Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change Relating to Alternative Display Facility New Entrant, 9945-9946 [2023-03163]

Download as PDF Federal Register / Vol. 88, No. 31 / Wednesday, February 15, 2023 / Notices proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission’s Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–CboeEDGX–2023–006, and should be submitted on or before March 8, 2023. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.26 Sherry R. Haywood, Assistant Secretary. [FR Doc. 2023–03160 Filed 2–14–23; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [SEC File No. 270–189, OMB Control No. 3235–0201] ddrumheller on DSK120RN23PROD with NOTICES Proposed Collection; Comment Request; Extension: Rule 17a–2 Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of FOIA Services, 100 F Street NE, Washington, DC 20549–27363 Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (‘‘PRA’’) (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (‘‘Commission’’) is soliciting comments on the existing collection of information provided for in Rule 17a–2 (17 CFR 240.17a–2), under the Securities Exchange Act of 1934 (15 U.S.C. 78a et seq.). The Commission plans to submit this existing collection of information to the Office of Management and Budget (‘‘OMB’’) for extension and approval. Rule 17a–2—Recordkeeping Requirements Relating to Stabilizing Activities—requires underwriters to maintain information regarding stabilizing activities conducted in accordance with Rule 104 of Regulation 26 17 CFR 200.30–3(a)(12). VerDate Sep<11>2014 21:16 Feb 14, 2023 Jkt 259001 M. The collections of information under Regulation M and Rule 17a–2 are necessary for covered persons to obtain certain benefits or to comply with certain requirements. The collections of information are necessary to provide the Commission with information regarding syndicate covering transactions and penalty bids. The Commission may review this information during periodic examinations or with respect to investigations. Except for the information required to be kept under Rule 104(i) (17 CFR 242.104(i)) and Rule 17a–2(c), none of the information required to be collected or disclosed for PRA purposes will be kept confidential. The recordkeeping requirement of Rule 17a–2 requires the information be maintained in a separate file, or in a separately retrievable format, for a period of three years, the first two years in an easily accessible place, consistent with the requirements of Exchange Act Rule 17a–4(f) (17 CFR 240.17a–4(f)). There are approximately 1,211 respondents per year that require an aggregate total of approximately 6,055 hours to comply with this rule. Each respondent makes an estimated 1 annual response. Each response takes approximately 5 hours to complete. Thus, the total hour burden per year is approximately 6,055 hours. The total internal compliance cost for the respondents is approximately $490,455 per year, resulting in an internal cost of compliance for each respondent per response of approximately $405 (i.e., $490,455/1,211 responses). Written comments are invited on: (a) whether the proposed collection of information is necessary for the proper performance of the functions of the Commission, including whether the information shall have practical utility; (b) the accuracy of the Commission’s estimates of the burden of the proposed collection of information; (c) ways to enhance the quality, utility, and clarity of the information collected; and (d) ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques or other forms of information technology. Consideration will be given to comments and suggestions submitted by April 17, 2023. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information under the PRA unless it displays a currently valid OMB control number. Please direct your written comments to: David Bottom, Director/Chief Information Officer, Securities and Exchange Commission, c/o John Pezzullo, 100 F Street NE, Washington, PO 00000 Frm 00095 Fmt 4703 Sfmt 4703 9945 DC 20549, or send an email to: PRA_ Mailbox@sec.gov. Dated: February 10, 2023. Sherry R. Haywood, Assistant Secretary. [FR Doc. 2023–03231 Filed 2–14–23; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–96864; File No. SR–FINRA– 2022–032] Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change Relating to Alternative Display Facility New Entrant February 9, 2023. On December 20, 2022, Financial Industry Regulatory Authority, Inc. filed with the Securities and Exchange Commission (‘‘Commission’’), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a proposed rule change to add IntelligentCross ATS as a new entrant to the Alternative Display Facility. The proposed rule change was published for comment in the Federal Register on December 27, 2022.3 Section 19(b)(2) of the Act 4 provides that, within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or as to which the self-regulatory organization consents, the Commission shall either approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether the proposed rule change should be disapproved. The 45th day after publication of the notice for this proposed rule change is February 10, 2023. The Commission hereby is extending the 45-day time period for Commission action on the proposed rule change. The Commission finds that it is appropriate to designate a longer period within which to take action on the proposed rule change so that it has sufficient time 15 U.S.C. 78s(b)(1). 17 CFR 240.19b–4. 3 See Securities Exchange Act Release No. 96550 (December 20, 2022), 86 FR 79401. Comments on the proposed rule change are available at: https:// www.sec.gov/comments/sr-finra-2022-032/ srfinra2022032.htm. 4 15 U.S.C. 78s(b)(2). 