Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940, 12385-12387 [2017-04014]
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Federal Register / Vol. 82, No. 40 / Thursday, March 2, 2017 / Notices
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.10
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2017–04036 Filed 3–1–17; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. IC–32508]
Notice of Applications for
Deregistration Under Section 8(f) of the
Investment Company Act of 1940
February 24, 2017.
The following is a notice of
applications for deregistration under
section 8(f) of the Investment Company
Act of 1940 for the month of February
2017. A copy of each application may be
obtained via the Commission’s Web site
by searching for the file number, or for
an applicant using the Company name
box, at https://www.sec.gov/search/
search.htm or by calling (202) 551–
8090. An order granting each
application will be issued unless the
SEC orders a hearing. Interested persons
may request a hearing on any
application by writing to the SEC’s
Secretary at the address below and
serving the relevant applicant with a
copy of the request, personally or by
mail. Hearing requests should be
received by the SEC by 5:30 p.m. on
March 21, 2017, and should be
accompanied by proof of service on
applicants, in the form of an affidavit or,
for lawyers, a certificate of service.
Pursuant to Rule 0–5 under the Act,
hearing requests should state the nature
of the writer’s interest, any facts bearing
upon the desirability of a hearing on the
matter, the reason for the request, and
the issues contested. Persons who wish
to be notified of a hearing may request
notification by writing to the
Commission’s Secretary.
The Commission: Secretary,
U.S. Securities and Exchange
Commission, 100 F Street NE.,
Washington, DC 20549–1090.
ADDRESSES:
HaeSung Lee, Attorney-Adviser, at (202)
551–7345 or Chief Counsel’s Office at
(202) 551–6821; SEC, Division of
Investment Management, Chief
Counsel’s Office, 100 F Street NE.,
Washington, DC 20549–8010.
sradovich on DSK3GMQ082PROD with NOTICES
FOR FURTHER INFORMATION CONTACT:
10 17
CFR 200.30–3(a)(12).
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Jkt 241001
SCS Hedged Opportunities Fund, LLC
[File No. 811–22404]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant
currently has fewer than 100 beneficial
owners, is not presently making an
offering of securities and does not
propose to make any offering of
securities. Applicant will continue to
operate as a private investment fund in
reliance on section 3(c)(1) of the Act.
Filing Date: The application was filed
on January 17, 2017.
Applicant’s Address: One Winthrop
Square, Boston, Massachusetts 02110.
SCS Hedged Opportunities (TE) Fund,
LLC [File No. 811–22462]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant
currently has fewer than 100 beneficial
owners, is not presently making an
offering of securities and does not
propose to make any offering of
securities. Applicant will continue to
operate as a private investment fund in
reliance on section 3(c)(1) of the Act.
Filing Date: The application was filed
on January 17, 2017.
Applicant’s Address: One Winthrop
Square, Boston, Massachusetts 02110.
SCS Hedged Opportunities Master
Fund, LLC [File No. 811–22403]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant
currently has fewer than 100 beneficial
owners, is not presently making an
offering of securities and does not
propose to make any offering of
securities. Applicant will continue to
operate as a private investment fund in
reliance on section 3(c)(1) of the Act.
Filing Date: The application was filed
on January 17, 2017.
Applicant’s Address: One Winthrop
Square, Boston, Massachusetts 02110.
Partners Group Private Credit [File No.
811–22864]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant has
never made a public offering of its
securities and does not propose to make
a public offering or engage in business
of any kind.
Filing Date: The application was filed
on January 17, 2017.
Applicant’s Address: 1114 Avenue of
the Americas, 37th Floor, New York,
New York 10036.
PO 00000
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12385
Partners Group Private RE (Master),
LLC [File No. 811–22640]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant has
never made a public offering of its
securities and does not propose to make
a public offering or engage in business
of any kind.
Filing Date: The application was filed
on January 17, 2017.
Applicant’s Address: 1114 Avenue of
the Americas, 37th Floor, New York,
New York 10036.
Partners Group Private Credit (Master
Fund) [File No. 811–22863]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant has
never made a public offering of its
securities and does not propose to make
a public offering or engage in business
of any kind.
