Securities and Exchange Commission March 2017 – Federal Register Recent Federal Regulation Documents

Results 151 - 200 of 206
Medley Capital Corporation, et al.; Notice of Application
Document Number: 2017-04591
Type: Notice
Date: 2017-03-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2017-04497
Type: Notice
Date: 2017-03-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2017-04496
Type: Notice
Date: 2017-03-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2017-04495
Type: Notice
Date: 2017-03-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Victory Portfolios, et al.; Notice of Application
Document Number: 2017-04440
Type: Notice
Date: 2017-03-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Request for Comment on Possible Changes to Industry Guide 3 (Statistical Disclosure by Bank Holding Companies)
Document Number: 2017-04329
Type: Proposed Rule
Date: 2017-03-07
Agency: Securities and Exchange Commission, Agencies and Commissions
The Commission is publishing this request for comment to seek public input as to the disclosures called for by Industry Guide 3, Statistical Disclosure by Bank Holding Companies. The financial services industry has changed dramatically since Guide 3 was first published. Consequently, our disclosure guidance may not in all cases reflect recent industry developments or changes in accounting standards related to financial and other reporting requirements.
IFRS Taxonomy for Foreign Private Issuers That Prepare Their Financial Statements in Accordance With International Financial Reporting Standards as Issued by the International Accounting Standards Board
Document Number: 2017-04241
Type: Notice
Date: 2017-03-06
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'') is providing notice that the IFRS Taxonomy has been published on the Commission's Web site as provided for by the EDGAR Filer Manual. Accordingly, the IFRS Taxonomy is available for foreign private issuers to submit their financial statements in XBRL.
Touchstone Investment Trust, et al.; Notice of Application
Document Number: 2017-04209
Type: Notice
Date: 2017-03-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt Rule 7017
Document Number: 2017-04204
Type: Notice
Date: 2017-03-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Neuberger Berman Investment Advisers LLC, et al.; Notice of Application
Document Number: 2017-04106
Type: Notice
Date: 2017-03-03
Agency: Securities and Exchange Commission, Agencies and Commissions
Tortoise Index Solutions, LLC, et al.; Notice of Application
Document Number: 2017-04091
Type: Notice
Date: 2017-03-03
Agency: Securities and Exchange Commission, Agencies and Commissions
USAA ETF Trust, et al.; Notice of Application
Document Number: 2017-04090
Type: Notice
Date: 2017-03-03
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2017-04023
Type: Notice
Date: 2017-03-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2017-04022
Type: Notice
Date: 2017-03-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: 2017-04014
Type: Notice
Date: 2017-03-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. Applicant currently has fewer than 100 beneficial owners, is not presently making an offering of securities and does not propose to make any offering of securities. Applicant will continue to operate as a private investment fund in reliance on section 3(c)(1) of the Act. Filing Date: The application was filed on January 17, 2017. Applicant's Address: One Winthrop Square, Boston, Massachusetts 02110.