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Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 6.78-O and Adopt New Rules Related Thereto and Delete Paragraph (d) to Rule 6.69-O
to the
Exchange's Options Surveillance Department'').
Proposed Rule 6.78A-O(a)(10) permits an off-floor transfer
if it is a transfer of positions through operation of law from death,
bankruptcy, or otherwise.\33\ This proposed provision is consistent
Self-Regulatory Organizations; NYSE American, LLC.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New Rules 997NY, 997.1NY, 997.2NY and 997.3NY and Delete Paragraph (d) to Rule 957NY
through operation of law from
death, bankruptcy, or otherwise.
The proposed rule change makes clear that the transferred positions
must be on, from, or to the books of a Clearing Member. The proposed
rule change states that existing positions
Whistleblower Program Rules
Manual,
25.2.2.6.1(1), available at https://www.irs.gov/irm/part25/irm_25-002-002.
\40\ Internal Revenue Service, Chief Counsel Directives Manual
for Litigation in District Court, Bankruptcy Court, Court of Federal
Claims, and State Court, 34
Agency Information Collection Activities; Renewable Energy and Alternate Uses of Existing Facilities on the Outer Continental Shelf
and
BOEM within 5
business days after
initiating surety
insolvency or
bankruptcy
Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers
) to ``ring-fence'' assets in light of liability or bankruptcy
concerns associated with a particular investment (i.e., structure
assets so counterparties would only have recourse against the trading
vehicle and not against the private fund). Currently, Form
Notice of Lodging of Proposed Settlement Agreement Under the Comprehensive Environmental Response, Compensation, and Liability Act
Settlement Agreement entered into with J.J.W. Metal, Corp. (``J.J.W.
Metal'') in the United States Bankruptcy Court for the District of
Puerto Rico in In re J.J.W. Metal Corp., Case No. 20-04536-EAG11.
J.J.W. Metal is a potentially responsible party under
Opendoor Labs Inc; Analysis of Proposed Consent Order To Aid Public Comment
.
Part VI requires Respondent to file a compliance report with the
Commission and to notify the Commission of bankruptcy filings or
changes in corporate structure that might affect compliance
obligations. Part VII contains recordkeeping requirements
Credit-Related Information Sharing in Organized Wholesale Electric Markets
\ For example, the default and bankruptcy of the Brazos
Electric Power Cooperative in ERCOT after Winter Storm Uri resulted
in claimed losses of $9,757,536 by MISO in February 2021. Brazos
Elec. Power Coop. Inc., No. 4:21-BK-30725 (Bankr. S.D. Tex.).
36
Advisory Committees on Appellate, Bankruptcy, Civil, and Evidence Rules; Hearings of the Judicial Conference
Doc No: 2022-16775]
JUDICIAL CONFERENCE OF THE UNITED STATES
Advisory Committees on Appellate, Bankruptcy, Civil, and Evidence
Rules; Hearings of the Judicial Conference
AGENCY: Judicial Conference of the United States.
ACTION: Advisory
Information Collection; Indirect Cost Rate Proposals, Payments to Small Business Subcontractors, and Bankruptcy Notifications
to
Small Business Subcontractors, and Bankruptcy Notifications
AGENCY: Department of Defense (DOD), General Services Administration
(GSA),
[[Page 17293]]
and National Aeronautics and Space Administration (NASA).
ACTION: Notice and request for comments
Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews
and acquisitions, non-bank lending, and
restructurings and bankruptcies. Venture capital funds provide funding
to start-ups and early stage companies. Private funds and their
advisers also play an increasingly important role in the lives of
everyday Americans
CafePress; Analysis of Proposed Consent Orders To Aid Public Comment
of the order.
