Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission?limit=200&mode=atom2024-03-28T04:07:25-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06459.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Pando Asset Spot Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2024-03-27T00:00:00-07:002024-03-27T00:00:00-07:002024-06459Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06459.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06458.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule2024-03-27T00:00:00-07:002024-03-27T00:00:00-07:002024-06458Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06458.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06457.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Options Exchange Fee Schedule2024-03-27T00:00:00-07:002024-03-27T00:00:00-07:002024-06457Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06457.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06456.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Emerald Fee Schedule2024-03-27T00:00:00-07:002024-03-27T00:00:00-07:002024-06456Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06456.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06455.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Rule 41 of the General Rules2024-03-27T00:00:00-07:002024-03-27T00:00:00-07:002024-06455Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06455.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06454.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Rule 7.31E2024-03-27T00:00:00-07:002024-03-27T00:00:00-07:002024-06454Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06454.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06453.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt a New Cross Asset Tier Rebate2024-03-27T00:00:00-07:002024-03-27T00:00:00-07:002024-06453Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06453.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06451.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Modify Certain Connectivity and Port Fees2024-03-27T00:00:00-07:002024-03-27T00:00:00-07:002024-06451Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06451.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06450.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Exchange Fee Schedule To Modify Certain Connectivity and Port Fees2024-03-27T00:00:00-07:002024-03-27T00:00:00-07:002024-06450Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06450.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06449.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Modify Certain Connectivity and Port Fees2024-03-27T00:00:00-07:002024-03-27T00:00:00-07:002024-06449Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06449.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06448.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs2024-03-27T00:00:00-07:002024-03-27T00:00:00-07:002024-06448Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06448.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06447.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a New Connectivity Offering Through Dedicated Cores2024-03-27T00:00:00-07:002024-03-27T00:00:00-07:002024-06447Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06447.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06446.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change, as Modified by Partial Amendment No. 1, To Modify the GSD Rules To Facilitate Access to Clearance and Settlement Services of All Eligible Secondary Market Transactions in U.S. Treasury Securities2024-03-27T00:00:00-07:002024-03-27T00:00:00-07:002024-06446Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06446.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06445.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs2024-03-27T00:00:00-07:002024-03-27T00:00:00-07:002024-06445Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06445.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06345.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06345Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06345.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06344.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06344Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06344.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06343.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06343Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06343.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06342.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Connectivity Fee Schedule2024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06342Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06342.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06341.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06341Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06341.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06340.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the Clearing Agency Risk Management Framework2024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06340Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06340.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06339.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule of NYSE Chicago, Inc.2024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06339Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06339.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06338.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the Clearing Agency Risk Management Framework2024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06338Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06338.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06337.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Amend the Clearing Agency Risk Management Framework2024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06337Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06337.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06336.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the 7RCC Spot Bitcoin and Carbon Credit Futures ETF2024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06336Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06336.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06349.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule for Purge Ports2024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06349Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06349.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06348.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule for Purge Ports2024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06348Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06348.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06347.htmlNotice - Self-Regulatory Organizations; MIAX Emerald LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule for Purge Ports2024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06347Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06347.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06346.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs2024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06346Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06346.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06325.