Securities and Exchange Commission – Federal Register Recent Federal Regulation Documents

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Sunshine Act Meetings
Document Number: 2021-22772
Type: Notice
Date: 2021-10-18
Agency: Securities and Exchange Commission, Agencies and Commissions
First Eagle Global Opportunities Fund, et al.
Document Number: 2021-22548
Type: Notice
Date: 2021-10-18
Agency: Securities and Exchange Commission, Agencies and Commissions
Enhanced Reporting of Proxy Votes by Registered Management Investment Companies; Reporting of Executive Compensation Votes by Institutional Investment Managers
Document Number: 2021-21549
Type: Proposed Rule
Date: 2021-10-15
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'') is proposing to amend Form N-PX under the Investment Company Act of 1940 (``Investment Company Act'') to enhance the information mutual funds, exchange-traded funds (``ETFs''), and certain other funds currently report annually about their proxy votes and to make that information easier to analyze. The Commission also is proposing rule and form amendments under the Securities Exchange Act of 1934 (``Exchange Act'') that would require an institutional investment manager subject to the Exchange Act to report annually on Form N-PX how it voted proxies relating to executive compensation matters, as required by the Exchange Act. The proposed reporting requirements for institutional investment managers, if adopted, would complete implementation of those requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act (``Dodd-Frank Act'').
Sunshine Act Meeting; Cancellation
Document Number: 2021-22536
Type: Notice
Date: 2021-10-14
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting; Cancellation
Document Number: 2021-22140
Type: Notice
Date: 2021-10-08
Agency: Securities and Exchange Commission, Agencies and Commissions