Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2022/02?limit=200&registers=between&min-day=1&max-day=28&mode=atom 2024-04-13T10:05:12-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2022/02/28/2022-04084.html Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Article I, Rule 5 To Replace References to Employees and Officers of Intercontinental Exchange Group, Inc. 2022-02-28T00:00:00-08:00 2022-02-28T00:00:00-08:00 2022-04084 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-28/pdf/2022-04084.pdf https://regulations.justia.com/regulations/fedreg/2022/02/28/2022-04083.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1 To Replace References to Employees and Officers of Intercontinental Exchange Group, Inc. 2022-02-28T00:00:00-08:00 2022-02-28T00:00:00-08:00 2022-04083 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-28/pdf/2022-04083.pdf https://regulations.justia.com/regulations/fedreg/2022/02/28/2022-04082.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Permit P.M.-Settled S&P 500 Index Options That Expire on Tuesday or Thursday Under Its Nonstandard Expirations Pilot Program 2022-02-28T00:00:00-08:00 2022-02-28T00:00:00-08:00 2022-04082 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-28/pdf/2022-04082.pdf https://regulations.justia.com/regulations/fedreg/2022/02/28/2022-04079.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Strategy Caps for Reversal and Conversion and Jelly Roll Strategies 2022-02-28T00:00:00-08:00 2022-02-28T00:00:00-08:00 2022-04079 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-28/pdf/2022-04079.pdf https://regulations.justia.com/regulations/fedreg/2022/02/28/2022-04171.html Notice - Submission for OMB Review; Comment Request 2022-02-28T00:00:00-08:00 2022-02-28T00:00:00-08:00 2022-04171 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-28/pdf/2022-04171.pdf https://regulations.justia.com/regulations/fedreg/2022/02/25/2022-03965.html Notice - Self-Regulatory Organizations; MIAX PEARL LLC; Notice of Filing of a Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove Certain Credits and Increase Trading Permit Fees; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change 2022-02-25T00:00:00-08:00 2022-02-25T00:00:00-08:00 2022-03965 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-25/pdf/2022-03965.pdf https://regulations.justia.com/regulations/fedreg/2022/02/25/2022-03964.html Notice - Self-Regulatory Organizations; MIAX PEARL LLC; Notice of Filing of a Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Increase the Monthly Fees for MIAX Express Network Full Service Port; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change 2022-02-25T00:00:00-08:00 2022-02-25T00:00:00-08:00 2022-03964 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-25/pdf/2022-03964.pdf https://regulations.justia.com/regulations/fedreg/2022/02/25/2022-03963.html Notice - Self-Regulatory Organizations; MIAX EMERALD, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2022-02-25T00:00:00-08:00 2022-02-25T00:00:00-08:00 2022-03963 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-25/pdf/2022-03963.pdf https://regulations.justia.com/regulations/fedreg/2022/02/25/2022-03962.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning the Options Clearing Corporation's Governance Arrangements 2022-02-25T00:00:00-08:00 2022-02-25T00:00:00-08:00 2022-03962 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-25/pdf/2022-03962.pdf https://regulations.justia.com/regulations/fedreg/2022/02/25/2022-03961.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Rate of Return on Euro and Pound Sterling Cash Margin and Guaranty Fund Deposits 2022-02-25T00:00:00-08:00 2022-02-25T00:00:00-08:00 2022-03961 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-25/pdf/2022-03961.pdf https://regulations.justia.com/regulations/fedreg/2022/02/25/2022-03960.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to Amendments to the ICE Clear Europe CDS Clearing Stress Testing Policy and CDS Clearing Back-Testing Policy 2022-02-25T00:00:00-08:00 2022-02-25T00:00:00-08:00 2022-03960 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-25/pdf/2022-03960.pdf https://regulations.justia.com/regulations/fedreg/2022/02/24/2022-03143.html Proposed Rule - Shortening the Securities Transaction Settlement Cycle 2022-02-24T00:00:00-08:00 2022-02-24T00:00:00-08:00 2022-03143 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2022-02-24/pdf/2022-03143.pdf https://regulations.justia.com/regulations/fedreg/2022/02/24/2022-03876.