Part XI requires Residual Pumpkin to file compliance reports with
the Commission and to notify the Commission of bankruptcy filings or
changes in corporate structure that might affect compliance
obligations. Part XII contains recordkeeping
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Abandoned Individual Account Plan Termination
abandoned due to
significant business events, such as bankruptcies, mergers,
acquisitions, and other similar transactions affecting the status of an
employer. For additional substantive information about this ICR, see
the related notice published
Proposed Exemptions From Certain Prohibited Transaction Restrictions
(a) of the Employee Retirement Income Security
Act of 1974 (ERISA), in accordance with the procedures set forth in 29
CFR part 2570, subpart B (76 FR 46637, 66644, October 27, 2011). The
proposed exemption relates to lawsuits and a Chapter 7 Bankruptcy Claim
Notice of Funding Opportunity for America's Marine Highway Projects
five years, the
applicant or any predecessor or related company has been in bankruptcy
or in reorganization under Chapter 11 of the Bankruptcy Code, or in any
insolvency or reorganization proceedings, and whether any substantial
property
Bulletin 2022-04: Mitigating Harm From Repossession of Automobiles
to
repossession that resulted in unfair acts or practices. For example,
the Bankruptcy Code imposes an automatic stay that bars collection
activity, including repossession, from the moment a consumer has filed
a bankruptcy petition. Supervision found that when
Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Proposed Rule Change Concerning The Options Clearing Corporation's Cash and Investment Management
(f).
OCC proposes to amend its Rules 1006(a) and (c) to add ``investment
counterparty'' to the list of counterparties whose failure to perform
any obligation to OCC when due because of its bankruptcy, insolvency,
receivership, suspension
Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice Concerning The Options Clearing Corporation's Cash and Investment Management
to amend its Rules 1006(a) and (c) to add ``investment
counterparty'' to the list of counterparties whose failure to perform
any obligation to OCC when due because of its bankruptcy, insolvency,
receivership, suspension of operations, or any similar
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Exempt Non-Convertible Bonds Listed Under Rule 5702 From Certain Corporate Governance Requirements
on the listed
non-convertible bonds. Thus, for example, an issuer would have to
disclose if a non-convertible bond that was previously guaranteed is no
longer guaranteed, or if the issuer or guarantor declares bankruptcy.
An issuer would also have
Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0075: Protection of Collateral of Counterparties to Uncleared Swaps; Treatment of Securities in a Portfolio Margining Account in a Commodity Broker Bankruptcy
in a Portfolio Margining
Account in a Commodity Broker Bankruptcy
AGENCY: Commodity Futures Trading Commission.
ACTION: Notice.
SUMMARY: The Commodity Futures Trading Commission (``Commission'' or
``CFTC'') is announcing an opportunity for public comment
Agency Information Collection Activities; Proposed eCollection eComments Requested; Revision of a Currently Approved Collection
: Individuals and businesses that wish to offer
instructional courses to debtors concerning personal financial
management pursuant to the Bankruptcy Abuse Prevention and Consumer
Protection Act of 2005 (``BAPCPA''), Public Law 109-8, 119 Stat. 23,
37, 38
Agency Information Collection Activities; Proposed eCollection eComments Requested; Revision of a Currently Approved Collection
: Nonprofit agencies that wish to offer credit
counseling services pursuant to the Bankruptcy Abuse Prevention and
Consumer Protection Act of 2005 (``BAPCPA''), Public Law 109-8, 119
Stat. 23, 37, 38 (April 20, 2005), and codified at 11 U.S.C. 109(h
Agency Information Collection Activities; Submission to the Office of Management and Budget (OMB) for Review and Approval; Comment Request; Licensing of Private Remote-Sensing Space Systems
of a licensee may indicate that a
change in control of the spacecraft will follow, because an insolvent
licensee may go through a bankruptcy process that might put the
licensed system's ownership in question. It is critical that CRSRA be
able to intervene
Adjustment of Certain Dollar Amounts in the Bankruptcy Code
Doc No: 2022-02299]
JUDICIAL CONFERENCE OF THE UNITED STATES
Adjustment of Certain Dollar Amounts in the Bankruptcy Code
AGENCY: Judicial Conference of the United States.
ACTION: Notice of adjusted dollar amounts.
SUMMARY: Pursuant
Simplification of Deposit Insurance Rules
that, unless otherwise specified in an IDI's deposit account
records, a deposit of a trust established by multiple grantors will be
presumed to be owned in equal shares.\38\
\38\ See 12 CFR 330.10(f).
