Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2023?limit=200®isters=between&min-day=1&min-month=1&max-day=31&max-month=12&mode=atom2024-05-02T17:28:22-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2023/12/29/2023-28785.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 15c2-72023-12-29T00:00:00-08:002023-12-29T00:00:00-08:002023-28785Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-29/pdf/2023-28785.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28706.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Modify the DTC Settlement Service Guide2023-12-28T00:00:00-08:002023-12-28T00:00:00-08:002023-28706Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28706.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28705.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 517, Quote Types Defined2023-12-28T00:00:00-08:002023-12-28T00:00:00-08:002023-28705Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28705.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28704.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify Rule 900.3NYP2023-12-28T00:00:00-08:002023-12-28T00:00:00-08:002023-28704Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28704.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28613.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule Related to Physical Port Fees2023-12-28T00:00:00-08:002023-12-28T00:00:00-08:002023-28613Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28613.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28612.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change To Amend MSRB Rule G-12 To Promote the Completion of Allocations, Confirmations, and Affirmations by the End of Trade Date2023-12-28T00:00:00-08:002023-12-28T00:00:00-08:002023-28612Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28612.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28611.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the NYSE Listed Company Manual To Adopt Listing Standards for Natural Asset Companies2023-12-28T00:00:00-08:002023-12-28T00:00:00-08:002023-28611Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28611.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28610.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.22 To Introduce a New Data Product To Be Known as the Short Interest Report2023-12-28T00:00:00-08:002023-12-28T00:00:00-08:002023-28610Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28610.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28609.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees2023-12-28T00:00:00-08:002023-12-28T00:00:00-08:002023-28609Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28609.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28608.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, To Make Permanent the Operation of its Flexible Exchange Options Pilot Program Regarding Permissible Exercise Settlement Values for FLEX Index Options2023-12-28T00:00:00-08:002023-12-28T00:00:00-08:002023-28608Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28608.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28607.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees2023-12-28T00:00:00-08:002023-12-28T00:00:00-08:002023-28607Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28607.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28606.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees2023-12-28T00:00:00-08:002023-12-28T00:00:00-08:002023-28606Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28606.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28605.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule Related to Physical Port Fees2023-12-28T00:00:00-08:002023-12-28T00:00:00-08:002023-28605Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28605.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28604.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Related to Physical Port Fees2023-12-28T00:00:00-08:002023-12-28T00:00:00-08:002023-28604Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28604.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28603.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule Related to Physical Port Fees2023-12-28T00:00:00-08:002023-12-28T00:00:00-08:002023-28603Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28603.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28672.htmlNotice - Nuveen Enhanced Floating Rate Income Fund, et al.2023-12-28T00:00:00-08:002023-12-28T00:00:00-08:002023-28672Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28672.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/28/2023-28671.htmlNotice - MainStay MacKay Municipal Income Opportunities Fund and New York Life Investment Management LLC2023-12-28T00:00:00-08:002023-12-28T00:00:00-08:002023-28671Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-28/pdf/2023-28671.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/27/2023-28457.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Addendum A (Fee Structure)2023-12-27T00:00:00-08:002023-12-27T00:00:00-08:002023-28457Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-27/pdf/2023-28457.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/27/2023-28454.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product2023-12-27T00:00:00-08:002023-12-27T00:00:00-08:002023-28454Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-27/pdf/2023-28454.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/27/2023-28453.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Short Term Option Series Program2023-12-27T00:00:00-08:002023-12-27T00:00:00-08:002023-28453Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-27/pdf/2023-28453.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/27/2023-28452.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product2023-12-27T00:00:00-08:002023-12-27T00:00:00-08:002023-28452Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-27/pdf/2023-28452.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/26/2023-28328.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule by Modifying Certain Tiers and Discontinuing the NBBO Setter Program2023-12-26T00:00:00-08:002023-12-26T00:00:00-08:002023-28328Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-26/pdf/2023-28328.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/26/2023-28327.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List2023-12-26T00:00:00-08:002023-12-26T00:00:00-08:002023-28327Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-26/pdf/2023-28327.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/26/2023-28326.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of Proposed Rule Change To Amend Its Price List2023-12-26T00:00:00-08:002023-12-26T00:00:00-08:002023-28326Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-26/pdf/2023-28326.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/26/2023-28325.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Dissemination of Information on Individual Transactions in U.S. Treasury Securities and Related Fees2023-12-26T00:00:00-08:002023-12-26T00:00:00-08:002023-28325Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-26/pdf/2023-28325.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/22/2023-28196.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Hashdex Nasdaq Ethereum ETF Under Nasdaq Rule 5711(i) (Trust Units)2023-12-22T00:00:00-08:002023-12-22T00:00:00-08:002023-28196Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-22/pdf/2023-28196.