Results 151 - 200 of 2,619
Sorted by Date | Sort by Relevance
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 6.78-O and Adopt New Rules Related Thereto and Delete Paragraph (d) to Rule 6.69-O
Document Number: 2022-19227
Type: Notice
Date: 2022-09-07
Agency: Securities and Exchange Commission, Agencies and Commissions
to the Exchange's Options Surveillance Department''). Proposed Rule 6.78A-O(a)(10) permits an off-floor transfer if it is a transfer of positions through operation of law from death, bankruptcy, or otherwise.\33\ This proposed provision is consistent
Self-Regulatory Organizations; NYSE American, LLC.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New Rules 997NY, 997.1NY, 997.2NY and 997.3NY and Delete Paragraph (d) to Rule 957NY
Document Number: 2022-19226
Type: Notice
Date: 2022-09-07
Agency: Securities and Exchange Commission, Agencies and Commissions
through operation of law from death, bankruptcy, or otherwise. The proposed rule change makes clear that the transferred positions must be on, from, or to the books of a Clearing Member. The proposed rule change states that existing positions
Whistleblower Program Rules
Document Number: 2022-18842
Type: Rule
Date: 2022-09-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Manual, 25.2.2.6.1(1), available at https://www.irs.gov/irm/part25/irm_25-002-002. \40\ Internal Revenue Service, Chief Counsel Directives Manual for Litigation in District Court, Bankruptcy Court, Court of Federal Claims, and State Court, 34
Agency Information Collection Activities; Renewable Energy and Alternate Uses of Existing Facilities on the Outer Continental Shelf
Document Number: 2022-19043
Type: Notice
Date: 2022-09-02
Agency: Department of the Interior, Bureau of Ocean Energy Management
and BOEM within 5 business days after initiating surety insolvency or bankruptcy
Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers
Document Number: 2022-17724
Type: Proposed Rule
Date: 2022-09-01
Agency: Commodity Futures Trading Commission, Agencies and Commissions, Securities and Exchange Commission
) to ``ring-fence'' assets in light of liability or bankruptcy concerns associated with a particular investment (i.e., structure assets so counterparties would only have recourse against the trading vehicle and not against the private fund). Currently, Form
Notice of Lodging of Proposed Settlement Agreement Under the Comprehensive Environmental Response, Compensation, and Liability Act
Document Number: 2022-18820
Type: Notice
Date: 2022-08-31
Agency: Department of Justice
Settlement Agreement entered into with J.J.W. Metal, Corp. (``J.J.W. Metal'') in the United States Bankruptcy Court for the District of Puerto Rico in In re J.J.W. Metal Corp., Case No. 20-04536-EAG11. J.J.W. Metal is a potentially responsible party under
Opendoor Labs Inc; Analysis of Proposed Consent Order To Aid Public Comment
Document Number: 2022-17077
Type: Notice
Date: 2022-08-09
Agency: Federal Trade Commission, Agencies and Commissions
. Part VI requires Respondent to file a compliance report with the Commission and to notify the Commission of bankruptcy filings or changes in corporate structure that might affect compliance obligations. Part VII contains recordkeeping requirements
Credit-Related Information Sharing in Organized Wholesale Electric Markets
Document Number: 2022-16609
Type: Proposed Rule
Date: 2022-08-08
Agency: Department of Energy, Federal Energy Regulatory Commission
\ For example, the default and bankruptcy of the Brazos Electric Power Cooperative in ERCOT after Winter Storm Uri resulted in claimed losses of $9,757,536 by MISO in February 2021. Brazos Elec. Power Coop. Inc., No. 4:21-BK-30725 (Bankr. S.D. Tex.). 36
Advisory Committees on Appellate, Bankruptcy, Civil, and Evidence Rules; Hearings of the Judicial Conference
Document Number: 2022-16775
Type: Notice
Date: 2022-08-05
Agency: Judicial Conference of the United States, Agencies and Commissions
Doc No: 2022-16775] JUDICIAL CONFERENCE OF THE UNITED STATES Advisory Committees on Appellate, Bankruptcy, Civil, and Evidence Rules; Hearings of the Judicial Conference AGENCY: Judicial Conference of the United States. ACTION: Advisory
Information Collection; Indirect Cost Rate Proposals, Payments to Small Business Subcontractors, and Bankruptcy Notifications
Document Number: 2022-06479
Type: Notice
Date: 2022-03-28
Agency: Department of Defense, General Services Administration, Agencies and Commissions, National Aeronautics and Space Administration