1 2 E:\FR\FM\15FEN1.SGM 15FEN1 9946 Federal Register / Vol. 88, No. 31 / Wednesday, February 15, 2023 / Notices to consider the proposed rule change and the comments received. Accordingly, pursuant to Section 19(b)(2) of the Act,5 the Commission designates March 27, 2023, as the date by which the Commission shall either approve or disapprove, or institute proceedings to determine whether to disapprove, the proposed rule change (File No. SR–FINRA–2022–032). For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.6 Sherry R. Haywood, Assistant Secretary. [FR Doc. 2023–03163 Filed 2–14–23; 8:45 am] BILLING CODE 8011–01–P SMALL BUSINESS ADMINISTRATION [Disaster Declaration #17781 and #17782; Louisiana Disaster Number LA–00122] Administrative Declaration of a Disaster for the State of Louisiana U.S. Small Business Administration. ACTION: Notice. AGENCY: This is a notice of an Administrative declaration of a disaster for the State of Louisiana dated 02/09/ 2023. Incident: Severe Storms and Tornadoes. Incident Period: 12/13/2022 through 12/14/2022. DATES: Issued on 02/09/2023. Physical Loan Application Deadline Date: 04/10/2023. Economic Injury (EIDL) Loan Application Deadline Date: 11/09/2023. ADDRESSES: Submit completed loan applications to: U.S. Small Business Administration, Processing and Disbursement Center, 14925 Kingsport Road, Fort Worth, TX 76155. FOR FURTHER INFORMATION CONTACT: A. Escobar, Office of Disaster Recovery & Resilience, U.S. Small Business Administration, 409 3rd Street SW, Suite 6050, Washington, DC 20416, (202) 205–6734. SUPPLEMENTARY INFORMATION: Notice is hereby given that as a result of the Administrator’s disaster declaration, applications for disaster loans may be filed at the address listed above or other locally announced locations. The following areas have been determined to be adversely affected by the disaster: Primary Parish: Jefferson. Contiguous Parishes: ddrumheller on DSK120RN23PROD with NOTICES SUMMARY: 5 6 21:16 Feb 14, 2023 The Interest Rates are: Percent 2.375 3.305 Jkt 259001 Isabella Guzman, Administrator. [FR Doc. 2023–03189 Filed 2–14–23; 8:45 am] BILLING CODE 8026–09–P SMALL BUSINESS ADMINISTRATION [License No. 04/04–0315] Salem Investment Partners III, LP; Surrender of License of Small Business Investment Company Pursuant to the authority granted to the United States Small Business Administration under Section 309 of the Small Business Investment Act of 1958, as amended, and 13 CFR 107.1900 of the Code of Federal Regulations on the ability to function as a Small Business Investment Company under License No. 04/04–0315 issued to Salem Investment Partners III, L.P., said license is hereby declared null and void. Bailey DeVries, Associate Administrator, Office of Investment and Innovation, United States Small Business Administration. Frm 00096 Fmt 4703 Sfmt 4703 GCM Grosvenor California Impact SBIC Fund, L.P.; Surrender of License of Small Business Investment Company Bailey DeVries, Associate Administrator, Office of Investment and Innovation, United States Small Business Administration. [FR Doc. 2023–03187 Filed 2–14–23; 8:45 am] 2.375 (Catalog of Federal Domestic Assistance Number 59008) PO 00000 [License No. 02/32–0677] BILLING CODE P The number assigned to this disaster for physical damage is 17781 C and for economic injury is 17782 0. The State which received an EIDL Declaration # is Louisiana. BILLING CODE P SMALL BUSINESS ADMINISTRATION Pursuant to the authority granted to the United States Small Business 4.625 Administration under the Small Business Investment Act of 1958, as 2.313 amended, (the ‘‘Act’’) under Section 309 of the Act and 13 CFR 107.1900 of the 6.610 Code of Federal Regulations to function as a small business investment company 3.305 under the Small Business Investment Company License No. 02/32–0677 2.375 issued to GCM Grosvenor California Impact SBIC Fund, L.P., said license is hereby declared null and void. For Physical Damage: Homeowners with Credit Available Elsewhere ........ Homeowners without Credit Available Elsewhere ........ Businesses with Credit Available Elsewhere ........ Businesses without Credit Available Elsewhere ........ Non-Profit Organizations with Credit Available Elsewhere ............................... Non-Profit Organizations without Credit Available Elsewhere ........................ For Economic Injury: Businesses & Small Agricultural Cooperatives without Credit Available Elsewhere ............................... Non-Profit Organizations without Credit Available Elsewhere ........................ [FR Doc. 2023–03186 Filed 2–14–23; 8:45 am] Id. 17 CFR 200.30–3(a)(31). VerDate Sep<11>2014 Louisiana: Lafourche, Orleans, Plaquemines, Saint Charles, Saint Tammany, St John the Baptist, Tangipahoa. SMALL BUSINESS ADMINISTRATION [LFE Growth Fund III, L.P.—License No. 05/ 05–0320; LFE Growth Fund IV, L.P.— License No. 04/04–0359] Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest Notice is hereby given that LFE Growth Fund III, L.P. and LFE Growth Fund IV, L.P., 319 Barry Avenue South, Suite 215, Wayzata, MN 55391, both Federal Licensees under the Small Business Investment Act of 1958, as amended (‘‘the Act’’), in connection with the financing of a small concern have sought an exemption under Section 312 of the Act and 13 CFR 107.730, Financings which Constitute Conflicts of Interest, of the Code of Federal Regulations. LFE Growth Fund III, L.P. and LFE Growth Fund IV, L.P. propose to provide equity security financing to Peace Coffee LLC (the ‘‘Company’’). The proposed transaction is brought within the purview of 13 CFR 107.730(a) of the Code of Federal Regulations because LFE Growth Fund III, L.P. and LFE Growth Fund IV, L.P., Associates by virtue of Common Control as defined in 13 CFR 107.50, each hold a greater than 10% equity ownership in the Company. By virtue of their equity ownership in the Company, the Company is considered an Associate, as defined in 13 CFR 107.50, requiring the U.S. Small Business Administration’s prior written exemption. E:\FR\FM\15FEN1.SGM 15FEN1

