Securities and Exchange Commission 2005 – Federal Register Recent Federal Regulation Documents
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Asset-Backed Securities
This document contains corrections to final rules which were published in the Federal Register on Friday, January 7, 2005 (70 FR 1506). The rules relate to the registration, disclosure and reporting requirements for asset-backed securities under the Securities Act of 1933 and the Securities Exchange Act of 1934.
Adoption of Amendments to the Rules of Practice and Related Provisions and Delegations of Authority of the Commission
The Securities and Exchange Commission (``Commission'') is amending its Rules of Practice, certain related provisions, and its delegations of authority to the staff as a result of its experience with these rules and to correct typographical errors and change certain citations. The amendments are intended to enhance the transparency and facilitate parties' understanding of the rules and to make practice under the rules easier and more efficient.
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Applicant seeks an order declaring that it has ceased to be an investment company. On August 31, 2005, applicant transferred its assets to The RBB Fund, Inc., based on net asset value. Expenses of approximately, $448,249 incurred in connection with the reorganization were paid by J.J.B. Hilliard, W.L. Lyons, Inc., of which Hilliard Lyons Research Advisors, applicant's investment adviser, is a division. Filing Dates: The application was filed on September 27, 2005, and amended on November 7, 2005. Applicant's Address: Hilliard Lyons Center, 501 South Fourth St., Louisville, KY 40202.
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