Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005?limit=200®isters=between&min-day=1&min-month=1&max-day=31&max-month=12&mode=atom2024-04-16T09:15:49-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2005/12/30/E5-8129.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Concerning Split Price Priority in Open Outcry2005-12-30T00:00:00-08:002005-12-30T00:00:00-08:00E5-8129Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-30/pdf/E5-8129.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/30/E5-8128.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Certificate of Designation for Preferred Stock of The Nasdaq Stock Market, Inc.2005-12-30T00:00:00-08:002005-12-30T00:00:00-08:00E5-8128Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-30/pdf/E5-8128.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/30/05-24618.htmlProposed Rule - Termination of a Foreign Private Issuer's Registration of a Class of Securities Under Section 12(g) and Duty To File Reports Under Section 15(d) of the Securities Exchange Act of 19342005-12-30T00:00:00-08:002005-12-30T00:00:00-08:0005-24618Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-30/pdf/05-24618.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/30/05-24498.htmlNotice - Public Company Accounting Oversight Board; Notice of Filing of Proposed Rule on Auditing Standard No. 4, Reporting on Whether a Previously Reported Material Weakness Continues to Exist2005-12-30T00:00:00-08:002005-12-30T00:00:00-08:0005-24498Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-30/pdf/05-24498.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8071.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Granting Approval of a Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to Market Maker Quote Interaction2005-12-29T00:00:00-08:002005-12-29T00:00:00-08:00E5-8071Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8071.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8070.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Extension of a Pilot Concerning Priority in Trades Involving Synthetic Option Orders2005-12-29T00:00:00-08:002005-12-29T00:00:00-08:00E5-8070Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8070.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8069.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Nasdaq's Minimum Pricing Increment Rules2005-12-29T00:00:00-08:002005-12-29T00:00:00-08:00E5-8069Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8069.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8067.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to New York Stock Exchange Rules 35 (“Floor Employees to be Registered”) and 301 (“Proposed Transfer or Lease of Membership”)2005-12-29T00:00:00-08:002005-12-29T00:00:00-08:00E5-8067Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8067.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8066.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot for NYSE Direct+® Until December 23, 20062005-12-29T00:00:00-08:002005-12-29T00:00:00-08:00E5-8066Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8066.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8065.htmlNotice - Proposed Collection; Comment Request2005-12-29T00:00:00-08:002005-12-29T00:00:00-08:00E5-8065Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8065.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8064.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASD Rule 2111 to Eliminate References to NASD Rule 6440(f)(2), Which Will Be Repealed2005-12-29T00:00:00-08:002005-12-29T00:00:00-08:00E5-8064Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8064.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8063.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Session Fee Increase for the Regulatory Element of the Continuing Education Requirements of CBOE Rule 9.3A2005-12-29T00:00:00-08:002005-12-29T00:00:00-08:00E5-8063Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8063.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8059.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Exchange Traded Fund Transaction Charges2005-12-29T00:00:00-08:002005-12-29T00:00:00-08:00E5-8059Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8059.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8058.htmlNotice - Proposed Collection; Comment Request2005-12-29T00:00:00-08:002005-12-29T00:00:00-08:00E5-8058Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8058.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8057.htmlNotice - Issuer Delisting; Notice of Application of Pioneer Kabushiki Kaisha (English Translation, Pioneer Corporation) To Withdraw Its Common Stock (Each Represented by One American Depositary Share), From Listing and Registration on the New York Stock Exchange, Inc.2005-12-29T00:00:00-08:002005-12-29T00:00:00-08:00E5-8057Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8057.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8056.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the Pacific Exchange, Inc. Relating to the NASD PCX Agreement2005-12-29T00:00:00-08:002005-12-29T00:00:00-08:00E5-8056Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8056.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8055.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Nasdaq Capital Market Issuers That Transfer Their Listing to the Nasdaq National Market To Apply the Amount of the Capital Market Entry Fee Toward the Entry Fee Payable for Listing on the National Market, and To Make Other Clarifying Changes2005-12-29T00:00:00-08:002005-12-29T00:00:00-08:00E5-8055Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8055.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8054.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402005-12-29T00:00:00-08:002005-12-29T00:00:00-08:00E5-8054Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8054.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8053.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Fees for Non-NASD Members Using Nasdaq's INET Facility2005-12-29T00:00:00-08:002005-12-29T00:00:00-08:00E5-8053Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8053.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8052.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Orders on the Hybrid System2005-12-29T00:00:00-08:002005-12-29T00:00:00-08:00E5-8052Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8052.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8051.htmlNotice - Issuer Delisting; Notice of Application of Provident Energy Trust To Withdraw Its Trust Units, No Par Value, From Listing and Registration on the American Stock Exchange LLC2005-12-29T00:00:00-08:002005-12-29T00:00:00-08:00E5-8051Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8051.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8050.htmlNotice - Proposed Collection; Comment Request2005-12-29T00:00:00-08:002005-12-29T00:00:00-08:00E5-8050Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8050.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8049.htmlNotice - Issuer Delisting; Notice of Application of The Charles Schwab Corporation To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the New York Stock Exchange, Inc.2005-12-29T00:00:00-08:002005-12-29T00:00:00-08:00E5-8049Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8049.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8047.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Marketing Fee Program2005-12-29T00:00:00-08:002005-12-29T00:00:00-08:00E5-8047Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8047.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8045.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Market Opening Procedures of the Boston Options Exchange Facility2005-12-29T00:00:00-08:002005-12-29T00:00:00-08:00E5-8045Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8045.