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/22/2023-28195.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Grayscale Ethereum Futures Trust (ETH) ETF Under NYSE Arca Rule 8.200-E, Commentary .02 (Trust Issued Receipts)2023-12-22T00:00:00-08:002023-12-22T00:00:00-08:002023-28195Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-22/pdf/2023-28195.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/22/2023-28194.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the Pando Asset Spot Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2023-12-22T00:00:00-08:002023-12-22T00:00:00-08:002023-28194Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-22/pdf/2023-28194.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/22/2023-28193.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the ARK 21Shares Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2023-12-22T00:00:00-08:002023-12-22T00:00:00-08:002023-28193Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-22/pdf/2023-28193.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/22/2023-28192.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the VanEck Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2023-12-22T00:00:00-08:002023-12-22T00:00:00-08:002023-28192Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-22/pdf/2023-28192.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/22/2023-28197.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 2615(d) To Eliminate the Contingent Open2023-12-22T00:00:00-08:002023-12-22T00:00:00-08:002023-28197Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-22/pdf/2023-28197.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/22/2023-28212.htmlNotice - Notice of Intention To Cancel Registration Pursuant to the Investment Advisers Act of 19402023-12-22T00:00:00-08:002023-12-22T00:00:00-08:002023-28212Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-22/pdf/2023-28212.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28115.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 2a-52023-12-21T00:00:00-08:002023-12-21T00:00:00-08:002023-28115Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28115.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28114.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 15c2-12023-12-21T00:00:00-08:002023-12-21T00:00:00-08:002023-28114Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28114.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28119.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 17g-12023-12-21T00:00:00-08:002023-12-21T00:00:00-08:002023-28119Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28119.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28118.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 19a-12023-12-21T00:00:00-08:002023-12-21T00:00:00-08:002023-28118Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28118.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28117.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 489 and Form F-N2023-12-21T00:00:00-08:002023-12-21T00:00:00-08:002023-28117Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28117.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28116.htmlNotice - Submission for OMB Review; Comment Request; Extension: Form 2-E2023-12-21T00:00:00-08:002023-12-21T00:00:00-08:002023-28116Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28116.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28040.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 62023-12-21T00:00:00-08:002023-12-21T00:00:00-08:002023-28040Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28040.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28039.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 32023-12-21T00:00:00-08:002023-12-21T00:00:00-08:002023-28039Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28039.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28043.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of Amendment No. 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Adopt Rules To Govern FLEX Equity Options and a New Order Type To Trade FLEX Equity Options on the BOX Trading Floor2023-12-21T00:00:00-08:002023-12-21T00:00:00-08:002023-28043Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28043.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28042.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-7150-1 and Rule 7250 (Quote Mitigation)2023-12-21T00:00:00-08:002023-12-21T00:00:00-08:002023-28042Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28042.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28041.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 62023-12-21T00:00:00-08:002023-12-21T00:00:00-08:002023-28041Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-21/pdf/2023-28041.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27887.htmlNotice - Submission for OMB Review; Comment Request; Rule 211(h)(2)-12023-12-20T00:00:00-08:002023-12-20T00:00:00-08:002023-27887Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27887.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27927.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 92023-12-20T00:00:00-08:002023-12-20T00:00:00-08:002023-27927Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27927.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27926.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Provide a Discount on the Purchase of Historical Equity Short Volume and Trade Reports2023-12-20T00:00:00-08:002023-12-20T00:00:00-08:002023-27926Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27926.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27925.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Provide a Discount on the Purchase of Historical Equity Short Volume and Trade Reports2023-12-20T00:00:00-08:002023-12-20T00:00:00-08:002023-27925Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27925.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27924.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Proprietary Data Fees for Top of PHLX Options (“TOPO”), PHLX Orders, and TOPO Plus Orders at Options 7, Section 102023-12-20T00:00:00-08:002023-12-20T00:00:00-08:002023-27924Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27924.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27913.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.62P-O2023-12-20T00:00:00-08:002023-12-20T00:00:00-08:002023-27913Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27913.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27912.htmlNotice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning Amendments to the Options Clearing Corporation's Collateral Risk Management Policy and Margin Policy2023-12-20T00:00:00-08:002023-12-20T00:00:00-08:002023-27912Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27912.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27911.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2023-12-20T00:00:00-08:002023-12-20T00:00:00-08:002023-27911Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27911.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27910.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2023-12-20T00:00:00-08:002023-12-20T00:00:00-08:002023-27910Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27910.