Results 51 - 100 of 2,619
Sorted by Date | Sort by Relevance
Defect and Noncompliance Notification and Reporting
Document Number: 2023-23639
Type: Notice
Date: 2023-10-26
Agency: National Highway Traffic Safety Administration, Department of Transportation
that manufacturers notify NHTSA in the event of a bankruptcy, we expect this notification to take an estimated 2 hours to draft and submit to NHTSA. We continue to estimate that only 10 manufacturers might submit such a notice to NHTSA each year, so we calculate
Submission for OMB Review; Comment Request
Document Number: 2023-21832
Type: Notice
Date: 2023-10-03
Agency: Department of Agriculture
to submit to AMS, through their certifying agent, records that demonstrate that they qualify for a variance due to bankruptcy proceedings, forced sales, insolvency, or an intergenerational transfer. The new information collected will be used by AMS
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the Franklin Bitcoin ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Document Number: 2023-21787
Type: Notice
Date: 2023-10-03
Agency: Securities and Exchange Commission, Agencies and Commissions
to directing their bitcoin investments into loosely regulated offshore vehicles (including loosely regulated centralized exchanges that have since faced bankruptcy proceedings or other insolvencies). Background Bitcoin is a digital asset based
Separate Licensing or Approval Standards for Relative or Kinship Foster Family Homes
Document Number: 2023-21081
Type: Rule
Date: 2023-09-28
Agency: Department of Health and Human Services, Administration for Children and Families
and retirement funds, incurring attorney fees, substantial child care costs, and in some cases, the commenters said they had to file for bankruptcy and experienced home foreclosure. Summary of Comments from Tribes and Entities Representing Tribal
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the ARK 21Shares Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Document Number: 2023-20959
Type: Notice
Date: 2023-09-27
Agency: Securities and Exchange Commission, Agencies and Commissions
held on those accounts; the segregation will be both from the proprietary property of the Custodian and the assets of any other customer. Such an arrangement is generally deemed to be ``bankruptcy remote,'' that is, in the event of an insolvency
Agency Information Collection Activities: Proposed Collection Renewal; Comment Request
Document Number: 2023-20682
Type: Notice
Date: 2023-09-25
Agency: Federal Deposit Insurance Corporation, Agencies and Commissions
to the FDIC and the Board of Governors of the Federal Reserve System (Board) (together, the agencies) their plans for rapid and orderly resolution under the U.S. Bankruptcy Code \3\ in the event of material financial distress or failure. The goal
Guidance for Resolution Plan Submissions of Foreign Triennial Full Filers
Document Number: 2023-19268
Type: Notice
Date: 2023-09-19
Agency: Federal Deposit Insurance Corporation, Agencies and Commissions, Federal Reserve System
the agencies' expectations regarding several aspects of the specified firms' plans for an orderly resolution under the U.S. Bankruptcy Code. The agencies invite public comment on all aspects of the proposed guidance. DATES: Comments must be received
Guidance for Resolution Plan Submissions of Domestic Triennial Full Filers
Document Number: 2023-19267
Type: Notice
Date: 2023-09-19
Agency: Federal Deposit Insurance Corporation, Agencies and Commissions, Federal Reserve System
.S. Bankruptcy Code. The agencies invite public comment on all aspects of the proposed guidance. DATES: Comments must be received by November 30, 2023. ADDRESSES: Interested parties are encouraged to submit written comments jointly to both agencies. Comments
Resolution Plans Required for Insured Depository Institutions With $100 Billion or More in Total Assets; Informational Filings Required for Insured Depository Institutions With at Least $50 Billion But Less Than $100 Billion in Total Assets
Document Number: 2023-19266
Type: Proposed Rule
Date: 2023-09-19
Agency: Federal Deposit Insurance Corporation, Agencies and Commissions
) for the rapid and orderly resolution of the covered company under the U.S. Bankruptcy Code.\15\ The goal of DFA resolution plans, which is different from that of resolution plans under the current rule, is to reduce the likelihood that the financial distress
Long-Term Debt Requirements for Large Bank Holding Companies, Certain Intermediate Holding Companies of Foreign Banking Organizations, and Large Insured Depository Institutions
Document Number: 2023-19265
Type: Proposed Rule
Date: 2023-09-19
Agency: Federal Deposit Insurance Corporation, Agencies and Commissions, Federal Reserve System, Office of the Comptroller of the Currency, Department of Treasury, Department of the Treasury
), with the covered entities being resolved under Chapter 11 of the U.S. Bankruptcy Code. In the resolution of an IDI under the FDI Act, the FDIC as receiver has a variety of strategic options, including, among others, selling the IDI's assets and transferring its