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8043.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Directed Orders Process on the Boston Options Exchange2005-12-29T00:00:00-08:002005-12-29T00:00:00-08:00E5-8043Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8043.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8042.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for NASD Members Using Nasdaq's INET Facility2005-12-29T00:00:00-08:002005-12-29T00:00:00-08:00E5-8042Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8042.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/28/E5-7896.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Rule 4350(e) To Amend the Annual Shareholder Meeting Requirement2005-12-28T00:00:00-08:002005-12-28T00:00:00-08:00E5-7896Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-28/pdf/E5-7896.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/28/E5-7895.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Expand Its $2.50 Strike Price Program2005-12-28T00:00:00-08:002005-12-28T00:00:00-08:00E5-7895Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-28/pdf/E5-7895.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7864.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Relating to the Status of Former Registered Persons Serving in the Armed Forces of the United States2005-12-27T00:00:00-08:002005-12-27T00:00:00-08:00E5-7864Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-27/pdf/E5-7864.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7860.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Modify the Execution Fees for Quotes and Orders Executed in the Nasdaq Opening Cross2005-12-27T00:00:00-08:002005-12-27T00:00:00-08:00E5-7860Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-27/pdf/E5-7860.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7856.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Discontinue Its Domestic Tax Reporting Service2005-12-27T00:00:00-08:002005-12-27T00:00:00-08:00E5-7856Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-27/pdf/E5-7856.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7855.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Buy-Ins in Its Continuous Net Settlement System2005-12-27T00:00:00-08:002005-12-27T00:00:00-08:00E5-7855Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-27/pdf/E5-7855.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7844.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Adopt a Flat Execution Fee For Public Customer Orders in “Premium Products” and Firm Proprietary Orders, and To Incorporate the Current Facilitation Mechanism Fee Into the Flat Execution Fee For Firm Proprietary Orders2005-12-27T00:00:00-08:002005-12-27T00:00:00-08:00E5-7844Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-27/pdf/E5-7844.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7843.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Amex Rule 900-ANTE to Provide a Revised Implementation Date for the ANTE System, and To Eliminate Commentary .01 to Amex Rule 935-ANTE2005-12-27T00:00:00-08:002005-12-27T00:00:00-08:00E5-7843Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-27/pdf/E5-7843.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7842.htmlNotice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect the Renaming of the NASDAQ SmallCap Market to the NASDAQ Capital Market2005-12-27T00:00:00-08:002005-12-27T00:00:00-08:00E5-7842Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-27/pdf/E5-7842.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7841.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to a New Risk Management Methodology2005-12-27T00:00:00-08:002005-12-27T00:00:00-08:00E5-7841Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-27/pdf/E5-7841.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7840.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Increase in Fees for Certain Qualification Examinations2005-12-27T00:00:00-08:002005-12-27T00:00:00-08:00E5-7840Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-27/pdf/E5-7840.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7839.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Status of Registered Persons and Sole Proprietors Serving in the Armed Forces of the United States2005-12-27T00:00:00-08:002005-12-27T00:00:00-08:00E5-7839Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-27/pdf/E5-7839.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/27/05-24479.htmlRule - Revisions to Accelerated Filer Definition and Accelerated Deadlines for Filing Periodic Reports2005-12-27T00:00:00-08:002005-12-27T00:00:00-08:0005-24479Rulehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-27/pdf/05-24479.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/23/E5-7769.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Rules 104 (“Dealings by Specialists”) and 123E (“Specialist Combination Review Policy”) To Change the Exchange's Capital Requirements for Specialist Organizations.2005-12-23T00:00:00-08:002005-12-23T00:00:00-08:00E5-7769Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-23/pdf/E5-7769.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/23/E5-7768.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Waiver of Initiation Fees Charged to New Lessee Members2005-12-23T00:00:00-08:002005-12-23T00:00:00-08:00E5-7768Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-23/pdf/E5-7768.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/23/05-24477.htmlNotice - Sunshine Act Meetings; Notice2005-12-23T00:00:00-08:002005-12-23T00:00:00-08:0005-24477Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-23/pdf/05-24477.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/22/E5-7692.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to MSRB Rule G-14 RTRS Procedures, Paragraph (a)(ii)(C) To Extend the Expiration Date of the Three Hour Exception2005-12-22T00:00:00-08:002005-12-22T00:00:00-08:00E5-7692Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-22/pdf/E5-7692.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/22/E5-7691.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand Its $2.50 Strike Price Program2005-12-22T00:00:00-08:002005-12-22T00:00:00-08:00E5-7691Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-22/pdf/E5-7691.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/22/E5-7676.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand its $2.50 Strike Price Program2005-12-22T00:00:00-08:002005-12-22T00:00:00-08:00E5-7676Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-22/pdf/E5-7676.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/22/E5-7674.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc., Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Rule 600, Relating To Arbitration2005-12-22T00:00:00-08:002005-12-22T00:00:00-08:00E5-7674Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-22/pdf/E5-7674.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/22/E5-7672.htmlNotice - Proposed Collection; Comment Request2005-12-22T00:00:00-08:002005-12-22T00:00:00-08:00E5-7672Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-22/pdf/E5-7672.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/22/E5-7671.htmlNotice - Proposed Collection; Comment Request2005-12-22T00:00:00-08:002005-12-22T00:00:00-08:00E5-7671Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-22/pdf/E5-7671.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/22/E5-7670.htmlNotice - Self-Regulatory Organizations; Notice of Filing of a Proposed Rule Change by the Chicago Stock Exchange, Inc. and Amendment No. 1 Thereto Regarding Trading in Sub-Penny Increments2005-12-22T00:00:00-08:002005-12-22T00:00:00-08:00E5-7670Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-22/pdf/E5-7670.