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27909.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2023-12-20T00:00:00-08:002023-12-20T00:00:00-08:002023-27909Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27909.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27923.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Provide a Discount on the Purchase of Historical Equity Short Volume and Trade Reports2023-12-20T00:00:00-08:002023-12-20T00:00:00-08:002023-27923Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27923.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27922.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Provide a Discount on the Purchase of Historical Equity Short Volume and Trade Reports2023-12-20T00:00:00-08:002023-12-20T00:00:00-08:002023-27922Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27922.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27921.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading2023-12-20T00:00:00-08:002023-12-20T00:00:00-08:002023-27921Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27921.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27920.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Connectivity Fee Schedule2023-12-20T00:00:00-08:002023-12-20T00:00:00-08:002023-27920Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27920.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27919.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2023-12-20T00:00:00-08:002023-12-20T00:00:00-08:002023-27919Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27919.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27918.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 114(f)2023-12-20T00:00:00-08:002023-12-20T00:00:00-08:002023-27918Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27918.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27917.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule2023-12-20T00:00:00-08:002023-12-20T00:00:00-08:002023-27917Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27917.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27916.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Low Priced Stock Strike Price Interval Program2023-12-20T00:00:00-08:002023-12-20T00:00:00-08:002023-27916Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27916.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27915.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees for Options on the Nasdaq 100 Index in the Exchange's Pricing Schedule at Options 72023-12-20T00:00:00-08:002023-12-20T00:00:00-08:002023-27915Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27915.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/20/2023-27914.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees for Options on the Nasdaq 100 Index in the Exchange's Pricing Schedule at Options 72023-12-20T00:00:00-08:002023-12-20T00:00:00-08:002023-27914Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-20/pdf/2023-27914.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/19/2023-27809.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Changes to Certain Representations Relating to the Hashdex Bitcoin Futures Fund2023-12-19T00:00:00-08:002023-12-19T00:00:00-08:002023-27809Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-19/pdf/2023-27809.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/19/2023-27807.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2023-12-19T00:00:00-08:002023-12-19T00:00:00-08:002023-27807Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-19/pdf/2023-27807.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/19/2023-27806.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Invesco Galaxy Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2023-12-19T00:00:00-08:002023-12-19T00:00:00-08:002023-27806Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-19/pdf/2023-27806.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/19/2023-27805.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Definition of Commodity-Based Trust Shares in Nasdaq Rule 5711(d)(iv)(A) and To Correct a Typographical Error in Nasdaq Rule 5711(d)(iv)(B)2023-12-19T00:00:00-08:002023-12-19T00:00:00-08:002023-27805Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-19/pdf/2023-27805.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/19/2023-27786.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BZX Rule 14.11(e)(4)(C)(i) (Commodity-Based Trust Shares)2023-12-19T00:00:00-08:002023-12-19T00:00:00-08:002023-27786Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-19/pdf/2023-27786.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/19/2023-27785.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Regarding Enhancements to Its DMM Program2023-12-19T00:00:00-08:002023-12-19T00:00:00-08:002023-27785Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-19/pdf/2023-27785.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/19/2023-27784.htmlNotice - Self-Regulatory Organizations; MIAX PEARL LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 100, Definitions, Rule 530, Limit Up-Limit Down, Rule 2612, Minimum Price Variations, Rule 2614, Orders and Order Instructions, and Rule 2705 Prohibition Against Trading Ahead of Customer Orders2023-12-19T00:00:00-08:002023-12-19T00:00:00-08:002023-27784Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-19/pdf/2023-27784.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/19/2023-27782.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 404, Series of Option Contracts Open for Trading2023-12-19T00:00:00-08:002023-12-19T00:00:00-08:002023-27782Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-19/pdf/2023-27782.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/19/2023-27770.htmlNotice - Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 20242023-12-19T00:00:00-08:002023-12-19T00:00:00-08:002023-27770Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-19/pdf/2023-27770.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/18/2023-27848.htmlNotice - Sunshine Act Meetings2023-12-18T00:00:00-08:002023-12-18T00:00:00-08:002023-27848Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-18/pdf/2023-27848.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/18/2023-27676.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees for Options on the Nasdaq 100 Index in the Exchange's Pricing Schedule at Options 72023-12-18T00:00:00-08:002023-12-18T00:00:00-08:002023-27676Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-18/pdf/2023-27676.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/18/2023-27675.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to BZX Rules 15.1(a) and (c) in Order To Adopt a New Tier Under Footnote 13 (Tape B Volume and Quoting) Specific to Single-Stock Exchange Traded Funds (“Single-Stock ETFs”)2023-12-18T00:00:00-08:002023-12-18T00:00:00-08:002023-27675Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-18/pdf/2023-27675.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/18/2023-27674.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Options 72023-12-18T00:00:00-08:002023-12-18T00:00:00-08:002023-27674Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-18/pdf/2023-27674.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/15/2023-24587.htmlRule - Security-Based Swap Execution and Registration and Regulation of Security-Based Swap Execution Facilities2023-12-15T00:00:00-08:002023-12-15T00:00:00-08:002023-24587Rulehttps://www.govinfo.gov/content/pkg/FR-2023-12-15/pdf/2023-24587.