Filing Date: The application was filed
on January 17, 2017.
Applicant’s Address: 1114 Avenue of
the Americas, 37th Floor, New York,
New York 10036.
Partners Group Private RE, LLC [File
No. 811–22600]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant has
never made a public offering of its
securities and does not propose to make
a public offering or engage in business
of any kind.
Filing Date: The application was filed
on January 17, 2017.
Applicant’s Address: 1114 Avenue of
the Americas, 37th Floor, New York,
New York 10036.
Partners Group Private RE
(Institutional), LLC [File No. 811–
22601]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant has
never made a public offering of its
securities and does not propose to make
a public offering or engage in business
of any kind.
Filing Date: The application was filed
on January 17, 2017.
Applicant’s Address: 1114 Avenue of
the Americas, 37th Floor, New York,
New York 10036.
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12386
Federal Register / Vol. 82, No. 40 / Thursday, March 2, 2017 / Notices
Oppenheimer International Growth
Currency Hedged Fund [File No. 811–
23103]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. Applicant has
never made a public offering of its
securities and does not propose to make
a public offering or engage in business
of any kind.
Filing Dates: The application was
filed on November 18, 2016 and
amended on January 19, 2017.
Applicant’s Address: 6803 S. Tucson
Way, Centennial, Colorado 80112.
Pyxis Premium Long/Short Equity Fund
[File No. 811–22390]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant has
never made a public offering of its
securities and does not propose to make
a public offering or engage in business
of any kind.
Filing Dates: The application was
filed on November 4, 2016, and
amended on January 20, 2017.
Applicant’s Address: 200 Crescent
Court, Suite 700, Dallas, Texas 75201.
sradovich on DSK3GMQ082PROD with NOTICES
Highland Capital Fixed Income Fund
[File No. 811–09171]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant has
never made a public offering of its
securities and does not propose to make
a public offering or engage in business
of any kind.
Filing Dates: The application was
filed on March 12, 2008, and amended
on November 10, 2016 and January 20,
2017.
Applicant’s Address: 200 Crescent
Court, Suite 700, Dallas, Texas 75201.
Highland Premium Dividend Fund [File
No. 811–22625]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant has
never made a public offering of its
securities and does not propose to make
a public offering or engage in business
of any kind.
Filing Dates: The application was
filed on November 4, 2016, and
amended on January 20, 2017.
Applicant’s Address: 200 Crescent
Court, Suite 700, Dallas, Texas 75201.
Highland Premium Long/Short
Healthcare Fund [File No. 811–22650]
Summary: Applicant, a closed-end
investment company, seeks an order
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declaring that it has ceased to be an
investment company. Applicant has
never made a public offering of its
securities and does not propose to make
a public offering or engage in business
of any kind.
Filing Dates: The application was
filed on November 4, 2016, and
amended on January 20, 2017.
Applicant’s Address: 200 Crescent
Court, Suite 700, Dallas, Texas 75201.
Claymore Exchange-Traded Fund Trust
3 [File No. 811–22283]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. Applicant has
never made a public offering of its
securities and does not propose to make
a public offering or engage in business
of any kind.
Filing Date: The application was filed
on January 20, 2017.
Applicant’s Address: 227 West
Monroe Street, Chicago, Illinois 60606.
Deutsche High Income Trust [File No.
811–05482]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On November 14,
2016, applicant made a liquidating
distribution to its shareholders, based
on net asset value. Expenses of $49,391
incurred in connection with the
liquidation were paid by applicant.
Filing Date: The application was filed
on January 25, 2017.
Applicant’s Address: 345 Park
Avenue, New York, New York 10154.
Pine Grove Alternative Fund [File No.
811–22861]
Summary: Applicant, a closed-end
investment company and a feeder fund,
seeks an order declaring that it has
ceased to be an investment company.
On October 30, 2016, applicant made a
liquidating distribution to its
shareholders, based on net asset value.
Expenses of $7,123 incurred in
connection with the liquidation were
paid by the investment adviser to the
master fund in which applicant invests.
Filing Date: The application was filed
on January 25, 2017.
Applicant’s Address: 452 5th Avenue,
26th Floor, New York, New York 10018.