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Complex Order Rebates in the Exchange's Pricing Schedule at Options 7, Section 42024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06325Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06325.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06324.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 62024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06324Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06324.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06323.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 62024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06323Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06323.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06322.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 92024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06322Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06322.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06321.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Regular Taker Fees in the Exchange's Pricing Schedule at Options 7, Section 32024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06321Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06321.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06320.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 32024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06320Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06320.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06319.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 1 to, and Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove, a Proposed Rule Change To List and Trade Shares of the VanEck Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06319Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06319.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06318.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2, Sections 13 and 14 and Options 8, Section 242024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06318Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06318.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06335.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Cabinet Proximity Option Fee To Establish a Reservation Fee for Cabinets With Power Densities Greater Than 10kW2024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06335Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06335.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06334.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Cabinet Proximity Option Fee To Establish a Reservation Fee for Cabinets With Power Densities Greater Than 10kW2024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06334Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06334.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06333.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Cabinet Proximity Option Fee To Establish a Reservation Fee for Cabinets With Power Densities Greater Than 10 kW2024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06333Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06333.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06332.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Cabinet Proximity Option Fee To Establish a Reservation Fee for Cabinets With Power Densities Greater Than 10kW2024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06332Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06332.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06331.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Cabinet Proximity Option Fee To Establish a Reservation Fee for Cabinets With Power Densities Greater Than 10kW2024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06331Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06331.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06330.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Cabinet Proximity Option Fee To Establish a Reservation Fee for Cabinets With Power Densities Greater Than 10kW2024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06330Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06330.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06329.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide Enhancements to Current Risk Protections2024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06329Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06329.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06328.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Trade Now Order Attribute, at Equity 4, Rules 4702 and 47032024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06328Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06328.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06327.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Rule 7.31E2024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06327Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06327.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06326.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.312024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06326Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06326.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06371.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 18a-72024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06371Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06371.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06164.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rule 11.6(n)(4) and Rule 11.10(a)(4)(D) To Permit the Use of the Post Only Order Instruction at Prices Below $1.002024-03-25T00:00:00-07:002024-03-25T00:00:00-07:002024-06164Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-25/pdf/2024-06164.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06163.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Liquidity Risk Management Framework and the Clearing Agency Stress Testing Framework2024-03-25T00:00:00-07:002024-03-25T00:00:00-07:002024-06163Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-25/pdf/2024-06163.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06162.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rule 11.6(n)(4) and Rule 11.10(a)(4)(D) To Permit the Use of the Post Only Order Instruction at Prices Below $1.002024-03-25T00:00:00-07:002024-03-25T00:00:00-07:002024-06162Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-25/pdf/2024-06162.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06174.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No.1 to, and Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove, a Proposed Rule Change to List and Trade Shares of the ARK 21Shares Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2024-03-25T00:00:00-07:002024-03-25T00:00:00-07:002024-06174Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-25/pdf/2024-06174.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06171.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing of Proposed Change To Amend Its Schedule of Fees and Rebates2024-03-25T00:00:00-07:002024-03-25T00:00:00-07:002024-06171Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-25/pdf/2024-06171.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06169.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Hashdex Nasdaq Ethereum ETF Under Nasdaq Rule 5711(i) (Trust Units)2024-03-25T00:00:00-07:002024-03-25T00:00:00-07:002024-06169Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-25/pdf/2024-06169.