January 10, 2023 – Federal Register Recent Federal Regulation Documents

Western Pacific Fishery Management Council; Public Meetings
Document Number: 2023-00192
Type: Notice
Date: 2023-01-10
Agency: Department of Commerce, National Oceanic and Atmospheric Administration
The Western Pacific Fishery Management Council (Council) will hold a meeting of its Archipelagic Plan Team (APT) to discuss fishery management issues and develop recommendations for future management of fisheries in the Western Pacific Region.
Notice of Availability of Uniform National Discharge Standards (UNDS) for Vessels of the Armed Forces-Phase III Batch Two
Document Number: 2023-00191
Type: Notice
Date: 2023-01-10
Agency: Department of Defense, Office of the Secretary
DoD has developed internal regulations on the design, construction, installation, and use of marine pollution control devices (MCPDs) to meet performance standards for 11 discharges incidental to the normal operation of a vessel of the Armed Forces into the navigable waters of the United States, the territorial seas, and the contiguous zone, and is making them publicly available.
Agency Information Collection Activities: Proposed Collection; Comment Request
Document Number: 2023-00190
Type: Notice
Date: 2023-01-10
Agency: Department of Health and Human Services, Substance Abuse and Mental Health Services Administration
FY 2022 Annual Compliance Report
Document Number: 2023-00189
Type: Notice
Date: 2023-01-10
Agency: Postal Regulatory Commission, Agencies and Commissions
The Postal Service has filed an Annual Compliance Report on the costs, revenues, rates, and quality of service associated with its products in fiscal year 2022. Within 90 days, the Commission must evaluate that information and issue its determination as to whether rates were compliant and whether service standards in effect were met. To assist in this, the Commission seeks public comments on the Postal Service's Annual Compliance Report.
Order of Succession for the Office of Fair Housing and Equal Opportunity
Document Number: 2023-00188
Type: Notice
Date: 2023-01-10
Agency: Department of Housing and Urban Development
In this notice, the Deputy Secretary of the Department of Housing and Urban Development designates the Order of Succession for the Office of the Assistant Secretary for the Office of Fair Housing and Equal Opportunity. This Order of Succession supersedes all prior Orders of Succession for the Office of Fair Housing and Equal Opportunity, including the September 13, 2021, Amendment to the Order of Succession published in the Federal Register on November 29, 2011.
Service of Process and Updated Addresses for Certain Communications With the Agency
Document Number: 2023-00081
Type: Rule
Date: 2023-01-10
Agency: Social Security Administration, Agencies and Commissions
We are revising our rules regarding service of legal process in lawsuits involving judicial review of final decisions of the Commissioner of Social Security on individual claims for benefits under title II, VIII, or XVI of the Social Security Act (Act) or individual claims for a Medicare Part D subsidy under title XVIII of the Act. We are revising our rules to provide that when summonses and complaints in these lawsuits are mailed, they should be sent to a central address, regardless of where the lawsuit is filed. We will also accept electronic service in these suits in accordance with the new Supplemental Rules for Social Security Actions, added to the Federal Rules of Civil Procedure (FRCP) effective December 1, 2022. Additionally, we are updating our headquarters address; removing obsolete references and past jurisdictional responsibilities of regional Office of the General Counsel (OGC) offices, which no longer exist; and making other minor editorial changes. We expect that these changes will make the service of process for affected cases more streamlined and consistent with the FRCP.
Air Plan Partial Approval and Partial Disapproval; AK, Fairbanks North Star Borough; 2006 24-Hour PM2.5
Document Number: 2022-28666
Type: Proposed Rule
Date: 2023-01-10
Agency: Environmental Protection Agency
The Environmental Protection Agency (EPA) is proposing to approve in part and disapprove in part the state implementation plan (SIP) revisions, submitted by the State of Alaska (Alaska or the State) to address Clean Air Act (CAA or Act) requirements for the 2006 24-hour fine particulate matter (PM2.5) national ambient air quality standards (NAAQS) in the Fairbanks North Star Borough PM2.5 nonattainment area (Fairbanks PM2.5 Nonattainment Area). Alaska made these submissions on December 13, 2019, and December 15, 2020.