Separate Account D of Voya Insurance
& Annuity Co. [File No. 811–06090]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to Separate
Account B of Voya Insurance and
Annuity Company and, on September 3,
1996, made a final distribution to its
PO 00000
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Fmt 4703
Sfmt 4703
shareholders based on net asset value.
Applicant incurred no expenses in
connection with the reorganization.
Filing Dates: The application was
filed on December 23, 2016, and
amended on January 27, 2017.
Applicant’s Address: 909 Locust
Street, Des Moines, Iowa 50309.
Western Asset Emerging Markets
Income Fund Inc. [File No. 811–07686]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to Western Asset
Emerging Markets Debt Fund Inc. and,
on December 16, 2016, made a final
distribution to its shareholders based on
net asset value. Expenses of $523,632
incurred in connection with the
reorganization were paid by applicant,
applicant’s investment adviser, and the
acquiring fund.
Filing Date: The application was filed
on January 30, 2017.
Applicant’s Address: 620 Eight
Avenue, New York, New York 10018.
Western Asset Worldwide Income Fund
Inc. [File No. 811–08092]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to Western Asset
Emerging Markets Debt Fund Inc. and,
on December 16, 2016, made a final
distribution to its shareholders based on
net asset value. Expenses of $504,985
incurred in connection with the
reorganization were paid by applicant,
applicant’s investment adviser, and the
acquiring fund.
Filing Date: The application was filed
on January 30, 2017.
Applicant’s Address: 620 Eight
Avenue, New York, New York 10018.
Ramius Archview Credit and Distressed
Feeder Fund [File No. 811–23065]
Summary: Applicant, a closed-end
investment company and a feeder fund,
seeks an order declaring that it has
ceased to be an investment company.
On December 1, 2016, applicant made a
liquidating distribution to its
shareholders, based on net asset value.
Expenses of $6,000 incurred in
connection with the liquidation were
paid by applicant and the investment
advisers to the master fund in which
applicant invests.
Filing Dates: The application was
filed on January 10, 2017 and amended
on February 2, 2017.
Applicant’s Address: 599 Lexington
Avenue, 19th Floor, New York, New
York 10022.
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Federal Register / Vol. 82, No. 40 / Thursday, March 2, 2017 / Notices
MFS InterMarket Income Trust I [File
No. 811–05851]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On September 25,
2015, applicant made a liquidating
distribution to its shareholders, based
on net asset value. Applicant has
retained approximately $180,000 in
cash to pay for contingent liabilities for
pending litigation. Once the litigation is
resolved, amount remaining in the
fund’s litigation reserve will be
distributed pro rata by ownership
interest among holders of record of
shares of common stock of the fund that
were outstanding as of the record date
for final liquidation distribution.
Expenses of $57,459 incurred in
connection with the liquidation were
paid by applicant.
Filing Date: The application was filed
on February 6, 2017.
Applicant’s Address: c/o
Massachusetts Financial Services
Company, 111 Huntington Avenue,
Boston, Massachusetts 02199.
sradovich on DSK3GMQ082PROD with NOTICES
Broadmark Funds [File No. 811–22769]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to Salient MF Trust
and, on December 12, 2014, made a final
distribution to its shareholders based on
net asset value. Expenses of
approximately $199,800 incurred in
connection with the reorganization were
paid by applicant’s investment adviser
and the acquiring fund’s investment
adviser.
Filing Date: The application was filed
on February 9, 2017.
Applicant’s Address: 101 California
Street, 16th Floor, San Francisco,
California 94111.
Stewart Capital Mutual Funds [File No.
811–21955]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On November 18,
2016, applicant made a liquidating
distribution to its shareholders, based
on net asset value. Expenses of $287,506
incurred in connection with the
liquidation were paid by applicant’s
investment adviser.
Filing Date: The application was filed
on February 14, 2017.
Applicant’s Address: 800
Philadelphia Street, Indiana,
Pennsylvania 15701.