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06167.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Exchange Rule 5020 To Allow the Exchange To List and Trade Options on ETFs That Represent Interests in a Trust That Holds Bitcoin2024-03-25T00:00:00-07:002024-03-25T00:00:00-07:002024-06167Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-25/pdf/2024-06167.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06166.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Adopt a Minimum Margin Amount at GSD2024-03-25T00:00:00-07:002024-03-25T00:00:00-07:002024-06166Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-25/pdf/2024-06166.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06165.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Proposed Rule Change To Amend ISE Options 4, Section 3 To List and Trade Options on Units That Represent Interests in a Trust That Holds Bitcoin2024-03-25T00:00:00-07:002024-03-25T00:00:00-07:002024-06165Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-25/pdf/2024-06165.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06175.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 42024-03-25T00:00:00-07:002024-03-25T00:00:00-07:002024-06175Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-25/pdf/2024-06175.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06296.htmlNotice - Sunshine Act Meetings2024-03-22T00:00:00-07:002024-03-22T00:00:00-07:002024-06296Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-22/pdf/2024-06296.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06071.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Liquidity Risk Management Framework and the Clearing Agency Stress Testing Framework2024-03-22T00:00:00-07:002024-03-22T00:00:00-07:002024-06071Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-22/pdf/2024-06071.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06070.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.312024-03-22T00:00:00-07:002024-03-22T00:00:00-07:002024-06070Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-22/pdf/2024-06070.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06069.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 6.210 (Ex-Dividend or Ex-Right Dates)2024-03-22T00:00:00-07:002024-03-22T00:00:00-07:002024-06069Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-22/pdf/2024-06069.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06068.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Liquidity Risk Management Framework and the Clearing Agency Stress Testing Framework2024-03-22T00:00:00-07:002024-03-22T00:00:00-07:002024-06068Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-22/pdf/2024-06068.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06073.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31-E2024-03-22T00:00:00-07:002024-03-22T00:00:00-07:002024-06073Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-22/pdf/2024-06073.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06072.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule2024-03-22T00:00:00-07:002024-03-22T00:00:00-07:002024-06072Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-22/pdf/2024-06072.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06052.htmlNotice - Notice of Intention To Cancel Registration Pursuant to Section 203(h) of the Investment Advisers Act of 19402024-03-22T00:00:00-07:002024-03-22T00:00:00-07:002024-06052Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-22/pdf/2024-06052.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05993.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 18a-52024-03-21T00:00:00-07:002024-03-21T00:00:00-07:002024-05993Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-21/pdf/2024-05993.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05943.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.312024-03-21T00:00:00-07:002024-03-21T00:00:00-07:002024-05943Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-21/pdf/2024-05943.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05952.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule for Trading on BOX Options Market Facility To Amend Certain Rebates for Qualified Contingent Cross Transactions2024-03-21T00:00:00-07:002024-03-21T00:00:00-07:002024-05952Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-21/pdf/2024-05952.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05951.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Accommodate a Shorter Standard Settlement Cycle and Make Other Changes2024-03-21T00:00:00-07:002024-03-21T00:00:00-07:002024-05951Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-21/pdf/2024-05951.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05950.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees for Connectivity and Co-Location Services2024-03-21T00:00:00-07:002024-03-21T00:00:00-07:002024-05950Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-21/pdf/2024-05950.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05949.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees for Connectivity and Co-Location Services2024-03-21T00:00:00-07:002024-03-21T00:00:00-07:002024-05949Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-21/pdf/2024-05949.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05948.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Fees for Connectivity and Co-Location Services2024-03-21T00:00:00-07:002024-03-21T00:00:00-07:002024-05948Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-21/pdf/2024-05948.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05947.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Fees for Connectivity and Co-Location Services2024-03-21T00:00:00-07:002024-03-21T00:00:00-07:002024-05947Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-21/pdf/2024-05947.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05946.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fee Schedule2024-03-21T00:00:00-07:002024-03-21T00:00:00-07:002024-05946Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-21/pdf/2024-05946.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05945.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees for Connectivity and Co-Location Services2024-03-21T00:00:00-07:002024-03-21T00:00:00-07:002024-05945Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-21/pdf/2024-05945.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05944.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees for Connectivity and Co-Location Services2024-03-21T00:00:00-07:002024-03-21T00:00:00-07:002024-05944Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-21/pdf/2024-05944.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/20/2024-05918.htmlNotice - Felicitas Private Markets Fund and Skypoint Capital Advisors, LLC.2024-03-20T00:00:00-07:002024-03-20T00:00:00-07:002024-05918Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-20/pdf/2024-05918.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/20/2024-05837.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule2024-03-20T00:00:00-07:002024-03-20T00:00:00-07:002024-05837Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-20/pdf/2024-05837.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/20/2024-05836.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product2024-03-20T00:00:00-07:002024-03-20T00:00:00-07:002024-05836Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-20/pdf/2024-05836.