10962.pdf https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10961.html Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule 2024-05-20T00:00:00-07:00 2024-05-20T00:00:00-07:00 2024-10961 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10961.pdf https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10977.html Notice - Submission for OMB Review; Comment Request 2024-05-20T00:00:00-07:00 2024-05-20T00:00:00-07:00 2024-10977 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10977.pdf https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10976.html Notice - Proposed Collection; Comment Request; Extension: Rule 15g-3 2024-05-20T00:00:00-07:00 2024-05-20T00:00:00-07:00 2024-10976 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10976.pdf https://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10824.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs 2024-05-17T00:00:00-07:00 2024-05-17T00:00:00-07:00 2024-10824 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10824.pdf https://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10823.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs 2024-05-17T00:00:00-07:00 2024-05-17T00:00:00-07:00 2024-10823 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10823.pdf https://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10822.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs 2024-05-17T00:00:00-07:00 2024-05-17T00:00:00-07:00 2024-10822 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10822.pdf https://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10821.html Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Concerning Transaction Pricing 2024-05-17T00:00:00-07:00 2024-05-17T00:00:00-07:00 2024-10821 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10821.pdf https://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10820.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Exchange Fee Schedule To Establish Market Data Fees 2024-05-17T00:00:00-07:00 2024-05-17T00:00:00-07:00 2024-10820 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10820.pdf https://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10819.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2024-05-17T00:00:00-07:00 2024-05-17T00:00:00-07:00 2024-10819 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10819.pdf https://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10818.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Options 7 2024-05-17T00:00:00-07:00 2024-05-17T00:00:00-07:00 2024-10818 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10818.pdf https://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10817.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule To Adopt Fees for Dedicated Cores 2024-05-17T00:00:00-07:00 2024-05-17T00:00:00-07:00 2024-10817 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10817.pdf https://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10816.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees for Connectivity and Co-Location Services 2024-05-17T00:00:00-07:00 2024-05-17T00:00:00-07:00 2024-10816 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10816.pdf https://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10815.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees for Connectivity and Co-Location Services 2024-05-17T00:00:00-07:00 2024-05-17T00:00:00-07:00 2024-10815 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10815.pdf https://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10814.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Fees for Connectivity and Co-location Services 2024-05-17T00:00:00-07:00 2024-05-17T00:00:00-07:00 2024-10814 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10814.pdf https://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10813.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees for Connectivity and Co-Location Services 2024-05-17T00:00:00-07:00 2024-05-17T00:00:00-07:00 2024-10813 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10813.pdf https://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10826.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees for Connectivity and Co-Location Services 2024-05-17T00:00:00-07:00 2024-05-17T00:00:00-07:00 2024-10826 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10826.pdf https://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10825.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Fees for Connectivity and Co-location Services 2024-05-17T00:00:00-07:00 2024-05-17T00:00:00-07:00 2024-10825 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10825.pdf https://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10593.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule 2024-05-15T00:00:00-07:00 2024-05-15T00:00:00-07:00 2024-10593 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10593.pdf https://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10592.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule 2024-05-15T00:00:00-07:00 2024-05-15T00:00:00-07:00 2024-10592 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10592.pdf https://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10591.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule 2024-05-15T00:00:00-07:00 2024-05-15T00:00:00-07:00 2024-10591 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10591.pdf https://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10590.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule 2024-05-15T00:00:00-07:00 2024-05-15T00:00:00-07:00 2024-10590 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10590.pdf https://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10589.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt Rules To List and Trade FLEX Options 2024-05-15T00:00:00-07:00 2024-05-15T00:00:00-07:00 2024-10589 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10589.pdf https://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10588.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110 To Amend IEX's Fee Schedule To Adopt a Physical Connectivity Fee and Increase Certain Port Fees 2024-05-15T00:00:00-07:00 2024-05-15T00:00:00-07:00 2024-10588 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10588.pdf https://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10587.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges 2024-05-15T00:00:00-07:00 2024-05-15T00:00:00-07:00 2024-10587 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10587.pdf https://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10600.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule 2024-05-15T00:00:00-07:00 2024-05-15T00:00:00-07:00 2024-10600 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10600.pdf https://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10599.html Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule 2024-05-15T00:00:00-07:00 2024-05-15T00:00:00-07:00 2024-10599 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10599.pdf https://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10598.