Partners Group Private Equity (TEI),
LLC [File No. 811–22379]
Summary: Applicant, a closed-end
investment company, seeks an order
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16:13 Mar 01, 2017
Jkt 241001
declaring that it has ceased to be an
investment company. On January 1,
2017, applicant made a liquidating
distribution to its shareholders, based
on net asset value. Expenses of
approximately $23,000 incurred in
connection with the liquidation were
paid by Partners Group Private Equity
(Master Fund), LLC.
Filing Date: The application was filed
on February 16, 2017.
Applicant’s Address: 1114 Avenue of
the Americas, 37th Floor, New York,
New York 10036.
12387
Filing Date: The application was filed
on February 16, 2017.
Applicant’s Address: 1114 Avenue of
the Americas, 37th Floor, New York,
New York 10036.
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2017–04014 Filed 3–1–17; 8:45 am]
BILLING CODE 8011–01–P
Partners Group Private Equity
(Institutional TEI), LLC [File No. 811–
22443]
SECURITIES AND EXCHANGE
COMMISSION
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On January 1,
2017, applicant made a liquidating
distribution to its shareholders, based
on net asset value. Expenses of
approximately $11,400 incurred in
connection with the liquidation were
paid by Partners Group Private Equity
(Master Fund), LLC.
Filing Date: The application was filed
on February 16, 2017.
Applicant’s Address: 1114 Avenue of
the Americas, 37th Floor, New York,
New York 10036.
[Release No. 34–80105; File No. SR–FINRA–
2017–004]
Partners Group Private Equity
(Institutional), LLC [File No. 811–
22240]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On January 1,
2017, applicant made a liquidating
distribution to its shareholders, based
on net asset value. Expenses of
approximately $13,300 incurred in
connection with the liquidation were
paid by Partners Group Private Equity
(Master Fund), LLC.
Filing Date: The application was filed
on February 16, 2017.
Applicant’s Address: 1114 Avenue of
the Americas, 37th Floor, New York,
New York 10036.
Partners Group Private Equity, LLC
[File No. 811–22210]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On January 1,
2017, applicant made a liquidating
distribution to its shareholders, based
on net asset value. Expenses of
approximately $33,200 incurred in
connection with the liquidation were
paid by Partners Group Private Equity
(Master Fund), LLC.
PO 00000
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Self-Regulatory Organizations;
Financial Industry Regulatory
Authority, Inc.; Notice of Filing and
Immediate Effectiveness of a Proposed
Rule Change To Update Rule CrossReferences and Make Non-Substantive
Technical Changes to Certain FINRA
Rules
February 24, 2017.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’) 1 and Rule 19b–4 thereunder,2
notice is hereby given that on February
17, 2017, Financial Industry Regulatory
Authority, Inc. (‘‘FINRA’’) filed with the
Securities and Exchange Commission
(‘‘SEC’’ or ‘‘Commission’’) the proposed
rule change as described in Items I, II,
and III below, which Items have been
prepared by FINRA. FINRA has
designated the proposed rule change as
constituting a ‘‘non-controversial’’ rule
change under paragraph (f)(6) of Rule
19b–4 under the Act,3 which renders
the proposal effective upon receipt of
this filing by the Commission. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of the Substance
of the Proposed Rule Change
FINRA is proposing to update crossreferences and make other nonsubstantive changes within FINRA
rules, due in part to the adoption of a
new consolidated FINRA rule.
The text of the proposed rule change
is available on FINRA’s Web site at
https://www.finra.org, at the principal
office of FINRA and at the
Commission’s Public Reference Room.
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 17 CFR 240.19b–4(f)(6).
2 17
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]]>Agencies
[Federal Register Volume 82, Number 40 (Thursday, March 2, 2017)]
[Notices]
[Pages 12385-12387]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-04014]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. IC-32508]
Notice of Applications for Deregistration Under Section 8(f) of
the Investment Company Act of 1940
February 24, 2017.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
February 2017. A copy of each application may be obtained via the
Commission's Web site by searching for the file number, or for an
applicant using the Company name box, at https://www.sec.gov/search/search.htm or by calling (202) 551-8090. An order granting each
application will be issued unless the SEC orders a hearing. Interested
persons may request a hearing on any application by writing to the
SEC's Secretary at the address below and serving the relevant applicant
with a copy of the request, personally or by mail. Hearing requests
should be received by the SEC by 5:30 p.m. on March 21, 2017, and
should be accompanied by proof of service on applicants, in the form of
an affidavit or, for lawyers, a certificate of service. Pursuant to
Rule 0-5 under the Act, hearing requests should state the nature of the
writer's interest, any facts bearing upon the desirability of a hearing
on the matter, the reason for the request, and the issues contested.