Colorado Pacific Rio Grande Railroad, LLC-Petition for Exemption-Acquisition and Operation of Line of Railroad in Costilla County, Colorado
Document Number: 2023-20072
Type: Notice
Date: 2023-09-18
Agency: Surface Transportation Board, Department of Transportation
Grande Railroad, LLC (CP Rio Grande), a Class III carrier, filed a petition for exemption on June 20, 2023, seeking after-the-fact authority to acquire in bankruptcy and operate 1.53 miles of track extending from milepost 0.0 in Blanca, Colo
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Granting Approval of a Proposed Rule Change To Modify the Package of Complimentary Services Provided to Certain Eligible Switches September 12, 2023 and Make Other Changes to IM-5900-7 and IM-5900-7A
Document Number: 2023-20087
Type: Notice
Date: 2023-09-18
Agency: Securities and Exchange Commission, Agencies and Commissions
under IM- 5101-2), (ii) upon emerging from bankruptcy, (iii) in connection with a spin-off or carve-out from another Company, (iv) in connection with a Direct Listing as defined in IM-5315-1 (including the listing of American Depository Receipts
Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to Portfolio Margining
Document Number: 2023-19354
Type: Notice
Date: 2023-09-08
Agency: Securities and Exchange Commission, Agencies and Commissions
the Exchange Act or Securities Investor Protection Act of 1970 and will instead receive customer protection treatment under the commodity broker liquidation provisions of the U.S. Bankruptcy Code and the rules and regulations promulgated thereunder
Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities Clearing Corporation
Document Number: 2023-18673
Type: Notice
Date: 2023-08-30
Agency: Securities and Exchange Commission, Agencies and Commissions
]] in the Bankruptcy Code,\38\ the Securities Investor Protection Act,\39\ and other similar laws. \36\ The term ``Stock Options'' is defined in the Existing Accord within the definition of ``Eligible Securities'' and refers to options issued by OCC. \37
Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing and Extension of Review Period of Advance Notice Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between the Options Clearing Corporation and the National Securities Clearing Corporation
Document Number: 2023-18672
Type: Notice
Date: 2023-08-30
Agency: Securities and Exchange Commission, Agencies and Commissions
's subsequent acceptance of Defaulted NSCC Member Transactions for clearance and settlement are intended to fall within the ``safe harbors'' provided in the Bankruptcy Code,\39\ the Securities Investor Protection Act,\40\ and other similar laws. \37
Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Modify the Amended and Restated Stock Options and Futures Settlement Agreement and Make Certain Revisions to the NSCC Rules
Document Number: 2023-18670
Type: Notice
Date: 2023-08-30
Agency: Securities and Exchange Commission, Agencies and Commissions
of the Guaranty Substitution Payment and NSCC's subsequent acceptance of Defaulted NSCC Member Transactions for clearance and settlement are intended to fall within the ``safe harbors'' provided in the Bankruptcy Code,\37\ the Securities Investor Protection Act
Hermit's Peak/Calf Canyon Fire Assistance
Document Number: 2023-18457
Type: Rule
Date: 2023-08-29
Agency: Federal Emergency Management Agency, Department of Homeland Security
a bankruptcy settlement of a private corporation under California law. FEMA is required to follow the statutory framework provided in the Act. While the Claims Office is reviewing some of the best practices from the California incident, that incident
Proposed Prospective Purchaser Agreement for the Buick City Site in Flint, Michigan; Reopening of the Comment Period
Document Number: 2023-18471
Type: Notice
Date: 2023-08-28
Agency: Environmental Protection Agency
placed into an Environmental Response Trust (the ``Trust'') as a result of the resolution of the 2009 GM bankruptcy. The Trust is administrated by Revitalizing Auto Communities Environmental Response. Thomas Short, Deputy Director, Superfund
Designating Applications To Renew Low Power Television Stations Licensed to Jennifer Juarez
Document Number: 2023-18230
Type: Notice
Date: 2023-08-23
Agency: Federal Communications Commission, Agencies and Commissions
or assign the stations. After that disclosure to the FCC, Guel/HCCN filed the four-years' delinquent notice that the Parties had closed the sale of stations to Juarez on July 25, 2010. On the following day, November 11, 2014, HCCN filed for bankruptcy
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the Global X Bitcoin Trust, Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Document Number: 2023-18103
Type: Notice
Date: 2023-08-23
Agency: Securities and Exchange Commission, Agencies and Commissions
that have since faced bankruptcy proceedings or other insolvencies), then countless investors would have had the option to better protect their principal investments in bitcoin from the afore-mentioned events and risks. Background Bitcoin is a digital