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule 2024-05-15T00:00:00-07:00 2024-05-15T00:00:00-07:00 2024-10598 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10598.pdf https://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10597.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Connectivity Fee Schedule 2024-05-15T00:00:00-07:00 2024-05-15T00:00:00-07:00 2024-10597 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10597.pdf https://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10596.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule 2024-05-15T00:00:00-07:00 2024-05-15T00:00:00-07:00 2024-10596 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10596.pdf https://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10595.html Notice - Self-Regulatory Organizations; LCH SA; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to the CDSClear Select Membership Model 2024-05-15T00:00:00-07:00 2024-05-15T00:00:00-07:00 2024-10595 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10595.pdf https://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10594.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relating to Connectivity, Surveillance and Risk Management Services 2024-05-15T00:00:00-07:00 2024-05-15T00:00:00-07:00 2024-10594 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10594.pdf https://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10640.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Section 703.12(II) of the NYSE Listed Company Manual To Expand the Circumstances Under Which Rights May Be Listed on the NYSE 2024-05-15T00:00:00-07:00 2024-05-15T00:00:00-07:00 2024-10640 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10640.pdf https://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10580.html Notice - Goldman Sachs BDC, Inc., et al. 2024-05-15T00:00:00-07:00 2024-05-15T00:00:00-07:00 2024-10580 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10580.pdf https://regulations.justia.com/regulations/fedreg/2024/05/14/2024-10506.html Notice - John Hancock Multi Asset Credit Fund, et al. 2024-05-14T00:00:00-07:00 2024-05-14T00:00:00-07:00 2024-10506 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-14/pdf/2024-10506.pdf https://regulations.justia.com/regulations/fedreg/2024/05/14/2024-10435.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend the Clearing Agency Risk Management Framework 2024-05-14T00:00:00-07:00 2024-05-14T00:00:00-07:00 2024-10435 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-14/pdf/2024-10435.pdf https://regulations.justia.com/regulations/fedreg/2024/05/14/2024-10432.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rule 5.33, Complex Orders 2024-05-14T00:00:00-07:00 2024-05-14T00:00:00-07:00 2024-10432 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-14/pdf/2024-10432.pdf https://regulations.justia.com/regulations/fedreg/2024/05/14/2024-10431.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Regarding Enhancements to Its DMM Program 2024-05-14T00:00:00-07:00 2024-05-14T00:00:00-07:00 2024-10431 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-14/pdf/2024-10431.pdf https://regulations.justia.com/regulations/fedreg/2024/05/14/2024-10430.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend the Clearing Agency Risk Management Framework 2024-05-14T00:00:00-07:00 2024-05-14T00:00:00-07:00 2024-10430 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-14/pdf/2024-10430.pdf https://regulations.justia.com/regulations/fedreg/2024/05/14/2024-10429.html Notice - Self-Regulatory Organizations; Depository Trust Company; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend the Clearing Agency Risk Management Framework 2024-05-14T00:00:00-07:00 2024-05-14T00:00:00-07:00 2024-10429 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-14/pdf/2024-10429.pdf https://regulations.justia.com/regulations/fedreg/2024/05/14/2024-10422.html Notice - Monachil Credit Income Fund, et al. 2024-05-14T00:00:00-07:00 2024-05-14T00:00:00-07:00 2024-10422 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-14/pdf/2024-10422.pdf https://regulations.justia.com/regulations/fedreg/2024/05/13/2024-10546.html Notice - Sunshine Act Meetings 2024-05-13T00:00:00-07:00 2024-05-13T00:00:00-07:00 2024-10546 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-13/pdf/2024-10546.pdf https://regulations.justia.com/regulations/fedreg/2024/05/13/2024-10286.html Notice - Goldman Sachs Private Credit Corp. and Goldman Sachs Asset Management, L.P. 2024-05-13T00:00:00-07:00 2024-05-13T00:00:00-07:00 2024-10286 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-13/pdf/2024-10286.pdf https://regulations.justia.com/regulations/fedreg/2024/05/13/2024-10282.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change To List and Trade Shares of the Grayscale Ethereum Futures Trust (ETH) ETF Under NYSE Arca Rule 8.200-E, Commentary .02 (Trust Issued Receipts) 2024-05-13T00:00:00-07:00 2024-05-13T00:00:00-07:00 2024-10282 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-13/pdf/2024-10282.pdf https://regulations.justia.com/regulations/fedreg/2024/05/10/2024-10206.html Notice - Submission for OMB Review; Comment Request; Extension: Rules 17Ad-6 and 17Ad-7 2024-05-10T00:00:00-07:00 2024-05-10T00:00:00-07:00 2024-10206 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-10/pdf/2024-10206.pdf https://regulations.justia.com/regulations/fedreg/2024/05/10/2024-10205.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 18a-8 2024-05-10T00:00:00-07:00 2024-05-10T00:00:00-07:00 2024-10205 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-10/pdf/2024-10205.pdf https://regulations.justia.com/regulations/fedreg/2024/05/10/2024-10196.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 1240.01 To Reopen the Period by Which Certain Participants in the Maintaining Qualifications Program May Complete Their Prescribed Continuing Education Content 2024-05-10T00:00:00-07:00 2024-05-10T00:00:00-07:00 2024-10196 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-10/pdf/2024-10196.pdf https://regulations.justia.com/regulations/fedreg/2024/05/10/2024-10191.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Invesco Galaxy Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares 2024-05-10T00:00:00-07:00 2024-05-10T00:00:00-07:00 2024-10191 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-10/pdf/2024-10191.pdf https://regulations.justia.com/regulations/fedreg/2024/05/10/2024-10190.