Management of Federal Agency Disbursements
Document Number: 2022-28458
Type: Proposed Rule
Date: 2023-01-10
Agency: Fiscal Service, Public Debt Bureau, Department of Treasury, Department of the Treasury
The Department of the Treasury's (Treasury) Bureau of the Fiscal Service (``Fiscal Service'' or ``we''), is proposing to amend its regulation that implements a statutory mandate requiring the Federal Government to deliver non-tax payments by electronic funds transfer (EFT) unless a waiver is available. Among other things, this Notice of Proposed Rulemaking (NPRM) would strengthen the EFT requirement by narrowing the scope of existing waivers from the EFT mandate or requiring agencies to obtain Fiscal Service's approval to invoke certain existing waivers; provide that Treasury has the right to nullify an agency's use of a waiver if Treasury determines that application of a waiver would lead to an agency initiating an unusually large number or proportion of payments by means other than EFT; and clarify that when an agency fails to make a payment by EFT as prescribed by part 208, Treasury has authority to assess a charge to an agency. The proposed changes reflect the reality that the use of electronic payments has expanded significantly since the waivers from the EFT mandate were first published in 1998 and also seek to take advantage of Treasury's growing profile of electronic payment options, which are faster, less expensive, and safer than paper checks. Strengthening the EFT requirements as proposed in the NPRM is also consistent with Treasury's commitment to reducing check payments.
Request for Medicare Payment Advisory Commission (MedPAC) Nominations
Document Number: 2022-27734
Type: Notice
Date: 2023-01-10
Agency: Government Accountability Office, Agencies and Commissions
The Balanced Budget Act of 1997 established the Medicare Payment Advisory Commission (MedPAC) and gave the Comptroller General responsibility for appointing its members. The U.S. Government Accountability Office (GAO) is now accepting nominations for MedPAC appointments that will be effective in May 2023. Nominations should be sent to the email address listed below. Acknowledgement of receipt will be provided within a week of submission.
Proposed Collection; Comment Request; Extension: Regulation S
Document Number: 2023-00220
Type: Notice
Date: 2023-01-10
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request; Extension: Rule 17f-1(g)
Document Number: 2023-00218
Type: Notice
Date: 2023-01-10
Agency: Securities and Exchange Commission, Agencies and Commissions
Office of the Director, National Institutes of Health: Notice of Meeting
Document Number: 2023-00217
Type: Notice
Date: 2023-01-10
Agency: Department of Health and Human Services, National Institutes of Health
National Heart, Lung, and Blood Institute; Notice of Closed Meeting
Document Number: 2023-00216
Type: Notice
Date: 2023-01-10
Agency: Department of Health and Human Services, National Institutes of Health
National Heart, Lung, and Blood Institute; Notice of Closed Meeting
Document Number: 2023-00215
Type: Notice
Date: 2023-01-10
Agency: Department of Health and Human Services, National Institutes of Health
Civil Monetary Penalty Inflation Adjustment
Document Number: 2023-00212
Type: Rule
Date: 2023-01-10
Agency: National Credit Union Administration, Agencies and Commissions
The NCUA Board (Board) is amending its regulations to adjust the maximum amount of each civil monetary penalty (CMP) within its jurisdiction to account for inflation. This action, including the amount of the adjustments, is required under the Federal Civil Penalties Inflation Adjustment Act of 1990, as amended by the Debt Collection Improvement Act of 1996 and the Federal Civil Penalties Inflation Adjustment Act Improvements Act of 2015.
Proposed Collection; Comment Request
Document Number: 2023-00211
Type: Notice
Date: 2023-01-10
Agency: Federal Housing Finance Agency
The Federal Housing Finance Agency (FHFA or Agency), as part of its continuing effort to reduce paperwork and respondent burden, invites public comments on a new information collection titled ``Tech Sprints,'' as required by the Paperwork Reduction Act of 1995 (PRA). This information collection has not yet been assigned a control number by the Office of Management and Budget (OMB). FHFA intends to submit the information collection to OMB for review and approval of a three- year control number.
Agency Information Collection Activities: Proposed Collection; Comment Request
Document Number: 2023-00208
Type: Notice
Date: 2023-01-10
Agency: Department of Health and Human Services, Substance Abuse and Mental Health Services Administration
Fisheries of the Gulf of Mexico; Southeast Data, Assessment, and Review (SEDAR); Public Meeting
Document Number: 2023-00205
Type: Notice
Date: 2023-01-10
Agency: Department of Commerce, National Oceanic and Atmospheric Administration
The SEDAR 74 assessment of Gulf of Mexico red snapper will consist of a Data workshop, a series of assessment webinars, and a Review workshop. See SUPPLEMENTARY INFORMATION.
