Securities and Exchange Commission February 2022 – Federal Register Recent Federal Regulation Documents

Results 101 - 129 of 129
John Hancock Asset-Based Lending Fund and John Hancock Investment Management LLC
Document Number: 2022-02325
Type: Notice
Date: 2022-02-04
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: 2022-02178
Type: Notice
Date: 2022-02-03
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. Applicant has never made a public offering of its securities and does not propose to make a public offering or engage in business of any kind. Filing Date: The application was filed on October 29, 2021. Applicant's Address:
Reopening of Comment Period for Pay Versus Performance
Document Number: 2022-02024
Type: Proposed Rule
Date: 2022-02-02
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'') is reopening the comment period for its proposal to implement Section 953(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (``Dodd-Frank Act''). The proposed rule would amend the current executive compensation disclosure rule to require a description of how executive compensation actually paid by a registrant related to the financial performance of that company (``proposed rules''). The proposed rules were first set forth in a release published in the Federal Register on May 7, 2015 (Release No. 34-74835) (``Proposing Release''), and the related comment period ended on July 6, 2015. The reopening of this comment period is intended to allow interested persons further opportunity to analyze and comment upon the proposed pules in light of developments since the publication of the Proposing Release and our further consideration of the Section 953(a) mandate, including by responding to the additional requests for comment included in this release.
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