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a New Connectivity Offering Through Dedicated Cores 2024-05-10T00:00:00-07:00 2024-05-10T00:00:00-07:00 2024-10190 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-10/pdf/2024-10190.pdf https://regulations.justia.com/regulations/fedreg/2024/05/10/2024-10355.html Notice - Sunshine Act Meetings 2024-05-10T00:00:00-07:00 2024-05-10T00:00:00-07:00 2024-10355 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-10/pdf/2024-10355.pdf https://regulations.justia.com/regulations/fedreg/2024/05/10/2024-10252.html Notice - Proposed Collection; Comment Request; Extension: Form N-6 2024-05-10T00:00:00-07:00 2024-05-10T00:00:00-07:00 2024-10252 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-10/pdf/2024-10252.pdf https://regulations.justia.com/regulations/fedreg/2024/05/09/2024-10082.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Trade Now Order Attribute, at Equity 4, Rule 3301B and Rule 3301A 2024-05-09T00:00:00-07:00 2024-05-09T00:00:00-07:00 2024-10082 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-09/pdf/2024-10082.pdf https://regulations.justia.com/regulations/fedreg/2024/05/09/2024-10081.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee Schedule at Equity 7, Section 3 To Implement a Market Data Revenue Rebate Program 2024-05-09T00:00:00-07:00 2024-05-09T00:00:00-07:00 2024-10081 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-09/pdf/2024-10081.pdf https://regulations.justia.com/regulations/fedreg/2024/05/09/2024-10080.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Trade Now Order Attribute at Equity 4, Rule 4702 and Make Conforming Changes to Rule 4703 2024-05-09T00:00:00-07:00 2024-05-09T00:00:00-07:00 2024-10080 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-09/pdf/2024-10080.pdf https://regulations.justia.com/regulations/fedreg/2024/05/08/2024-09964.html Notice - Proposed Collection; Comment Request; Extension: Rule 38a-1 2024-05-08T00:00:00-07:00 2024-05-08T00:00:00-07:00 2024-09964 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-08/pdf/2024-09964.pdf https://regulations.justia.com/regulations/fedreg/2024/05/08/2024-10004.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend Rule 11.6(n)(4) and Rule 11.10(a)(4)(D) To Permit the Use of the Post Only Order Instruction at Prices Below $1.00 2024-05-08T00:00:00-07:00 2024-05-08T00:00:00-07:00 2024-10004 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-08/pdf/2024-10004.pdf https://regulations.justia.com/regulations/fedreg/2024/05/08/2024-10003.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend Rule 11.6(n)(4) and Rule 11.10(a)(4)(D) To Permit the Use of the Post Only Order Instruction at Prices Below $1.00 2024-05-08T00:00:00-07:00 2024-05-08T00:00:00-07:00 2024-10003 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-08/pdf/2024-10003.pdf https://regulations.justia.com/regulations/fedreg/2024/05/08/2024-10002.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the 7RCC Spot Bitcoin and Carbon Credit Futures ETF Under NYSE Arca Rule 8.500-E (Trust Units) 2024-05-08T00:00:00-07:00 2024-05-08T00:00:00-07:00 2024-10002 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-08/pdf/2024-10002.pdf https://regulations.justia.com/regulations/fedreg/2024/05/08/2024-10001.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving of Proposed Rule Change To Accommodate a Shorter Standard Settlement Cycle and Make Other Changes 2024-05-08T00:00:00-07:00 2024-05-08T00:00:00-07:00 2024-10001 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-08/pdf/2024-10001.pdf https://regulations.justia.com/regulations/fedreg/2024/05/08/2024-10000.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Rule 10.16 2024-05-08T00:00:00-07:00 2024-05-08T00:00:00-07:00 2024-10000 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-08/pdf/2024-10000.pdf https://regulations.justia.com/regulations/fedreg/2024/05/08/2024-09995.html Notice - Crescent Capital BDC, Inc., et al. 2024-05-08T00:00:00-07:00 2024-05-08T00:00:00-07:00 2024-09995 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-08/pdf/2024-09995.pdf https://regulations.justia.com/regulations/fedreg/2024/05/08/2024-09994.html Notice - F&W Investments LP and Fenwick & West LLP 2024-05-08T00:00:00-07:00 2024-05-08T00:00:00-07:00 2024-09994 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-08/pdf/2024-09994.pdf https://regulations.justia.com/regulations/fedreg/2024/05/08/2024-09993.html Notice - Polen Credit Opportunities Fund, et al. 2024-05-08T00:00:00-07:00 2024-05-08T00:00:00-07:00 2024-09993 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-08/pdf/2024-09993.pdf https://regulations.justia.com/regulations/fedreg/2024/05/07/2024-09850.html Notice - Proposed Collection; Comment Request; Extension: Rule 17g-5 2024-05-07T00:00:00-07:00 2024-05-07T00:00:00-07:00 2024-09850 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-07/pdf/2024-09850.pdf https://regulations.justia.com/regulations/fedreg/2024/05/07/2024-09849.html Notice - Proposed Collection; Comment Request; Extension: Rules 17g-8 and 17g-9 2024-05-07T00:00:00-07:00 2024-05-07T00:00:00-07:00 2024-09849 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-07/pdf/2024-09849.pdf https://regulations.justia.com/regulations/fedreg/2024/05/07/2024-09848.html Notice - Proposed Collection; Comment Request; Extension: Rule 17g-7 2024-05-07T00:00:00-07:00 2024-05-07T00:00:00-07:00 2024-09848 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-07/pdf/2024-09848.pdf https://regulations.justia.com/regulations/fedreg/2024/05/07/2024-09847.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt the FINRA Rule 6500 Series (Securities Lending and Transparency Engine (SLATETM)) 2024-05-07T00:00:00-07:00 2024-05-07T00:00:00-07:00 2024-09847 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-07/pdf/2024-09847.pdf https://regulations.justia.com/regulations/fedreg/2024/05/07/2024-09846.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule 2024-05-07T00:00:00-07:00 2024-05-07T00:00:00-07:00 2024-09846 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-07/pdf/2024-09846.pdf https://regulations.justia.com/regulations/fedreg/2024/05/06/2024-09759.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 11a1-1(T) 2024-05-06T00:00:00-07:00 2024-05-06T00:00:00-07:00 2024-09759 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-06/pdf/2024-09759.pdf https://regulations.justia.com/regulations/fedreg/2024/05/06/2024-09960.html Notice - Sunshine Act Meetings 2024-05-06T00:00:00-07:00 2024-05-06T00:00:00-07:00 2024-09960 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-06/pdf/2024-09960.pdf https://regulations.justia.com/regulations/fedreg/2024/05/02/2024-09473.html Notice - Self-Regulatory Organizations; MIAX Emerald LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule for Purge Ports 2024-05-02T00:00:00-07:00 2024-05-02T00:00:00-07:00 2024-09473 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-02/pdf/2024-09473.pdf https://regulations.justia.com/regulations/fedreg/2024/05/02/2024-09472.