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/22/E5-7669.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Membership Rules2005-12-22T00:00:00-08:002005-12-22T00:00:00-08:00E5-7669Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-22/pdf/E5-7669.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/22/E5-7667.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Revisions to the Series 9/10 Examination Program2005-12-22T00:00:00-08:002005-12-22T00:00:00-08:00E5-7667Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-22/pdf/E5-7667.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/22/E5-7666.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Revisions to the Series 4 Examination Program2005-12-22T00:00:00-08:002005-12-22T00:00:00-08:00E5-7666Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-22/pdf/E5-7666.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/22/E5-7665.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Duration of CBOE Rule 6.45A(b) Pertaining to Orders Represented in Open Outcry2005-12-22T00:00:00-08:002005-12-22T00:00:00-08:00E5-7665Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-22/pdf/E5-7665.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/22/05-24359.htmlProposed Rule - Amendments to the Tender Offer Best-Price Rule2005-12-22T00:00:00-08:002005-12-22T00:00:00-08:0005-24359Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-22/pdf/05-24359.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/21/E5-7591.htmlNotice - Proposed Collection; Comment Request2005-12-21T00:00:00-08:002005-12-21T00:00:00-08:00E5-7591Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-21/pdf/E5-7591.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/21/E5-7590.htmlNotice - Proposed Collection; Comment Request2005-12-21T00:00:00-08:002005-12-21T00:00:00-08:00E5-7590Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-21/pdf/E5-7590.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/21/E5-7589.htmlNotice - Proposed Collection; Comment Request2005-12-21T00:00:00-08:002005-12-21T00:00:00-08:00E5-7589Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-21/pdf/E5-7589.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/21/E5-7588.htmlNotice - Proposed Collections; Comment Request2005-12-21T00:00:00-08:002005-12-21T00:00:00-08:00E5-7588Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-21/pdf/E5-7588.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/21/E5-7587.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating to the Elimination of Obsolete Rules Related to the Pacific Options Exchange Trading System2005-12-21T00:00:00-08:002005-12-21T00:00:00-08:00E5-7587Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-21/pdf/E5-7587.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/20/E5-7549.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change to Amend its Rules Governing the Hours of Trading in Equity Options and Narrow-Based Index Options2005-12-20T00:00:00-08:002005-12-20T00:00:00-08:00E5-7549Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-20/pdf/E5-7549.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/20/E5-7530.htmlNotice - Submission for OMB Review; Comment Request2005-12-20T00:00:00-08:002005-12-20T00:00:00-08:00E5-7530Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-20/pdf/E5-7530.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/20/E5-7529.htmlNotice - Submission for OMB Review; Comment Request2005-12-20T00:00:00-08:002005-12-20T00:00:00-08:00E5-7529Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-20/pdf/E5-7529.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/20/E5-7528.htmlNotice - Submission for OMB Review; Comment Request2005-12-20T00:00:00-08:002005-12-20T00:00:00-08:00E5-7528Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-20/pdf/E5-7528.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/20/E5-7527.htmlNotice - Submission for OMB Review; Comment Request2005-12-20T00:00:00-08:002005-12-20T00:00:00-08:00E5-7527Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-20/pdf/E5-7527.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/20/E5-7526.htmlNotice - Submission for OMB Review; Comment Request2005-12-20T00:00:00-08:002005-12-20T00:00:00-08:00E5-7526Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-20/pdf/E5-7526.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/20/E5-7525.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving a Proposed Rule Change and Partial Amendment No. 1 To Amend Exchange Rule 431 (Margin Requirements)2005-12-20T00:00:00-08:002005-12-20T00:00:00-08:00E5-7525Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-20/pdf/E5-7525.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/20/E5-7524.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges2005-12-20T00:00:00-08:002005-12-20T00:00:00-08:00E5-7524Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-20/pdf/E5-7524.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/20/E5-7523.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Definition of Solicitation Under MSRB Rules G-37 and G-382005-12-20T00:00:00-08:002005-12-20T00:00:00-08:00E5-7523Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-20/pdf/E5-7523.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/20/E5-7522.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change and Partial Amendment No. 1 Relating to Margin Requirements for Complex Options Spreads2005-12-20T00:00:00-08:002005-12-20T00:00:00-08:00E5-7522Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-20/pdf/E5-7522.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/20/E5-7521.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Session Fee Increase for the Regulatory Element of the Continuing Education Requirements of NASD Rule 11202005-12-20T00:00:00-08:002005-12-20T00:00:00-08:00E5-7521Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-20/pdf/E5-7521.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/20/05-24294.htmlNotice - Sunshine Act Meeting2005-12-20T00:00:00-08:002005-12-20T00:00:00-08:0005-24294Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-20/pdf/05-24294.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/20/05-24251.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Pilot to Put Into Operation Phase 1 of the NYSE HYBRID MARKET SM2005-12-20T00:00:00-08:002005-12-20T00:00:00-08:0005-24251Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-20/pdf/05-24251.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/20/05-24248.htmlNotice - Lincoln National Life Insurance Company, et al., Notice of Application2005-12-20T00:00:00-08:002005-12-20T00:00:00-08:0005-24248Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-20/pdf/05-24248.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/19/E5-7482.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Modify the Pricing for Non-Members Using Nasdaq's Brut Facility2005-12-19T00:00:00-08:002005-12-19T00:00:00-08:00E5-7482Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-19/pdf/E5-7482.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/19/E5-7481.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for NASD Members Using the Nasdaq Market Center and Nasdaq's Brut Facility2005-12-19T00:00:00-08:002005-12-19T00:00:00-08:00E5-7481Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-19/pdf/E5-7481.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/16/E5-7419.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of the DB Commodity Index Tracking Fund2005-12-16T00:00:00-08:002005-12-16T00:00:00-08:00E5-7419Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-16/pdf/E5-7419.