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/15/2023-27531.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Exchange Fee Schedule To Modify Certain Connectivity and Port Fees2023-12-15T00:00:00-08:002023-12-15T00:00:00-08:002023-27531Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-15/pdf/2023-27531.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/15/2023-27530.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Modify Certain Connectivity and Port Fees2023-12-15T00:00:00-08:002023-12-15T00:00:00-08:002023-27530Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-15/pdf/2023-27530.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/15/2023-27529.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Modify Certain Connectivity and Port Fees2023-12-15T00:00:00-08:002023-12-15T00:00:00-08:002023-27529Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-15/pdf/2023-27529.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/15/2023-27528.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2023-12-15T00:00:00-08:002023-12-15T00:00:00-08:002023-27528Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-15/pdf/2023-27528.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/15/2023-27527.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its GPS Antenna Fees at General 8, Section 12023-12-15T00:00:00-08:002023-12-15T00:00:00-08:002023-27527Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-15/pdf/2023-27527.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/15/2023-27526.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its GPS Antenna Fees at General 8, Section 12023-12-15T00:00:00-08:002023-12-15T00:00:00-08:002023-27526Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-15/pdf/2023-27526.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/15/2023-27525.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its GPS Antenna Fees at General 8, Section 12023-12-15T00:00:00-08:002023-12-15T00:00:00-08:002023-27525Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-15/pdf/2023-27525.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/15/2023-27571.htmlNotice - Submission for OMB Review; Comment Request; Extension: Form N-17f-12023-12-15T00:00:00-08:002023-12-15T00:00:00-08:002023-27571Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-15/pdf/2023-27571.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/15/2023-27570.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 0-12023-12-15T00:00:00-08:002023-12-15T00:00:00-08:002023-27570Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-15/pdf/2023-27570.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/15/2023-27569.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 6e-2 and Form N-6EI-12023-12-15T00:00:00-08:002023-12-15T00:00:00-08:002023-27569Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-15/pdf/2023-27569.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/14/2023-27404.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Rules 10.9261 and 10.98302023-12-14T00:00:00-08:002023-12-14T00:00:00-08:002023-27404Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-14/pdf/2023-27404.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/14/2023-27403.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its GPS Antenna Fees at General 8, Section 12023-12-14T00:00:00-08:002023-12-14T00:00:00-08:002023-27403Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-14/pdf/2023-27403.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/14/2023-27402.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its GPS Antenna Fees at General 8, Section 12023-12-14T00:00:00-08:002023-12-14T00:00:00-08:002023-27402Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-14/pdf/2023-27402.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/14/2023-27401.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its GPS Antenna Fees at General 8, Section 12023-12-14T00:00:00-08:002023-12-14T00:00:00-08:002023-27401Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-14/pdf/2023-27401.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/14/2023-27400.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Rules 10.9261 and 10.98302023-12-14T00:00:00-08:002023-12-14T00:00:00-08:002023-27400Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-14/pdf/2023-27400.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/14/2023-27399.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Harmonize Rules 9261 and 98302023-12-14T00:00:00-08:002023-12-14T00:00:00-08:002023-27399Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-14/pdf/2023-27399.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/14/2023-27398.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Rules 9261 and 98302023-12-14T00:00:00-08:002023-12-14T00:00:00-08:002023-27398Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-14/pdf/2023-27398.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/14/2023-27397.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Its Rules Relating to Position and Exercise Limits2023-12-14T00:00:00-08:002023-12-14T00:00:00-08:002023-27397Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-14/pdf/2023-27397.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/13/2023-27275.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the Clearance of Additional Credit Default Swap Contracts2023-12-13T00:00:00-08:002023-12-13T00:00:00-08:002023-27275Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-13/pdf/2023-27275.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/13/2023-27325.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 8b-1 to 8b-5; 8b-10 to 8b-22; and 8b-25 to 8b-312023-12-13T00:00:00-08:002023-12-13T00:00:00-08:002023-27325Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-13/pdf/2023-27325.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/13/2023-27274.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Monthly Options Series and the Nonstandard Expirations Program2023-12-13T00:00:00-08:002023-12-13T00:00:00-08:002023-27274Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-13/pdf/2023-27274.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/13/2023-27273.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fees for the Cboe Silexx Platform2023-12-13T00:00:00-08:002023-12-13T00:00:00-08:002023-27273Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-13/pdf/2023-27273.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/13/2023-27272.htmlNotice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to Recovery and Resolution2023-12-13T00:00:00-08:002023-12-13T00:00:00-08:002023-27272Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-13/pdf/2023-27272.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/13/2023-27271.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Low Priced Stock Strike Price Interval Program2023-12-13T00:00:00-08:002023-12-13T00:00:00-08:002023-27271Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-13/pdf/2023-27271.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/13/2023-27270.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Monthly Options Series and Amend the Nonstandard Expirations Program2023-12-13T00:00:00-08:002023-12-13T00:00:00-08:002023-27270Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-13/pdf/2023-27270.