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend Rule 11.9(c)(6) and Rule 11.13(a)(4)(D) To Permit the Use of BZX Post Only Orders at Prices Below $1.00 2024-05-02T00:00:00-07:00 2024-05-02T00:00:00-07:00 2024-09472 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-02/pdf/2024-09472.pdf https://regulations.justia.com/regulations/fedreg/2024/05/02/2024-09471.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule for Purge Ports 2024-05-02T00:00:00-07:00 2024-05-02T00:00:00-07:00 2024-09471 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-02/pdf/2024-09471.pdf https://regulations.justia.com/regulations/fedreg/2024/05/02/2024-09470.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule for Purge Ports 2024-05-02T00:00:00-07:00 2024-05-02T00:00:00-07:00 2024-09470 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-02/pdf/2024-09470.pdf https://regulations.justia.com/regulations/fedreg/2024/05/02/2024-09477.html Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product 2024-05-02T00:00:00-07:00 2024-05-02T00:00:00-07:00 2024-09477 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-02/pdf/2024-09477.pdf https://regulations.justia.com/regulations/fedreg/2024/05/02/2024-09475.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product 2024-05-02T00:00:00-07:00 2024-05-02T00:00:00-07:00 2024-09475 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-02/pdf/2024-09475.pdf https://regulations.justia.com/regulations/fedreg/2024/05/02/2024-09474.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend Rule 11.9(c)(6) and Rule 11.13(a)(4)(D) To Permit the Use of BYX Post Only Orders at Prices Below $1.00 2024-05-02T00:00:00-07:00 2024-05-02T00:00:00-07:00 2024-09474 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-02/pdf/2024-09474.pdf https://regulations.justia.com/regulations/fedreg/2024/05/01/2024-09444.html Notice - Deregistration Under Section 8(f) of the Investment Company Act of 1940 2024-05-01T00:00:00-07:00 2024-05-01T00:00:00-07:00 2024-09444 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-01/pdf/2024-09444.pdf https://regulations.justia.com/regulations/fedreg/2024/05/01/2024-09334.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange; Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 313, Other Restrictions on Options Transactions and Exercises; and Rule 700, Exercise of Option Contracts 2024-05-01T00:00:00-07:00 2024-05-01T00:00:00-07:00 2024-09334 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-01/pdf/2024-09334.pdf https://regulations.justia.com/regulations/fedreg/2024/05/01/2024-09333.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change for Amendments to Rule 7.35 and Rule 7.35B 2024-05-01T00:00:00-07:00 2024-05-01T00:00:00-07:00 2024-09333 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-01/pdf/2024-09333.pdf https://regulations.justia.com/regulations/fedreg/2024/05/01/2024-09332.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility (“BOX”) 2024-05-01T00:00:00-07:00 2024-05-01T00:00:00-07:00 2024-09332 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-01/pdf/2024-09332.pdf https://regulations.justia.com/regulations/fedreg/2024/05/01/2024-09330.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Expand BZX Rule 14.11(l) To Permit the Generic Listing and Trading of Multi-class ETF Shares 2024-05-01T00:00:00-07:00 2024-05-01T00:00:00-07:00 2024-09330 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-01/pdf/2024-09330.pdf https://regulations.justia.com/regulations/fedreg/2024/05/01/2024-09329.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Adopt Rule 971.2NYP Regarding the Operation of the Customer Best Execution Auction for Complex Orders on the NYSE American Pillar Trading Platform 2024-05-01T00:00:00-07:00 2024-05-01T00:00:00-07:00 2024-09329 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-01/pdf/2024-09329.pdf https://regulations.justia.com/regulations/fedreg/2024/05/01/2024-09328.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Disapproving a Proposed Rule Change To Amend the Initial Period After Commencement of Trading of a Series of Exchange-Traded Fund Shares on the Exchange as It Relates to the Holders of Record and/or Beneficial Holders, as Provided in Exchange Rule 14.11(l) 2024-05-01T00:00:00-07:00 2024-05-01T00:00:00-07:00 2024-09328 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-01/pdf/2024-09328.pdf https://regulations.justia.com/regulations/fedreg/2024/05/01/2024-09327.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Partial Amendment No. 1, To Modify the GSD Rules To Facilitate Access to Clearance and Settlement of All Eligible Secondary Market Transactions in U.S. Treasury Securities 2024-05-01T00:00:00-07:00 2024-05-01T00:00:00-07:00 2024-09327 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-01/pdf/2024-09327.pdf https://regulations.justia.com/regulations/fedreg/2024/05/01/2024-09326.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the NYSE Pillar Depth Data Feed 2024-05-01T00:00:00-07:00 2024-05-01T00:00:00-07:00 2024-09326 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-01/pdf/2024-09326.pdf https://regulations.justia.com/regulations/fedreg/2024/05/01/2024-09325.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the COtwo Advisors Physical European Carbon Allowance Trust Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) 2024-05-01T00:00:00-07:00 2024-05-01T00:00:00-07:00 2024-09325 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-01/pdf/2024-09325.pdf https://regulations.justia.com/regulations/fedreg/2024/04/30/2024-09221.html Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Connectivity and Application Session Fees for MEMX Options 2024-04-30T00:00:00-07:00 2024-04-30T00:00:00-07:00 2024-09221 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-30/pdf/2024-09221.pdf https://regulations.justia.com/regulations/fedreg/2024/04/30/2024-09219.html Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Withdrawal of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Connectivity and Application Session Fees for MEMX Options 2024-04-30T00:00:00-07:00 2024-04-30T00:00:00-07:00 2024-09219 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-30/pdf/2024-09219.pdf https://regulations.justia.com/regulations/fedreg/2024/04/30/2024-09218.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Modify the GSD Rules (i) Regarding the Separate Calculation, Collection and Holding of Margin for Proprietary Transactions and That for Indirect Participant Transactions, and (ii) To Address the Conditions of Note H to Rule 15c3-3a 2024-04-30T00:00:00-07:00 2024-04-30T00:00:00-07:00 2024-09218 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-30/pdf/2024-09218.pdf https://regulations.justia.com/regulations/fedreg/2024/04/30/2024-09217.