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/20/2024-05835.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product2024-03-20T00:00:00-07:002024-03-20T00:00:00-07:002024-05835Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-20/pdf/2024-05835.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/20/2024-05834.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1 and Amendment No. 2, Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities Clearing Corporation2024-03-20T00:00:00-07:002024-03-20T00:00:00-07:002024-05834Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-20/pdf/2024-05834.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/20/2024-05833.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Its Listing Standards Related to Notification and Disclosure of Reverse Stock Splits2024-03-20T00:00:00-07:002024-03-20T00:00:00-07:002024-05833Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-20/pdf/2024-05833.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/20/2024-05832.htmlNotice - Self-Regulatory Organizations; The National Securities Clearing Corporation; Order Granting Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1 and Amendment No. 2, To Modify the Amended and Restated Stock Options and Futures Settlement Agreement and Make Certain Revisions to the NSCC Rules2024-03-20T00:00:00-07:002024-03-20T00:00:00-07:002024-05832Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-20/pdf/2024-05832.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/20/2024-05839.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule2024-03-20T00:00:00-07:002024-03-20T00:00:00-07:002024-05839Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-20/pdf/2024-05839.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/20/2024-05838.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule2024-03-20T00:00:00-07:002024-03-20T00:00:00-07:002024-05838Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-20/pdf/2024-05838.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/19/2024-05633.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Exchange's Rules Relating to Position and Exercise Limits2024-03-19T00:00:00-07:002024-03-19T00:00:00-07:002024-05633Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-19/pdf/2024-05633.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/19/2024-05739.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule2024-03-19T00:00:00-07:002024-03-19T00:00:00-07:002024-05739Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-19/pdf/2024-05739.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/19/2024-05738.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2024-03-19T00:00:00-07:002024-03-19T00:00:00-07:002024-05738Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-19/pdf/2024-05738.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/19/2024-05737.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule2024-03-19T00:00:00-07:002024-03-19T00:00:00-07:002024-05737Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-19/pdf/2024-05737.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/19/2024-05734.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection To Advance Notice, as Modified by Partial Amendment No. 1 and Amendment No. 2, Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between the Options Clearing Corporation and the National Securities Clearing Corporation2024-03-19T00:00:00-07:002024-03-19T00:00:00-07:002024-05734Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-19/pdf/2024-05734.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/19/2024-05765.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 18a-62024-03-19T00:00:00-07:002024-03-19T00:00:00-07:002024-05765Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-19/pdf/2024-05765.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/18/2024-05769.htmlNotice - Sunshine Act Meetings2024-03-18T00:00:00-07:002024-03-18T00:00:00-07:002024-05769Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-18/pdf/2024-05769.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/18/2024-05638.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2024-03-18T00:00:00-07:002024-03-18T00:00:00-07:002024-05638Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-18/pdf/2024-05638.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/18/2024-05637.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Adopt Rules To Govern FLEX Equity Options and a New Order Type To Trade FLEX Equity Options on the BOX Trading Floor2024-03-18T00:00:00-07:002024-03-18T00:00:00-07:002024-05637Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-18/pdf/2024-05637.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/18/2024-05636.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Creation Basket Size of the VanEck Bitcoin Trust2024-03-18T00:00:00-07:002024-03-18T00:00:00-07:002024-05636Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-18/pdf/2024-05636.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/18/2024-05635.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Regarding Add Volume Tiers2024-03-18T00:00:00-07:002024-03-18T00:00:00-07:002024-05635Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-18/pdf/2024-05635.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/18/2024-05634.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2024-03-18T00:00:00-07:002024-03-18T00:00:00-07:002024-05634Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-18/pdf/2024-05634.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/18/2024-05632.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change for Amendments to Rule 7.35 and Rule 7.35B2024-03-18T00:00:00-07:002024-03-18T00:00:00-07:002024-05632Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-18/pdf/2024-05632.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/18/2024-05631.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend NYSE American Rule 41202024-03-18T00:00:00-07:002024-03-18T00:00:00-07:002024-05631Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-18/pdf/2024-05631.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/18/2024-05630.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the NYSE National Aggregated Lite Market Data Feed2024-03-18T00:00:00-07:002024-03-18T00:00:00-07:002024-05630Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-18/pdf/2024-05630.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/18/2024-05629.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the NYSE Arca Aggregated Lite Market Data Feed2024-03-18T00:00:00-07:002024-03-18T00:00:00-07:002024-05629Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-18/pdf/2024-05629.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/18/2024-05625.htmlProposed Rule - EDGAR Filer Access and Account Management; Correction2024-03-18T00:00:00-07:002024-03-18T00:00:00-07:002024-05625Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2024-03-18/pdf/2024-05625.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/18/2024-05624.htmlProposed Rule - Exemption for Certain Investment Advisers Operating Through the Internet; Correction2024-03-18T00:00:00-07:002024-03-18T00:00:00-07:002024-05624Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2024-03-18/pdf/2024-05624.