Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission?limit=200&mode=atom 2021-05-06T10:07:57-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/05/06/2021-09528.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the ICC End-of-Day Price Discovery Policies and Procedures 2021-05-06T00:00:00-07:00 2021-05-06T00:00:00-07:00 2021-09528 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-06/pdf/2021-09528.pdf https://regulations.justia.com/regulations/fedreg/2021/05/06/2021-09527.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date of the Temporary Amendments Concerning Exchange Rule 1210 From April 30, 2021, to June 30, 2021 2021-05-06T00:00:00-07:00 2021-05-06T00:00:00-07:00 2021-09527 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-06/pdf/2021-09527.pdf https://regulations.justia.com/regulations/fedreg/2021/05/06/2021-09526.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update the DTC Corporate Actions Distributions Service Guide 2021-05-06T00:00:00-07:00 2021-05-06T00:00:00-07:00 2021-09526 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-06/pdf/2021-09526.pdf https://regulations.justia.com/regulations/fedreg/2021/05/06/2021-09524.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2021-05-06T00:00:00-07:00 2021-05-06T00:00:00-07:00 2021-09524 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-06/pdf/2021-09524.pdf https://regulations.justia.com/regulations/fedreg/2021/05/06/2021-08301.html Proposed Rule - Reopening of Comment Period for Universal Proxy 2021-05-06T00:00:00-07:00 2021-05-06T00:00:00-07:00 2021-08301 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2021-05-06/pdf/2021-08301.pdf https://regulations.justia.com/regulations/fedreg/2021/05/05/2021-09552.html Notice - Sunshine Act Meeting; Date Change 2021-05-05T00:00:00-07:00 2021-05-05T00:00:00-07:00 2021-09552 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-05/pdf/2021-09552.pdf https://regulations.justia.com/regulations/fedreg/2021/05/05/2021-09450.html Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fee Schedule of NYSE Chicago, Inc. 2021-05-05T00:00:00-07:00 2021-05-05T00:00:00-07:00 2021-09450 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-05/pdf/2021-09450.pdf https://regulations.justia.com/regulations/fedreg/2021/05/05/2021-09449.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE National, Inc.'s Price List 2021-05-05T00:00:00-07:00 2021-05-05T00:00:00-07:00 2021-09449 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-05/pdf/2021-09449.pdf https://regulations.justia.com/regulations/fedreg/2021/05/05/2021-09448.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Sixth Amended and Restated Bylaws of Cboe BYX Exchange, Inc.'s Parent Corporation, Cboe Global Markets, Inc. To Implement Proxy Access 2021-05-05T00:00:00-07:00 2021-05-05T00:00:00-07:00 2021-09448 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-05/pdf/2021-09448.pdf https://regulations.justia.com/regulations/fedreg/2021/05/05/2021-09447.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Sixth Amended and Restated Bylaws of Cboe Exchange, Inc.'s Parent Corporation, Cboe Global Markets, Inc. To Implement Proxy Access 2021-05-05T00:00:00-07:00 2021-05-05T00:00:00-07:00 2021-09447 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-05/pdf/2021-09447.pdf https://regulations.justia.com/regulations/fedreg/2021/05/05/2021-09446.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Sixth Amended and Restated Bylaws of Cboe BZX Exchange, Inc.'s Parent Corporation, Cboe Global Markets, Inc. To Implement Proxy Access 2021-05-05T00:00:00-07:00 2021-05-05T00:00:00-07:00 2021-09446 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-05/pdf/2021-09446.pdf https://regulations.justia.com/regulations/fedreg/2021/05/05/2021-09445.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Sixth Amended and Restated Bylaws of Cboe EDGA Exchange, Inc.'s Parent Corporation, Cboe Global Markets, Inc. To Implement Proxy Access 2021-05-05T00:00:00-07:00 2021-05-05T00:00:00-07:00 2021-09445 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-05/pdf/2021-09445.pdf https://regulations.justia.com/regulations/fedreg/2021/05/05/2021-09444.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Sixth Amended and Restated Bylaws of Cboe EDGX Exchange, Inc.'s Parent Corporation, Cboe Global Markets, Inc. To Implement Proxy Access 2021-05-05T00:00:00-07:00 2021-05-05T00:00:00-07:00 2021-09444 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-05/pdf/2021-09444.pdf https://regulations.justia.com/regulations/fedreg/2021/05/05/2021-09443.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of Proposed Rule Change To Adopt BOX Rule 7670 To Establish a Virtual Trading Floor on BOX 2021-05-05T00:00:00-07:00 2021-05-05T00:00:00-07:00 2021-09443 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-05/pdf/2021-09443.pdf https://regulations.justia.com/regulations/fedreg/2021/05/05/2021-09442.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Schedules 2021-05-05T00:00:00-07:00 2021-05-05T00:00:00-07:00 2021-09442 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-05/pdf/2021-09442.pdf https://regulations.justia.com/regulations/fedreg/2021/05/05/2021-09441.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE American Equities Price List and Fee Schedule and the NYSE American Options Fee Schedule 2021-05-05T00:00:00-07:00 2021-05-05T00:00:00-07:00 2021-09441 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-05/pdf/2021-09441.pdf https://regulations.justia.com/regulations/fedreg/2021/05/05/2021-09440.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the New York Stock Exchange Price List 2021-05-05T00:00:00-07:00 2021-05-05T00:00:00-07:00 2021-09440 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-05/pdf/2021-09440.pdf https://regulations.justia.com/regulations/fedreg/2021/05/05/2021-09439.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Interpretation and Policy .13 (Temporary Extension of the Limited Period for Registered Persons To Function as Principals) to Exchange Rule 3100, Registration Requirements, To Extend The Expiration Date of The Temporary Amendment Set Forth in SR-PEARL-2020-36 from April 30, 2021 to June 30, 2021 2021-05-05T00:00:00-07:00 2021-05-05T00:00:00-07:00 2021-09439 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-05/pdf/2021-09439.pdf https://regulations.justia.com/regulations/fedreg/2021/05/05/2021-09438.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date in Commentary .10 Under NYSE National Rule 2.1210 2021-05-05T00:00:00-07:00 2021-05-05T00:00:00-07:00 2021-09438 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-05/pdf/2021-09438.pdf https://regulations.justia.com/regulations/fedreg/2021/05/05/2021-09437.html Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date in Interpretation and Policy .10 Under NYSE Chicago Article 6, Rule 13 2021-05-05T00:00:00-07:00 2021-05-05T00:00:00-07:00 2021-09437 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-05/pdf/2021-09437.pdf https://regulations.justia.com/regulations/fedreg/2021/05/05/2021-09436.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date in Commentary .10 under NYSE Arca Rule 2.1210 2021-05-05T00:00:00-07:00 2021-05-05T00:00:00-07:00 2021-09436 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-05/pdf/2021-09436.pdf https://regulations.justia.com/regulations/fedreg/2021/05/05/2021-09435.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date in Commentary .10 under NYSE American Rule 2.1210 2021-05-05T00:00:00-07:00 2021-05-05T00:00:00-07:00 2021-09435 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-05/pdf/2021-09435.pdf https://regulations.justia.com/regulations/fedreg/2021/05/05/2021-09434.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date in Commentary .10 Under NYSE Rule 1210 2021-05-05T00:00:00-07:00 2021-05-05T00:00:00-07:00 2021-09434 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-05/pdf/2021-09434.pdf https://regulations.justia.com/regulations/fedreg/2021/05/05/2021-09433.