Persons who wish to be notified of a hearing may request notification
by writing to the Commission's Secretary.
ADDRESSES: The Commission: Secretary, U.S. Securities and Exchange
Commission, 100 F Street NE., Washington, DC 20549-1090.
FOR FURTHER INFORMATION CONTACT: Hae-Sung Lee, Attorney-Adviser, at
(202) 551-7345 or Chief Counsel's Office at (202) 551-6821; SEC,
Division of Investment Management, Chief Counsel's Office, 100 F Street
NE., Washington, DC 20549-8010.
SCS Hedged Opportunities Fund, LLC [File No. 811-22404]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant
currently has fewer than 100 beneficial owners, is not presently making
an offering of securities and does not propose to make any offering of
securities. Applicant will continue to operate as a private investment
fund in reliance on section 3(c)(1) of the Act.
Filing Date: The application was filed on January 17, 2017.
Applicant's Address: One Winthrop Square, Boston, Massachusetts
02110.
SCS Hedged Opportunities (TE) Fund, LLC [File No. 811-22462]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant
currently has fewer than 100 beneficial owners, is not presently making
an offering of securities and does not propose to make any offering of
securities. Applicant will continue to operate as a private investment
fund in reliance on section 3(c)(1) of the Act.
Filing Date: The application was filed on January 17, 2017.
Applicant's Address: One Winthrop Square, Boston, Massachusetts
02110.
SCS Hedged Opportunities Master Fund, LLC [File No. 811-22403]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant
currently has fewer than 100 beneficial owners, is not presently making
an offering of securities and does not propose to make any offering of
securities. Applicant will continue to operate as a private investment
fund in reliance on section 3(c)(1) of the Act.
Filing Date: The application was filed on January 17, 2017.
Applicant's Address: One Winthrop Square, Boston, Massachusetts
02110.
Partners Group Private Credit [File No. 811-22864]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant has
never made a public offering of its securities and does not propose to
make a public offering or engage in business of any kind.
Filing Date: The application was filed on January 17, 2017.
Applicant's Address: 1114 Avenue of the Americas, 37th Floor, New
York, New York 10036.
Partners Group Private RE (Master), LLC [File No. 811-22640]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant has
never made a public offering of its securities and does not propose to
make a public offering or engage in business of any kind.
Filing Date: The application was filed on January 17, 2017.
Applicant's Address: 1114 Avenue of the Americas, 37th Floor, New
York, New York 10036.
Partners Group Private Credit (Master Fund) [File No. 811-22863]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant has
never made a public offering of its securities and does not propose to
make a public offering or engage in business of any kind.
Filing Date: The application was filed on January 17, 2017.
Applicant's Address: 1114 Avenue of the Americas, 37th Floor, New
York, New York 10036.
Partners Group Private RE, LLC [File No. 811-22600]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant has
never made a public offering of its securities and does not propose to
make a public offering or engage in business of any kind.
Filing Date: The application was filed on January 17, 2017.
Applicant's Address: 1114 Avenue of the Americas, 37th Floor, New
York, New York 10036.
Partners Group Private RE (Institutional), LLC [File No. 811-22601]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant has
never made a public offering of its securities and does not propose to
make a public offering or engage in business of any kind.
Filing Date: The application was filed on January 17, 2017.
Applicant's Address: 1114 Avenue of the Americas, 37th Floor, New
York, New York 10036.
[[Page 12386]]
Oppenheimer International Growth Currency Hedged Fund [File No. 811-
23103]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Applicant has never made a public offering of
its securities and does not propose to make a public offering or engage
in business of any kind.
Filing Dates: The application was filed on November 18, 2016 and
amended on January 19, 2017.
Applicant's Address: 6803 S. Tucson Way, Centennial, Colorado
80112.