to Small Business Subcontractors, and Bankruptcy Notifications AGENCY: Department of Defense (DOD), General Services Administration (GSA), [[Page 17293]] and National Aeronautics and Space Administration (NASA). ACTION: Notice and request for comments
Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews
Document Number: 2022-03212
Type: Proposed Rule
Date: 2022-03-24
Agency: Securities and Exchange Commission, Agencies and Commissions
and acquisitions, non-bank lending, and restructurings and bankruptcies. Venture capital funds provide funding to start-ups and early stage companies. Private funds and their advisers also play an increasingly important role in the lives of everyday Americans
CafePress; Analysis of Proposed Consent Orders To Aid Public Comment
Document Number: 2022-06022
Type: Notice
Date: 2022-03-22
Agency: Federal Trade Commission, Agencies and Commissions
of the order. Part XI requires Residual Pumpkin to file compliance reports with the Commission and to notify the Commission of bankruptcy filings or changes in corporate structure that might affect compliance obligations. Part XII contains recordkeeping
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Abandoned Individual Account Plan Termination
Document Number: 2022-05492
Type: Notice
Date: 2022-03-16
Agency: Department of Labor
abandoned due to significant business events, such as bankruptcies, mergers, acquisitions, and other similar transactions affecting the status of an employer. For additional substantive information about this ICR, see the related notice published
Proposed Exemptions From Certain Prohibited Transaction Restrictions
Document Number: 2022-04954
Type: Notice
Date: 2022-03-09
Agency: Employee Benefits Security Administration, Department of Labor
(a) of the Employee Retirement Income Security Act of 1974 (ERISA), in accordance with the procedures set forth in 29 CFR part 2570, subpart B (76 FR 46637, 66644, October 27, 2011). The proposed exemption relates to lawsuits and a Chapter 7 Bankruptcy Claim
Notice of Funding Opportunity for America's Marine Highway Projects
Document Number: 2022-04599
Type: Notice
Date: 2022-03-04
Agency: Maritime Administration, Department of Transportation
five years, the applicant or any predecessor or related company has been in bankruptcy or in reorganization under Chapter 11 of the Bankruptcy Code, or in any insolvency or reorganization proceedings, and whether any substantial property
Bulletin 2022-04: Mitigating Harm From Repossession of Automobiles
Document Number: 2022-04508
Type: Rule
Date: 2022-03-03
Agency: Bureau of Consumer Financial Protection
to repossession that resulted in unfair acts or practices. For example, the Bankruptcy Code imposes an automatic stay that bars collection activity, including repossession, from the moment a consumer has filed a bankruptcy petition. Supervision found that when
Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Proposed Rule Change Concerning The Options Clearing Corporation's Cash and Investment Management
Document Number: 2022-04330
Type: Notice
Date: 2022-03-02
Agency: Securities and Exchange Commission, Agencies and Commissions
(f). OCC proposes to amend its Rules 1006(a) and (c) to add ``investment counterparty'' to the list of counterparties whose failure to perform any obligation to OCC when due because of its bankruptcy, insolvency, receivership, suspension
Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice Concerning The Options Clearing Corporation's Cash and Investment Management
Document Number: 2022-03824
Type: Notice
Date: 2022-02-23
Agency: Securities and Exchange Commission, Agencies and Commissions
to amend its Rules 1006(a) and (c) to add ``investment counterparty'' to the list of counterparties whose failure to perform any obligation to OCC when due because of its bankruptcy, insolvency, receivership, suspension of operations, or any similar
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Exempt Non-Convertible Bonds Listed Under Rule 5702 From Certain Corporate Governance Requirements
Document Number: 2022-03760
Type: Notice
Date: 2022-02-23
Agency: Securities and Exchange Commission, Agencies and Commissions
on the listed non-convertible bonds. Thus, for example, an issuer would have to disclose if a non-convertible bond that was previously guaranteed is no longer guaranteed, or if the issuer or guarantor declares bankruptcy. An issuer would also have
Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0075: Protection of Collateral of Counterparties to Uncleared Swaps; Treatment of Securities in a Portfolio Margining Account in a Commodity Broker Bankruptcy
Document Number: 2022-03699
Type: Notice
Date: 2022-02-22
Agency: Commodity Futures Trading Commission, Agencies and Commissions