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/13/2023-27268.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule2023-12-13T00:00:00-08:002023-12-13T00:00:00-08:002023-27268Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-13/pdf/2023-27268.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/13/2023-27267.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Risk Management Framework2023-12-13T00:00:00-08:002023-12-13T00:00:00-08:002023-27267Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-13/pdf/2023-27267.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/13/2023-27262.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Low Priced Stock Strike Price Interval Program2023-12-13T00:00:00-08:002023-12-13T00:00:00-08:002023-27262Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-13/pdf/2023-27262.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/13/2023-27261.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt a Temporary Options Regulatory Fee2023-12-13T00:00:00-08:002023-12-13T00:00:00-08:002023-27261Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-13/pdf/2023-27261.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/13/2023-27260.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Monthly Options Series2023-12-13T00:00:00-08:002023-12-13T00:00:00-08:002023-27260Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-13/pdf/2023-27260.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/13/2023-27259.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 4A To Adopt Monthly Options Series2023-12-13T00:00:00-08:002023-12-13T00:00:00-08:002023-27259Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-13/pdf/2023-27259.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/12/2023-27164.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Legging Orders2023-12-12T00:00:00-08:002023-12-12T00:00:00-08:002023-27164Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-12/pdf/2023-27164.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/12/2023-27163.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Legging Orders2023-12-12T00:00:00-08:002023-12-12T00:00:00-08:002023-27163Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-12/pdf/2023-27163.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/12/2023-27162.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Risk Management Framework2023-12-12T00:00:00-08:002023-12-12T00:00:00-08:002023-27162Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-12/pdf/2023-27162.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/12/2023-27161.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule for Purge Ports2023-12-12T00:00:00-08:002023-12-12T00:00:00-08:002023-27161Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-12/pdf/2023-27161.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/12/2023-27160.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Risk Management Framework2023-12-12T00:00:00-08:002023-12-12T00:00:00-08:002023-27160Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-12/pdf/2023-27160.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/12/2023-27159.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish the 2024 Rate Card Fees for Dealers and Municipal Advisors Pursuant to MSRB Rules A-11 and A-132023-12-12T00:00:00-08:002023-12-12T00:00:00-08:002023-27159Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-12/pdf/2023-27159.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/12/2023-27158.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule2023-12-12T00:00:00-08:002023-12-12T00:00:00-08:002023-27158Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-12/pdf/2023-27158.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/12/2023-27157.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Sections 902.02 and 902.03 of the NYSE Listed Company Manual To Amend Its Initial Listing Fee and Certain of Its Annual Fees2023-12-12T00:00:00-08:002023-12-12T00:00:00-08:002023-27157Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-12/pdf/2023-27157.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/11/2023-27149.htmlNotice - Submission for OMB Review; Comment Request; Extension: Tender Offer-Regulation 14D and Regulation 14E, Schedule 14D-92023-12-11T00:00:00-08:002023-12-11T00:00:00-08:002023-27149Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-11/pdf/2023-27149.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/11/2023-27148.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 4252023-12-11T00:00:00-08:002023-12-11T00:00:00-08:002023-27148Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-11/pdf/2023-27148.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/11/2023-27147.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 1632023-12-11T00:00:00-08:002023-12-11T00:00:00-08:002023-27147Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-11/pdf/2023-27147.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/11/2023-27146.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 1732023-12-11T00:00:00-08:002023-12-11T00:00:00-08:002023-27146Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-11/pdf/2023-27146.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/11/2023-27145.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 4332023-12-11T00:00:00-08:002023-12-11T00:00:00-08:002023-27145Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-11/pdf/2023-27145.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/11/2023-27144.htmlNotice - Submission for OMB Review; Comment Request; Extension: Form CB, Tender Offer/Rights Offering Notification Form2023-12-11T00:00:00-08:002023-12-11T00:00:00-08:002023-27144Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-11/pdf/2023-27144.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/11/2023-27174.htmlNotice - Sunshine Act Meetings2023-12-11T00:00:00-08:002023-12-11T00:00:00-08:002023-27174Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-11/pdf/2023-27174.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/11/2023-27165.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Withdrawal of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Establish an Options Regulatory Fee2023-12-11T00:00:00-08:002023-12-11T00:00:00-08:002023-27165Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-11/pdf/2023-27165.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/11/2023-27067.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule for Purge Ports2023-12-11T00:00:00-08:002023-12-11T00:00:00-08:002023-27067Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-11/pdf/2023-27067.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/11/2023-27066.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule for Purge Ports2023-12-11T00:00:00-08:002023-12-11T00:00:00-08:002023-27066Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-11/pdf/2023-27066.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/11/2023-27065.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule2023-12-11T00:00:00-08:002023-12-11T00:00:00-08:002023-27065Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-11/pdf/2023-27065.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/11/2023-27064.