GE-Hitachi Nuclear Energy Americas, LLC; GE-Hitachi Nuclear Test Reactor
Document Number: 2023-00203
Type: Notice
Date: 2023-01-10
Agency: Nuclear Regulatory Commission, Agencies and Commissions
The U.S. Nuclear Regulatory Commission (NRC) staff accepts, dockets, and is considering an application for the renewal of Facility Operating License No. R-33, submitted by GE-Hitachi Nuclear Energy Americas, LLC (the licensee), dated November 19, 2020, as supplemented. The renewed license would authorize the licensee to operate the GE- Hitachi Nuclear Test Reactor at a maximum steady-state thermal power of 100 kilowatts for an additional 20 years from the date of issuance. The GE-Hitachi Nuclear Test Reactor is located at the GE Hitachi Nuclear Energy, Vallecitos Nuclear Center in Sunol, California. Because this application contains sensitive unclassified non-safeguards information (SUNSI), an order imposes procedures to obtain access to SUNSI for contention preparation.
Agency Information Collection Activities: Proposed Collection; Comment Request
Document Number: 2023-00202
Type: Notice
Date: 2023-01-10
Agency: Department of Health and Human Services, Substance Abuse and Mental Health Services Administration
30-Day Notice of Proposed Information Collection: Public Housing Mortgage Program and Section 30; OMB Control No.: 2577-0265
Document Number: 2023-00201
Type: Notice
Date: 2023-01-10
Agency: Department of Housing and Urban Development
HUD is seeking approval from the Office of Management and Budget (OMB) for the information collection described below. In accordance with the Paperwork Reduction Act, HUD is requesting comment from all interested parties on the proposed collection of information. The purpose of this notice is to allow for an additional 30 days of public comment.
Fisheries of the South Atlantic; Southeast Data, Assessment, and Review (SEDAR); Public Meeting
Document Number: 2023-00200
Type: Notice
Date: 2023-01-10
Agency: Department of Commerce, National Oceanic and Atmospheric Administration
The SEDAR 77 assessment of the Atlantic stock of hammerhead sharks will consist of a stock identification (ID) process, data webinars/workshop, a series of assessment webinars, and a review workshop. See SUPPLEMENTARY INFORMATION.
New England Fishery Management Council; Public Meeting
Document Number: 2023-00199
Type: Notice
Date: 2023-01-10
Agency: Department of Commerce, National Oceanic and Atmospheric Administration
The New England Fishery Management Council (Council, NEFMC) will hold a three-day in-person meeting with an option for remote participation to consider actions affecting New England fisheries in the exclusive economic zone (EEZ). The Council continues to follow all public safety measures related to COVID-19 and intends to do so for this meeting.
Advisory Committee for Polar Programs; Notice of Meeting
Document Number: 2023-00198
Type: Notice
Date: 2023-01-10
Agency: National Science Foundation, Agencies and Commissions
Agency Information Collection Activities: Proposed Collection; Comment Request
Document Number: 2023-00197
Type: Notice
Date: 2023-01-10
Agency: Department of Health and Human Services, Substance Abuse and Mental Health Services Administration
North Pacific Fishery Management Council; Public Meeting
Document Number: 2023-00195
Type: Notice
Date: 2023-01-10
Agency: Department of Commerce, National Oceanic and Atmospheric Administration
The North Pacific Fishery Management Council (Council) Salmon Bycatch Committee will meet January 25, 2023.
Pacific Fishery Management Council; Public Meeting
Document Number: 2023-00194
Type: Notice
Date: 2023-01-10
Agency: Department of Commerce, National Oceanic and Atmospheric Administration
The Pacific Fishery Management Council's (Pacific Council) Coastal Pelagic Species Management Team (CPSMT) will hold a public meeting.