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/18/2024-05623.htmlProposed Rule - Conflicts of Interest Associated With the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers; Correction2024-03-18T00:00:00-07:002024-03-18T00:00:00-07:002024-05623Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2024-03-18/pdf/2024-05623.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/15/2024-05542.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 17g-10 and Form ABS Due Diligence-15E2024-03-15T00:00:00-07:002024-03-15T00:00:00-07:002024-05542Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-15/pdf/2024-05542.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/15/2024-05595.htmlNotice - James Alpha Funds Trust d/b/a Easterly Funds Trust and Easterly Investment Partners LLC2024-03-15T00:00:00-07:002024-03-15T00:00:00-07:002024-05595Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-15/pdf/2024-05595.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/15/2024-05502.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Adopt a Minimum Margin Amount at GSD2024-03-15T00:00:00-07:002024-03-15T00:00:00-07:002024-05502Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-15/pdf/2024-05502.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/15/2024-05501.htmlNotice - Submission for OMB Review; Comment Request; Extension: Form 24F-22024-03-15T00:00:00-07:002024-03-15T00:00:00-07:002024-05501Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-15/pdf/2024-05501.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/15/2024-05490.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule2024-03-15T00:00:00-07:002024-03-15T00:00:00-07:002024-05490Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-15/pdf/2024-05490.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/15/2024-05487.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Extension of Review Period of Advance Notice To Adopt a Minimum Margin Amount at GSD2024-03-15T00:00:00-07:002024-03-15T00:00:00-07:002024-05487Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-15/pdf/2024-05487.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/15/2024-05486.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule2024-03-15T00:00:00-07:002024-03-15T00:00:00-07:002024-05486Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-15/pdf/2024-05486.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/15/2024-05485.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31-E2024-03-15T00:00:00-07:002024-03-15T00:00:00-07:002024-05485Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-15/pdf/2024-05485.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/14/2024-05367.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.17(e)2024-03-14T00:00:00-07:002024-03-14T00:00:00-07:002024-05367Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-14/pdf/2024-05367.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/14/2024-05366.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule2024-03-14T00:00:00-07:002024-03-14T00:00:00-07:002024-05366Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-14/pdf/2024-05366.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/14/2024-05365.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Amend Rule 11.9(c)(6) and Rule 11.13(a)(4)(D) To Permit the Use of BZX Post Only Orders at Prices Below $1.002024-03-14T00:00:00-07:002024-03-14T00:00:00-07:002024-05365Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-14/pdf/2024-05365.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/14/2024-05364.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 11.9(c)(6) and Rule 11.13(a)(4)(D) To Permit the Use of BYX Post Only Orders at Prices Below $1.002024-03-14T00:00:00-07:002024-03-14T00:00:00-07:002024-05364Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-14/pdf/2024-05364.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/14/2024-05363.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Provide Relief Relating to Specified Option Transactions Under FINRA Rule 4210 (Margin Requirements)2024-03-14T00:00:00-07:002024-03-14T00:00:00-07:002024-05363Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-14/pdf/2024-05363.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/14/2024-05362.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Equities Fee Schedule Regarding the NBBO Setter Plus Program2024-03-14T00:00:00-07:002024-03-14T00:00:00-07:002024-05362Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-14/pdf/2024-05362.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/14/2024-05380.htmlNotice - Proposed Collection; Comment Request; Extension: Implementing the Whistleblower Provisions of Section 21F of the Securities2024-03-14T00:00:00-07:002024-03-14T00:00:00-07:002024-05380Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-14/pdf/2024-05380.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/14/2024-05368.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Proposed Rule Change Concerning Amendments to The Options Clearing Corporation's Rules, By-Laws, and Certain Clearing Member Documents2024-03-14T00:00:00-07:002024-03-14T00:00:00-07:002024-05368Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-14/pdf/2024-05368.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/13/2024-05256.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Company Listing Fees as Provided Under Exchange Rule 14.132024-03-13T00:00:00-07:002024-03-13T00:00:00-07:002024-05256Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-13/pdf/2024-05256.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/13/2024-05255.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the NYSE Chicago Aggregated Lite Market Data Feed2024-03-13T00:00:00-07:002024-03-13T00:00:00-07:002024-05255Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-13/pdf/2024-05255.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/13/2024-05254.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Establish the NYSE American Aggregated Lite Market Data Feed2024-03-13T00:00:00-07:002024-03-13T00:00:00-07:002024-05254Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-13/pdf/2024-05254.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/13/2024-05253.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the NYSE Aggregated Lite Market Data Feed2024-03-13T00:00:00-07:002024-03-13T00:00:00-07:002024-05253Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-13/pdf/2024-05253.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/13/2024-05252.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Withdrawal of a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Amend Equity 4, Rules 3301A and 3301B To Establish New “Contra Midpoint Only” and “Contra Midpoint Only With Post-Only” Order Types and To Make Other Corresponding Changes to the Rulebook2024-03-13T00:00:00-07:002024-03-13T00:00:00-07:002024-05252Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-13/pdf/2024-05252.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/13/2024-05251.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the Franklin Ethereum ETF, a Series of the Franklin Ethereum Trust, Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2024-03-13T00:00:00-07:002024-03-13T00:00:00-07:002024-05251Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-13/pdf/2024-05251.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/12/2024-03473.htmlRule - Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers2024-03-12T00:00:00-07:002024-03-12T00:00:00-07:002024-03473Rulehttps://www.govinfo.gov/content/pkg/FR-2024-03-12/pdf/2024-03473.