Securities and Exchange Commission 2023 – Federal Register Recent Federal Regulation Documents

Results 151 - 200 of 1,677
Sunshine Act Meetings
Document Number: 2023-26671
Type: Notice
Date: 2023-12-04
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2023-26547
Type: Notice
Date: 2023-12-01
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request; Extension: Rule 30b1-10, Form N-RN
Document Number: 2023-26406
Type: Notice
Date: 2023-12-01
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request; Extension: Rule 498A
Document Number: 2023-26405
Type: Notice
Date: 2023-12-01
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request; Extension: Rule 30b2-1
Document Number: 2023-26403
Type: Notice
Date: 2023-12-01
Agency: Securities and Exchange Commission, Agencies and Commissions
Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: 2023-26236
Type: Notice
Date: 2023-11-29
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant seeks an order declaring that it has ceased to be an investment company. Applicant currently has 49 beneficial owners, is not presently making a public offering of securities and does not propose to make any public offering of securities. Applicant will continue to operate as a private investment fund in reliance on Section 3(c)(1) of the Act. Filing Date: The application was filed on October 30, 2023. Applicant's Address: 8310 South Valley Highway, Englewood, Colorado 80112.
Oxford Park Income Fund, Inc. and Oxford Park Management, LLC
Document Number: 2023-26115
Type: Notice
Date: 2023-11-28
Agency: Securities and Exchange Commission, Agencies and Commissions
IndexIQ Active ETF Trust and IndexIQ Advisors LLC
Document Number: 2023-26118
Type: Notice
Date: 2023-11-28
Agency: Securities and Exchange Commission, Agencies and Commissions
Meketa Infrastructure Fund and Meketa Capital, LLC
Document Number: 2023-26117
Type: Notice
Date: 2023-11-28
Agency: Securities and Exchange Commission, Agencies and Commissions
CAZ Strategic Opportunities Fund and CAZ Investments Registered Adviser LLC
Document Number: 2023-26116
Type: Notice
Date: 2023-11-28
Agency: Securities and Exchange Commission, Agencies and Commissions
Saratoga Investment Advisors, LLC, et al.
Document Number: 2023-25498
Type: Notice
Date: 2023-11-17
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2023-25606
Type: Notice
Date: 2023-11-17
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request; Extension: Rule 15g-2
Document Number: 2023-25479
Type: Notice
Date: 2023-11-17
Agency: Securities and Exchange Commission, Agencies and Commissions
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