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Amend Equity 4, Rules 3301A and 3301B To Establish New “Contra Midpoint Only” and “Contra Midpoint Only With Post-Only” Order Types and To Make Other Corresponding Changes to the Rulebook2023-12-11T00:00:00-08:002023-12-11T00:00:00-08:002023-27064Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-11/pdf/2023-27064.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/11/2023-27063.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Grayscale Ethereum Trust Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)2023-12-11T00:00:00-08:002023-12-11T00:00:00-08:002023-27063Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-11/pdf/2023-27063.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/11/2023-27062.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To List and Trade Shares of the iShares Ethereum Trust Under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares)2023-12-11T00:00:00-08:002023-12-11T00:00:00-08:002023-27062Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-11/pdf/2023-27062.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/08/2023-26990.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 0-52023-12-08T00:00:00-08:002023-12-08T00:00:00-08:002023-26990Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-08/pdf/2023-26990.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/08/2023-26928.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rules To Conform to Exchange Act Rules 15c6-1 and 15c6-2 To Shorten the Standard Settlement Cycle for Most Broker-Dealer Transactions From Two Business Days After the Trade Date to One Business Day After the Trade Date2023-12-08T00:00:00-08:002023-12-08T00:00:00-08:002023-26928Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-08/pdf/2023-26928.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/07/2023-26430.htmlRule - Prohibition Against Conflicts of Interest in Certain Securitizations2023-12-07T00:00:00-08:002023-12-07T00:00:00-08:002023-26430Rulehttps://www.govinfo.gov/content/pkg/FR-2023-12-07/pdf/2023-26430.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/07/2023-26800.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Nasdaq PHLX LLC2023-12-07T00:00:00-08:002023-12-07T00:00:00-08:002023-26800Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-07/pdf/2023-26800.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/07/2023-26799.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Citations to Rule 600(b) of Regulation National Market System2023-12-07T00:00:00-08:002023-12-07T00:00:00-08:002023-26799Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-07/pdf/2023-26799.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/06/2023-26731.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the Fidelity Ethereum Fund Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2023-12-06T00:00:00-08:002023-12-06T00:00:00-08:002023-26731Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-06/pdf/2023-26731.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/06/2023-26730.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Citations to Rule 600(b) of Regulation National Market System2023-12-06T00:00:00-08:002023-12-06T00:00:00-08:002023-26730Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-06/pdf/2023-26730.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/06/2023-26729.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Citations to Rule 600(b) of Regulation National Market System2023-12-06T00:00:00-08:002023-12-06T00:00:00-08:002023-26729Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-06/pdf/2023-26729.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/06/2023-26728.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Citations to Rule 600(b) of Regulation National Market System2023-12-06T00:00:00-08:002023-12-06T00:00:00-08:002023-26728Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-06/pdf/2023-26728.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/06/2023-26727.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2023-12-06T00:00:00-08:002023-12-06T00:00:00-08:002023-26727Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-06/pdf/2023-26727.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/06/2023-26726.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Citations to Rule 600(b) of Regulation National Market System2023-12-06T00:00:00-08:002023-12-06T00:00:00-08:002023-26726Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-06/pdf/2023-26726.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/06/2023-26725.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New LSTY Routing Option Under Rule 47582023-12-06T00:00:00-08:002023-12-06T00:00:00-08:002023-26725Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-06/pdf/2023-26725.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/06/2023-26724.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Entry and All-Inclusive Annual Fees for Certain Companies2023-12-06T00:00:00-08:002023-12-06T00:00:00-08:002023-26724Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-06/pdf/2023-26724.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/06/2023-26773.htmlNotice - Public Company Accounting Oversight Board; Order Granting Approval of Auditing Standard Governing the Auditor's Use of Confirmation2023-12-06T00:00:00-08:002023-12-06T00:00:00-08:002023-26773Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-06/pdf/2023-26773.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/05/2023-26595.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2023-12-05T00:00:00-08:002023-12-05T00:00:00-08:002023-26595Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-05/pdf/2023-26595.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/05/2023-26594.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Short Term Option Series Program2023-12-05T00:00:00-08:002023-12-05T00:00:00-08:002023-26594Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-05/pdf/2023-26594.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/05/2023-26593.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Short Term Option Series Program2023-12-05T00:00:00-08:002023-12-05T00:00:00-08:002023-26593Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-05/pdf/2023-26593.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/05/2023-26592.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Short Term Option Series Program2023-12-05T00:00:00-08:002023-12-05T00:00:00-08:002023-26592Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-05/pdf/2023-26592.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/05/2023-26591.htmlNotice - Self-Regulatory Organizations; MIAX PEARL LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading To Adopt New Interpretations and Policies .122023-12-05T00:00:00-08:002023-12-05T00:00:00-08:002023-26591Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-05/pdf/2023-26591.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/05/2023-25807.htmlRule - Clearing Agency Governance and Conflicts of Interest2023-12-05T00:00:00-08:002023-12-05T00:00:00-08:002023-25807Rulehttps://www.govinfo.gov/content/pkg/FR-2023-12-05/pdf/2023-25807.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/05/2023-26596.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 517, Quote Types Defined2023-12-05T00:00:00-08:002023-12-05T00:00:00-08:002023-26596Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-05/pdf/2023-26596.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/04/2023-26671.htmlNotice - Sunshine Act Meetings2023-12-04T00:00:00-08:002023-12-04T00:00:00-08:002023-26671Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-04/pdf/2023-26671.