Proposed Flood Hazard Determinations
Document Number: 2023-00193
Type: Notice
Date: 2023-01-10
Agency: Federal Emergency Management Agency, Department of Homeland Security
Comments are requested on proposed flood hazard determinations, which may include additions or modifications of any Base Flood Elevation (BFE), base flood depth, Special Flood Hazard Area (SFHA) boundary or zone designation, or regulatory floodway on the Flood Insurance Rate Maps (FIRMs), and where applicable, in the supporting Flood Insurance Study (FIS) reports for the communities listed in the table below. The purpose of this notice is to seek general information and comment regarding the preliminary FIRM, and where applicable, the FIS report that the Federal Emergency Management Agency (FEMA) has provided to the affected communities. The FIRM and FIS report are the basis of the floodplain management measures that the community is required either to adopt or to show evidence of having in effect in order to qualify or remain qualified for participation in the National Flood Insurance Program (NFIP).
HEARTH Act Approval of Miccosukee Tribe of Indians Leasing Ordinance
Document Number: 2023-00231
Type: Notice
Date: 2023-01-10
Agency: Department of the Interior, Bureau of Indian Affairs
The Bureau of Indian Affairs (BIA) approved the Miccosukee Tribe of Indians Leasing Ordinance under the Helping Expedite and Advance Responsible Tribal Homeownership Act of 2012 (HEARTH Act). With this approval, the Tribe is authorized to enter into agriculture, business, and wind and solar leases without further BIA approval.
Agenda and Notice of Public Meetings of the South Dakota Advisory Committee
Document Number: 2023-00230
Type: Notice
Date: 2023-01-10
Agency: Commission on Civil Rights
Notice is hereby given, pursuant to the provisions of the rules and regulations of the U.S. Commission on Civil Rights (Commission), and the Federal Advisory Committee Act (FACA), that the South Dakota State Advisory Committee to the Commission will convene business meetings on the following Mondays at 12:30 p.m. Central Time: February 13, March 13, and April 10, 2023. The purpose of the business meetings is to discuss testimony heard related to the Committee's topic on voting rights and voter access.
Notice of Public Meetings of the Colorado Advisory Committee
Document Number: 2023-00229
Type: Notice
Date: 2023-01-10
Agency: Commission on Civil Rights
Notice is hereby given, pursuant to the provisions of the rules and regulations of the U.S. Commission on Civil Rights (Commission) and the Federal Advisory Committee Act that the Colorado Advisory Committee (Committee) to the U.S. Commission on Civil Rights will hold business meetings on Wednesdays: January 18 and February 15, 2023; from 3-4 p.m. Mountain Time. The purpose of the meetings is to plan for briefings on school attendance zones. The committee will also hold a briefing on Wednesday, February 1, 2023, from 3-5 p.m. Mountain Time. The purpose of the briefing is to hear from experts on the topic of school attendance zones. Business Meeting Dates: Wednesdays: January 18 and February 15, 2023; 3-4 p.m. (MT). Zoom Link for Business Meetings: https://tinyurl.com/279fjudv. Business Meetings by Phone Only: 1-551-285-1373 (USA Toll Free); Meeting ID: 160 614 2807#. Briefing Date: Wednesday, February 1, 2023; 3:00 p.m.-5:00 p.m. (MT). Zoom Link for Briefing: https://tinyurl.com/2s49wt8k. Briefing by Phone Only: 1-551-285-1373 (USA Toll Free); Meeting ID: 160 058 4700#.
Notice of Public Meeting of the Connecticut Advisory Committee
Document Number: 2023-00228
Type: Notice
Date: 2023-01-10
Agency: Commission on Civil Rights
Notice is hereby given, pursuant to the provisions of the rules and regulations of the U.S. Commission on Civil Rights (Commission), and the Federal Advisory Committee Act (FACA), that the Connecticut Advisory Committee to the U.S. Commission on Civil Rights will hold a third briefing on the impact of algorithms on civil rights in Connecticut on Thursday, January 12, 2023, at 2 p.m. (ET). The purpose of the meeting is to continue its work on algorithms. Date and Time: Thursday, January 12, 2023; 2 p.m. (ET) Zoom Link (audio/video): https://tinyurl.com/2p9p2vr3; passcode, if needed: USCCR-CT If Joining by Phone Only: 1-551-285-1373; Meeting ID: 160 490 1057#
Agendas and Notices of Public Meetings of the Maine Advisory Committee
Document Number: 2023-00227
Type: Notice
Date: 2023-01-10
Agency: Commission on Civil Rights
Notice is hereby given, pursuant to the provisions of the rules and regulations of the U.S. Commission on Civil Rights (Commission), and the Federal Advisory Committee Act (FACA), that the Maine Advisory Committee to the Commission will hold virtual monthly meetings for transcript and report discussion on the following Thursdays at 12 p.m. (ET): January 12, February 9, March 9, and April 13, 2023.