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Exchange Rule 5.3-O To Permit the Listing and Trading of Options on Commodity-Based Trust Shares 2024-04-30T00:00:00-07:00 2024-04-30T00:00:00-07:00 2024-09217 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-30/pdf/2024-09217.pdf https://regulations.justia.com/regulations/fedreg/2024/04/30/2024-09216.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Cboe Exchange, Inc.; MIAX International Securities Exchange LLC; MIAX PEARL LLC; Nasdaq ISE, LLC; NYSE American LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Permit the Listing and Trading of Options on Trusts That Hold Bitcoin 2024-04-30T00:00:00-07:00 2024-04-30T00:00:00-07:00 2024-09216 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-30/pdf/2024-09216.pdf https://regulations.justia.com/regulations/fedreg/2024/04/30/2024-09184.html Notice - Venerable Insurance and Annuity Company, et al. 2024-04-30T00:00:00-07:00 2024-04-30T00:00:00-07:00 2024-09184 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-30/pdf/2024-09184.pdf https://regulations.justia.com/regulations/fedreg/2024/04/29/2024-09065.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees 2024-04-29T00:00:00-07:00 2024-04-29T00:00:00-07:00 2024-09065 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-29/pdf/2024-09065.pdf https://regulations.justia.com/regulations/fedreg/2024/04/29/2024-09064.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To List and Trade Shares of the iShares Ethereum Trust Under Nasdaq Rule 5711(d), Commodity-Based Trust Shares 2024-04-29T00:00:00-07:00 2024-04-29T00:00:00-07:00 2024-09064 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-29/pdf/2024-09064.pdf https://regulations.justia.com/regulations/fedreg/2024/04/29/2024-09062.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Franklin Ethereum ETF, a Series of the Franklin Ethereum Trust, Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares 2024-04-29T00:00:00-07:00 2024-04-29T00:00:00-07:00 2024-09062 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-29/pdf/2024-09062.pdf https://regulations.justia.com/regulations/fedreg/2024/04/29/2024-09057.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees 2024-04-29T00:00:00-07:00 2024-04-29T00:00:00-07:00 2024-09057 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-29/pdf/2024-09057.pdf https://regulations.justia.com/regulations/fedreg/2024/04/29/2024-09069.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees 2024-04-29T00:00:00-07:00 2024-04-29T00:00:00-07:00 2024-09069 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-29/pdf/2024-09069.pdf https://regulations.justia.com/regulations/fedreg/2024/04/29/2024-09067.html Notice - Joint Industry Plan; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a National Market System Plan Regarding Consolidated Equity Market Data 2024-04-29T00:00:00-07:00 2024-04-29T00:00:00-07:00 2024-09067 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-29/pdf/2024-09067.pdf https://regulations.justia.com/regulations/fedreg/2024/04/29/2024-09079.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Grayscale Ethereum Trust Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) 2024-04-29T00:00:00-07:00 2024-04-29T00:00:00-07:00 2024-09079 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-29/pdf/2024-09079.pdf https://regulations.justia.com/regulations/fedreg/2024/04/29/2024-09247.html Notice - Sunshine Act Meetings 2024-04-29T00:00:00-07:00 2024-04-29T00:00:00-07:00 2024-09247 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-29/pdf/2024-09247.pdf https://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08808.html Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Regarding Options Market Data Products 2024-04-26T00:00:00-07:00 2024-04-26T00:00:00-07:00 2024-08808 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08808.pdf https://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08807.html Notice - Self-Regulatory Organizations; MIAX PEARL LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading To Amend the Short Term Option Series Program 2024-04-26T00:00:00-07:00 2024-04-26T00:00:00-07:00 2024-08807 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08807.pdf https://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08806.html Notice - Self-Regulatory Organizations; MIAX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading To Amend the Short Term Option Series Program 2024-04-26T00:00:00-07:00 2024-04-26T00:00:00-07:00 2024-08806 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08806.pdf https://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08949.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule 2024-04-26T00:00:00-07:00 2024-04-26T00:00:00-07:00 2024-08949 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08949.pdf https://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08948.html Notice - Self-Regulatory Organizations; Options Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change by the Options Clearing Corporation Concerning Its Process for Adjusting Certain Parameters in Its Proprietary System for Calculating Margin Requirements During Periods When the Products It Clears and the Markets It Serves Experience High Volatility 2024-04-26T00:00:00-07:00 2024-04-26T00:00:00-07:00 2024-08948 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08948.pdf https://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08947.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the ICC Collateral Risk Management Framework 2024-04-26T00:00:00-07:00 2024-04-26T00:00:00-07:00 2024-08947 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08947.pdf https://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08946.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend FINRA Rule 6730 (Transaction Reporting) To Reduce the 15-Minute TRACE Reporting Timeframe to One Minute 2024-04-26T00:00:00-07:00 2024-04-26T00:00:00-07:00 2024-08946 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08946.pdf https://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08945.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees 2024-04-26T00:00:00-07:00 2024-04-26T00:00:00-07:00 2024-08945 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08945.pdf https://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08944.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees 2024-04-26T00:00:00-07:00 2024-04-26T00:00:00-07:00 2024-08944 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08944.pdf https://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08943.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Consisting of Proposed Rule Change To Amend MSRB Rule G-14 To Shorten the Timeframe for Reporting Trades in Municipal Securities to the MSRB 2024-04-26T00:00:00-07:00 2024-04-26T00:00:00-07:00 2024-08943 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08943.pdf https://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08942.