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Interpretation and Policy .13 (Temporary Extension of the Limited Period for Registered Persons to Function as Principals) To Exchange Rule 1900, Registration Requirements, To Extend the Expiration Date of the Temporary Amendment Set Forth in SR-MIAX-2020-42 from April 30, 2021 to June 30, 2021 2021-05-05T00:00:00-07:00 2021-05-05T00:00:00-07:00 2021-09433 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-05/pdf/2021-09433.pdf https://regulations.justia.com/regulations/fedreg/2021/05/05/2021-09432.html Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Interpretation and Policy .13 (Temporary Extension of the Limited Period for Registered Persons To Function as Principals) to Exchange Rule 1900, Registration Requirements, To Extend the Expiration Date of the Temporary Amendment Set Forth in SR-EMERALD-2020-21 From April 30, 2021 to June 30, 2021 2021-05-05T00:00:00-07:00 2021-05-05T00:00:00-07:00 2021-09432 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-05/pdf/2021-09432.pdf https://regulations.justia.com/regulations/fedreg/2021/05/05/2021-09431.html Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 515, Execution of Orders and Quotes; Rule 516, Order Types Defined; Rule 517, Quote Types Defined; Rule 605, Market Maker Orders; and Rule 612, Aggregate Risk Manager To Eliminate Fill-or-Kill (FOK) Orders and FOK eQuotes 2021-05-05T00:00:00-07:00 2021-05-05T00:00:00-07:00 2021-09431 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-05/pdf/2021-09431.pdf https://regulations.justia.com/regulations/fedreg/2021/05/05/2021-09430.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Sixth Amended and Restated Bylaws of Cboe C2 Exchange, Inc.'s Parent Corporation, Cboe Global Markets, Inc. To Implement Proxy Access 2021-05-05T00:00:00-07:00 2021-05-05T00:00:00-07:00 2021-09430 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-05/pdf/2021-09430.pdf https://regulations.justia.com/regulations/fedreg/2021/05/05/2021-09428.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of and No Objection to Advance Notice Regarding the Renewal of a 364-Day Committed Revolving Line-of-Credit and Future Annual Renewals 2021-05-05T00:00:00-07:00 2021-05-05T00:00:00-07:00 2021-09428 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-05/pdf/2021-09428.pdf https://regulations.justia.com/regulations/fedreg/2021/05/05/2021-09281.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Exchange's Pricing Schedule at Options 7 To Adopt Pricing for Index Options on the Nasdaq 100 Micro Index 2021-05-05T00:00:00-07:00 2021-05-05T00:00:00-07:00 2021-09281 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-05/pdf/2021-09281.pdf https://regulations.justia.com/regulations/fedreg/2021/05/05/2021-09280.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the VanEck Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares 2021-05-05T00:00:00-07:00 2021-05-05T00:00:00-07:00 2021-09280 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-05/pdf/2021-09280.pdf https://regulations.justia.com/regulations/fedreg/2021/05/04/2021-09385.html Notice - HPS Corporate Lending Fund and HPS Investment Partners, LLC 2021-05-04T00:00:00-07:00 2021-05-04T00:00:00-07:00 2021-09385 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-04/pdf/2021-09385.pdf https://regulations.justia.com/regulations/fedreg/2021/05/04/2021-09354.html Notice - Proposed Collection; Comment Request 2021-05-04T00:00:00-07:00 2021-05-04T00:00:00-07:00 2021-09354 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-04/pdf/2021-09354.pdf https://regulations.justia.com/regulations/fedreg/2021/05/04/2021-09353.html Notice - Proposed Collection; Comment Request 2021-05-04T00:00:00-07:00 2021-05-04T00:00:00-07:00 2021-09353 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-04/pdf/2021-09353.pdf https://regulations.justia.com/regulations/fedreg/2021/05/04/2021-09352.html Notice - Proposed Collection; Comment Request 2021-05-04T00:00:00-07:00 2021-05-04T00:00:00-07:00 2021-09352 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-04/pdf/2021-09352.pdf https://regulations.justia.com/regulations/fedreg/2021/05/04/2021-09351.html Notice - Proposed Collection; Comment Request 2021-05-04T00:00:00-07:00 2021-05-04T00:00:00-07:00 2021-09351 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-04/pdf/2021-09351.pdf https://regulations.justia.com/regulations/fedreg/2021/05/04/2021-09350.html Notice - Proposed Collection; Comment Request 2021-05-04T00:00:00-07:00 2021-05-04T00:00:00-07:00 2021-09350 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-04/pdf/2021-09350.pdf https://regulations.justia.com/regulations/fedreg/2021/05/04/2021-09349.html Notice - Proposed Collection; Comment Request 2021-05-04T00:00:00-07:00 2021-05-04T00:00:00-07:00 2021-09349 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-04/pdf/2021-09349.pdf https://regulations.justia.com/regulations/fedreg/2021/05/04/2021-09348.html Notice - Proposed Collection; Comment Request 2021-05-04T00:00:00-07:00 2021-05-04T00:00:00-07:00 2021-09348 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-04/pdf/2021-09348.pdf https://regulations.justia.com/regulations/fedreg/2021/05/04/2021-09347.html Notice - Proposed Collection; Comment Request 2021-05-04T00:00:00-07:00 2021-05-04T00:00:00-07:00 2021-09347 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-04/pdf/2021-09347.pdf https://regulations.justia.com/regulations/fedreg/2021/05/04/2021-09285.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options 2021-05-04T00:00:00-07:00 2021-05-04T00:00:00-07:00 2021-09285 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-04/pdf/2021-09285.pdf https://regulations.justia.com/regulations/fedreg/2021/05/04/2021-09284.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options 2021-05-04T00:00:00-07:00 2021-05-04T00:00:00-07:00 2021-09284 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-04/pdf/2021-09284.pdf https://regulations.justia.com/regulations/fedreg/2021/05/04/2021-09283.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operation of Its SPXPM Pilot Program 2021-05-04T00:00:00-07:00 2021-05-04T00:00:00-07:00 2021-09283 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-04/pdf/2021-09283.pdf https://regulations.justia.com/regulations/fedreg/2021/05/04/2021-09282.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Renew Its Nonstandard Expirations Pilot Program Until November 1, 2021 2021-05-04T00:00:00-07:00 2021-05-04T00:00:00-07:00 2021-09282 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-04/pdf/2021-09282.pdf https://regulations.justia.com/regulations/fedreg/2021/05/03/2021-09398.html Notice - Sunshine Act Meetings 2021-05-03T00:00:00-07:00 2021-05-03T00:00:00-07:00 2021-09398 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-03/pdf/2021-09398.pdf https://regulations.justia.com/regulations/fedreg/2021/05/03/2021-09305.html Notice - Sunshine Act Meetings; Cancellation 2021-05-03T00:00:00-07:00 2021-05-03T00:00:00-07:00 2021-09305 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-03/pdf/2021-09305.pdf https://regulations.justia.com/regulations/fedreg/2021/05/03/2021-09133.html Notice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Expiration Date of the Temporary Amendments Set Forth in SR-IEX-2020-20 2021-05-03T00:00:00-07:00 2021-05-03T00:00:00-07:00 2021-09133 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-03/pdf/2021-09133.pdf https://regulations.justia.com/regulations/fedreg/2021/05/03/2021-09132.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 5.37 and Rule 5.38 in Connection With Allocations at the Conclusion of the Exchange's Automated Improvement Mechanism (“AIM”) and Complex AIM (“C-AIM”) Auctions 2021-05-03T00:00:00-07:00 2021-05-03T00:00:00-07:00 2021-09132 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-03/pdf/2021-09132.pdf https://regulations.justia.com/regulations/fedreg/2021/05/03/2021-09131.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Effective Date of the Temporary Amendment set Forth in SR-BOX-2021-02 From April 30, 2021, to June 30, 2021 2021-05-03T00:00:00-07:00 2021-05-03T00:00:00-07:00 2021-09131 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-03/pdf/2021-09131.pdf https://regulations.justia.com/regulations/fedreg/2021/05/03/2021-09130.