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/16/E5-7418.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes2005-12-16T00:00:00-08:002005-12-16T00:00:00-08:00E5-7418Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-16/pdf/E5-7418.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/16/05-24186.htmlNotice - Sunshine Act Meeting2005-12-16T00:00:00-08:002005-12-16T00:00:00-08:0005-24186Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-16/pdf/05-24186.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7384.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Nasdaq To Issue Public Reprimand Letters2005-12-15T00:00:00-08:002005-12-15T00:00:00-08:00E5-7384Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/E5-7384.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7372.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc., Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 2 and 3 Relating to Generic Listing Standards for Options on Narrow-Based and Micro Narrow-Based Indexes2005-12-15T00:00:00-08:002005-12-15T00:00:00-08:00E5-7372Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/E5-7372.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7371.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Clarifying the Hours Certain Vanguard International Equity Index Funds Are Eligible To Trade on the Archipelago Exchange2005-12-15T00:00:00-08:002005-12-15T00:00:00-08:00E5-7371Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/E5-7371.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7370.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Adoption of a Hybrid Agency Liaison System for Automated Handling of Inbound Orders That Are Not Automatically Executed2005-12-15T00:00:00-08:002005-12-15T00:00:00-08:00E5-7370Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/E5-7370.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7369.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Initial Listing and Maintenance To List Options on Certain Securities2005-12-15T00:00:00-08:002005-12-15T00:00:00-08:00E5-7369Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/E5-7369.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7368.htmlNotice - Issuer Delisting; Notice of Application of Rockwell Automation, Inc., To Withdraw Its Common Stock, $1.00 Par Value, (Including the Associated Preferred Share Purchase Rights) From Listing and Registration on the Pacific Exchange, Inc. File No. 1-123832005-12-15T00:00:00-08:002005-12-15T00:00:00-08:00E5-7368Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/E5-7368.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7367.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Study Outline and Selection Specifications for the Limited Principal-Registered Options (Series 4) Examination Program2005-12-15T00:00:00-08:002005-12-15T00:00:00-08:00E5-7367Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/E5-7367.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7366.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 9/10 Examination Program2005-12-15T00:00:00-08:002005-12-15T00:00:00-08:00E5-7366Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/E5-7366.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7365.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 4 Examination Program2005-12-15T00:00:00-08:002005-12-15T00:00:00-08:00E5-7365Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/E5-7365.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7364.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Elimination of Commentary .01, Guideline 5 to Phlx Rule 10102005-12-15T00:00:00-08:002005-12-15T00:00:00-08:00E5-7364Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/E5-7364.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7363.htmlNotice - Riverton Management, Inc.; Notice of Application2005-12-15T00:00:00-08:002005-12-15T00:00:00-08:00E5-7363Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/E5-7363.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/15/05-24134.htmlNotice - Sunshine Act Meeting2005-12-15T00:00:00-08:002005-12-15T00:00:00-08:0005-24134Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/05-24134.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/15/05-24004.htmlProposed Rule - Internet Availability of Proxy Materials2005-12-15T00:00:00-08:002005-12-15T00:00:00-08:0005-24004Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/05-24004.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7339.htmlNotice - Rydex ETF Trust, et al.; Notice of Application2005-12-14T00:00:00-08:002005-12-14T00:00:00-08:00E5-7339Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-14/pdf/E5-7339.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7338.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 4 Examination Program2005-12-14T00:00:00-08:002005-12-14T00:00:00-08:00E5-7338Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-14/pdf/E5-7338.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7337.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 9/10 Examination Program2005-12-14T00:00:00-08:002005-12-14T00:00:00-08:00E5-7337Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-14/pdf/E5-7337.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7333.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change To Modify Nasdaq's Auditor Peer Review Requirement2005-12-14T00:00:00-08:002005-12-14T00:00:00-08:00E5-7333Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-14/pdf/E5-7333.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7330.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 4 Examination Program2005-12-14T00:00:00-08:002005-12-14T00:00:00-08:00E5-7330Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-14/pdf/E5-7330.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7329.htmlNotice - Joint Industry Plan; Solicitation of Comments and Order Granting Summary Effectiveness To Request To Extend the Operation of the Reporting Plan for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privilege Basis, Submitted by The Pacific Exchange, Inc., The National Association of Securities Dealers, Inc., The American Stock Exchange LLC, The Boston Stock Exchange, Inc., The Chicago Stock Exchange, Inc., The National Stock Exchange, Inc., and The Philadelphia Stock Exchange, Inc. and To Extend Certain Exemptive Relief2005-12-14T00:00:00-08:002005-12-14T00:00:00-08:00E5-7329Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-14/pdf/E5-7329.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7328.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. and Amendment No. 1 Thereto Relating to the Approval of Securities That Underlie Options Traded on the Exchange2005-12-14T00:00:00-08:002005-12-14T00:00:00-08:00E5-7328Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-14/pdf/E5-7328.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7327.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Study Outline and Selection Specifications for the Limited Principal-General Securities Sales Supervisor (Series 9/10) Examination Program2005-12-14T00:00:00-08:002005-12-14T00:00:00-08:00E5-7327Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-14/pdf/E5-7327.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7326.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 4 Examination Program2005-12-14T00:00:00-08:002005-12-14T00:00:00-08:00E5-7326Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-14/pdf/E5-7326.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7325.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 9/10 Examination Program2005-12-14T00:00:00-08:002005-12-14T00:00:00-08:00E5-7325Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-14/pdf/E5-7325.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7307.