Agencies

[Federal Register Volume 88, Number 31 (Wednesday, February 15, 2023)]
[Notices]
[Pages 9945-9946]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-03163]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-96864; File No. SR-FINRA-2022-032]


Self-Regulatory Organizations; Financial Industry Regulatory 
Authority, Inc.; Notice of Designation of Longer Period for Commission 
Action on a Proposed Rule Change Relating to Alternative Display 
Facility New Entrant

February 9, 2023.
    On December 20, 2022, Financial Industry Regulatory Authority, Inc. 
filed with the Securities and Exchange Commission (``Commission''), 
pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
(``Act'') \1\ and Rule 19b-4 thereunder,\2\ a proposed rule change to 
add IntelligentCross ATS as a new entrant to the Alternative Display 
Facility. The proposed rule change was published for comment in the 
Federal Register on December 27, 2022.\3\
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    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ See Securities Exchange Act Release No. 96550 (December 20, 
2022), 86 FR 79401. Comments on the proposed rule change are 
available at: https://www.sec.gov/comments/sr-finra-2022-032/srfinra2022032.htm.
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    Section 19(b)(2) of the Act \4\ provides that, within 45 days of 
the publication of notice of the filing of a proposed rule change, or 
within such longer period up to 90 days as the Commission may designate 
if it finds such longer period to be appropriate and publishes its 
reasons for so finding or as to which the self-regulatory organization 
consents, the Commission shall either approve the proposed rule change, 
disapprove the proposed rule change, or institute proceedings to 
determine whether the proposed rule change should be disapproved. The 
45th day after publication of the notice for this proposed rule change 
is February 10, 2023.
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    \4\ 15 U.S.C. 78s(b)(2).
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    The Commission hereby is extending the 45-day time period for 
Commission action on the proposed rule change. The Commission finds 
that it is appropriate to designate a longer period within which to 
take action on the proposed rule change so that it has sufficient time

[[Page 9946]]

to consider the proposed rule change and the comments received. 
Accordingly, pursuant to Section 19(b)(2) of the Act,\5\ the Commission 
designates March 27, 2023, as the date by which the Commission shall 
either approve or disapprove, or institute proceedings to determine 
whether to disapprove, the proposed rule change (File No. SR-FINRA-
2022-032).
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    \5\ Id.

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\6\
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    \6\ 17 CFR 200.30-3(a)(31).
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Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2023-03163 Filed 2-14-23; 8:45 am]
BILLING CODE 8011-01-P
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