in a Portfolio Margining Account in a Commodity Broker Bankruptcy AGENCY: Commodity Futures Trading Commission. ACTION: Notice. SUMMARY: The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is announcing an opportunity for public comment
Agency Information Collection Activities; Proposed eCollection eComments Requested; Revision of a Currently Approved Collection
Document Number: 2022-03578
Type: Notice
Date: 2022-02-18
Agency: Department of Justice
: Individuals and businesses that wish to offer instructional courses to debtors concerning personal financial management pursuant to the Bankruptcy Abuse Prevention and Consumer Protection Act of 2005 (``BAPCPA''), Public Law 109-8, 119 Stat. 23, 37, 38
Agency Information Collection Activities; Proposed eCollection eComments Requested; Revision of a Currently Approved Collection
Document Number: 2022-03577
Type: Notice
Date: 2022-02-18
Agency: Department of Justice
: Nonprofit agencies that wish to offer credit counseling services pursuant to the Bankruptcy Abuse Prevention and Consumer Protection Act of 2005 (``BAPCPA''), Public Law 109-8, 119 Stat. 23, 37, 38 (April 20, 2005), and codified at 11 U.S.C. 109(h
Agency Information Collection Activities; Submission to the Office of Management and Budget (OMB) for Review and Approval; Comment Request; Licensing of Private Remote-Sensing Space Systems
Document Number: 2022-02601
Type: Notice
Date: 2022-02-08
Agency: Department of Commerce, National Oceanic and Atmospheric Administration
of a licensee may indicate that a change in control of the spacecraft will follow, because an insolvent licensee may go through a bankruptcy process that might put the licensed system's ownership in question. It is critical that CRSRA be able to intervene
Adjustment of Certain Dollar Amounts in the Bankruptcy Code
Document Number: 2022-02299
Type: Notice
Date: 2022-02-04
Agency: Judicial Conference of the United States, Agencies and Commissions
Doc No: 2022-02299] JUDICIAL CONFERENCE OF THE UNITED STATES Adjustment of Certain Dollar Amounts in the Bankruptcy Code AGENCY: Judicial Conference of the United States. ACTION: Notice of adjusted dollar amounts. SUMMARY: Pursuant
Simplification of Deposit Insurance Rules
Document Number: 2022-01607
Type: Rule
Date: 2022-01-28
Agency: Federal Deposit Insurance Corporation, Agencies and Commissions
that, unless otherwise specified in an IDI's deposit account records, a deposit of a trust established by multiple grantors will be presumed to be owned in equal shares.\38\ \38\ See 12 CFR 330.10(f). Bankruptcy Trustee Deposits The FDIC
District of Columbia: Final Approval of State Underground Storage Tank Program Revisions, Codification, and Incorporation by Reference
Document Number: 2022-01432
Type: Rule
Date: 2022-01-27
Agency: Environmental Protection Agency
Section 6715 Bankruptcy or Incapacity Appendix 67-1 Certification of Financial Responsibility Appendix 67-2 Financial Test of Self Insurance Letter From Chief Financial Officer Appendix 67-3 Guarantee Appendix 67-4 Certificate of Insurance Appendix 67
Notice; 2021 Statutory Pay-As-You-Go Act Annual Report
Document Number: 2022-01516
Type: Notice
Date: 2022-01-26
Agency: Management and Budget Office, Executive Office of the President
for personal injury, and for other purposes.; Public Law 116-315, Johnny Isakson and David P. Roe, M.D. Veterans Health Care and Benefits Improvement Act of 2020; Public Law 116-325, Bankruptcy Administration Improvement Act of 2020; Public
Advisory Committee on Bankruptcy Rules; Meeting of the Judicial Conference
Document Number: 2022-00655
Type: Notice
Date: 2022-01-14
Agency: Judicial Conference of the United States, Agencies and Commissions
No: 2022-00655] JUDICIAL CONFERENCE OF THE UNITED STATES Advisory Committee on Bankruptcy Rules; Meeting of the Judicial Conference AGENCY: Judicial Conference of the United States. ACTION: Advisory committee on Bankruptcy Rules; notice
Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning the Options Clearing Corporation's Cash and Investment Management
Document Number: 2022-00378
Type: Notice
Date: 2022-01-12
Agency: Securities and Exchange Commission, Agencies and Commissions
's bankruptcy, insolvency, receivership, suspension of operations, or any similar event. See Securities Exchange Act (``Exchange Act'') Release No. 82309 (Dec. 13, 2017), 82 FR 60262 (Dec. 19, 2017) (File No. SR-OCC-2017-017). In the unlikely event
Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice Concerning The Options Clearing Corporation's Cash and Investment Management
Document Number: 2022-00377
Type: Notice