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an Options Licensing Fee for Options on Certain PowerShares Exchange-Traded Funds2005-12-14T00:00:00-08:002005-12-14T00:00:00-08:00E5-7307Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-14/pdf/E5-7307.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7306.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 9/10 Examination Program2005-12-14T00:00:00-08:002005-12-14T00:00:00-08:00E5-7306Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-14/pdf/E5-7306.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7305.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company, Fixed Income Clearing Corporation, and National Securities Clearing Corporation; Order Approving Proposed Rule Changes to Require Members to Purchase Shares of the Common Stock of The Depository Trust & Clearing Corporation2005-12-14T00:00:00-08:002005-12-14T00:00:00-08:00E5-7305Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-14/pdf/E5-7305.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7304.htmlNotice - Options Price Reporting Authority; Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information (“OPRA Plan”) to Amend Guideline No. 1 of the Best Bid and Offer Guidelines Adopted Pursuant to the OPRA Plan2005-12-14T00:00:00-08:002005-12-14T00:00:00-08:00E5-7304Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-14/pdf/E5-7304.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7303.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Requirements for Continued Approval of Securities that Underlie Options Traded on the Exchange2005-12-14T00:00:00-08:002005-12-14T00:00:00-08:00E5-7303Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-14/pdf/E5-7303.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7302.htmlNotice - The Integrity Funds, et al.; Notice of Application2005-12-14T00:00:00-08:002005-12-14T00:00:00-08:00E5-7302Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-14/pdf/E5-7302.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7301.htmlNotice - Options Price Reporting Authority; Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Provide That Classes of Foreign Currency Options Newly Introduced for Trading on the Philadelphia Stock Exchange Be Treated as Equity/Index Options During a Temporary Period Ending on December 31, 20072005-12-14T00:00:00-08:002005-12-14T00:00:00-08:00E5-7301Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-14/pdf/E5-7301.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7299.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Maintenance, Retention and Furnishing of Books, Records and Other Information Regarding Payment For Order Flow2005-12-14T00:00:00-08:002005-12-14T00:00:00-08:00E5-7299Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-14/pdf/E5-7299.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/14/E5-7296.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading Pursuant to Unlisted Trading Privileges of the iShares S&P Global 100 Fund2005-12-14T00:00:00-08:002005-12-14T00:00:00-08:00E5-7296Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-14/pdf/E5-7296.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/13/E5-7265.htmlNotice - Issuer Delisting; Notice of Application of Sony Corporation To Withdraw Its American Depositary Shares, Each Presenting One Share of Common Stock, No Par Value, From Listing and Registration on the Pacific Exchange, Inc.2005-12-13T00:00:00-08:002005-12-13T00:00:00-08:00E5-7265Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-13/pdf/E5-7265.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/13/E5-7264.htmlNotice - Extension of Order Regarding Broker-Dealer Financial Statement Requirements Under Section 17 of the Exchange Act2005-12-13T00:00:00-08:002005-12-13T00:00:00-08:00E5-7264Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-13/pdf/E5-7264.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/13/E5-7263.htmlNotice - Self-Regulatory Organizations; The Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Tracking Order Process2005-12-13T00:00:00-08:002005-12-13T00:00:00-08:00E5-7263Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-13/pdf/E5-7263.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/13/05-23946.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving a Proposed Rule Change To Establish Rules Governing the Operation of the INET System2005-12-13T00:00:00-08:002005-12-13T00:00:00-08:0005-23946Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-13/pdf/05-23946.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7196.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to the Exchange's Certificate of Incorporation, Constitution and Rules to Allow Limited Liability Companies to Become Members and Related Changes to the Exchange's 2005 Price List2005-12-12T00:00:00-08:002005-12-12T00:00:00-08:00E5-7196Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-12/pdf/E5-7196.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7195.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Restated Certificate of Incorporation of The Nasdaq Stock Market, Inc.2005-12-12T00:00:00-08:002005-12-12T00:00:00-08:00E5-7195Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-12/pdf/E5-7195.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7194.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Certain Changes Pertaining to the Enforcement of Decorum Policies2005-12-12T00:00:00-08:002005-12-12T00:00:00-08:00E5-7194Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-12/pdf/E5-7194.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7193.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Exposure Period for Crossing Orders in the Hybrid Trading System2005-12-12T00:00:00-08:002005-12-12T00:00:00-08:00E5-7193Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-12/pdf/E5-7193.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7192.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to the SizeQuote Mechanism2005-12-12T00:00:00-08:002005-12-12T00:00:00-08:00E5-7192Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-12/pdf/E5-7192.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7191.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change To Amend Its $2.50 Strike Price Interval Program2005-12-12T00:00:00-08:002005-12-12T00:00:00-08:00E5-7191Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-12/pdf/E5-7191.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7190.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Maker Transaction Credits for Round Lots of Certain Listed Securities2005-12-12T00:00:00-08:002005-12-12T00:00:00-08:00E5-7190Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-12/pdf/E5-7190.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7189.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change To Expand Its $2.50 Strike Price Interval Program2005-12-12T00:00:00-08:002005-12-12T00:00:00-08:00E5-7189Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-12/pdf/E5-7189.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7188.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Requiring Its Member To Provide Electronic Mail Addresses to the Exchange2005-12-12T00:00:00-08:002005-12-12T00:00:00-08:00E5-7188Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-12/pdf/E5-7188.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7187.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Elimination of Position and Exercise Limits on NDX Options2005-12-12T00:00:00-08:002005-12-12T00:00:00-08:00E5-7187Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-12/pdf/E5-7187.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/12/E5-7181.