Securities and Exchange Commission – Federal Register Recent Federal Regulation Documents

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Sunshine Act Meetings
Document Number: 2022-21909
Type: Notice
Date: 2022-10-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940
Document Number: 2022-21687
Type: Notice
Date: 2022-10-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On April 22, 2021, August 25, 2021, November 3, 2021 and May 20, 2022, applicant made liquidating distributions to its shareholders based on net asset value. Expenses of $238,121 incurred in connection with the liquidation were paid by the applicant. Filing Date: The application was filed on September 2, 2022. Applicant's Address: Alexander.Karampatsos@dechert.com.
Neuberger Berman BDC LLC, et al.
Document Number: 2022-21540
Type: Notice
Date: 2022-10-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Constitution Capital Private Markets Fund, LLC and Constitution Capital PM, LP
Document Number: 2022-21645
Type: Notice
Date: 2022-10-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request; Extension: Regulation 14C (Commission Rules 14c-1 Through 14c-7 and Schedule 14C)
Document Number: 2022-21446
Type: Notice
Date: 2022-10-04
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request; Extension: Rule 31a-2
Document Number: 2022-21445
Type: Notice
Date: 2022-10-04
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request; Extension: Form N-17D-1
Document Number: 2022-21444
Type: Notice
Date: 2022-10-04
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request; Extension: Rule 7d-2
Document Number: 2022-21201
Type: Notice
Date: 2022-09-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request; Extension: Rule 15c3-5
Document Number: 2022-21200
Type: Notice
Date: 2022-09-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Regulation Crowdfunding, General Rules and Regulations
Document Number: 2022-21290
Type: Rule
Date: 2022-09-29
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice of Intention To Cancel Registrations of Certain Transfer Agents
Document Number: 2022-20815
Type: Notice
Date: 2022-09-27
Agency: Securities and Exchange Commission, Agencies and Commissions