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7 2021-05-03T00:00:00-07:00 2021-05-03T00:00:00-07:00 2021-09130 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-03/pdf/2021-09130.pdf https://regulations.justia.com/regulations/fedreg/2021/05/03/2021-09129.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 2, To Make Qualified Contingent Cross Orders Available for FLEX Option Trading 2021-05-03T00:00:00-07:00 2021-05-03T00:00:00-07:00 2021-09129 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-03/pdf/2021-09129.pdf https://regulations.justia.com/regulations/fedreg/2021/05/03/2021-09027.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures 2021-05-03T00:00:00-07:00 2021-05-03T00:00:00-07:00 2021-09027 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-03/pdf/2021-09027.pdf https://regulations.justia.com/regulations/fedreg/2021/05/03/2021-09025.html Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating to the Clearing of Single-Name Credit Default Swaps by U.S. Customers 2021-05-03T00:00:00-07:00 2021-05-03T00:00:00-07:00 2021-09025 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-03/pdf/2021-09025.pdf https://regulations.justia.com/regulations/fedreg/2021/05/03/2021-09024.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Nasdaq Rule 5760 To Permit the Listing and Trading of Managed Portfolio Shares 2021-05-03T00:00:00-07:00 2021-05-03T00:00:00-07:00 2021-09024 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-03/pdf/2021-09024.pdf https://regulations.justia.com/regulations/fedreg/2021/05/03/2021-09020.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility 2021-05-03T00:00:00-07:00 2021-05-03T00:00:00-07:00 2021-09020 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-03/pdf/2021-09020.pdf https://regulations.justia.com/regulations/fedreg/2021/04/30/2021-09026.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend The Nasdaq Options Market's Pricing Schedule at Options 7, Section 1, General Provisions, and Options 7, Section 2, Nasdaq Options Market-Fees and Rebates 2021-04-30T00:00:00-07:00 2021-04-30T00:00:00-07:00 2021-09026 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-30/pdf/2021-09026.pdf https://regulations.justia.com/regulations/fedreg/2021/04/30/2021-09023.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Exchange Membership Rules and Incorporate by Reference the Membership Rules of The Nasdaq Stock Market LLC 2021-04-30T00:00:00-07:00 2021-04-30T00:00:00-07:00 2021-09023 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-30/pdf/2021-09023.pdf https://regulations.justia.com/regulations/fedreg/2021/04/30/2021-09022.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Exchange Membership Rules and Incorporate by Reference the Membership Rules of The Nasdaq Stock Market LLC 2021-04-30T00:00:00-07:00 2021-04-30T00:00:00-07:00 2021-09022 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-30/pdf/2021-09022.pdf https://regulations.justia.com/regulations/fedreg/2021/04/30/2021-09021.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 2, “BX Options Market- Fees and Rebates” 2021-04-30T00:00:00-07:00 2021-04-30T00:00:00-07:00 2021-09021 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-30/pdf/2021-09021.pdf https://regulations.justia.com/regulations/fedreg/2021/04/30/2021-09019.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Shares of the iShares® Gold Trust Micro Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) 2021-04-30T00:00:00-07:00 2021-04-30T00:00:00-07:00 2021-09019 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-30/pdf/2021-09019.pdf https://regulations.justia.com/regulations/fedreg/2021/04/29/2021-09039.html Notice - Sunshine Act Meetings 2021-04-29T00:00:00-07:00 2021-04-29T00:00:00-07:00 2021-09039 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-29/pdf/2021-09039.pdf https://regulations.justia.com/regulations/fedreg/2021/04/29/2021-08909.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ TrustSM 2021-04-29T00:00:00-07:00 2021-04-29T00:00:00-07:00 2021-08909 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-29/pdf/2021-08909.pdf https://regulations.justia.com/regulations/fedreg/2021/04/29/2021-08907.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ TrustSM 2021-04-29T00:00:00-07:00 2021-04-29T00:00:00-07:00 2021-08907 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-29/pdf/2021-08907.pdf https://regulations.justia.com/regulations/fedreg/2021/04/29/2021-08906.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ TrustSM 2021-04-29T00:00:00-07:00 2021-04-29T00:00:00-07:00 2021-08906 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-29/pdf/2021-08906.pdf https://regulations.justia.com/regulations/fedreg/2021/04/29/2021-08905.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, To Amend Its Rules To Prohibit Member Organizations From Seeking Reimbursement, in Certain Circumstances, From Issuers for Forwarding Proxy and Other Materials to Beneficial Owners 2021-04-29T00:00:00-07:00 2021-04-29T00:00:00-07:00 2021-08905 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-29/pdf/2021-08905.pdf https://regulations.justia.com/regulations/fedreg/2021/04/29/2021-08904.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 4.5(d) To Allow Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ Trust (“QQQ”) 2021-04-29T00:00:00-07:00 2021-04-29T00:00:00-07:00 2021-08904 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-29/pdf/2021-08904.pdf https://regulations.justia.com/regulations/fedreg/2021/04/29/2021-08903.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ TrustSM 2021-04-29T00:00:00-07:00 2021-04-29T00:00:00-07:00 2021-08903 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-29/pdf/2021-08903.pdf https://regulations.justia.com/regulations/fedreg/2021/04/29/2021-08902.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Short Term Option Series Program To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ Trust SM 2021-04-29T00:00:00-07:00 2021-04-29T00:00:00-07:00 2021-08902 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-29/pdf/2021-08902.pdf https://regulations.justia.com/regulations/fedreg/2021/04/29/2021-08901.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.6.05 To Allow Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ Trust (“QQQ”) 2021-04-29T00:00:00-07:00 2021-04-29T00:00:00-07:00 2021-08901 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-29/pdf/2021-08901.pdf https://regulations.justia.com/regulations/fedreg/2021/04/29/2021-08900.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ TrustSM 2021-04-29T00:00:00-07:00 2021-04-29T00:00:00-07:00 2021-08900 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-29/pdf/2021-08900.pdf https://regulations.justia.com/regulations/fedreg/2021/04/29/2021-08899.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.6.05 To Allow Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ Trust (“QQQ”) 2021-04-29T00:00:00-07:00 2021-04-29T00:00:00-07:00 2021-08899 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-29/pdf/2021-08899.pdf https://regulations.justia.com/regulations/fedreg/2021/04/28/2021-08862.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove the Security Holder Tracking Service 2021-04-28T00:00:00-07:00 2021-04-28T00:00:00-07:00 2021-08862 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-28/pdf/2021-08862.pdf https://regulations.justia.com/regulations/fedreg/2021/04/28/2021-08861.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the ICC Transition of the Rates Used for Calculating Price Alignment Amounts 2021-04-28T00:00:00-07:00 2021-04-28T00:00:00-07:00 2021-08861 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-28/pdf/2021-08861.pdf https://regulations.justia.com/regulations/fedreg/2021/04/28/2021-08860.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Approving a Proposed Rule Change To Amend Rule 5.52(d) in Connection With a Market-Maker's Electronic Volume Transacted on the Exchange 2021-04-28T00:00:00-07:00 2021-04-28T00:00:00-07:00 2021-08860 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-28/pdf/2021-08860.pdf https://regulations.justia.com/regulations/fedreg/2021/04/28/2021-08859.