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Pilot Program Relating to Minimum Numerical Standards in Section 102.01A of the Listed Company Manual2005-12-12T00:00:00-08:002005-12-12T00:00:00-08:00E5-7181Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-12/pdf/E5-7181.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/12/05-23964.htmlNotice - Sunshine Act Meeting2005-12-12T00:00:00-08:002005-12-12T00:00:00-08:0005-23964Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-12/pdf/05-23964.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/12/05-23963.htmlNotice - Sunshine Act Meeting2005-12-12T00:00:00-08:002005-12-12T00:00:00-08:0005-23963Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-12/pdf/05-23963.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/09/E5-7115.htmlNotice - Proposed Collection; Comment Request2005-12-09T00:00:00-08:002005-12-09T00:00:00-08:00E5-7115Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-09/pdf/E5-7115.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/09/E5-7114.htmlNotice - Proposed Collection; Comment Request2005-12-09T00:00:00-08:002005-12-09T00:00:00-08:00E5-7114Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-09/pdf/E5-7114.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/09/E5-7113.htmlNotice - Proposed Collection; Comment Request2005-12-09T00:00:00-08:002005-12-09T00:00:00-08:00E5-7113Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-09/pdf/E5-7113.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/09/E5-7103.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program Relating to the Retail Automatic Execution System2005-12-09T00:00:00-08:002005-12-09T00:00:00-08:00E5-7103Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-09/pdf/E5-7103.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/09/E5-7102.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change Relating to the Amex Listing Agreement2005-12-09T00:00:00-08:002005-12-09T00:00:00-08:00E5-7102Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-09/pdf/E5-7102.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/09/E5-7099.htmlNotice - Proposed Collection; Comment Request2005-12-09T00:00:00-08:002005-12-09T00:00:00-08:00E5-7099Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-09/pdf/E5-7099.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/09/05-23844.htmlNotice - Firsthand Funds and Firsthand Capital Management, Inc.; Notice of Application2005-12-09T00:00:00-08:002005-12-09T00:00:00-08:0005-23844Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-09/pdf/05-23844.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/09/05-23843.htmlRule - Commission Guidance Regarding Accounting for Sales of Vaccines and Bioterror Countermeasures to the Federal Government for Placement Into the Pediatric Vaccine Stockpile or the Strategic National Stockpile2005-12-09T00:00:00-08:002005-12-09T00:00:00-08:0005-23843Rulehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-09/pdf/05-23843.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/08/E5-7071.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Prohibit the Practice of Unbundling Orders to Maximize Rebates of Fees2005-12-08T00:00:00-08:002005-12-08T00:00:00-08:00E5-7071Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-08/pdf/E5-7071.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/08/E5-7067.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Transaction Fees and a Fee Waiver for Options on the Mini-SPX2005-12-08T00:00:00-08:002005-12-08T00:00:00-08:00E5-7067Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-08/pdf/E5-7067.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/08/E5-7065.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Gasoline Index Futures2005-12-08T00:00:00-08:002005-12-08T00:00:00-08:00E5-7065Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-08/pdf/E5-7065.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/08/E5-7058.htmlNotice - MGI Funds and Mercer Global Investments, Inc.; Notice of Application2005-12-08T00:00:00-08:002005-12-08T00:00:00-08:00E5-7058Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-08/pdf/E5-7058.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/08/E5-7057.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading Pursuant to Unlisted Trading Privileges of the iShares® Lehman TIPS Bond Fund2005-12-08T00:00:00-08:002005-12-08T00:00:00-08:00E5-7057Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-08/pdf/E5-7057.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/08/05-23801.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Margin Deposits for a Customers' Lien Account2005-12-08T00:00:00-08:002005-12-08T00:00:00-08:0005-23801Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-08/pdf/05-23801.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/07/E5-6986.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Obligations of Designated Primary Market Makers During the Implementation of the PAR Official Program2005-12-07T00:00:00-08:002005-12-07T00:00:00-08:00E5-6986Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-07/pdf/E5-6986.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/07/E5-6983.htmlNotice - Issuer Delisting; Notice of Application of SJW Corp. To Withdraw Its Common Stock, $1.042 Par Value, From Listing and Registration on the American Stock Exchange LLC File No. 1-089662005-12-07T00:00:00-08:002005-12-07T00:00:00-08:00E5-6983Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-07/pdf/E5-6983.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/07/E5-6982.htmlNotice - Issuer Delisting; Notice of Application of Applera Corporation To Withdraw Its Applera Corporation-Applied Biosystems Group Common Stock $.01 Par Value, Together With Rights To Purchase Series A Participating Junior Preferred Stock, $.01 Par Value, and Applera Corporation-Celera Genomics Group Common Stock, $.01 Par Value, Together With Rights To Purchase Series B Participating Junior Preferred Stock, $.01 Par Value, From Listing and Registration on the Pacific Exchange, Inc. File No. 1-043892005-12-07T00:00:00-08:002005-12-07T00:00:00-08:00E5-6982Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-07/pdf/E5-6982.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/07/E5-6980.htmlNotice - Proposed Collection; Comment Request2005-12-07T00:00:00-08:002005-12-07T00:00:00-08:00E5-6980Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-07/pdf/E5-6980.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/07/E5-6979.htmlNotice - Proposed Collection; Comment Request2005-12-07T00:00:00-08:002005-12-07T00:00:00-08:00E5-6979Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-07/pdf/E5-6979.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/07/05-23783.htmlNotice - Sunshine Act Meeting2005-12-07T00:00:00-08:002005-12-07T00:00:00-08:0005-23783Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-07/pdf/05-23783.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/06/E5-6888.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to the Federal Reserve's National Settlement System2005-12-06T00:00:00-08:002005-12-06T00:00:00-08:00E5-6888Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-06/pdf/E5-6888.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/06/E5-6887.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to the Operation of Primary Market Maker Memberships2005-12-06T00:00:00-08:002005-12-06T00:00:00-08:00E5-6887Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-06/pdf/E5-6887.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/06/E5-6858.htmlNotice - Securities Exchange Act of 1934; Order Regarding Alternative Net Capital Computation for Bear, Stearns & Co. Inc., Which Has Elected To Be Supervised on a Consolidated Basis2005-12-06T00:00:00-08:002005-12-06T00:00:00-08:00E5-6858Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-06/pdf/E5-6858.