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 3 to, and Order Instituting Proceedings To Determine Whether To Approve or Disapprove, a Proposed Rule Change To List and Trade Shares of the ARK 21Shares Bitcoin ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Document Number: 2023-17603
Type: Notice
Date: 2023-08-16
Agency: Securities and Exchange Commission, Agencies and Commissions
into loosely regulated offshore vehicles (such as loosely regulated centralized exchanges that have since faced bankruptcy proceedings or other insolvencies), then countless investors would have protected their principal investments in bitcoin and thus
Used Drum Management and Reconditioning Advance Notice of Proposed Rulemaking
Document Number: 2023-16752
Type: Proposed Rule
Date: 2023-08-11
Agency: Environmental Protection Agency
the facility and caused the company to declare bankruptcy.\8\ Lack of information about a container's origins (i.e., who sent it, and from where, contents, etc.) can also create issues such as difficulty for employees at reconditioning facilities
Advisory Committees on Appellate, Bankruptcy, and Civil Rules; Hearings of the Judicial Conference
Document Number: 2023-16976
Type: Notice
Date: 2023-08-09
Agency: Judicial Conference of the United States, Agencies and Commissions
Doc No: 2023-16976] JUDICIAL CONFERENCE OF THE UNITED STATES Advisory Committees on Appellate, Bankruptcy, and Civil Rules; Hearings of the Judicial Conference AGENCY: Judicial Conference of the United States. ACTION: Advisory Committees
Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
Document Number: 2023-16572
Type: Proposed Rule
Date: 2023-08-08
Agency: Commodity Futures Trading Commission, Agencies and Commissions
or supported by other investment funds or the investment advisor in the event of fund insolvency or bankruptcy.'' \28\ Margin Subcommittee Report at 7 and 29. The Margin Subcommittee Report also recommended that the Commission eliminate the asset
Derivatives Clearing Organizations Recovery and Orderly Wind-Down Plans; Information for Resolution Planning
Document Number: 2023-14457
Type: Proposed Rule
Date: 2023-07-28
Agency: Commodity Futures Trading Commission, Agencies and Commissions
of the Initiation of Pending Orderly Wind-DownSec. 39.13(k)(1)(ii) C. Orderly Wind-Down Plan: Required ElementsSec. 39.13(k)(2)- (6) D. Conforming Changes to Bankruptcy ProvisionsPart 190 IV. Establishment of Time to File Orderly Wind-Down PlanSec. 39
Privacy Act of 1974; System of Records
Document Number: 2023-15997
Type: Notice
Date: 2023-07-28
Agency: Department of Education
) Category (12) is modified to expand the types of case records related to discharge of title IV, HEA obligations on grounds of qualifying service, bankruptcy discharge, death, Public Service Loan Forgiveness (PSLF) (including, but not limited
Privacy Act of 1974; System of Records
Document Number: 2023-15931
Type: Notice
Date: 2023-07-27
Agency: Department of Education
of qualifying service, bankruptcy discharge, Total and Permanent Disability (including medical records submitted to support an application for discharge by reason of disability), death, Public Service Loan Forgiveness (PSLF) (including, but not limited
Federal Credit Union Bylaws
Document Number: 2023-15715
Type: Rule
Date: 2023-07-26
Agency: National Credit Union Administration, Agencies and Commissions
access should be limited. The Board has intentionally kept the limitation of services policy for credit unions to have a variety of remedies available for problematic conduct. One FCU stated that a member filing bankruptcy should be considered per se
Otoe-Missouria Tribe of Indians Liquor Control Ordinance of 2022; Repeal and Replace
Document Number: 2023-15724
Type: Notice
Date: 2023-07-25
Agency: Department of the Interior, Bureau of Indian Affairs
, bankruptcy, reorganization, complaints or felony convictions against Key Participant licensees, not later than ten (10) days after the change occurs; (c) establish sanitation, security, and other related policies that comply with the Ordinance, Tribal
Fluid Mineral Leases and Leasing Process
Document Number: 2023-14287
Type: Proposed Rule
Date: 2023-07-24
Agency: Department of the Interior, Bureau of Land Management
amounts are outdated, expose the Federal Government to significant financial risks in the event of bankruptcies, and delay ``complete and timely'' reclamation and restoration of lease tracts, which can cause or exacerbate a range of environmental
Proposed Prospective Purchaser Agreement for the Delphi 1 Anderson Site in Anderson, Indiana
Document Number: 2023-15215
Type: Notice
Date: 2023-07-19
Agency: Environmental Protection Agency
that were placed into an Environmental Response Trust (the ``Trust'') as a result of the resolution of the 2009 GM bankruptcy. The Trust is administrated by Revitalizing Auto Communities Environmental Response. Douglas Ballotti, Director, Superfund
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the WisdomTree Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Document Number: 2023-15272