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Approving Proposed Rule Change To Amend Equity 4, Rule 4754 Relating to Certain Order Handling in the Limit Up-Limit Down Closing Cross 2022-02-24T00:00:00-08:00 2022-02-24T00:00:00-08:00 2022-03876 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-24/pdf/2022-03876.pdf https://regulations.justia.com/regulations/fedreg/2022/02/24/2022-03875.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Clearing Agency Model Risk Management Framework 2022-02-24T00:00:00-08:00 2022-02-24T00:00:00-08:00 2022-03875 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-24/pdf/2022-03875.pdf https://regulations.justia.com/regulations/fedreg/2022/02/24/2022-03873.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, in Connection With the Proposed Establishment of BSTX LLC as a Facility of the Exchange 2022-02-24T00:00:00-08:00 2022-02-24T00:00:00-08:00 2022-03873 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-24/pdf/2022-03873.pdf https://regulations.justia.com/regulations/fedreg/2022/02/24/2022-03872.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Clearing Agency Model Risk Management Framework 2022-02-24T00:00:00-08:00 2022-02-24T00:00:00-08:00 2022-03872 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-24/pdf/2022-03872.pdf https://regulations.justia.com/regulations/fedreg/2022/02/24/2022-03879.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Clearing Agency Model Risk Management Framework 2022-02-24T00:00:00-08:00 2022-02-24T00:00:00-08:00 2022-03879 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-24/pdf/2022-03879.pdf https://regulations.justia.com/regulations/fedreg/2022/02/23/2022-03859.html Notice - Sunshine Act Meetings 2022-02-23T00:00:00-08:00 2022-02-23T00:00:00-08:00 2022-03859 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-23/pdf/2022-03859.pdf https://regulations.justia.com/regulations/fedreg/2022/02/23/2022-03763.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Adopt Electronic Market Maker Trading Permit Fees 2022-02-23T00:00:00-08:00 2022-02-23T00:00:00-08:00 2022-03763 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-23/pdf/2022-03763.pdf https://regulations.justia.com/regulations/fedreg/2022/02/23/2022-03824.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice Concerning The Options Clearing Corporation's Cash and Investment Management 2022-02-23T00:00:00-08:00 2022-02-23T00:00:00-08:00 2022-03824 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-23/pdf/2022-03824.pdf https://regulations.justia.com/regulations/fedreg/2022/02/23/2022-03760.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Exempt Non-Convertible Bonds Listed Under Rule 5702 From Certain Corporate Governance Requirements 2022-02-23T00:00:00-08:00 2022-02-23T00:00:00-08:00 2022-03760 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-23/pdf/2022-03760.pdf https://regulations.justia.com/regulations/fedreg/2022/02/22/2022-03656.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing of a Proposed Rule Change To Establish Fees for the Exchange's cToM Market Data Product; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change 2022-02-22T00:00:00-08:00 2022-02-22T00:00:00-08:00 2022-03656 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-22/pdf/2022-03656.pdf https://regulations.justia.com/regulations/fedreg/2022/02/22/2022-03655.html Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing of a Proposed Rule Change To Amend Its Fee Schedule To Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Emerald Express Interface Ports; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change 2022-02-22T00:00:00-08:00 2022-02-22T00:00:00-08:00 2022-03655 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-22/pdf/2022-03655.pdf https://regulations.justia.com/regulations/fedreg/2022/02/22/2022-03654.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing of a Proposed Rule Change To Amend Its Fee Schedule To Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Express Interface Ports; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change 2022-02-22T00:00:00-08:00 2022-02-22T00:00:00-08:00 2022-03654 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-22/pdf/2022-03654.pdf https://regulations.justia.com/regulations/fedreg/2022/02/22/2022-03653.html Notice - Self-Regulatory Organizations; MIAX PEARL LLC; Notice of Filing of a Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change 2022-02-22T00:00:00-08:00 2022-02-22T00:00:00-08:00 2022-03653 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-22/pdf/2022-03653.pdf https://regulations.justia.com/regulations/fedreg/2022/02/22/2022-03652.html Notice - Self-Regulatory Organizations; MIAX Emerald LLC; Notice of Filing of a Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change 2022-02-22T00:00:00-08:00 2022-02-22T00:00:00-08:00 2022-03652 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-22/pdf/2022-03652.pdf https://regulations.justia.com/regulations/fedreg/2022/02/22/2022-03651.