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830 2021-04-28T00:00:00-07:00 2021-04-28T00:00:00-07:00 2021-08859 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-28/pdf/2021-08859.pdf https://regulations.justia.com/regulations/fedreg/2021/04/28/2021-08858.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830 2021-04-28T00:00:00-07:00 2021-04-28T00:00:00-07:00 2021-08858 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-28/pdf/2021-08858.pdf https://regulations.justia.com/regulations/fedreg/2021/04/28/2021-08857.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118 2021-04-28T00:00:00-07:00 2021-04-28T00:00:00-07:00 2021-08857 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-28/pdf/2021-08857.pdf https://regulations.justia.com/regulations/fedreg/2021/04/28/2021-08856.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830 2021-04-28T00:00:00-07:00 2021-04-28T00:00:00-07:00 2021-08856 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-28/pdf/2021-08856.pdf https://regulations.justia.com/regulations/fedreg/2021/04/28/2021-08855.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the Kryptoin Bitcoin ETF Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares 2021-04-28T00:00:00-07:00 2021-04-28T00:00:00-07:00 2021-08855 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-28/pdf/2021-08855.pdf https://regulations.justia.com/regulations/fedreg/2021/04/28/2021-08854.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830 2021-04-28T00:00:00-07:00 2021-04-28T00:00:00-07:00 2021-08854 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-28/pdf/2021-08854.pdf https://regulations.justia.com/regulations/fedreg/2021/04/28/2021-08845.html Notice - T. Rowe Price Associates, Inc., et al. 2021-04-28T00:00:00-07:00 2021-04-28T00:00:00-07:00 2021-08845 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-28/pdf/2021-08845.pdf https://regulations.justia.com/regulations/fedreg/2021/04/27/2021-08730.html Notice - Proposed Collection; Comment Request 2021-04-27T00:00:00-07:00 2021-04-27T00:00:00-07:00 2021-08730 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-27/pdf/2021-08730.pdf https://regulations.justia.com/regulations/fedreg/2021/04/27/2021-08729.html Notice - Proposed Collection; Comment Request 2021-04-27T00:00:00-07:00 2021-04-27T00:00:00-07:00 2021-08729 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-27/pdf/2021-08729.pdf https://regulations.justia.com/regulations/fedreg/2021/04/27/2021-08728.html Notice - Proposed Collection; Comment Request 2021-04-27T00:00:00-07:00 2021-04-27T00:00:00-07:00 2021-08728 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-27/pdf/2021-08728.pdf https://regulations.justia.com/regulations/fedreg/2021/04/27/2021-08680.html Notice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List 2021-04-27T00:00:00-07:00 2021-04-27T00:00:00-07:00 2021-08680 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-27/pdf/2021-08680.pdf https://regulations.justia.com/regulations/fedreg/2021/04/27/2021-08673.html Notice - Self-Regulatory Organizations; Nasdaq PHLX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7 2021-04-27T00:00:00-07:00 2021-04-27T00:00:00-07:00 2021-08673 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-27/pdf/2021-08673.pdf https://regulations.justia.com/regulations/fedreg/2021/04/27/2021-08672.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Credits at Equity 7, Section 118(a) 2021-04-27T00:00:00-07:00 2021-04-27T00:00:00-07:00 2021-08672 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-27/pdf/2021-08672.pdf https://regulations.justia.com/regulations/fedreg/2021/04/26/2021-08749.html Notice - Sunshine Act Meetings 2021-04-26T00:00:00-07:00 2021-04-26T00:00:00-07:00 2021-08749 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-26/pdf/2021-08749.pdf https://regulations.justia.com/regulations/fedreg/2021/04/26/2021-08566.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Section 102.04 of the NYSE Listed Company Manual To Establish Limits on Investments in Unregistered Investment Vehicles by Listed Closed End Funds 2021-04-26T00:00:00-07:00 2021-04-26T00:00:00-07:00 2021-08566 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-26/pdf/2021-08566.pdf https://regulations.justia.com/regulations/fedreg/2021/04/26/2021-08565.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Order Approving a Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Options Program on the Invesco QQQ TrustSM 2021-04-26T00:00:00-07:00 2021-04-26T00:00:00-07:00 2021-08565 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-26/pdf/2021-08565.pdf https://regulations.justia.com/regulations/fedreg/2021/04/23/2021-08421.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 10, Order Book Allocation 2021-04-23T00:00:00-07:00 2021-04-23T00:00:00-07:00 2021-08421 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-23/pdf/2021-08421.pdf https://regulations.justia.com/regulations/fedreg/2021/04/23/2021-08420.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Automated Price Improvement Auction Rule Relating to Stop Price 2021-04-23T00:00:00-07:00 2021-04-23T00:00:00-07:00 2021-08420 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-23/pdf/2021-08420.pdf https://regulations.justia.com/regulations/fedreg/2021/04/22/2021-08317.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change To Amend the Schedule of Wireless, Circuits, and Non-Colocation Connectivity Services Available at the Mahwah Data Center 2021-04-22T00:00:00-07:00 2021-04-22T00:00:00-07:00 2021-08317 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-22/pdf/2021-08317.pdf https://regulations.justia.com/regulations/fedreg/2021/04/22/2021-08316.html Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing of Proposed Rule Change To Amend the Schedule of Wireless, Circuits, and Non-Colocation Connectivity Services Available at the Mahwah Data Center 2021-04-22T00:00:00-07:00 2021-04-22T00:00:00-07:00 2021-08316 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-22/pdf/2021-08316.pdf https://regulations.justia.com/regulations/fedreg/2021/04/22/2021-08315.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to the ICE Clear Europe CDS Clearing Stress Testing Policy, CDS End of Day Price Discovery Policy, CDS Risk Model Description and CDS Risk Policy and CDS Parameters Review Procedures 2021-04-22T00:00:00-07:00 2021-04-22T00:00:00-07:00 2021-08315 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-22/pdf/2021-08315.pdf https://regulations.justia.com/regulations/fedreg/2021/04/22/2021-08313.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule 2021-04-22T00:00:00-07:00 2021-04-22T00:00:00-07:00 2021-08313 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-22/pdf/2021-08313.pdf https://regulations.justia.com/regulations/fedreg/2021/04/22/2021-08312.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend the Schedule of Wireless, Circuits, and Non-Colocation Connectivity Services Available at the Mahwah Data Center 2021-04-22T00:00:00-07:00 2021-04-22T00:00:00-07:00 2021-08312 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-22/pdf/2021-08312.pdf https://regulations.justia.com/regulations/fedreg/2021/04/22/2021-08311.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility 2021-04-22T00:00:00-07:00 2021-04-22T00:00:00-07:00 2021-08311 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-22/pdf/2021-08311.pdf https://regulations.justia.com/regulations/fedreg/2021/04/22/2021-08310.html Notice - Self-Regulatory Organizations: MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Fee Schedule 2021-04-22T00:00:00-07:00 2021-04-22T00:00:00-07:00 2021-08310 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-22/pdf/2021-08310.pdf https://regulations.justia.com/regulations/fedreg/2021/04/22/2021-08309.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule 2021-04-22T00:00:00-07:00 2021-04-22T00:00:00-07:00 2021-08309 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-22/pdf/2021-08309.pdf https://regulations.justia.com/regulations/fedreg/2021/04/22/2021-08307.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend the Schedule of Wireless, Circuits, and Non-Colocation Connectivity Services Available at the Mahwah Data Center 2021-04-22T00:00:00-07:00 2021-04-22T00:00:00-07:00 2021-08307 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-22/pdf/2021-08307.pdf https://regulations.justia.com/regulations/fedreg/2021/04/22/2021-08306.