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/12/2024-05151.htmlNotice - Self-Regulatory Organizations; MIAX PEARL LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Exchange Rule 402, Criteria for Underlying Securities, To List and Trade Options on Exchange-Traded Fund Shares That Represent Interests in a Trust That Holds Bitcoin2024-03-12T00:00:00-07:002024-03-12T00:00:00-07:002024-05151Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-12/pdf/2024-05151.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/12/2024-05149.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Options on iShares Bitcoin Trust2024-03-12T00:00:00-07:002024-03-12T00:00:00-07:002024-05149Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-12/pdf/2024-05149.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/12/2024-05156.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Exchange Rule 402, Criteria for Underlying Securities, To List and Trade Options on Exchange-Traded Fund Shares That Represent Interests in a Trust That Holds Bitcoin2024-03-12T00:00:00-07:002024-03-12T00:00:00-07:002024-05156Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-12/pdf/2024-05156.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/12/2024-05155.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Permit Cboe To List and Trade Options on ETPs That Hold Bitcoin2024-03-12T00:00:00-07:002024-03-12T00:00:00-07:002024-05155Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-12/pdf/2024-05155.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/12/2024-05154.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.312024-03-12T00:00:00-07:002024-03-12T00:00:00-07:002024-05154Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-12/pdf/2024-05154.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/12/2024-05152.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rule 5.3-O To Permit the Listing and Trading of Options on Commodity-Based Trust Shares2024-03-12T00:00:00-07:002024-03-12T00:00:00-07:002024-05152Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-12/pdf/2024-05152.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/11/2024-05209.htmlNotice - Sunshine Act Meetings2024-03-11T00:00:00-07:002024-03-11T00:00:00-07:002024-05209Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-11/pdf/2024-05209.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/11/2024-05053.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.192024-03-11T00:00:00-07:002024-03-11T00:00:00-07:002024-05053Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-11/pdf/2024-05053.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/11/2024-05035.htmlNotice - Antares Private Credit Fund, et al.2024-03-11T00:00:00-07:002024-03-11T00:00:00-07:002024-05035Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-11/pdf/2024-05035.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/11/2024-05033.htmlNotice - Notice of Intention To Cancel Registration of Certain Municipal Securities Dealers Pursuant to Section 15B(c)(3) of the Securities Exchange Act of 19342024-03-11T00:00:00-07:002024-03-11T00:00:00-07:002024-05033Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-11/pdf/2024-05033.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/07/2024-05046.htmlNotice - Sunshine Act Meetings2024-03-07T00:00:00-08:002024-03-07T00:00:00-08:002024-05046Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-07/pdf/2024-05046.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/07/2024-05044.htmlNotice - Sunshine Act Meetings2024-03-07T00:00:00-08:002024-03-07T00:00:00-08:002024-05044Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-07/pdf/2024-05044.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/07/2024-04798.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Options That Overlie a Reduced Value of the MSCI World Index, the Full Value of the MSCI ACWI Index, and a Reduced Value of the MSCI USA Index2024-03-07T00:00:00-08:002024-03-07T00:00:00-08:002024-04798Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-07/pdf/2024-04798.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/07/2024-04797.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Withdrawal of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Connectivity and Application Session Fees for MEMX Options2024-03-07T00:00:00-08:002024-03-07T00:00:00-08:002024-04797Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-07/pdf/2024-04797.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/07/2024-04796.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE American Options Fee Schedule2024-03-07T00:00:00-08:002024-03-07T00:00:00-08:002024-04796Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-07/pdf/2024-04796.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/07/2024-04795.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.19-E2024-03-07T00:00:00-08:002024-03-07T00:00:00-08:002024-04795Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-07/pdf/2024-04795.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/07/2024-04794.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ICC's Fee Schedules2024-03-07T00:00:00-08:002024-03-07T00:00:00-08:002024-04794Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-07/pdf/2024-04794.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/06/2024-04699.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31(a)(2)(B)2024-03-06T00:00:00-08:002024-03-06T00:00:00-08:002024-04699Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-06/pdf/2024-04699.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/06/2024-04698.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning the Option Clearing Corporation's Interpretative Guidance on Contract Adjustments for Cash Dividends and Distributions2024-03-06T00:00:00-08:002024-03-06T00:00:00-08:002024-04698Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-06/pdf/2024-04698.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/06/2024-04697.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend FINRA Rule 6730 (Transaction Reporting) To Reduce the 15-Minute TRACE Reporting Timeframe to One Minute2024-03-06T00:00:00-08:002024-03-06T00:00:00-08:002024-04697Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-06/pdf/2024-04697.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/06/2024-04696.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Rule 7.19E2024-03-06T00:00:00-08:002024-03-06T00:00:00-08:002024-04696Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-06/pdf/2024-04696.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/06/2024-04695.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Connectivity and Application Session Fees for MEMX Options2024-03-06T00:00:00-08:002024-03-06T00:00:00-08:002024-04695Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-06/pdf/2024-04695.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/06/2024-04694.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.192024-03-06T00:00:00-08:002024-03-06T00:00:00-08:002024-04694Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-06/pdf/2024-04694.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/06/2024-04693.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand Its Cabinet Proximity Option Program2024-03-06T00:00:00-08:002024-03-06T00:00:00-08:002024-04693Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-06/pdf/2024-04693.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/06/2024-04704.