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing of a Proposed Rule Change To Amend the MIAX Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change 2022-02-22T00:00:00-08:00 2022-02-22T00:00:00-08:00 2022-03651 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-22/pdf/2022-03651.pdf https://regulations.justia.com/regulations/fedreg/2022/02/22/2022-03650.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Granting Approval of a Proposed Rule Change To Adopt a Modified Trading Schedule for Holidays 2022-02-22T00:00:00-08:00 2022-02-22T00:00:00-08:00 2022-03650 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-22/pdf/2022-03650.pdf https://regulations.justia.com/regulations/fedreg/2022/02/22/2022-03649.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2022-02-22T00:00:00-08:00 2022-02-22T00:00:00-08:00 2022-03649 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-22/pdf/2022-03649.pdf https://regulations.justia.com/regulations/fedreg/2022/02/22/2022-03648.html Notice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Amend Exchange Rule 1308, Supervision of Accounts 2022-02-22T00:00:00-08:00 2022-02-22T00:00:00-08:00 2022-03648 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-22/pdf/2022-03648.pdf https://regulations.justia.com/regulations/fedreg/2022/02/22/2022-03657.html Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing of a Proposed Rule Change To Establish Fees for the Exchange's cToM Market Data Product; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change 2022-02-22T00:00:00-08:00 2022-02-22T00:00:00-08:00 2022-03657 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-22/pdf/2022-03657.pdf https://regulations.justia.com/regulations/fedreg/2022/02/22/2022-03645.html Notice - Thrivent ETF Trust, et al. 2022-02-22T00:00:00-08:00 2022-02-22T00:00:00-08:00 2022-03645 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-22/pdf/2022-03645.pdf https://regulations.justia.com/regulations/fedreg/2022/02/22/2022-03644.html Notice - Alpha Architect ETF Trust and Empowered Funds, LLC 2022-02-22T00:00:00-08:00 2022-02-22T00:00:00-08:00 2022-03644 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-22/pdf/2022-03644.pdf https://regulations.justia.com/regulations/fedreg/2022/02/22/2022-03623.html Notice - Proposed Collection; Comment Request 2022-02-22T00:00:00-08:00 2022-02-22T00:00:00-08:00 2022-03623 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-22/pdf/2022-03623.pdf https://regulations.justia.com/regulations/fedreg/2022/02/22/2022-03622.html Notice - Submission for OMB Review; Comment Request 2022-02-22T00:00:00-08:00 2022-02-22T00:00:00-08:00 2022-03622 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-22/pdf/2022-03622.pdf https://regulations.justia.com/regulations/fedreg/2022/02/18/2022-03495.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2022-02-18T00:00:00-08:00 2022-02-18T00:00:00-08:00 2022-03495 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-18/pdf/2022-03495.pdf https://regulations.justia.com/regulations/fedreg/2022/02/18/2022-03494.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend the Opening Auction Process Provided Under Rule 11.23(b)(2)(B) 2022-02-18T00:00:00-08:00 2022-02-18T00:00:00-08:00 2022-03494 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-18/pdf/2022-03494.pdf https://regulations.justia.com/regulations/fedreg/2022/02/18/2022-03493.html Notice - Proposed Collection; Comment Request 2022-02-18T00:00:00-08:00 2022-02-18T00:00:00-08:00 2022-03493 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-18/pdf/2022-03493.pdf https://regulations.justia.com/regulations/fedreg/2022/02/18/2022-03223.html Proposed Rule - The Commission's Whistleblower Program Rules 2022-02-18T00:00:00-08:00 2022-02-18T00:00:00-08:00 2022-03223 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2022-02-18/pdf/2022-03223.pdf https://regulations.justia.com/regulations/fedreg/2022/02/18/2022-03524.html Notice - In the Matter of New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc.; Order Granting Petition for Review and Scheduling Filing of Statements Regarding an Order Disapproving Proposed Rule Changes, as Modified by Partial Amendment No. 1, To Amend Each Exchange's Fee Schedule To Add Two Partial Cabinet Bundles Available in Co-Location and Establish Associated Fees 2022-02-18T00:00:00-08:00 2022-02-18T00:00:00-08:00 2022-03524 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-18/pdf/2022-03524.pdf https://regulations.justia.com/regulations/fedreg/2022/02/18/2022-03552.