Date: 2022-01-12
Agency: Securities and Exchange Commission, Agencies and Commissions
-day settlement for reasons other than a bank or clearing organization's bankruptcy, insolvency, receivership, suspension of operations, or any similar event. See Securities Exchange Act (``Exchange Act'') Release No. 82309 (Dec. 13, 2017), 82 FR 60262 (Dec
Medicare Program; Contract Year 2023 Policy and Technical Changes to the Medicare Advantage and Medicare Prescription Drug Benefit Programs
Document Number: 2022-00117
Type: Proposed Rule
Date: 2022-01-12
Agency: Centers for Medicare & Medicaid Services, Department of Health and Human Services
worth or has been under sanction during the performance timeframe. We are proposing to include an organization's record of Star Ratings, bankruptcy issues, and compliance actions in our methodology going forward. 10. Marketing and Communications
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Revise the Suite of Complimentary Products and Services Offered to Listed Companies
Document Number: 2021-28326
Type: Notice
Date: 2021-12-29
Agency: Securities and Exchange Commission, Agencies and Commissions
of whether such U.S. or non-U.S. company conducts an offering and (ii) any U.S. or non-U.S. company emerging from a bankruptcy, spinoff (where a company lists new shares in the absence of a public offering), and carve-out (where a company carves out
2022 Rate Changes for the Basetime, Overtime, Holiday, Laboratory Services, and Export Application Fees
Document Number: 2021-28300
Type: Notice
Date: 2021-12-29
Agency: Department of Agriculture, Food Safety and Inspection Service
(for example, debt owed that is not paid in full by plants and establishments that declare bankruptcy) divided by previous fiscal year's total hours (regular, overtime, and holiday) worked. The 2022 calculation for bad debt rate per hour per program
Advisory Committee on Bankruptcy Rules; Meeting of the Judicial Conference
Document Number: 2021-27986
Type: Notice
Date: 2021-12-27
Agency: Judicial Conference of the United States, Agencies and Commissions
Doc No: 2021-27986] JUDICIAL CONFERENCE OF THE UNITED STATES Advisory Committee on Bankruptcy Rules; Meeting of the Judicial Conference AGENCY: Judicial Conference of the United States. ACTION: Advisory Committee on Bankruptcy Rules; notice
Submission of Information Collection for OMB Review; Comment Request; Qualified Domestic Relations Orders Submitted to PBGC
Document Number: 2021-27251
Type: Notice
Date: 2021-12-16
Agency: Pension Benefit Guaranty Corporation, Agencies and Commissions
, such as bankruptcy, and is unable to maintain the plan. In such an event, the Pension Benefit Guaranty Corporation (PBGC) becomes trustee of the plan and pays benefits, subject to legal limits, to plan participants and beneficiaries. The benefits of a pension
Advisory Committee on Bankruptcy Rules; Meeting of the Judicial Conference
Document Number: 2021-26894
Type: Notice
Date: 2021-12-13
Agency: Judicial Conference of the United States, Agencies and Commissions
. 86, No. 236 / Monday, December 13, 2021 / Notices [[Page 70814]] JUDICIAL CONFERENCE OF THE UNITED STATES Advisory Committee on Bankruptcy Rules; Meeting of the Judicial Conference AGENCY: Judicial Conference of the United States. ACTION
Notice of Lodging of Proposed Stipulation and Settlement Under the Comprehensive Environmental Response, Compensation and Liability Act
Document Number: 2021-26171
Type: Notice
Date: 2021-12-02
Agency: Department of Justice
the General [[Page 68524]] Unsecured Claim of the United States Environmental Protection Agency (``Stipulation'') was lodged in the United States Bankruptcy Court for the District of Delaware in In re Exide Holdings, Inc., et al., Case No. 20-11157 (CSS
Certain Softwood Lumber Products From Canada: Final Results of the Countervailing Duty Administrative Review, 2019
Document Number: 2021-26152
Type: Notice
Date: 2021-12-02
Agency: Department of Commerce, International Trade Administration
Remedy on Resolute Comment 118: Whether the Benefits of Certain Tax Credits Received by Resolute Were Extinguished In the AbitibiBowater Bankruptcy Comment 119: Whether Commerce Should Reconsider if the GOO Forgave Debt Owed by Resolute
Privacy, Equity, and Civil Rights Listening Sessions
Document Number: 2021-25999
Type: Notice
Date: 2021-11-30
Agency: Department of Commerce, National Telecommunications and Information Administration
.02095. \8\ Id. Data brokers, health insurance companies, and their subsidiaries are using information such as neighborhood safety, bankruptcies, gun ownership, inferred hobbies, and other information to determine coverage for people they deem more