Type: Notice
Date: 2023-07-19
Agency: Securities and Exchange Commission, Agencies and Commissions
.S. investors had access to vehicles such as the Trust for their bitcoin investments, instead of directing their bitcoin investments into loosely regulated offshore vehicles (such as loosely regulated centralized exchanges that have since faced bankruptcy
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change, As Modified by Amendment No. 1, To List and Trade Shares of the VanEck Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Document Number: 2023-15271
Type: Notice
Date: 2023-07-19
Agency: Securities and Exchange Commission, Agencies and Commissions
to vehicles such as the Trust for their bitcoin investments, instead of directing their bitcoin investments into loosely regulated offshore vehicles (such as the offshore regulated centralized exchanges that have since faced bankruptcy proceedings or other
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Invesco Galaxy Bitcoin ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Document Number: 2023-15268
Type: Notice
Date: 2023-07-19
Agency: Securities and Exchange Commission, Agencies and Commissions
for their bitcoin investments, instead of directing their bitcoin investments into loosely regulated offshore vehicles (such as loosely regulated centralized exchanges that have since faced bankruptcy proceedings or other insolvencies), then countless investors
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the Wise Origin Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Document Number: 2023-15267
Type: Notice
Date: 2023-07-19
Agency: Securities and Exchange Commission, Agencies and Commissions
regulated offshore platforms (such as loosely regulated centralized exchanges that have since faced bankruptcy proceedings or other insolvencies), then countless investors could have protected their principal investments in bitcoin and thus benefited
Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating to Portfolio Margining
Document Number: 2023-15257
Type: Notice
Date: 2023-07-19
Agency: Securities and Exchange Commission, Agencies and Commissions
defines SIPA to mean U.S. Securities Investor Protection Act of 1970, as amended. \13\ The Definitions section of the Regulations defines the Code to mean U.S. Bankruptcy Code, as amended. \14\ The purpose of this provision is to cause the FCM
Exemption From Certain Prohibited Transaction Restrictions Involving the Unit Corporation Employees' Thrift Plan (the Plan or the Applicant) Located in Tulsa, Oklahoma
Document Number: 2023-15144
Type: Notice
Date: 2023-07-18
Agency: Employee Benefits Security Administration, Department of Labor
the acquisition and holding by the Plan participants' accounts of warrants (the Warrants) issued by Unit Corporation, the Plan sponsor, in connection with Unit Corporation's chapter 11 bankruptcy filing (the Bankruptcy Filing) in exchange for the participants
Agency Information Collection Activities: Proposed Collection Renewal; Comment Request
Document Number: 2023-15142
Type: Notice
Date: 2023-07-18
Agency: Federal Deposit Insurance Corporation, Agencies and Commissions
and orderly resolution under the U.S. Bankruptcy Code \3\ in the event of material financial distress or failure. The goal of the Dodd-Frank Act resolution planning process is to help ensure that a covered company's failure would not have serious adverse
Request for Information Regarding Medical Payment Products
Document Number: 2023-14726
Type: Notice
Date: 2023-07-12
Agency: Centers for Medicare & Medicaid Services, Department of Health and Human Services, Department of the Treasury
patients' homes. Many people file bankruptcy in order to resolve large outstanding medical bills; \29\ it is possible that medical payment products contribute disproportionately to bankruptcy filings by people facing significant health challenges. Given
Benefit Payments and Allocation of Assets
Document Number: 2023-14349
Type: Rule
Date: 2023-07-11
Agency: Pension Benefit Guaranty Corporation, Agencies and Commissions
the plan's (or ERISA's) requirements for the benefit by the plan's termination date (or, if applicable, by the bankruptcy filing date of a contributing plan sponsor).\1\ \1\ See 29 CFR 4022.3(a)(1). For a plan that terminates while a contributing
Medicare Program; Hospital Outpatient Prospective Payment System: Remedy for the 340B-Acquired Drug Payment Policy for Calendar Years 2018-2022
Document Number: 2023-14623
Type: Proposed Rule
Date: 2023-07-11
Agency: Centers for Medicare & Medicaid Services, Department of Health and Human Services
This proposed rule describes the agency's proposed actions to comply with the remand from the district court to craft a remedy in light of the United States Supreme Court's decision in American Hospital Association v. Becerra, 142 S. Ct. 1896 (2022), relating to the adjustment of Medicare payment rates for drugs acquired under the 340B Program from calendar year (CY) 2018 through September 27th of CY 2022.