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees 2024-04-26T00:00:00-07:00 2024-04-26T00:00:00-07:00 2024-08942 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08942.pdf https://regulations.justia.com/regulations/fedreg/2024/04/26/2024-08941.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule Related to Physical Port Fees 2024-04-26T00:00:00-07:00 2024-04-26T00:00:00-07:00 2024-08941 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-08941.pdf https://regulations.justia.com/regulations/fedreg/2024/04/26/2024-09035.html Notice - Proposed Collection; Comment Request; Extension: Form SD 2024-04-26T00:00:00-07:00 2024-04-26T00:00:00-07:00 2024-09035 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-09035.pdf https://regulations.justia.com/regulations/fedreg/2024/04/26/2024-09034.html Notice - Notice of Intention To Cancel Registrations of Certain Investment Advisers Pursuant to Section 203(H) of the Investment Advisers Act of 1940 2024-04-26T00:00:00-07:00 2024-04-26T00:00:00-07:00 2024-09034 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-26/pdf/2024-09034.pdf https://regulations.justia.com/regulations/fedreg/2024/04/25/2024-08805.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify Rule 980NYP 2024-04-25T00:00:00-07:00 2024-04-25T00:00:00-07:00 2024-08805 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-25/pdf/2024-08805.pdf https://regulations.justia.com/regulations/fedreg/2024/04/25/2024-08804.html Notice - Options Price Reporting Authority; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Amendment To Modify Section 5.2(c)(iii) of the OPRA Plan Relating to Dissemination of Exchange Proprietary Data Information 2024-04-25T00:00:00-07:00 2024-04-25T00:00:00-07:00 2024-08804 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-25/pdf/2024-08804.pdf https://regulations.justia.com/regulations/fedreg/2024/04/25/2024-08803.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Rule 6.91P-O 2024-04-25T00:00:00-07:00 2024-04-25T00:00:00-07:00 2024-08803 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-25/pdf/2024-08803.pdf https://regulations.justia.com/regulations/fedreg/2024/04/25/2024-08802.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Section 802.01D of the NYSE Listed Company Manual Concerning the Suspension and Delisting of a Listed Company That Has Changed its Primary Business Focus 2024-04-25T00:00:00-07:00 2024-04-25T00:00:00-07:00 2024-08802 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-25/pdf/2024-08802.pdf https://regulations.justia.com/regulations/fedreg/2024/04/25/2024-08796.html Notice - Sound Point Meridian Capital, Inc., et al. 2024-04-25T00:00:00-07:00 2024-04-25T00:00:00-07:00 2024-08796 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-25/pdf/2024-08796.pdf https://regulations.justia.com/regulations/fedreg/2024/04/24/2024-08688.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Retire the FINRA Rule 10000 Series (Code of Arbitration Procedure) 2024-04-24T00:00:00-07:00 2024-04-24T00:00:00-07:00 2024-08688 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-24/pdf/2024-08688.pdf https://regulations.justia.com/regulations/fedreg/2024/04/24/2024-08683.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Activation Value in IEX Rule 11.190(g)(2) 2024-04-24T00:00:00-07:00 2024-04-24T00:00:00-07:00 2024-08683 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-24/pdf/2024-08683.pdf https://regulations.justia.com/regulations/fedreg/2024/04/24/2024-08682.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Fee Schedule Concerning Transaction Fees for Tape B Securities 2024-04-24T00:00:00-07:00 2024-04-24T00:00:00-07:00 2024-08682 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-24/pdf/2024-08682.pdf https://regulations.justia.com/regulations/fedreg/2024/04/24/2024-08681.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend FINRA Rule 3240 (Borrowing From or Lending to Customers) To Strengthen the General Prohibition Against Borrowing and Lending Arrangements 2024-04-24T00:00:00-07:00 2024-04-24T00:00:00-07:00 2024-08681 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-24/pdf/2024-08681.pdf https://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08571.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Short Term Options Series Program in Rule 4.5(d) 2024-04-23T00:00:00-07:00 2024-04-23T00:00:00-07:00 2024-08571 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-23/pdf/2024-08571.pdf https://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08570.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Permit the Listing and Trading of Options Series With Tuesday and Thursday Expirations for Options on iShares Russell 2000 ETF (IWM) 2024-04-23T00:00:00-07:00 2024-04-23T00:00:00-07:00 2024-08570 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-23/pdf/2024-08570.pdf https://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08569.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 123D 2024-04-23T00:00:00-07:00 2024-04-23T00:00:00-07:00 2024-08569 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-23/pdf/2024-08569.pdf https://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08582.html Notice - Hines Investment Management Holdings Limited Partnership and Hines Employee Access I LP 2024-04-23T00:00:00-07:00 2024-04-23T00:00:00-07:00 2024-08582 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-23/pdf/2024-08582.pdf https://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08576.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Minor, Non-Substantive Edits to Rule 531, Reports and Market Data Products 2024-04-23T00:00:00-07:00 2024-04-23T00:00:00-07:00 2024-08576 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-23/pdf/2024-08576.pdf https://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08575.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Regarding Dedicated Cores 2024-04-23T00:00:00-07:00 2024-04-23T00:00:00-07:00 2024-08575 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-23/pdf/2024-08575.pdf https://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08574.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule 2024-04-23T00:00:00-07:00 2024-04-23T00:00:00-07:00 2024-08574 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-23/pdf/2024-08574.pdf https://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08573.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Short Term Options Series Program in Rule 19.6, Interpretation and Policy .05 2024-04-23T00:00:00-07:00 2024-04-23T00:00:00-07:00 2024-08573 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-23/pdf/2024-08573.pdf https://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08572.