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing of Proposed Rule Change To Amend the Schedule of Wireless, Circuits, and Non-Colocation Connectivity Services Available at the Mahwah Data Center 2021-04-22T00:00:00-07:00 2021-04-22T00:00:00-07:00 2021-08306 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-22/pdf/2021-08306.pdf https://regulations.justia.com/regulations/fedreg/2021/04/22/2021-08305.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Clearing Corporation; Order Approving Proposed Rule Changes To Revise the Clearing Agency Investment Policy 2021-04-22T00:00:00-07:00 2021-04-22T00:00:00-07:00 2021-08305 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-22/pdf/2021-08305.pdf https://regulations.justia.com/regulations/fedreg/2021/04/21/2021-08253.html Notice - SEC Small Business Capital Formation Advisory Committee 2021-04-21T00:00:00-07:00 2021-04-21T00:00:00-07:00 2021-08253 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-21/pdf/2021-08253.pdf https://regulations.justia.com/regulations/fedreg/2021/04/21/2021-08227.html Notice - Submission for OMB Review; Comment Request 2021-04-21T00:00:00-07:00 2021-04-21T00:00:00-07:00 2021-08227 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-21/pdf/2021-08227.pdf https://regulations.justia.com/regulations/fedreg/2021/04/21/2021-08197.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Equity 4, Rule 4754 Relating to the Limit-Up Limit-Down Closing Cross 2021-04-21T00:00:00-07:00 2021-04-21T00:00:00-07:00 2021-08197 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-21/pdf/2021-08197.pdf https://regulations.justia.com/regulations/fedreg/2021/04/21/2021-08151.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Phlx Equity 4, Rule 3312 to the Close of Business on October 20, 2021 2021-04-21T00:00:00-07:00 2021-04-21T00:00:00-07:00 2021-08151 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-21/pdf/2021-08151.pdf https://regulations.justia.com/regulations/fedreg/2021/04/21/2021-08149.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Time to Announce the Implementation Schedule for FINRA's Corporate Bond New Issue Reference Data Service 2021-04-21T00:00:00-07:00 2021-04-21T00:00:00-07:00 2021-08149 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-21/pdf/2021-08149.pdf https://regulations.justia.com/regulations/fedreg/2021/04/21/2021-08148.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Nasdaq Equity 11, Rule 11890 to the Close of Business on October 20, 2021 2021-04-21T00:00:00-07:00 2021-04-21T00:00:00-07:00 2021-08148 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-21/pdf/2021-08148.pdf https://regulations.justia.com/regulations/fedreg/2021/04/21/2021-08147.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to Categories of Registration and Respective Qualification Examinations Required for Trading Permit Holders and Associated Persons That Engage in Trading Activities on the Exchange 2021-04-21T00:00:00-07:00 2021-04-21T00:00:00-07:00 2021-08147 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-21/pdf/2021-08147.pdf https://regulations.justia.com/regulations/fedreg/2021/04/21/2021-08146.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to BX Equity 11, Rule 11890 to the Close of Business on October 20, 2021 2021-04-21T00:00:00-07:00 2021-04-21T00:00:00-07:00 2021-08146 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-21/pdf/2021-08146.pdf https://regulations.justia.com/regulations/fedreg/2021/04/21/2021-08145.html Notice - Proposed Collection; Comment Request 2021-04-21T00:00:00-07:00 2021-04-21T00:00:00-07:00 2021-08145 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-21/pdf/2021-08145.pdf https://regulations.justia.com/regulations/fedreg/2021/04/21/2021-08144.html Notice - Submission for OMB Review; Comment Request 2021-04-21T00:00:00-07:00 2021-04-21T00:00:00-07:00 2021-08144 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-21/pdf/2021-08144.pdf https://regulations.justia.com/regulations/fedreg/2021/04/21/2021-08143.html Notice - Submission for OMB Review; Comment Request 2021-04-21T00:00:00-07:00 2021-04-21T00:00:00-07:00 2021-08143 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-21/pdf/2021-08143.pdf https://regulations.justia.com/regulations/fedreg/2021/04/21/2021-08142.html Notice - Submission for OMB Review; Comment Request 2021-04-21T00:00:00-07:00 2021-04-21T00:00:00-07:00 2021-08142 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-21/pdf/2021-08142.pdf https://regulations.justia.com/regulations/fedreg/2021/04/21/2021-08141.html Notice - Submission for OMB Review; Comment Request 2021-04-21T00:00:00-07:00 2021-04-21T00:00:00-07:00 2021-08141 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-21/pdf/2021-08141.pdf https://regulations.justia.com/regulations/fedreg/2021/04/21/2021-08140.html Notice - Submission for OMB Review; Comment Request 2021-04-21T00:00:00-07:00 2021-04-21T00:00:00-07:00 2021-08140 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-21/pdf/2021-08140.pdf https://regulations.justia.com/regulations/fedreg/2021/04/21/2021-08139.html Notice - Submission for OMB Review; Comment Request 2021-04-21T00:00:00-07:00 2021-04-21T00:00:00-07:00 2021-08139 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-21/pdf/2021-08139.pdf https://regulations.justia.com/regulations/fedreg/2021/04/21/2021-08138.html Notice - Submission for OMB Review; Comment Request 2021-04-21T00:00:00-07:00 2021-04-21T00:00:00-07:00 2021-08138 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-21/pdf/2021-08138.pdf https://regulations.justia.com/regulations/fedreg/2021/04/21/2021-08137.html Notice - Submission for OMB Review; Comment Request 2021-04-21T00:00:00-07:00 2021-04-21T00:00:00-07:00 2021-08137 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-21/pdf/2021-08137.pdf https://regulations.justia.com/regulations/fedreg/2021/04/21/2021-08135.html Notice - Submission for OMB Review; Comment Request 2021-04-21T00:00:00-07:00 2021-04-21T00:00:00-07:00 2021-08135 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-21/pdf/2021-08135.pdf https://regulations.justia.com/regulations/fedreg/2021/04/21/2021-08049.html Notice - Joint Industry Plan; Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail by BOX Exchange LLC; Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Cboe C2 Exchange, Inc. and Cboe Exchange, Inc., Financial Industry Regulatory Authority, Inc., Investors Exchange LLC, Long-Term Stock Exchange, Inc., Miami International Securities Exchange LLC, MEMX, LLC, MIAX Emerald, LLC, MIAX PEARL, LLC, Nasdaq BX, Inc., Nasdaq GEMX, LLC, Nasdaq ISE, LLC, Nasdaq MRX, LLC, Nasdaq PHLX LLC, The NASDAQ Stock Market LLC; and New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc. 2021-04-21T00:00:00-07:00 2021-04-21T00:00:00-07:00 2021-08049 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-21/pdf/2021-08049.pdf https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08120.html Notice - Putnam ETF Trust, et al. 2021-04-20T00:00:00-07:00 2021-04-20T00:00:00-07:00 2021-08120 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08120.pdf https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08050.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37-E 2021-04-20T00:00:00-07:00 2021-04-20T00:00:00-07:00 2021-08050 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08050.pdf https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08048.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to BYX Rule 11.17, Clearly Erroneous Executions, to the Close of Business on October 20, 2021 2021-04-20T00:00:00-07:00 2021-04-20T00:00:00-07:00 2021-08048 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08048.pdf https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08047.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Modify the Quorum Requirement 2021-04-20T00:00:00-07:00 2021-04-20T00:00:00-07:00 2021-08047 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08047.pdf https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08046.