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand Its Cabinet Proximity Option Program2024-03-06T00:00:00-08:002024-03-06T00:00:00-08:002024-04704Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-06/pdf/2024-04704.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/06/2024-04703.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand Its Cabinet Proximity Option Program2024-03-06T00:00:00-08:002024-03-06T00:00:00-08:002024-04703Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-06/pdf/2024-04703.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/06/2024-04702.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand Its Cabinet Proximity Option Program2024-03-06T00:00:00-08:002024-03-06T00:00:00-08:002024-04702Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-06/pdf/2024-04702.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/06/2024-04701.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand Its Cabinet Proximity Option Program2024-03-06T00:00:00-08:002024-03-06T00:00:00-08:002024-04701Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-06/pdf/2024-04701.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/06/2024-04700.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand Its Cabinet Proximity Option Program2024-03-06T00:00:00-08:002024-03-06T00:00:00-08:002024-04700Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-06/pdf/2024-04700.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/06/2024-04652.htmlNotice - Proposed Collection; Comment Request; Extension: Rules 17Ad-6 and 17Ad-72024-03-06T00:00:00-08:002024-03-06T00:00:00-08:002024-04652Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-06/pdf/2024-04652.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/05/2024-04552.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.192024-03-05T00:00:00-08:002024-03-05T00:00:00-08:002024-04552Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-05/pdf/2024-04552.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/05/2024-04551.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Make Permanent Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options2024-03-05T00:00:00-08:002024-03-05T00:00:00-08:002024-04551Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-05/pdf/2024-04551.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/05/2024-04550.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31-E(a)(2)(B)2024-03-05T00:00:00-08:002024-03-05T00:00:00-08:002024-04550Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-05/pdf/2024-04550.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/05/2024-04549.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Make Permanent Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options2024-03-05T00:00:00-08:002024-03-05T00:00:00-08:002024-04549Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-05/pdf/2024-04549.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/05/2024-04548.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Adopt a New Rule Regarding Order and Execution Management Systems (“OEMS”)2024-03-05T00:00:00-08:002024-03-05T00:00:00-08:002024-04548Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-05/pdf/2024-04548.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/05/2024-04547.htmlNotice - First Trust Real Assets Fund, et al.2024-03-05T00:00:00-08:002024-03-05T00:00:00-08:002024-04547Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-05/pdf/2024-04547.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/05/2024-04600.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 18a-82024-03-05T00:00:00-08:002024-03-05T00:00:00-08:002024-04600Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-05/pdf/2024-04600.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/04/2024-04597.htmlNotice - Sunshine Act Meetings2024-03-04T00:00:00-08:002024-03-04T00:00:00-08:002024-04597Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-04/pdf/2024-04597.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/04/2024-04572.htmlNotice - Sunshine Act Meetings2024-03-04T00:00:00-08:002024-03-04T00:00:00-08:002024-04572Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-04/pdf/2024-04572.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/04/2024-04427.htmlNotice - Self-Regulatory Organizations; 24X National Exchange LLC; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 19342024-03-04T00:00:00-08:002024-03-04T00:00:00-08:002024-04427Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-04/pdf/2024-04427.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/04/2024-04426.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Modify Rule 11.24 To Introduce an Enhanced RPI Order and Expand Its Retail Price Improvement Program To Include Securities Priced Below $1.002024-03-04T00:00:00-08:002024-03-04T00:00:00-08:002024-04426Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-04/pdf/2024-04426.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/01/2024-04299.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Arca Rule 1.12024-03-01T00:00:00-08:002024-03-01T00:00:00-08:002024-04299Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-01/pdf/2024-04299.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/01/2024-04298.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Proposed Rule Change To Amend the Short Term Option Series Program2024-03-01T00:00:00-08:002024-03-01T00:00:00-08:002024-04298Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-01/pdf/2024-04298.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/01/2024-04297.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31(a)(2)(B)2024-03-01T00:00:00-08:002024-03-01T00:00:00-08:002024-04297Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-01/pdf/2024-04297.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/01/2024-04296.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Low Priced Stock Strike Price Interval Program2024-03-01T00:00:00-08:002024-03-01T00:00:00-08:002024-04296Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-01/pdf/2024-04296.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/01/2024-04295.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an OTTO Protocol2024-03-01T00:00:00-08:002024-03-01T00:00:00-08:002024-04295Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-01/pdf/2024-04295.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/01/2024-04300.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31(a)(2)(B)2024-03-01T00:00:00-08:002024-03-01T00:00:00-08:002024-04300Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-01/pdf/2024-04300.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/29/2024-04171.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 6.91P-O2024-02-29T00:00:00-08:002024-02-29T00:00:00-08:002024-04171Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-29/pdf/2024-04171.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/29/2024-04170.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Concerning Its Process for Adjusting Certain Parameters in Its Proprietary System for Calculating Margin Requirements During Periods When the Products It Clears and the Markets It Serves Experience High Volatility2024-02-29T00:00:00-08:002024-02-29T00:00:00-08:002024-04170Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-29/pdf/2024-04170.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/29/2024-04169.