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/05/E5-6831.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Transaction Fees for Options on the Dow Jones Industrial Average2005-12-05T00:00:00-08:002005-12-05T00:00:00-08:00E5-6831Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-05/pdf/E5-6831.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/05/E5-6830.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change Regarding the Euro Currency Trust2005-12-05T00:00:00-08:002005-12-05T00:00:00-08:00E5-6830Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-05/pdf/E5-6830.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/05/E5-6828.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Telemarketing2005-12-05T00:00:00-08:002005-12-05T00:00:00-08:00E5-6828Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-05/pdf/E5-6828.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/05/E5-6826.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to the Prohibition of Trade Shredding2005-12-05T00:00:00-08:002005-12-05T00:00:00-08:00E5-6826Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-05/pdf/E5-6826.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/05/E5-6825.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Scope of Risk Management Controls as They Relate to Maturity Presentment Transactions of Pledged Money Market Instruments2005-12-05T00:00:00-08:002005-12-05T00:00:00-08:00E5-6825Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-05/pdf/E5-6825.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/05/E5-6820.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to a Proposed Interpretation to Rule 342 (Offices-Approval, Supervision, and Control)2005-12-05T00:00:00-08:002005-12-05T00:00:00-08:00E5-6820Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-05/pdf/E5-6820.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/05/E5-6819.htmlNotice - Proposed Collection; Comment Request; Upon Written Request, Copy Available From: Securities and Exchange, Commission, Office of Filings and Information Services, Washington, DC 205492005-12-05T00:00:00-08:002005-12-05T00:00:00-08:00E5-6819Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-05/pdf/E5-6819.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/05/05-23687.htmlNotice - Sunshine Act Meeting2005-12-05T00:00:00-08:002005-12-05T00:00:00-08:0005-23687Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-05/pdf/05-23687.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/05/05-23614.htmlRule - Asset-Backed Securities2005-12-05T00:00:00-08:002005-12-05T00:00:00-08:0005-23614Rulehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-05/pdf/05-23614.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/05/05-23613.htmlRule - Adoption of Amendments to the Rules of Practice and Related Provisions and Delegations of Authority of the Commission2005-12-05T00:00:00-08:002005-12-05T00:00:00-08:0005-23613Rulehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-05/pdf/05-23613.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/02/E5-6753.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange Inc.; Order Approving Proposed Rule Change Relating to Proposed Amendments to Rules 282 (Mandatory Buy-In), 284 (Procedure for Closing Defaulted Contract), 289 (Must Receive Delivery), and 290 (Defaulting Party May Deliver After Notice of Intention to Close)2005-12-02T00:00:00-08:002005-12-02T00:00:00-08:00E5-6753Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-02/pdf/E5-6753.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/02/E5-6752.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto To Amend Rule 460 (Specialists Participating in Contests)2005-12-02T00:00:00-08:002005-12-02T00:00:00-08:00E5-6752Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-02/pdf/E5-6752.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/02/E5-6751.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto To Delete Certain Exchange Rules, or Portions Thereof, Which Have Been Determined by the Exchange To Be Obsolete or Unnecessary2005-12-02T00:00:00-08:002005-12-02T00:00:00-08:00E5-6751Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-02/pdf/E5-6751.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/02/05-23612.htmlNotice - Sunshine Act Meeting2005-12-02T00:00:00-08:002005-12-02T00:00:00-08:0005-23612Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-02/pdf/05-23612.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/01/E5-6733.htmlNotice - Issuer Delisting; Notice of Application of Marlton Technologies, Inc. To Withdraw Its Common Stock, No Par Value, From Listing and Registration on the American Stock Exchange LLC2005-12-01T00:00:00-08:002005-12-01T00:00:00-08:00E5-6733Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-01/pdf/E5-6733.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/01/E5-6732.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Relating to the Directed Order Process and the Establishment of Designated Market Makers and Lead Market Makers2005-12-01T00:00:00-08:002005-12-01T00:00:00-08:00E5-6732Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-01/pdf/E5-6732.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/01/E5-6731.htmlNotice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rejection of Erroneous Post-Trade Instructions2005-12-01T00:00:00-08:002005-12-01T00:00:00-08:00E5-6731Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-01/pdf/E5-6731.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/01/E5-6730.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Reduce the Value of the Nasdaq Composite Index® Underlying the Options Traded Under the Symbol QCE2005-12-01T00:00:00-08:002005-12-01T00:00:00-08:00E5-6730Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-01/pdf/E5-6730.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/01/E5-6729.htmlNotice - Order Granting an Application of Global Industries, Ltd. Under Section 12(h) of the Securities Exchange Act of 19342005-12-01T00:00:00-08:002005-12-01T00:00:00-08:00E5-6729Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-01/pdf/E5-6729.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/01/E5-6728.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Requirement That Registered Options Traders May Only Sign on to Auto-Ex for ETFs Traded by the Same or Adjoining Specialists and Shall Sign on to Auto-Ex for a Maximum of Fifteen ETFs2005-12-01T00:00:00-08:002005-12-01T00:00:00-08:00E5-6728Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-01/pdf/E5-6728.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/01/E5-6727.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an Options Licensing Fee for Options on Certain StreetTRACKS Exchange-Traded Funds and the SPDR Dividend Exchange-Traded Fund2005-12-01T00:00:00-08:002005-12-01T00:00:00-08:00E5-6727Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-01/pdf/E5-6727.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/01/E5-6726.htmlNotice - Proposed Collection; Comment Request2005-12-01T00:00:00-08:002005-12-01T00:00:00-08:00E5-6726Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-01/pdf/E5-6726.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/01/E5-6725.htmlNotice - Proposed Collection; Comment Request2005-12-01T00:00:00-08:002005-12-01T00:00:00-08:00E5-6725Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-01/pdf/E5-6725.pdfhttps://regulations.justia.com/regulations/fedreg/2005/12/01/05-23543.htmlNotice - Issuer Delisting; Notice of Application of Lynch Interactive Corporation To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the American Stock Exchange LLC2005-12-01T00:00:00-08:002005-12-01T00:00:00-08:0005-23543Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-12-01/pdf/05-23543.