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Short Term Options Series Program in Rule 19.6, Interpretation and Policy .05 2024-04-23T00:00:00-07:00 2024-04-23T00:00:00-07:00 2024-08572 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-23/pdf/2024-08572.pdf https://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08512.html Notice - Order Making Fiscal Year 2024 Annual Adjustments to Transaction Fee Rates 2024-04-22T00:00:00-07:00 2024-04-22T00:00:00-07:00 2024-08512 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-22/pdf/2024-08512.pdf https://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08492.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule 2024-04-22T00:00:00-07:00 2024-04-22T00:00:00-07:00 2024-08492 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-22/pdf/2024-08492.pdf https://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08491.html Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule 2024-04-22T00:00:00-07:00 2024-04-22T00:00:00-07:00 2024-08491 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-22/pdf/2024-08491.pdf https://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08490.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule 2024-04-22T00:00:00-07:00 2024-04-22T00:00:00-07:00 2024-08490 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-22/pdf/2024-08490.pdf https://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08489.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule 2024-04-22T00:00:00-07:00 2024-04-22T00:00:00-07:00 2024-08489 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-22/pdf/2024-08489.pdf https://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08488.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Connectivity Fee Schedule 2024-04-22T00:00:00-07:00 2024-04-22T00:00:00-07:00 2024-08488 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-22/pdf/2024-08488.pdf https://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08487.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Introduce an Enhanced RPI Order and Expand Its Retail Price Improvement Program To Include Securities Priced Below $1.00 2024-04-22T00:00:00-07:00 2024-04-22T00:00:00-07:00 2024-08487 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-22/pdf/2024-08487.pdf https://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08486.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt a New Rule Regarding Order and Execution Management Systems 2024-04-22T00:00:00-07:00 2024-04-22T00:00:00-07:00 2024-08486 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-22/pdf/2024-08486.pdf https://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08673.html Notice - Sunshine Act Meetings 2024-04-22T00:00:00-07:00 2024-04-22T00:00:00-07:00 2024-08673 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-22/pdf/2024-08673.pdf https://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08413.html Notice - Proposed Collection; Comment Request; Extension: Rule 17Ac2-1 2024-04-19T00:00:00-07:00 2024-04-19T00:00:00-07:00 2024-08413 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-19/pdf/2024-08413.pdf https://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08091.html Rule - Adoption of Updated EDGAR Filer Manual 2024-04-19T00:00:00-07:00 2024-04-19T00:00:00-07:00 2024-08091 Rule https://www.govinfo.gov/content/pkg/FR-2024-04-19/pdf/2024-08091.pdf https://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08359.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2024-04-19T00:00:00-07:00 2024-04-19T00:00:00-07:00 2024-08359 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-19/pdf/2024-08359.pdf https://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08358.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2024-04-19T00:00:00-07:00 2024-04-19T00:00:00-07:00 2024-08358 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-19/pdf/2024-08358.pdf https://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08357.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2024-04-19T00:00:00-07:00 2024-04-19T00:00:00-07:00 2024-08357 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-19/pdf/2024-08357.pdf https://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08355.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2024-04-19T00:00:00-07:00 2024-04-19T00:00:00-07:00 2024-08355 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-19/pdf/2024-08355.pdf https://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08354.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fees and Rebates for QCC and cQCC Orders 2024-04-19T00:00:00-07:00 2024-04-19T00:00:00-07:00 2024-08354 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-19/pdf/2024-08354.pdf https://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08381.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 12d2-2 and Form 25 2024-04-19T00:00:00-07:00 2024-04-19T00:00:00-07:00 2024-08381 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-19/pdf/2024-08381.pdf https://regulations.justia.com/regulations/fedreg/2024/04/17/2024-08097.html Notice - Proposed Collection; Comment Request; Extension: Credit Risk Retention-Regulation RR 2024-04-17T00:00:00-07:00 2024-04-17T00:00:00-07:00 2024-08097 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-17/pdf/2024-08097.pdf https://regulations.justia.com/regulations/fedreg/2024/04/17/2024-08096.html Notice - Submission for OMB Review; Comment Request 2024-04-17T00:00:00-07:00 2024-04-17T00:00:00-07:00 2024-08096 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-17/pdf/2024-08096.pdf https://regulations.justia.com/regulations/fedreg/2024/04/17/2024-08092.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Order Approving a Proposed Rule Change To Amend the Short Term Option Series Program 2024-04-17T00:00:00-07:00 2024-04-17T00:00:00-07:00 2024-08092 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-17/pdf/2024-08092.pdf https://regulations.justia.com/regulations/fedreg/2024/04/16/2024-08034.html Notice - Proposed Collection; Comment Request; Extension: Form ABS-EE 2024-04-16T00:00:00-07:00 2024-04-16T00:00:00-07:00 2024-08034 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-16/pdf/2024-08034.pdf https://regulations.justia.com/regulations/fedreg/2024/04/16/2024-07967.html Notice - Joint Industry Plan; Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail Regarding Cost Savings Measures 2024-04-16T00:00:00-07:00 2024-04-16T00:00:00-07:00 2024-07967 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-16/pdf/2024-07967.pdf https://regulations.justia.com/regulations/fedreg/2024/04/16/2024-07966.