Pyxis Premium Long/Short Equity Fund [File No. 811-22390]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant has
never made a public offering of its securities and does not propose to
make a public offering or engage in business of any kind.
Filing Dates: The application was filed on November 4, 2016, and
amended on January 20, 2017.
Applicant's Address: 200 Crescent Court, Suite 700, Dallas, Texas
75201.
Highland Capital Fixed Income Fund [File No. 811-09171]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant has
never made a public offering of its securities and does not propose to
make a public offering or engage in business of any kind.
Filing Dates: The application was filed on March 12, 2008, and
amended on November 10, 2016 and January 20, 2017.
Applicant's Address: 200 Crescent Court, Suite 700, Dallas, Texas
75201.
Highland Premium Dividend Fund [File No. 811-22625]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant has
never made a public offering of its securities and does not propose to
make a public offering or engage in business of any kind.
Filing Dates: The application was filed on November 4, 2016, and
amended on January 20, 2017.
Applicant's Address: 200 Crescent Court, Suite 700, Dallas, Texas
75201.
Highland Premium Long/Short Healthcare Fund [File No. 811-22650]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant has
never made a public offering of its securities and does not propose to
make a public offering or engage in business of any kind.
Filing Dates: The application was filed on November 4, 2016, and
amended on January 20, 2017.
Applicant's Address: 200 Crescent Court, Suite 700, Dallas, Texas
75201.
Claymore Exchange-Traded Fund Trust 3 [File No. 811-22283]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Applicant has never made a public offering of
its securities and does not propose to make a public offering or engage
in business of any kind.
Filing Date: The application was filed on January 20, 2017.
Applicant's Address: 227 West Monroe Street, Chicago, Illinois
60606.
Deutsche High Income Trust [File No. 811-05482]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On November
14, 2016, applicant made a liquidating distribution to its
shareholders, based on net asset value. Expenses of $49,391 incurred in
connection with the liquidation were paid by applicant.
Filing Date: The application was filed on January 25, 2017.
Applicant's Address: 345 Park Avenue, New York, New York 10154.
Pine Grove Alternative Fund [File No. 811-22861]
Summary: Applicant, a closed-end investment company and a feeder
fund, seeks an order declaring that it has ceased to be an investment
company. On October 30, 2016, applicant made a liquidating distribution
to its shareholders, based on net asset value. Expenses of $7,123
incurred in connection with the liquidation were paid by the investment
adviser to the master fund in which applicant invests.
Filing Date: The application was filed on January 25, 2017.
Applicant's Address: 452 5th Avenue, 26th Floor, New York, New York
10018.
Separate Account D of Voya Insurance & Annuity Co. [File No. 811-06090]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. The applicant has transferred its assets to
Separate Account B of Voya Insurance and Annuity Company and, on
September 3, 1996, made a final distribution to its shareholders based
on net asset value. Applicant incurred no expenses in connection with
the reorganization.
Filing Dates: The application was filed on December 23, 2016, and
amended on January 27, 2017.
Applicant's Address: 909 Locust Street, Des Moines, Iowa 50309.
Western Asset Emerging Markets Income Fund Inc. [File No. 811-07686]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. The applicant
has transferred its assets to Western Asset Emerging Markets Debt Fund
Inc. and, on December 16, 2016, made a final distribution to its
shareholders based on net asset value. Expenses of $523,632 incurred in
connection with the reorganization were paid by applicant, applicant's
investment adviser, and the acquiring fund.
Filing Date: The application was filed on January 30, 2017.
Applicant's Address: 620 Eight Avenue, New York, New York 10018.
Western Asset Worldwide Income Fund Inc. [File No. 811-08092]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. The applicant
has transferred its assets to Western Asset Emerging Markets Debt Fund
Inc. and, on December 16, 2016, made a final distribution to its
shareholders based on net asset value. Expenses of $504,985 incurred in
connection with the reorganization were paid by applicant, applicant's
investment adviser, and the acquiring fund.
Filing Date: The application was filed on January 30, 2017.
Applicant's Address: 620 Eight Avenue, New York, New York 10018.