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/30/05-23496.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to iShares® Dow Jones U.S. Energy Sector Index Fund and iShares Dow Jones U.S. Telecommunications Sector Index Fund2005-11-30T00:00:00-08:002005-11-30T00:00:00-08:0005-23496Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-30/pdf/05-23496.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/30/05-23495.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASD Rule 7010 To Change the Fee Structure for the “Browse/Query” Function in the Trade Reporting Service of the Nasdaq Market Center2005-11-30T00:00:00-08:002005-11-30T00:00:00-08:0005-23495Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-30/pdf/05-23495.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/30/05-23492.htmlNotice - AEW Real Estate Income Fund, et al.; Notice of Application2005-11-30T00:00:00-08:002005-11-30T00:00:00-08:0005-23492Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-30/pdf/05-23492.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6663.htmlNotice - Issuer Delisting; Notice of Application of Nabors Industries Ltd. To Withdraw Its Common Shares, $.001 Par Value, From Listing and Registration on the American Stock Exchange LLC2005-11-29T00:00:00-08:002005-11-29T00:00:00-08:00E5-6663Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6663.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6662.htmlNotice - Issuer Delisting; Notice of Application of Centennial Specialty Foods Corporation To Withdraw Its Common Stock, $.0001 Par Value, From Listing and Registration on the Boston Stock Exchange, Inc.2005-11-29T00:00:00-08:002005-11-29T00:00:00-08:00E5-6662Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6662.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6661.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Participant Fees and Credits2005-11-29T00:00:00-08:002005-11-29T00:00:00-08:00E5-6661Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6661.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6659.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Its Marketing Fee Program2005-11-29T00:00:00-08:002005-11-29T00:00:00-08:00E5-6659Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6659.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6656.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Adopt a Simple Auction Liaison System To Auction Qualifying Marketable Orders for Potential Price Improvement2005-11-29T00:00:00-08:002005-11-29T00:00:00-08:00E5-6656Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6656.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6653.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendments Nos. 1, 2 and 3 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 to the Proposed Rule Change Relating to Exchange Rule 6072005-11-29T00:00:00-08:002005-11-29T00:00:00-08:00E5-6653Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6653.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6627.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to the Rule Regarding Supervisory Control Systems, Rule 3012, To Require Notification of Reliance on “Limited Size and Resources” Exception2005-11-29T00:00:00-08:002005-11-29T00:00:00-08:00E5-6627Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6627.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6626.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to iShares ® MSCI Index Funds2005-11-29T00:00:00-08:002005-11-29T00:00:00-08:00E5-6626Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6626.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6624.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Extend Certain Exceptions From the Voting and Ownership Limitations in the Certificate of Incorporation of PCX Holdings, Inc.2005-11-29T00:00:00-08:002005-11-29T00:00:00-08:00E5-6624Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6624.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6623.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Position Sub-Accounts2005-11-29T00:00:00-08:002005-11-29T00:00:00-08:00E5-6623Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6623.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6622.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 2 and 3 Thereto Relating to Exposure of Orders in the PCX Plus Crossing Mechanism2005-11-29T00:00:00-08:002005-11-29T00:00:00-08:00E5-6622Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6622.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6619.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Listing Standards for Investment Company Units and Dissemination of Intraday Optimized Portfolio Value2005-11-29T00:00:00-08:002005-11-29T00:00:00-08:00E5-6619Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6619.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6618.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Clearing Fees for Certain Transactions Executed on OneChicago, LLC2005-11-29T00:00:00-08:002005-11-29T00:00:00-08:00E5-6618Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6618.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6562.htmlNotice - Self-Regulatory Organizations; National Stock Exchange; Order Approving Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, To Amend the Exchange's Customer Priority Rule To Require Designated Dealers To Implement and Maintain Automated Compliance Systems2005-11-28T00:00:00-08:002005-11-28T00:00:00-08:00E5-6562Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6562.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6561.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to Increase the Size of the Audit Committee2005-11-28T00:00:00-08:002005-11-28T00:00:00-08:00E5-6561Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6561.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6559.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 2 and 4 Thereto Relating to the Removal of Agency Responsibilities From Designated Primary Market-Makers and the Establishment of PAR Officials2005-11-28T00:00:00-08:002005-11-28T00:00:00-08:00E5-6559Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6559.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6558.htmlNotice - Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Amendments to the Interpretive Notice to NFA Compliance Rule 2-9: Enhanced Supervisory Requirements.2005-11-28T00:00:00-08:002005-11-28T00:00:00-08:00E5-6558Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6558.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6557.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 to the Proposed Rule Change Relating to Exchange Rule 342 (“Offices-Approval, Supervision and Control”)2005-11-28T00:00:00-08:002005-11-28T00:00:00-08:00E5-6557Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6557.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6556.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Dissemination of Index Values2005-11-28T00:00:00-08:002005-11-28T00:00:00-08:00E5-6556Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6556.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6555.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402005-11-28T00:00:00-08:002005-11-28T00:00:00-08:00E5-6555Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6555.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6541.htmlNotice - Proposed Collection; Comment Request2005-11-28T00:00:00-08:002005-11-28T00:00:00-08:00E5-6541Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6541.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6540.htmlNotice - Proposed Collection; Comment Request2005-11-28T00:00:00-08:002005-11-28T00:00:00-08:00E5-6540Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6540.pdf