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to BZX Rule 11.17, Clearly Erroneous Executions, to the Close of Business on October 20, 2021 2021-04-20T00:00:00-07:00 2021-04-20T00:00:00-07:00 2021-08046 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08046.pdf https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08045.html Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10 2021-04-20T00:00:00-07:00 2021-04-20T00:00:00-07:00 2021-08045 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08045.pdf https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08043.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List 2021-04-20T00:00:00-07:00 2021-04-20T00:00:00-07:00 2021-08043 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08043.pdf https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08042.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10 2021-04-20T00:00:00-07:00 2021-04-20T00:00:00-07:00 2021-08042 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08042.pdf https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08040.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to EDGA Rule 11.15, Clearly Erroneous Executions, to the Close of Business on October 20, 2021 2021-04-20T00:00:00-07:00 2021-04-20T00:00:00-07:00 2021-08040 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08040.pdf https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08039.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10 2021-04-20T00:00:00-07:00 2021-04-20T00:00:00-07:00 2021-08039 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08039.pdf https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08038.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate Existing Rule 3.30 (Qualification and Registration) and Incorporate by Reference Cboe Exchange, Inc. Chapter 3, Section B, in Its Entirety 2021-04-20T00:00:00-07:00 2021-04-20T00:00:00-07:00 2021-08038 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08038.pdf https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08037.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10E 2021-04-20T00:00:00-07:00 2021-04-20T00:00:00-07:00 2021-08037 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08037.pdf https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08036.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 2021-04-20T00:00:00-07:00 2021-04-20T00:00:00-07:00 2021-08036 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08036.pdf https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08035.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to EDGX Rule 11.15, Clearly Erroneous Executions, to the Close of Business on October 20, 2021 2021-04-20T00:00:00-07:00 2021-04-20T00:00:00-07:00 2021-08035 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08035.pdf https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08034.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule To Adopt Reduced Permit Fees for New Floor Brokers 2021-04-20T00:00:00-07:00 2021-04-20T00:00:00-07:00 2021-08034 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08034.pdf https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08033.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule 2021-04-20T00:00:00-07:00 2021-04-20T00:00:00-07:00 2021-08033 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08033.pdf https://regulations.justia.com/regulations/fedreg/2021/04/20/2021-08032.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10-E 2021-04-20T00:00:00-07:00 2021-04-20T00:00:00-07:00 2021-08032 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-20/pdf/2021-08032.pdf https://regulations.justia.com/regulations/fedreg/2021/04/19/2021-08121.html Notice - Sunshine Act Meeting; Cancellation 2021-04-19T00:00:00-07:00 2021-04-19T00:00:00-07:00 2021-08121 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-19/pdf/2021-08121.pdf https://regulations.justia.com/regulations/fedreg/2021/04/19/2021-07960.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule 2021-04-19T00:00:00-07:00 2021-04-19T00:00:00-07:00 2021-07960 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-19/pdf/2021-07960.pdf https://regulations.justia.com/regulations/fedreg/2021/04/19/2021-07959.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 1801, Definitions and Exchange Rule 1809, Terms of Index Options Contracts 2021-04-19T00:00:00-07:00 2021-04-19T00:00:00-07:00 2021-07959 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-19/pdf/2021-07959.pdf https://regulations.justia.com/regulations/fedreg/2021/04/19/2021-07952.html Notice - The Advisors' Inner Circle Fund, Cambiar Investors, LLC and SEI Investments Distribution Co. 2021-04-19T00:00:00-07:00 2021-04-19T00:00:00-07:00 2021-07952 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-19/pdf/2021-07952.pdf https://regulations.justia.com/regulations/fedreg/2021/04/16/2021-07788.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Rebranding of the Exchange 2021-04-16T00:00:00-07:00 2021-04-16T00:00:00-07:00 2021-07788 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-16/pdf/2021-07788.pdf https://regulations.justia.com/regulations/fedreg/2021/04/16/2021-07787.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2021-04-16T00:00:00-07:00 2021-04-16T00:00:00-07:00 2021-07787 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-16/pdf/2021-07787.pdf https://regulations.justia.com/regulations/fedreg/2021/04/16/2021-07786.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37E 2021-04-16T00:00:00-07:00 2021-04-16T00:00:00-07:00 2021-07786 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-16/pdf/2021-07786.pdf https://regulations.justia.com/regulations/fedreg/2021/04/16/2021-07270.html Notice - Azzad Funds and Azzad Asset Management, Inc.; Notice of Application 2021-04-16T00:00:00-07:00 2021-04-16T00:00:00-07:00 2021-07270 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-16/pdf/2021-07270.pdf https://regulations.justia.com/regulations/fedreg/2021/04/16/2021-07269.html Notice - SharesPost 100 Fund and Liberty Street Advisors, Inc. 2021-04-16T00:00:00-07:00 2021-04-16T00:00:00-07:00 2021-07269 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-16/pdf/2021-07269.pdf https://regulations.justia.com/regulations/fedreg/2021/04/15/2021-07678.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Date of Enhancements to the End of Day Summary Message on Nasdaq Last Sale Plus to May 17, 2021 2021-04-15T00:00:00-07:00 2021-04-15T00:00:00-07:00 2021-07678 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-15/pdf/2021-07678.pdf https://regulations.justia.com/regulations/fedreg/2021/04/15/2021-07677.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Permit the Listing and Trading of Options Based on 1/100th the Value of the Nasdaq-100 Index 2021-04-15T00:00:00-07:00 2021-04-15T00:00:00-07:00 2021-07677 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-15/pdf/2021-07677.pdf https://regulations.justia.com/regulations/fedreg/2021/04/15/2021-07676.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing of Proposed Rule Change To Enhance the IEX Retail Price Improvement Program for the Benefit of Retail Investors 2021-04-15T00:00:00-07:00 2021-04-15T00:00:00-07:00 2021-07676 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-15/pdf/2021-07676.pdf https://regulations.justia.com/regulations/fedreg/2021/04/15/2021-07675.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change to List and Trade Shares of the WisdomTree Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares 2021-04-15T00:00:00-07:00 2021-04-15T00:00:00-07:00 2021-07675 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-15/pdf/2021-07675.pdf https://regulations.justia.com/regulations/fedreg/2021/04/15/2021-07674.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Certain Rules To Accommodate the Listing and Trading of Index Options With an Index Multiplier of One 2021-04-15T00:00:00-07:00 2021-04-15T00:00:00-07:00 2021-07674 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-15/pdf/2021-07674.pdf https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07602.