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Change, as Modified by Amendment No. 2 To Amend Rule 915 To Permit the Listing and Trading of Options on the Bitwise Bitcoin ETF, the Grayscale Bitcoin Trust, and Any Trust That Holds Bitcoin2024-02-29T00:00:00-08:002024-02-29T00:00:00-08:002024-04169Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-29/pdf/2024-04169.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/29/2024-04168.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List2024-02-29T00:00:00-08:002024-02-29T00:00:00-08:002024-04168Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-29/pdf/2024-04168.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/29/2024-04167.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Content of the NYSE Best Quote & Trades Data Feed2024-02-29T00:00:00-08:002024-02-29T00:00:00-08:002024-04167Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-29/pdf/2024-04167.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/29/2024-02837.htmlRule - Further Definition of “As a Part of a Regular Business” in the Definition of Dealer and Government Securities Dealer in Connection With Certain Liquidity Providers2024-02-29T00:00:00-08:002024-02-29T00:00:00-08:002024-02837Rulehttps://www.govinfo.gov/content/pkg/FR-2024-02-29/pdf/2024-02837.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/28/2024-04147.htmlNotice - Deregistration Under Section 8(f) of the Investment Company Act of 19402024-02-28T00:00:00-08:002024-02-28T00:00:00-08:002024-04147Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-28/pdf/2024-04147.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/28/2024-04062.htmlRule - Supplemental Standards of Ethical Conduct for Members and Employees of the Securities and Exchange Commission2024-02-28T00:00:00-08:002024-02-28T00:00:00-08:002024-04062Rulehttps://www.govinfo.gov/content/pkg/FR-2024-02-28/pdf/2024-04062.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/28/2024-04051.htmlNotice - Coller Secondaries Private Equity Opportunities Fund and Coller Private Market Secondaries Advisors, LLC2024-02-28T00:00:00-08:002024-02-28T00:00:00-08:002024-04051Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-28/pdf/2024-04051.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/28/2024-04072.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend FINRA Rule 2210 (Communications With the Public) To Permit Projections of Performance of Investment Strategies or Single Securities in Institutional Communications2024-02-28T00:00:00-08:002024-02-28T00:00:00-08:002024-04072Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-28/pdf/2024-04072.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/27/2024-03901.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees2024-02-27T00:00:00-08:002024-02-27T00:00:00-08:002024-03901Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-27/pdf/2024-03901.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/27/2024-03900.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees2024-02-27T00:00:00-08:002024-02-27T00:00:00-08:002024-03900Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-27/pdf/2024-03900.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/27/2024-03899.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees2024-02-27T00:00:00-08:002024-02-27T00:00:00-08:002024-03899Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-27/pdf/2024-03899.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/27/2024-03898.htmlNotice - Self-Regulatory Organizations; LCH SA; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to the Liquidity Risk Modelling Framework2024-02-27T00:00:00-08:002024-02-27T00:00:00-08:002024-03898Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-27/pdf/2024-03898.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/27/2024-03953.htmlNotice - Order Regarding Review of Financial Accounting Standards Board (FASB) Accounting Support Fee for 2024 Under Section 109 of the Sarbanes-Oxley Act of 20022024-02-27T00:00:00-08:002024-02-27T00:00:00-08:002024-03953Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-27/pdf/2024-03953.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/27/2024-03904.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule2024-02-27T00:00:00-08:002024-02-27T00:00:00-08:002024-03904Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-27/pdf/2024-03904.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/27/2024-03903.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Temporary Listing Fee Waiver for Ukrainian Companies Until December 31, 20282024-02-27T00:00:00-08:002024-02-27T00:00:00-08:002024-03903Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-27/pdf/2024-03903.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/27/2024-03902.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Withdrawal of Proposed Rule Change To Establish the 2024 Rate Card Fees for Dealers and Municipal Advisors Pursuant to MSRB Rules A-11 and A-132024-02-27T00:00:00-08:002024-02-27T00:00:00-08:002024-03902Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-27/pdf/2024-03902.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/26/2024-03776.htmlNotice - Self-Regulatory Organizations; Options Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1 and Amendment No. 2, Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between the Options Clearing Corporation and the National Securities Clearing Corporation2024-02-26T00:00:00-08:002024-02-26T00:00:00-08:002024-03776Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-26/pdf/2024-03776.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/26/2024-04030.htmlNotice - Sunshine Act Meetings2024-02-26T00:00:00-08:002024-02-26T00:00:00-08:002024-04030Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-26/pdf/2024-04030.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/26/2024-03853.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 11a1-1(T)2024-02-26T00:00:00-08:002024-02-26T00:00:00-08:002024-03853Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-26/pdf/2024-03853.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/26/2024-03775.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1 and Amendment No. 2, To Modify the Amended and Restated Stock Options and Futures Settlement Agreement and Make Certain Revisions to the NSCC Rules2024-02-26T00:00:00-08:002024-02-26T00:00:00-08:002024-03775Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-26/pdf/2024-03775.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/26/2024-03774.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change Amending Rule 7.31E(a)(2)(B) Regarding Limit Order Price Protection2024-02-26T00:00:00-08:002024-02-26T00:00:00-08:002024-03774Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-26/pdf/2024-03774.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/26/2024-01853.htmlRule - Special Purpose Acquisition Companies, Shell Companies, and Projections2024-02-26T00:00:00-08:002024-02-26T00:00:00-08:002024-01853Rulehttps://www.govinfo.gov/content/pkg/FR-2024-02-26/pdf/2024-01853.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/23/2024-03810.htmlNotice - Sunshine Act Meetings2024-02-23T00:00:00-08:002024-02-23T00:00:00-08:002024-03810Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-23/pdf/2024-03810.pdfhttps://regulations.justia.com/regulations/fedreg/2024/02/23/2024-03646.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Regarding the Open-Close Report Data2024-02-23T00:00:00-08:002024-02-23T00:00:00-08:002024-03646Noticehttps://www.govinfo.gov/content/pkg/FR-2024-02-23/pdf/2024-03646.pdf