Bankruptcy Trustee Deposits
The FDIC
District of Columbia: Final Approval of State Underground Storage Tank Program Revisions, Codification, and Incorporation by Reference
Section 6715 Bankruptcy or Incapacity
Appendix 67-1 Certification of Financial Responsibility
Appendix 67-2 Financial Test of Self Insurance Letter From Chief
Financial Officer
Appendix 67-3 Guarantee
Appendix 67-4 Certificate of Insurance
Appendix 67
Notice; 2021 Statutory Pay-As-You-Go Act Annual Report
for personal injury, and for other
purposes.;
Public Law 116-315, Johnny Isakson and David P. Roe, M.D.
Veterans Health Care and Benefits Improvement Act of 2020;
Public Law 116-325, Bankruptcy Administration Improvement
Act of 2020;
Public
Advisory Committee on Bankruptcy Rules; Meeting of the Judicial Conference
No: 2022-00655]
JUDICIAL CONFERENCE OF THE UNITED STATES
Advisory Committee on Bankruptcy Rules; Meeting of the Judicial
Conference
AGENCY: Judicial Conference of the United States.
ACTION: Advisory committee on Bankruptcy Rules; notice
Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning the Options Clearing Corporation's Cash and Investment Management
's bankruptcy, insolvency,
receivership, suspension of operations, or any similar event. See
Securities Exchange Act (``Exchange Act'') Release No. 82309 (Dec.
13, 2017), 82 FR 60262 (Dec. 19, 2017) (File No. SR-OCC-2017-017).
In the unlikely event
Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice Concerning The Options Clearing Corporation's Cash and Investment Management
-day settlement for reasons other than
a bank or clearing organization's bankruptcy, insolvency,
receivership, suspension of operations, or any similar event. See
Securities Exchange Act (``Exchange Act'') Release No. 82309 (Dec.
13, 2017), 82 FR 60262 (Dec
Medicare Program; Contract Year 2023 Policy and Technical Changes to the Medicare Advantage and Medicare Prescription Drug Benefit Programs
worth or has been under sanction during the performance timeframe. We
are proposing to include an organization's record of Star Ratings,
bankruptcy issues, and compliance actions in our methodology going
forward.
10. Marketing and Communications
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Revise the Suite of Complimentary Products and Services Offered to Listed Companies
of whether such U.S. or
non-U.S. company conducts an offering and (ii) any U.S. or non-U.S.
company emerging from a bankruptcy, spinoff (where a company lists
new shares in the absence of a public offering), and carve-out
(where a company carves out
2022 Rate Changes for the Basetime, Overtime, Holiday, Laboratory Services, and Export Application Fees
(for example, debt owed that is not paid in full
by plants and establishments that declare bankruptcy) divided by
previous fiscal year's total hours (regular, overtime, and holiday)
worked.
The 2022 calculation for bad debt rate per hour per program
Advisory Committee on Bankruptcy Rules; Meeting of the Judicial Conference
Doc No: 2021-27986]
JUDICIAL CONFERENCE OF THE UNITED STATES
Advisory Committee on Bankruptcy Rules; Meeting of the Judicial
Conference
AGENCY: Judicial Conference of the United States.
ACTION: Advisory Committee on Bankruptcy Rules; notice
Submission of Information Collection for OMB Review; Comment Request; Qualified Domestic Relations Orders Submitted to PBGC
, such as bankruptcy, and
is unable to maintain the plan. In such an event, the Pension Benefit
Guaranty Corporation (PBGC) becomes trustee of the plan and pays
benefits, subject to legal limits, to plan participants and
beneficiaries.
The benefits of a pension
Advisory Committee on Bankruptcy Rules; Meeting of the Judicial Conference
. 86, No. 236 / Monday, December 13, 2021 /
Notices
[[Page 70814]]
JUDICIAL CONFERENCE OF THE UNITED STATES
Advisory Committee on Bankruptcy Rules; Meeting of the Judicial
Conference
AGENCY: Judicial Conference of the United States.