Notice of Public Meeting of the Minnesota Advisory Committee to the U.S. Commission on Civil Rights
Document Number: 2023-00226
Type: Notice
Date: 2023-01-10
Agency: Commission on Civil Rights
Notice is hereby given, pursuant to the provisions of the rules and regulations of the U.S. Commission on Civil Rights (Commission) and the Federal Advisory Committee Act, that the Minnesota Advisory Committee (Committee) to the U.S. Commission on Civil Rights will hold a virtual business meeting via Zoom at 1:00 p.m. CT on Thursday, January 26, 2023, to discuss the Committee's next topic of study.
Notice of Public Meeting of the Wyoming Advisory Committee to the U.S. Commission on Civil Rights
Document Number: 2023-00225
Type: Notice
Date: 2023-01-10
Agency: Commission on Civil Rights
Notice is hereby given, pursuant to the provisions of the rules and regulations of the U.S. Commission on Civil Rights (Commission) and the Federal Advisory Committee Act, that the Wyoming Advisory Committee (Committee) to the U.S. Commission on Civil Rights will hold a virtual business meeting via Zoom at 1:00 p.m. MT on Monday, February 6, 2023. The purpose of this meeting is to discuss briefing plans for the Committee's project on housing discrimination.
Meeting of the Global Justice Information Sharing Initiative Federal Advisory Committee
Document Number: 2023-00223
Type: Notice
Date: 2023-01-10
Agency: Department of Justice, Office of Justice Programs
This is an announcement of a meeting of the Global Justice Information Sharing Initiative (Global) Federal Advisory Committee (GAC) to discuss the Global Initiative, as described at https:// bja.ojp.gov/program/it/global. This meeting will be held virtually. Approved observers will receive the log-information prior to the meeting.
Notice of Public Meeting of the New York Advisory Committee to the U.S. Commission on Civil Rights
Document Number: 2023-00222
Type: Notice
Date: 2023-01-10
Agency: Commission on Civil Rights
Notice is hereby given, pursuant to the provisions of the rules and regulations of the U.S. Commission on Civil Rights (Commission) and the Federal Advisory Committee Act, that the New York Advisory Committee (Committee) will hold a virtual business meeting via Zoom on Friday, January 20, 2023, at 1:00 p.m. Eastern Time, for the purpose of discussing and voting on potential panelists for the next virtual public briefing on the New York child welfare system.
Proposed Collection; Comment Request; Extension: Rule 12h-1(f)
Document Number: 2023-00221
Type: Notice
Date: 2023-01-10
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Agency Information Collection Activities; Comment Request
Document Number: 2023-00293
Type: Notice
Date: 2023-01-10
Agency: Federal Railroad Administration, Department of Transportation
Under the Paperwork Reduction Act of 1995 (PRA) and its implementing regulations, this notice announces that FRA is forwarding the Information Collection Requests (ICRs) abstracted below to the Office of Management and Budget (OMB) for review and comment. These ICRs describe the information collections and their expected burdens. On July 5, 2022, FRA published a notice providing a 60-day period for public comment on the ICRs.
Advisory Committee on Evidence Rules; Hearing of the Judicial Conference
Document Number: 2023-00292
Type: Notice
Date: 2023-01-10
Agency: Judicial Conference of the United States, Agencies and Commissions
The following public hearing on proposed amendments to the Federal Rules of Evidence has been canceled: Evidence Rules Hearing on January 20, 2023. The announcement for this hearing was previously published in the Federal Register on August 5, 2022.
Draft Habitat Conservation Plan and Draft Categorical Exclusion for the Santa Barbara County Distinct Population Segment of the California Tiger Salamander; Kelt Reservoir Project, Santa Barbara County, CA
Document Number: 2023-00291
Type: Notice
Date: 2023-01-10
Agency: Fish and Wildlife Service, Department of the Interior
We, the U.S. Fish and Wildlife Service, announce the availability of a draft habitat conservation plan (HCP) and draft categorical exclusion (CatEx) for activities associated with an application for an incidental take permit (ITP) under the Endangered Species Act. The ITP would authorize take of the Santa Barbara County distinct population segment of the California tiger salamander incidental to activities associated with Golden State Water Company's (applicant) Kelt Reservoir Project in Orcutt, Santa Barbara County, California. The applicant developed the draft HCP as part of their application for an ITP. The Service prepared a draft low-effect screening form and environmental action statement in accordance with the National Environmental Policy Act to evaluate the potential effects to the natural and human environment resulting from issuing an ITP to the applicant. We invite comments from the public and Federal, Tribal, State, and local governments.
