Securities and Exchange Commission July 14, 2023 – Federal Register Recent Federal Regulation Documents

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Self-Regulatory Organizations; Nasdaq Phlx LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx Options 3 and 4A Rules
Document Number: 2023-14911
Type: Notice
Date: 2023-07-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/07/14/2023-14911.html
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NOM Options 3 Rules
Document Number: 2023-14910
Type: Notice
Date: 2023-07-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/07/14/2023-14910.html
Submission for OMB Review; Comment Request; Extension: Amendments to the National Market System Plan Governing the Consolidated Audit Trail
Document Number: 2023-15000
Type: Notice
Date: 2023-07-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/07/14/2023-15000.html
Submission for OMB Review; Comment Request; Extension: Joint Standards for Assessing the Diversity Policies and Practices of Entities Regulated by the Agencies
Document Number: 2023-14999
Type: Notice
Date: 2023-07-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/07/14/2023-14999.html
Submission for OMB Review; Comment Request; Extension: Form N-PX
Document Number: 2023-14998
Type: Notice
Date: 2023-07-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/07/14/2023-14998.html
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