ACTION
Notice of Lodging of Proposed Stipulation and Settlement Under the Comprehensive Environmental Response, Compensation and Liability Act
the General
[[Page 68524]]
Unsecured Claim of the United States Environmental Protection Agency
(``Stipulation'') was lodged in the United States Bankruptcy Court for
the District of Delaware in In re Exide Holdings, Inc., et al., Case
No. 20-11157 (CSS
Certain Softwood Lumber Products From Canada: Final Results of the Countervailing Duty Administrative Review, 2019
Remedy on Resolute
Comment 118: Whether the Benefits of Certain Tax Credits
Received by Resolute Were Extinguished In the AbitibiBowater
Bankruptcy
Comment 119: Whether Commerce Should Reconsider if the GOO
Forgave Debt Owed by Resolute
Privacy, Equity, and Civil Rights Listening Sessions
.02095.
\8\ Id.
Data brokers, health insurance companies, and their
subsidiaries are using information such as neighborhood safety,
bankruptcies, gun ownership, inferred hobbies, and other information to
determine coverage for people they deem more
Joint Industry Plan; Notice of Filing of the Fifty-First Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis
is suspended from trading; or (ii) the security has
been suspended from trading because the issuer thereof is in
liquidation, bankruptcy or other similar type proceedings. The
determination as to whether a security substantially meets the criteria
Claims Collection
by 31 U.S.C. 3701(b), unless specific Federal
agency statues or regulations apply to such activities or, as provided
for by Title 11 of the United States Code, when the claims involve
bankruptcy. Federal agencies include agencies of the executive
Privacy Act of 1974; System of Records
and
responses to bankruptcy courts or other legal responses required during
the servicing of the insured loan to allow HUD to release mortgage
liens, respond to bankruptcies or deaths of mortgagors to protect the
interest of the Secretary of HUD.
(g
Delegations of Authority
the PPP lender complied with all SBA Loan
Program Requirements related to servicing, liquidation, and litigation
of its PPP loans, including but not limited to borrowers involved in
bankruptcy.
b. Consistent with the delegation of authority
Fair Credit Reporting; Name-Only Matching Procedures
, the nationwide consumer
reporting agencies took steps to remove public records not meeting
the specified criteria and, beginning in April 2018, ceased
including civil judgments and tax liens in the consumer reports they
issued. Bankruptcies are the only type
Privacy Act of 1974; System of Records
statements; legal documents involving
loan guaranty transactions, bankruptcy, and debts owed to VA; accident
reports; birth, death, and divorce records; certification of search for
vital statistics documents; beneficiary's financial statements and tax
Loan Guaranty: Maximum Allowable Fees for Legal Services
the legal fees for
bankruptcy-related services. The table in this notice contains the
amounts the Secretary has determined to be reasonable and customary in
all states, following an annual review of the amounts allowed by other
Government-related home
Order Granting Conditional Exemptions Under the Securities Exchange Act of 1934 in Connection With the Portfolio Margining of Cleared Swaps and Security-Based Swaps That Are Credit Default Swaps
customer accounts and affiliate positions
are held in CFTC cleared swaps proprietary accounts. These changes
reflect the different treatment each type of person and account
would receive under the CEA and rules thereunder, and applicable
bankruptcy laws
Self-Regulatory Organizations; MEMX LLC; Notice of Filing of a Proposed Rule Change To Amend the Corporate Documents of the Exchange's Parent Company
appointment
of a liquidating trustee; and (iv) commencement, filing or initiation
of any proceeding relating to voluntary or involuntary bankruptcy or
insolvency with respect to Holdco;
\41\ See Section 1.1 for the definition of Tax Advances.
\42
Air Plan Approval; Pennsylvania; Reasonably Available Control Technology (RACT) Determinations for Case-by-Case Sources Under the 2008 8-Hour Ozone National Ambient Air Quality Standards
control options of
combusting only natural gas, replacing No. 6 oil with No. 2 oil, and
additional NOX controls; and (3) due to the recent events at
PES, including shutting down operations, bankruptcy, and sale, EPA
should not approve the proposed SIP
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