Joint Industry Plan; Notice of Filing of the Fifty-First Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis
Document Number: 2021-25748
Type: Notice
Date: 2021-11-26
Agency: Securities and Exchange Commission, Agencies and Commissions
is suspended from trading; or (ii) the security has been suspended from trading because the issuer thereof is in liquidation, bankruptcy or other similar type proceedings. The determination as to whether a security substantially meets the criteria
Claims Collection
Document Number: 2021-23742
Type: Rule
Date: 2021-11-24
Agency: National Foundation on the Arts and Humanities, National Endowment for the Humanities
by 31 U.S.C. 3701(b), unless specific Federal agency statues or regulations apply to such activities or, as provided for by Title 11 of the United States Code, when the claims involve bankruptcy. Federal agencies include agencies of the executive
Privacy Act of 1974; System of Records
Document Number: 2021-25117
Type: Notice
Date: 2021-11-18
Agency: Department of Housing and Urban Development
and responses to bankruptcy courts or other legal responses required during the servicing of the insured loan to allow HUD to release mortgage liens, respond to bankruptcies or deaths of mortgagors to protect the interest of the Secretary of HUD. (g
Delegations of Authority
Document Number: 2021-24908
Type: Notice
Date: 2021-11-16
Agency: Small Business Administration, Agencies and Commissions
the PPP lender complied with all SBA Loan Program Requirements related to servicing, liquidation, and litigation of its PPP loans, including but not limited to borrowers involved in bankruptcy. b. Consistent with the delegation of authority
Fair Credit Reporting; Name-Only Matching Procedures
Document Number: 2021-24471
Type: Rule
Date: 2021-11-10
Agency: Bureau of Consumer Financial Protection
, the nationwide consumer reporting agencies took steps to remove public records not meeting the specified criteria and, beginning in April 2018, ceased including civil judgments and tax liens in the consumer reports they issued. Bankruptcies are the only type
Privacy Act of 1974; System of Records
Document Number: 2021-24372
Type: Notice
Date: 2021-11-08
Agency: Department of Veterans Affairs
statements; legal documents involving loan guaranty transactions, bankruptcy, and debts owed to VA; accident reports; birth, death, and divorce records; certification of search for vital statistics documents; beneficiary's financial statements and tax
Loan Guaranty: Maximum Allowable Fees for Legal Services
Document Number: 2021-24330
Type: Notice
Date: 2021-11-08
Agency: Department of Veterans Affairs
the legal fees for bankruptcy-related services. The table in this notice contains the amounts the Secretary has determined to be reasonable and customary in all states, following an annual review of the amounts allowed by other Government-related home
Order Granting Conditional Exemptions Under the Securities Exchange Act of 1934 in Connection With the Portfolio Margining of Cleared Swaps and Security-Based Swaps That Are Credit Default Swaps
Document Number: 2021-24170
Type: Notice
Date: 2021-11-05
Agency: Securities and Exchange Commission, Agencies and Commissions
customer accounts and affiliate positions are held in CFTC cleared swaps proprietary accounts. These changes reflect the different treatment each type of person and account would receive under the CEA and rules thereunder, and applicable bankruptcy laws
Self-Regulatory Organizations; MEMX LLC; Notice of Filing of a Proposed Rule Change To Amend the Corporate Documents of the Exchange's Parent Company
Document Number: 2021-23927
Type: Notice
Date: 2021-11-03
Agency: Securities and Exchange Commission, Agencies and Commissions
appointment of a liquidating trustee; and (iv) commencement, filing or initiation of any proceeding relating to voluntary or involuntary bankruptcy or insolvency with respect to Holdco; \41\ See Section 1.1 for the definition of Tax Advances. \42
Air Plan Approval; Pennsylvania; Reasonably Available Control Technology (RACT) Determinations for Case-by-Case Sources Under the 2008 8-Hour Ozone National Ambient Air Quality Standards
Document Number: 2021-22571
Type: Rule
Date: 2021-11-01
Agency: Environmental Protection Agency
control options of combusting only natural gas, replacing No. 6 oil with No. 2 oil, and additional NOX controls; and (3) due to the recent events at PES, including shutting down operations, bankruptcy, and sale, EPA should not approve the proposed SIP
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.