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fees for the Cboe Silexx Platform 2024-04-16T00:00:00-07:00 2024-04-16T00:00:00-07:00 2024-07966 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-16/pdf/2024-07966.pdf https://regulations.justia.com/regulations/fedreg/2024/04/16/2024-07965.html Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule 2024-04-16T00:00:00-07:00 2024-04-16T00:00:00-07:00 2024-07965 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-16/pdf/2024-07965.pdf https://regulations.justia.com/regulations/fedreg/2024/04/16/2024-07964.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2024-04-16T00:00:00-07:00 2024-04-16T00:00:00-07:00 2024-07964 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-16/pdf/2024-07964.pdf https://regulations.justia.com/regulations/fedreg/2024/04/16/2024-07963.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2024-04-16T00:00:00-07:00 2024-04-16T00:00:00-07:00 2024-07963 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-16/pdf/2024-07963.pdf https://regulations.justia.com/regulations/fedreg/2024/04/16/2024-07925.html Notice - Proposed Collection; Comment Request; Extension: Form F-6-Registration Statement 2024-04-16T00:00:00-07:00 2024-04-16T00:00:00-07:00 2024-07925 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-16/pdf/2024-07925.pdf https://regulations.justia.com/regulations/fedreg/2024/04/15/2024-07893.html Notice - Aether Infrastructure & Natural Resources Fund and Aether Investment Partners, LLC 2024-04-15T00:00:00-07:00 2024-04-15T00:00:00-07:00 2024-07893 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-15/pdf/2024-07893.pdf https://regulations.justia.com/regulations/fedreg/2024/04/15/2024-07923.html Notice - Proposed Collection; Comment Request; Extension: Form 15 2024-04-15T00:00:00-07:00 2024-04-15T00:00:00-07:00 2024-07923 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-15/pdf/2024-07923.pdf https://regulations.justia.com/regulations/fedreg/2024/04/15/2024-07874.html Notice - Proposed Collection; Comment Request; Extension: Securities Exchange Act 1934-Rule 12g3-2 2024-04-15T00:00:00-07:00 2024-04-15T00:00:00-07:00 2024-07874 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-15/pdf/2024-07874.pdf https://regulations.justia.com/regulations/fedreg/2024/04/15/2024-05556.html Rule - Disclosure of Order Execution Information 2024-04-15T00:00:00-07:00 2024-04-15T00:00:00-07:00 2024-05556 Rule https://www.govinfo.gov/content/pkg/FR-2024-04-15/pdf/2024-05556.pdf https://regulations.justia.com/regulations/fedreg/2024/04/15/2024-07841.html Notice - Proposed Collection; Comment Request; Extension: Form 3-Initial Statement of Beneficial Ownership of Securities 2024-04-15T00:00:00-07:00 2024-04-15T00:00:00-07:00 2024-07841 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-15/pdf/2024-07841.pdf https://regulations.justia.com/regulations/fedreg/2024/04/15/2024-07840.html Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 531 2024-04-15T00:00:00-07:00 2024-04-15T00:00:00-07:00 2024-07840 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-15/pdf/2024-07840.pdf https://regulations.justia.com/regulations/fedreg/2024/04/15/2024-07839.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 531 2024-04-15T00:00:00-07:00 2024-04-15T00:00:00-07:00 2024-07839 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-15/pdf/2024-07839.pdf https://regulations.justia.com/regulations/fedreg/2024/04/12/2024-07749.html Notice - Self-Regulatory Organizations; LCH SA; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to Liquidity Risk Modelling Framework 2024-04-12T00:00:00-07:00 2024-04-12T00:00:00-07:00 2024-07749 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-12/pdf/2024-07749.pdf https://regulations.justia.com/regulations/fedreg/2024/04/12/2024-07748.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rule 915 To Permit the Listing and Trading of Options on the Bitwise Bitcoin ETF, the Grayscale Bitcoin Trust, and Any Trust That Holds Bitcoin 2024-04-12T00:00:00-07:00 2024-04-12T00:00:00-07:00 2024-07748 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-12/pdf/2024-07748.pdf https://regulations.justia.com/regulations/fedreg/2024/04/12/2024-07807.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 9b-1 2024-04-12T00:00:00-07:00 2024-04-12T00:00:00-07:00 2024-07807 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-12/pdf/2024-07807.pdf https://regulations.justia.com/regulations/fedreg/2024/04/12/2024-07648.html Rule - The Enhancement and Standardization of Climate-Related Disclosures for Investors; Delay of Effective Date 2024-04-12T00:00:00-07:00 2024-04-12T00:00:00-07:00 2024-07648 Rule https://www.govinfo.gov/content/pkg/FR-2024-04-12/pdf/2024-07648.pdf https://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07672.html Notice - In the Matter of the Financial Industry Regulatory Authority, Inc.; Order Scheduling Filing of Statements On Review Regarding an Order Approving a Proposed Rule Change To Amend the FINRA Codes of Arbitration Procedure and Code of Mediation Procedure To Revise and Restate the Qualifications for Representatives in Arbitrations and Mediations (File No. SR-FINRA-2023-013) 2024-04-11T00:00:00-07:00 2024-04-11T00:00:00-07:00 2024-07672 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-11/pdf/2024-07672.pdf https://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07664.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 11a-3 2024-04-11T00:00:00-07:00 2024-04-11T00:00:00-07:00 2024-07664 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-11/pdf/2024-07664.pdf https://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07695.html Notice - Proposed Collection; Comment Request; Extension: Rule 18a-9 2024-04-11T00:00:00-07:00 2024-04-11T00:00:00-07:00 2024-07695 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-11/pdf/2024-07695.pdf https://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07641.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7, Section 2(1) 2024-04-11T00:00:00-07:00 2024-04-11T00:00:00-07:00 2024-07641 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-11/pdf/2024-07641.pdf https://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07640.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Deposits Service Guide and the Operational Arrangements 2024-04-11T00:00:00-07:00 2024-04-11T00:00:00-07:00 2024-07640 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-11/pdf/2024-07640.pdf https://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07639.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Make Permanent Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options 2024-04-11T00:00:00-07:00 2024-04-11T00:00:00-07:00 2024-07639 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-11/pdf/2024-07639.pdf https://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07638.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Make Permanent Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options 2024-04-11T00:00:00-07:00 2024-04-11T00:00:00-07:00 2024-07638 Notice https://www.govinfo.gov/content/pkg/FR-2024-04-11/pdf/2024-07638.pdf