Ramius Archview Credit and Distressed Feeder Fund [File No. 811-23065]
Summary: Applicant, a closed-end investment company and a feeder
fund, seeks an order declaring that it has ceased to be an investment
company. On December 1, 2016, applicant made a liquidating distribution
to its shareholders, based on net asset value. Expenses of $6,000
incurred in connection with the liquidation were paid by applicant and
the investment advisers to the master fund in which applicant invests.
Filing Dates: The application was filed on January 10, 2017 and
amended on February 2, 2017.
Applicant's Address: 599 Lexington Avenue, 19th Floor, New York,
New York 10022.
[[Page 12387]]
MFS InterMarket Income Trust I [File No. 811-05851]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On September
25, 2015, applicant made a liquidating distribution to its
shareholders, based on net asset value. Applicant has retained
approximately $180,000 in cash to pay for contingent liabilities for
pending litigation. Once the litigation is resolved, amount remaining
in the fund's litigation reserve will be distributed pro rata by
ownership interest among holders of record of shares of common stock of
the fund that were outstanding as of the record date for final
liquidation distribution. Expenses of $57,459 incurred in connection
with the liquidation were paid by applicant.
Filing Date: The application was filed on February 6, 2017.
Applicant's Address: c/o Massachusetts Financial Services Company,
111 Huntington Avenue, Boston, Massachusetts 02199.
Broadmark Funds [File No. 811-22769]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. The applicant has transferred its assets to
Salient MF Trust and, on December 12, 2014, made a final distribution
to its shareholders based on net asset value. Expenses of approximately
$199,800 incurred in connection with the reorganization were paid by
applicant's investment adviser and the acquiring fund's investment
adviser.
Filing Date: The application was filed on February 9, 2017.
Applicant's Address: 101 California Street, 16th Floor, San
Francisco, California 94111.
Stewart Capital Mutual Funds [File No. 811-21955]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On November 18, 2016, applicant made a
liquidating distribution to its shareholders, based on net asset value.
Expenses of $287,506 incurred in connection with the liquidation were
paid by applicant's investment adviser.
Filing Date: The application was filed on February 14, 2017.
Applicant's Address: 800 Philadelphia Street, Indiana, Pennsylvania
15701.
Partners Group Private Equity (TEI), LLC [File No. 811-22379]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On January 1,
2017, applicant made a liquidating distribution to its shareholders,
based on net asset value. Expenses of approximately $23,000 incurred in
connection with the liquidation were paid by Partners Group Private
Equity (Master Fund), LLC.
Filing Date: The application was filed on February 16, 2017.
Applicant's Address: 1114 Avenue of the Americas, 37th Floor, New
York, New York 10036.
Partners Group Private Equity (Institutional TEI), LLC [File No. 811-
22443]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On January 1,
2017, applicant made a liquidating distribution to its shareholders,
based on net asset value. Expenses of approximately $11,400 incurred in
connection with the liquidation were paid by Partners Group Private
Equity (Master Fund), LLC.
Filing Date: The application was filed on February 16, 2017.
Applicant's Address: 1114 Avenue of the Americas, 37th Floor, New
York, New York 10036.
Partners Group Private Equity (Institutional), LLC [File No. 811-22240]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On January 1,
2017, applicant made a liquidating distribution to its shareholders,
based on net asset value. Expenses of approximately $13,300 incurred in
connection with the liquidation were paid by Partners Group Private
Equity (Master Fund), LLC.
Filing Date: The application was filed on February 16, 2017.
Applicant's Address: 1114 Avenue of the Americas, 37th Floor, New
York, New York 10036.
Partners Group Private Equity, LLC [File No. 811-22210]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On January 1,
2017, applicant made a liquidating distribution to its shareholders,
based on net asset value. Expenses of approximately $33,200 incurred in
connection with the liquidation were paid by Partners Group Private
Equity (Master Fund), LLC.
Filing Date: The application was filed on February 16, 2017.
Applicant's Address: 1114 Avenue of the Americas, 37th Floor, New
York, New York 10036.
For the Commission, by the Division of Investment Management,
pursuant to delegated authority.
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2017-04014 Filed 3-1-17; 8:45 am]
BILLING CODE 8011-01-P