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26499.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 72023-12-01T00:00:00-08:002023-12-01T00:00:00-08:002023-26499Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26499.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26495.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule2023-12-01T00:00:00-08:002023-12-01T00:00:00-08:002023-26495Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26495.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26494.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2023-12-01T00:00:00-08:002023-12-01T00:00:00-08:002023-26494Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26494.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26492.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2023-12-01T00:00:00-08:002023-12-01T00:00:00-08:002023-26492Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26492.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26491.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2023-12-01T00:00:00-08:002023-12-01T00:00:00-08:002023-26491Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26491.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26488.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Franklin Bitcoin ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2023-12-01T00:00:00-08:002023-12-01T00:00:00-08:002023-26488Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26488.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26547.htmlNotice - Sunshine Act Meetings2023-12-01T00:00:00-08:002023-12-01T00:00:00-08:002023-26547Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26547.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26500.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Hashdex Bitcoin Futures ETF Under NYSE Arca Rule 8.500-E (Trust Units)2023-12-01T00:00:00-08:002023-12-01T00:00:00-08:002023-26500Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26500.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26486.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 4, Section 5 Related to a Low Priced Stock Strike Price Interval Program2023-12-01T00:00:00-08:002023-12-01T00:00:00-08:002023-26486Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26486.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26390.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Refine the Margin Liquidity Adjustment (“MLA”) Charge Calculation and the Description of the MLA Charge2023-12-01T00:00:00-08:002023-12-01T00:00:00-08:002023-26390Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26390.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26389.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the COtwo Advisors Physical European Carbon Allowance Trust Under NYSE Arca Rule 8.201-E2023-12-01T00:00:00-08:002023-12-01T00:00:00-08:002023-26389Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26389.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26384.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule2023-12-01T00:00:00-08:002023-12-01T00:00:00-08:002023-26384Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26384.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26407.htmlNotice - Order Granting an Exemption Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 and Rule 608(e) of Regulation NMS Under the Exchange Act, Relating to the Recordkeeping Requirements for Industry Test Data, as Required by Rule 17a-1 Under the Exchange Act and Certain Provisions of the National Market System Plan Governing the Consolidated Audit Trail2023-12-01T00:00:00-08:002023-12-01T00:00:00-08:002023-26407Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26407.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26406.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 30b1-10, Form N-RN2023-12-01T00:00:00-08:002023-12-01T00:00:00-08:002023-26406Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26406.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26405.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 498A2023-12-01T00:00:00-08:002023-12-01T00:00:00-08:002023-26405Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26405.pdfhttps://regulations.justia.com/regulations/fedreg/2023/12/01/2023-26403.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 30b2-12023-12-01T00:00:00-08:002023-12-01T00:00:00-08:002023-26403Noticehttps://www.govinfo.gov/content/pkg/FR-2023-12-01/pdf/2023-26403.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/30/2023-26263.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Its Fee Schedule To Establish an Options Regulatory Fee2023-11-30T00:00:00-08:002023-11-30T00:00:00-08:002023-26263Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-30/pdf/2023-26263.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/29/2023-26236.htmlNotice - Deregistration Under Section 8(f) of the Investment Company Act of 19402023-11-29T00:00:00-08:002023-11-29T00:00:00-08:002023-26236Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-29/pdf/2023-26236.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/28/2023-26115.htmlNotice - Oxford Park Income Fund, Inc. and Oxford Park Management, LLC2023-11-28T00:00:00-08:002023-11-28T00:00:00-08:002023-26115Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-28/pdf/2023-26115.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/28/2023-26113.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BOX Rule 5050 (Series of Options Contracts Open for Trading)2023-11-28T00:00:00-08:002023-11-28T00:00:00-08:002023-26113Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-28/pdf/2023-26113.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/28/2023-26112.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Options 7, Section 2 Regarding Fees and Rebates2023-11-28T00:00:00-08:002023-11-28T00:00:00-08:002023-26112Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-28/pdf/2023-26112.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/28/2023-26111.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish IM-7600-82023-11-28T00:00:00-08:002023-11-28T00:00:00-08:002023-26111Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-28/pdf/2023-26111.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/28/2023-26125.htmlNotice - Joint Industry Plan; Notice of Withdrawal of Amendment to the National Market System Plan Governing the Consolidated Audit Trail2023-11-28T00:00:00-08:002023-11-28T00:00:00-08:002023-26125Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-28/pdf/2023-26125.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/28/2023-26118.htmlNotice - IndexIQ Active ETF Trust and IndexIQ Advisors LLC2023-11-28T00:00:00-08:002023-11-28T00:00:00-08:002023-26118Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-28/pdf/2023-26118.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/28/2023-26117.htmlNotice - Meketa Infrastructure Fund and Meketa Capital, LLC2023-11-28T00:00:00-08:002023-11-28T00:00:00-08:002023-26117Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-28/pdf/2023-26117.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/28/2023-26116.htmlNotice - CAZ Strategic Opportunities Fund and CAZ Investments Registered Adviser LLC2023-11-28T00:00:00-08:002023-11-28T00:00:00-08:002023-26116Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-28/pdf/2023-26116.