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404A, Select Provisions of Options Listing Procedures Plan 2021-04-14T00:00:00-07:00 2021-04-14T00:00:00-07:00 2021-07602 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-14/pdf/2021-07602.pdf https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07601.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404A, Select Provisions of Options Listing Procedures Plan 2021-04-14T00:00:00-07:00 2021-04-14T00:00:00-07:00 2021-07601 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-14/pdf/2021-07601.pdf https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07600.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Proposed Rule Change Relating to the ICC Risk Parameter Setting and Review Policy 2021-04-14T00:00:00-07:00 2021-04-14T00:00:00-07:00 2021-07600 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-14/pdf/2021-07600.pdf https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07599.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the ICC Clearing Rules 2021-04-14T00:00:00-07:00 2021-04-14T00:00:00-07:00 2021-07599 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-14/pdf/2021-07599.pdf https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07598.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE American LLC; NYSE National, Inc.; NYSE Arca, Inc.; NYSE Chicago, Inc.; Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by Amendment Nos. 1 and 2, to Establish Procedures for the Allocation of Power in Co-Location When Availability Falls Below Certain Thresholds 2021-04-14T00:00:00-07:00 2021-04-14T00:00:00-07:00 2021-07598 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-14/pdf/2021-07598.pdf https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07597.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change List and Trade Shares of the: Fidelity Women's Leadership ETF and Fidelity Sustainability U.S. Equity ETF 2021-04-14T00:00:00-07:00 2021-04-14T00:00:00-07:00 2021-07597 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-14/pdf/2021-07597.pdf https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07596.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule 2021-04-14T00:00:00-07:00 2021-04-14T00:00:00-07:00 2021-07596 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-14/pdf/2021-07596.pdf https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07595.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Effective Date of the Temporary Amendments Set Forth in SR-FINRA-2020-026 and SR-FINRA-2020-043 From April 30, 2021, to June 30, 2021 2021-04-14T00:00:00-07:00 2021-04-14T00:00:00-07:00 2021-07595 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-14/pdf/2021-07595.pdf https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07594.html Notice - Self-Regulatory Organizations: Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Regarding cPRIME Agency Order Rebates 2021-04-14T00:00:00-07:00 2021-04-14T00:00:00-07:00 2021-07594 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-14/pdf/2021-07594.pdf https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07593.html Notice - Joint Industry Plan; Notice of Designation of a Longer Period for Commission Action on a Proposed National Market System Plan Regarding Consolidated Equity Market Data 2021-04-14T00:00:00-07:00 2021-04-14T00:00:00-07:00 2021-07593 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-14/pdf/2021-07593.pdf https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07592.html Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 2021-04-14T00:00:00-07:00 2021-04-14T00:00:00-07:00 2021-07592 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-14/pdf/2021-07592.pdf https://regulations.justia.com/regulations/fedreg/2021/04/14/2021-07590.html Notice - Nuveen Fund Advisors, LLC, et al. 2021-04-14T00:00:00-07:00 2021-04-14T00:00:00-07:00 2021-07590 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-14/pdf/2021-07590.pdf https://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07528.html Notice - Order Scheduling Filing of Statements of Review in the Matter of the CBOE BZX Exchange, Inc. for an Order of Approval of Proposed Rule Change To List and Trade Shares of the -1x Short VIX Futures ETF (File No. SR-CboeBZX-2020-070) 2021-04-13T00:00:00-07:00 2021-04-13T00:00:00-07:00 2021-07528 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-13/pdf/2021-07528.pdf https://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07526.html Notice - In the Matter of the Cboe BZX Exchange, Inc. For an Order of Approval of Proposed Rule Change To List and Trade Shares of the 2x Long VIX Futures ETF (File No. SR-CboeBZX-2020-053); Order Scheduling Filing of Statements on Review 2021-04-13T00:00:00-07:00 2021-04-13T00:00:00-07:00 2021-07526 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-13/pdf/2021-07526.pdf https://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07497.html Notice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC To Amend Its Fee Schedule 2021-04-13T00:00:00-07:00 2021-04-13T00:00:00-07:00 2021-07497 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-13/pdf/2021-07497.pdf https://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07496.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule 2021-04-13T00:00:00-07:00 2021-04-13T00:00:00-07:00 2021-07496 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-13/pdf/2021-07496.pdf https://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07495.html Notice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the MIAX Pearl Fee Schedule 2021-04-13T00:00:00-07:00 2021-04-13T00:00:00-07:00 2021-07495 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-13/pdf/2021-07495.pdf https://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07494.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Set Forth in SR-FINRA-2020-015 and SR-FINRA-2020-027 2021-04-13T00:00:00-07:00 2021-04-13T00:00:00-07:00 2021-07494 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-13/pdf/2021-07494.pdf https://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07493.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule 2021-04-13T00:00:00-07:00 2021-04-13T00:00:00-07:00 2021-07493 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-13/pdf/2021-07493.pdf https://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07492.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the ICC Risk Management Model Description 2021-04-13T00:00:00-07:00 2021-04-13T00:00:00-07:00 2021-07492 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-13/pdf/2021-07492.pdf https://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07491.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Insert Language Concerning an Initial Listing Requirement Applicable to American Depository Receipts or Shares 2021-04-13T00:00:00-07:00 2021-04-13T00:00:00-07:00 2021-07491 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-13/pdf/2021-07491.pdf https://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07490.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey 2021-04-13T00:00:00-07:00 2021-04-13T00:00:00-07:00 2021-07490 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-13/pdf/2021-07490.pdf https://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07489.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to ICC's Treasury Operations Policies and Procedures 2021-04-13T00:00:00-07:00 2021-04-13T00:00:00-07:00 2021-07489 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-13/pdf/2021-07489.pdf https://regulations.justia.com/regulations/fedreg/2021/04/13/2021-07488.html Notice - The Ohio National Life Insurance Company, et al. 2021-04-13T00:00:00-07:00 2021-04-13T00:00:00-07:00 2021-07488 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-13/pdf/2021-07488.pdf https://regulations.justia.com/regulations/fedreg/2021/04/12/2021-07573.html Notice - Sunshine Act Meetings 2021-04-12T00:00:00-07:00 2021-04-12T00:00:00-07:00 2021-07573 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-12/pdf/2021-07573.pdf https://regulations.justia.com/regulations/fedreg/2021/04/12/2021-07557.html Notice - Sunshine Act Meeting; Cancellation 2021-04-12T00:00:00-07:00 2021-04-12T00:00:00-07:00 2021-07557 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-12/pdf/2021-07557.pdf https://regulations.justia.com/regulations/fedreg/2021/04/12/2021-07454.