Advisory Council on Alzheimer's Research, Care, and Services; Meeting
Document Number: 2023-00290
Type: Notice
Date: 2023-01-10
Agency: Department of Health and Human Services
This notice announces the public meeting of the Advisory Council on Alzheimer's Research, Care, and Services (Advisory Council). The Advisory Council provides advice on how to prevent or reduce the burden of Alzheimer's disease and related dementias (ADRD) on people with the disease and their caregivers. During the meeting on January 30 and 31, 2023, the Advisory Council will hear presentations on issues related to clinical practice and plans for advanced care planning. The second day presentations will review the impact of new drug approvals and focus on risk reduction and social determinants of health. The National Institute of Neurological Disorders and Stroke (NINDS) will present research milestones from the 2022 ADRD summit and other Federal agencies will also provide updates.
Formations of, Acquisitions by, and Mergers of Bank Holding Companies
Document Number: 2023-00289
Type: Notice
Date: 2023-01-10
Agency: Federal Reserve System, Agencies and Commissions
Intent To Request Extension From OMB of One Current Public Collection of Information: Security Training for Surface Transportation Employees
Document Number: 2023-00288
Type: Notice
Date: 2023-01-10
Agency: Department of Homeland Security, Transportation Security Administration
The Transportation Security Administration (TSA) invites public comment on one currently approved Information Collection Request (ICR), Office of Management and Budget (OMB) control number 1652-0066, abstracted below, that we will submit to OMB for an extension in compliance with the Paperwork Reduction Act (PRA). The ICR describes the nature of the information collection and its expected burden. The collection involves information to validate compliance with the regulatory requirements, including Security Training Programs, Security Training Records, Security Coordinator Information, and Reporting Significant Security Concerns Information.
Agency Information Collection Activities; Comment Request; Generic Clearance for the Collection of Qualitative Feedback on Agency Service Delivery
Document Number: 2023-00287
Type: Notice
Date: 2023-01-10
Agency: Department of Education
In accordance with the Paperwork Reduction Act (PRA) of 1995, the Department is proposing an extension without change of a currently approved information collection request (ICR).
Notice of Request for Revision to and Extension of Approval of an Information Collection; Movement of Organisms Modified or Produced Through Genetic Engineering
Document Number: 2023-00284
Type: Notice
Date: 2023-01-10
Agency: Department of Agriculture, Animal and Plant Health Inspection Service
In accordance with the Paperwork Reduction Act of 1995, this notice announces the Animal and Plant Health Inspection Service's intention to request a revision to and extension of approval of an information collection associated with the regulations for the movement of organisms and products modified or produced through genetic engineering.
Draft Strategic Enforcement Plan
Document Number: 2023-00283
Type: Notice
Date: 2023-01-10
Agency: Equal Employment Opportunity Commission, Agencies and Commissions
The U.S. Equal Employment Opportunity Commission (EEOC) seeks public comments on a Draft Strategic Enforcement Plan for 20232027 as part of its strategic planning process.
Exemption From Certain Prohibited Transaction Restrictions Involving JPMorgan Chase Co.
Document Number: 2023-00282
Type: Notice
Date: 2023-01-10
Agency: Employee Benefits Security Administration, Department of Labor
This document contains a notice of exemption issued by the Department of Labor (the Department) from certain of the prohibited transaction restrictions of the Employee Retirement Income Security Act of 1974 (ERISA or the Act) and/or the Internal Revenue Code of 1986 (the Code). This exemption allows entities with specified relationships to JPMorgan Chase Co. (JPMC or the Applicant), located in New York, N.Y., to continue to rely on the exemptive relief provided by Prohibited Transaction Class Exemption 84-14 (PTE 84-14 or the QPAM Exemption), notwithstanding the judgment of conviction against JPMC, as described below.
Reader Aids
Document Number: FR-2023-01-10-ReaderAids
Type: Reader Aids
Date: 2023-01-10
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