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/28/2023-26189.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2023-11-28T00:00:00-08:002023-11-28T00:00:00-08:002023-26189Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-28/pdf/2023-26189.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/27/2023-26007.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delineate the Application Fee From the Entry Fee, To Increase the Application Fee for Tier I and Tier II Securities Listed on the Exchange in Certain Circumstances, To Change the Assessment Date of the Entry Fee, and To Clarify That Both the Entry Fee and Application Fee Are Non-Refundable as Provided in Exchange Rule 14.132023-11-27T00:00:00-08:002023-11-27T00:00:00-08:002023-26007Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-27/pdf/2023-26007.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/27/2023-26006.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Introduce a New Post Only Order Parameter Instruction2023-11-27T00:00:00-08:002023-11-27T00:00:00-08:002023-26006Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-27/pdf/2023-26006.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/27/2023-26005.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Adopt Monthly Options Series2023-11-27T00:00:00-08:002023-11-27T00:00:00-08:002023-26005Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-27/pdf/2023-26005.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/27/2023-26004.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110 To Amend IEX's Fee Schedule2023-11-27T00:00:00-08:002023-11-27T00:00:00-08:002023-26004Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-27/pdf/2023-26004.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/27/2023-26092.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of Proposed Rule Change To Amend the Short Term Option Series Program in IM-5050-62023-11-27T00:00:00-08:002023-11-27T00:00:00-08:002023-26092Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-27/pdf/2023-26092.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/24/2023-25886.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Adopt Supplementary Material .18 (Remote Inspections Pilot Program) Under FINRA Rule 3110 (Supervision)2023-11-24T00:00:00-08:002023-11-24T00:00:00-08:002023-25886Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-24/pdf/2023-25886.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/24/2023-25883.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1, Concerning Clearing Member Cybersecurity Obligations2023-11-24T00:00:00-08:002023-11-24T00:00:00-08:002023-25883Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-24/pdf/2023-25883.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/24/2023-25882.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Global X Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2023-11-24T00:00:00-08:002023-11-24T00:00:00-08:002023-25882Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-24/pdf/2023-25882.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/24/2023-25881.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 2210 (Communications With the Public) To Permit Projections of Performance of Investment Strategies or Single Securities in Institutional Communications2023-11-24T00:00:00-08:002023-11-24T00:00:00-08:002023-25881Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-24/pdf/2023-25881.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/24/2023-25880.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Adopt Supplementary Material .19 (Residential Supervisory Location) Under FINRA Rule 3110 (Supervision)2023-11-24T00:00:00-08:002023-11-24T00:00:00-08:002023-25880Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-24/pdf/2023-25880.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/20/2023-25549.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Concerning Transaction Fees2023-11-20T00:00:00-08:002023-11-20T00:00:00-08:002023-25549Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-20/pdf/2023-25549.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/20/2023-25548.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE American LLC; NYSEArca, Inc.; NYSE Chicago, Inc.; NYSE National, Inc.; Order Approving Proposed Rule Changes To Establish Certain Alternative Procedures for the Allocation of Power in Co-Location2023-11-20T00:00:00-08:002023-11-20T00:00:00-08:002023-25548Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-20/pdf/2023-25548.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/20/2023-25547.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Order Approving a Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Nasdasq-100 Index® Options With a Third-Friday-of-the-Month Expiration2023-11-20T00:00:00-08:002023-11-20T00:00:00-08:002023-25547Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-20/pdf/2023-25547.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/20/2023-25546.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Initial Period After Commencement of Trading of a Series of ETF Shares on the Exchange as It Relates to the Holders of Record and/or Beneficial Holders, as Provided in Exchange Rule 14.11(l)2023-11-20T00:00:00-08:002023-11-20T00:00:00-08:002023-25546Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-20/pdf/2023-25546.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/20/2023-25545.htmlNotice - Self-Regulatory Organizations; Options Clearing Corporation; Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities Clearing Corporation2023-11-20T00:00:00-08:002023-11-20T00:00:00-08:002023-25545Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-20/pdf/2023-25545.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/20/2023-25544.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities Clearing Corporation2023-11-20T00:00:00-08:002023-11-20T00:00:00-08:002023-25544Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-20/pdf/2023-25544.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/20/2023-25542.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend MRX Options 7, Section 5 To Amend Route-Out Fees2023-11-20T00:00:00-08:002023-11-20T00:00:00-08:002023-25542Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-20/pdf/2023-25542.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/20/2023-25541.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend GEMX Options 7, Section 4 To Amend Route-Out Fees2023-11-20T00:00:00-08:002023-11-20T00:00:00-08:002023-25541Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-20/pdf/2023-25541.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25498.htmlNotice - Saratoga Investment Advisors, LLC, et al.2023-11-17T00:00:00-08:002023-11-17T00:00:00-08:002023-25498Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-17/pdf/2023-25498.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25606.htmlNotice - Sunshine Act Meetings2023-11-17T00:00:00-08:002023-11-17T00:00:00-08:002023-25606Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-17/pdf/2023-25606.pdfhttps://regulations.justia.com/regulations/fedreg/2023/11/17/2023-25479.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 15g-22023-11-17T00:00:00-08:002023-11-17T00:00:00-08:002023-25479Noticehttps://www.govinfo.gov/content/pkg/FR-2023-11-17/pdf/2023-25479.pdf