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection To Advance Notice Relating to OCC's Establishment of Persistent Minimum Skin-in-the-Game 2021-04-12T00:00:00-07:00 2021-04-12T00:00:00-07:00 2021-07454 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-12/pdf/2021-07454.pdf https://regulations.justia.com/regulations/fedreg/2021/04/12/2021-07391.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Phlx Options Rules at Options 4 Under the Options 4 Title in the Exchanges Rulebooks Shell Structure 2021-04-12T00:00:00-07:00 2021-04-12T00:00:00-07:00 2021-07391 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-12/pdf/2021-07391.pdf https://regulations.justia.com/regulations/fedreg/2021/04/12/2021-07390.html Notice - Joint Industry Plan; Order Instituting Proceedings To Determine Whether To Approve or Disapprove an Amendment to the National Market System Plan Governing the Consolidated Audit Trail 2021-04-12T00:00:00-07:00 2021-04-12T00:00:00-07:00 2021-07390 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-12/pdf/2021-07390.pdf https://regulations.justia.com/regulations/fedreg/2021/04/12/2021-07389.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Nonstandard Expirations Pilot Program 2021-04-12T00:00:00-07:00 2021-04-12T00:00:00-07:00 2021-07389 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-12/pdf/2021-07389.pdf https://regulations.justia.com/regulations/fedreg/2021/04/12/2021-07388.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot To Permit the Listing and Trading of Options Based on 1/5 2021-04-12T00:00:00-07:00 2021-04-12T00:00:00-07:00 2021-07388 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-12/pdf/2021-07388.pdf https://regulations.justia.com/regulations/fedreg/2021/04/12/2021-07387.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Nonstandard Expirations Pilot Program 2021-04-12T00:00:00-07:00 2021-04-12T00:00:00-07:00 2021-07387 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-12/pdf/2021-07387.pdf https://regulations.justia.com/regulations/fedreg/2021/04/12/2021-07386.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Establish OCC's Persistent Minimum Skin-in-the-Game 2021-04-12T00:00:00-07:00 2021-04-12T00:00:00-07:00 2021-07386 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-12/pdf/2021-07386.pdf https://regulations.justia.com/regulations/fedreg/2021/04/12/2021-07385.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating To Adopt Rule 6.10 To Introduce a Voluntary Compression Service for Market Makers 2021-04-12T00:00:00-07:00 2021-04-12T00:00:00-07:00 2021-07385 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-12/pdf/2021-07385.pdf https://regulations.justia.com/regulations/fedreg/2021/04/12/2021-07384.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx's Pricing Schedule at Options 7, Section 8, “Membership Fees” 2021-04-12T00:00:00-07:00 2021-04-12T00:00:00-07:00 2021-07384 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-12/pdf/2021-07384.pdf https://regulations.justia.com/regulations/fedreg/2021/04/12/2021-07358.html Notice - Notice of Intention To Cancel Registrations of Certain Investment Advisers Pursuant to Section 203(H) of the Investment Advisers Act of 1940 2021-04-12T00:00:00-07:00 2021-04-12T00:00:00-07:00 2021-07358 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-12/pdf/2021-07358.pdf https://regulations.justia.com/regulations/fedreg/2021/04/09/2021-07274.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Extend the Cutoff Time for Accepting on Close Orders Entered for Participation in the Exchange's Closing Auction and To Clarify Changes to the Definitions of Late-Limit-On-Close and Late-Limit-On-Open Orders as Provided in Exchange Rule 11.23 2021-04-09T00:00:00-07:00 2021-04-09T00:00:00-07:00 2021-07274 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-09/pdf/2021-07274.pdf https://regulations.justia.com/regulations/fedreg/2021/04/09/2021-07273.html Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Amend the Corporate Documents of the Exchange's Parent Company 2021-04-09T00:00:00-07:00 2021-04-09T00:00:00-07:00 2021-07273 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-09/pdf/2021-07273.pdf https://regulations.justia.com/regulations/fedreg/2021/04/09/2021-07272.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Proposed Rule 6439 (Requirements for Member Inter-Dealer Quotation Systems) and Rescind the Rules Related to the OTC Bulletin Board Service 2021-04-09T00:00:00-07:00 2021-04-09T00:00:00-07:00 2021-07272 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-09/pdf/2021-07272.pdf https://regulations.justia.com/regulations/fedreg/2021/04/09/2021-07271.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Options 7, Section 1, “General Provisions,” and Options 7, Section 2, “BX Options Market-Fees and Rebates” 2021-04-09T00:00:00-07:00 2021-04-09T00:00:00-07:00 2021-07271 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-09/pdf/2021-07271.pdf https://regulations.justia.com/regulations/fedreg/2021/04/09/2020-28370.html Rule - Market Data Infrastructure 2021-04-09T00:00:00-07:00 2021-04-09T00:00:00-07:00 2020-28370 Rule https://www.govinfo.gov/content/pkg/FR-2021-04-09/pdf/2020-28370.pdf https://regulations.justia.com/regulations/fedreg/2021/04/08/2021-07255.html Notice - Notice of Substituted Compliance Application Submitted by the United Kingdom Financial Conduct Authority in Connection With Certain Requirements Applicable to Security-Based Swap Dealers and Major Security-Based Swap Participants Subject to Regulation in the United Kingdom; Proposed Order 2021-04-08T00:00:00-07:00 2021-04-08T00:00:00-07:00 2021-07255 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-08/pdf/2021-07255.pdf https://regulations.justia.com/regulations/fedreg/2021/04/08/2021-07254.html Notice - Reopening of Comment Period for Order Proposing Conditional Substituted Compliance in Connection With Certain Requirements Applicable to Non-U.S. Security-Based Swap Dealers and Major Security-Based Swap Participants Subject to Regulation in the French Republic 2021-04-08T00:00:00-07:00 2021-04-08T00:00:00-07:00 2021-07254 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-08/pdf/2021-07254.pdf https://regulations.justia.com/regulations/fedreg/2021/04/08/2021-07200.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.6 (Series of Options Contracts Open for Trading) in Connection With Limiting the Number of Strikes Listed for Short Term Option Series Which are Available for Quoting and Trading on the Exchange 2021-04-08T00:00:00-07:00 2021-04-08T00:00:00-07:00 2021-07200 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-08/pdf/2021-07200.pdf https://regulations.justia.com/regulations/fedreg/2021/04/08/2021-07199.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 985NY 2021-04-08T00:00:00-07:00 2021-04-08T00:00:00-07:00 2021-07199 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-08/pdf/2021-07199.pdf https://regulations.justia.com/regulations/fedreg/2021/04/08/2021-07198.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the NYSE Listed Company Manual To Revise the Shareholder Approval Requirements in Sections 312.03 and 312.04 and the Requirements for Related Party Transactions in Section 314.00 2021-04-08T00:00:00-07:00 2021-04-08T00:00:00-07:00 2021-07198 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-08/pdf/2021-07198.pdf https://regulations.justia.com/regulations/fedreg/2021/04/08/2021-07197.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 2, To Disseminate Abbreviated Order Imbalance Information for the Nasdaq Opening Cross, Amend Certain Cutoff Times for On-Open Orders Entered for Participation in the Nasdaq Opening Cross, and Extend the Time Period for Accepting Certain Limit-On-Open Orders 2021-04-08T00:00:00-07:00 2021-04-08T00:00:00-07:00 2021-07197 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-08/pdf/2021-07197.pdf https://regulations.justia.com/regulations/fedreg/2021/04/08/2021-07196.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.90-O 2021-04-08T00:00:00-07:00 2021-04-08T00:00:00-07:00 2021-07196 Notice https://www.govinfo.gov/content/pkg/FR-2021-04-08/pdf/2021-07196.pdf