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Modify the Package of Complimentary Services Provided to Certain Eligible Switches and Make Other Changes to IM-5900-7 and IM-5900-7A
Document Number: 2023-14443
Type: Notice
Date: 2023-07-10
Agency: Securities and Exchange Commission, Agencies and Commissions
Depository Receipts (other than a Company listed under IM- 5101-2), (ii) upon emerging from bankruptcy, (iii) in connection with a spin-off or carve-out from another Company, (iv) in connection with a Direct Listing as defined in IM-5315-1 (including
Premerger Notification; Reporting and Waiting Period Requirements
Document Number: 2023-13511
Type: Proposed Rule
Date: 2023-06-29
Agency: Federal Trade Commission, Agencies and Commissions
and certain types of bankruptcies observe a 15-day waiting period) \2\ after the parties submit an HSR Filing to the Agencies. These statutory deadlines for conducting an initial review are extraordinarily short, and the Agencies must work quickly
Risk Management and Financial Assurance for OCS Lease and Grant Obligations
Document Number: 2023-12916
Type: Proposed Rule
Date: 2023-06-29
Agency: Department of the Interior, Bureau of Ocean Energy Management
into consideration. Since 2009, more than 30 corporate bankruptcies have occurred involving offshore oil and gas lessees with un-bonded decommissioning liabilities. The fact that bankruptcies and reorganizations have involved un-bonded decommissioning
Agency Information Collection Activities: Revision of an Approved Information Collection; Submission for OMB Review; Margin and Capital Requirements for Covered Swap Entities
Document Number: 2023-13696
Type: Notice
Date: 2023-06-28
Agency: Office of the Comptroller of the Currency, Department of Treasury, Department of the Treasury
reasonably necessary to consummate such purchase after the cash collateral is posted as initial margin; and (2) is a legal, valid, binding, and enforceable agreement under the laws of all relevant jurisdictions, including in the event of bankruptcy
Proposed Prospective Purchaser Agreement for the Buick City Site in Flint, Michigan
Document Number: 2023-13231
Type: Notice
Date: 2023-06-22
Agency: Environmental Protection Agency
Response Trust (the ``Trust'') as a result of the resolution of the 2009 GM bankruptcy. The Trust is administrated by Revitalizing Auto Communities Environmental Response. Douglas Ballotti, Director, Superfund & Emergency Management Division, Region 5
Tariff Provisions
Document Number: 2023-13287
Type: Rule
Date: 2023-06-22
Agency: Department of Energy, Federal Energy Regulatory Commission
\ Dominion argues that RTOs/ISOs should only be able to share ``bankruptcy filings, confirmed undisputed material financial defaults in their wholesale energy markets or bilateral arrangements, disciplinary actions taken for market activity not in keeping
Notice of Lodging of Proposed Bankrutpcy Settlement Under the Comprehensive Environmental Response, Compensation, and Liability Act
Document Number: 2023-13025
Type: Notice
Date: 2023-06-20
Agency: Department of Justice
settlement Stipulation with Remington Arms Distribution Company, LLC (``Remington Arms''), with the United States Bankruptcy Court for the [[Page 39868]] Northern District of Alabama in the Chapter 11 bankruptcy case captioned In re Remington Outdoor
Advisory Committee on Bankruptcy Rules; Meeting of the Judicial Conference
Document Number: 2023-11947
Type: Notice
Date: 2023-06-06
Agency: Judicial Conference of the United States, Agencies and Commissions
No: 2023-11947] JUDICIAL CONFERENCE OF THE UNITED STATES Advisory Committee on Bankruptcy Rules; Meeting of the Judicial Conference AGENCY: Judicial Conference of the United States. ACTION: Notice of open meeting. SUMMARY: The Advisory
Montana Regulatory Program
Document Number: 2023-10492
Type: Proposed Rule
Date: 2023-05-23
Agency: Department of the Interior, Office of Surface Mining Reclamation and Enforcement
's compliance information to be updated and approved if a bankruptcy or reorganization results in a change of ownership for the applicant. Furthermore, the proposed amendment requires permit owners to provide financial assurance for employee pensions. Lastly
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.