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC, Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Provisions of Rule 7.35B; Correction 2022-02-18T00:00:00-08:00 2022-02-18T00:00:00-08:00 2022-03552 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-18/pdf/2022-03552.pdf https://regulations.justia.com/regulations/fedreg/2022/02/17/2022-01976.html Proposed Rule - Amendments to Form PF To Require Current Reporting and Amend Reporting Requirements for Large Private Equity Advisers and Large Liquidity Fund Advisers 2022-02-17T00:00:00-08:00 2022-02-17T00:00:00-08:00 2022-01976 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2022-02-17/pdf/2022-01976.pdf https://regulations.justia.com/regulations/fedreg/2022/02/17/2022-03392.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges 2022-02-17T00:00:00-08:00 2022-02-17T00:00:00-08:00 2022-03392 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-17/pdf/2022-03392.pdf https://regulations.justia.com/regulations/fedreg/2022/02/17/2022-03391.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 115 of the Fee Schedule 2022-02-17T00:00:00-08:00 2022-02-17T00:00:00-08:00 2022-03391 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-17/pdf/2022-03391.pdf https://regulations.justia.com/regulations/fedreg/2022/02/15/2022-01140.html Proposed Rule - Rule 10b5-1 and Insider Trading 2022-02-15T00:00:00-08:00 2022-02-15T00:00:00-08:00 2022-01140 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2022-02-15/pdf/2022-01140.pdf https://regulations.justia.com/regulations/fedreg/2022/02/15/2022-01068.html Proposed Rule - Share Repurchase Disclosure Modernization 2022-02-15T00:00:00-08:00 2022-02-15T00:00:00-08:00 2022-01068 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2022-02-15/pdf/2022-01068.pdf https://regulations.justia.com/regulations/fedreg/2022/02/15/2022-03142.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Cboe Rule 5.4 and Make Corresponding Changes to Other Rules 2022-02-15T00:00:00-08:00 2022-02-15T00:00:00-08:00 2022-03142 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-15/pdf/2022-03142.pdf https://regulations.justia.com/regulations/fedreg/2022/02/15/2022-03141.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Extension of Review Period of Advance Notice To Establish the Securities Financing Transaction Clearing Service and Make Other Changes 2022-02-15T00:00:00-08:00 2022-02-15T00:00:00-08:00 2022-03141 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-15/pdf/2022-03141.pdf https://regulations.justia.com/regulations/fedreg/2022/02/15/2022-03139.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Global X Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares 2022-02-15T00:00:00-08:00 2022-02-15T00:00:00-08:00 2022-03139 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-15/pdf/2022-03139.pdf https://regulations.justia.com/regulations/fedreg/2022/02/15/2022-03138.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule 2022-02-15T00:00:00-08:00 2022-02-15T00:00:00-08:00 2022-03138 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-15/pdf/2022-03138.pdf https://regulations.justia.com/regulations/fedreg/2022/02/15/2022-03153.html Notice - DoubleLine ETF Trust, et al. 2022-02-15T00:00:00-08:00 2022-02-15T00:00:00-08:00 2022-03153 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-15/pdf/2022-03153.pdf https://regulations.justia.com/regulations/fedreg/2022/02/15/2022-03152.html Notice - Advisors Series Trust and Semper Capital Management, L.P. 2022-02-15T00:00:00-08:00 2022-02-15T00:00:00-08:00 2022-03152 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-15/pdf/2022-03152.pdf https://regulations.justia.com/regulations/fedreg/2022/02/14/2022-03022.html Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing of Amendment No. 1 to, and Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove, a Proposed Rule Change To Establish a Retail Midpoint Liquidity Program 2022-02-14T00:00:00-08:00 2022-02-14T00:00:00-08:00 2022-03022 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-14/pdf/2022-03022.pdf https://regulations.justia.com/regulations/fedreg/2022/02/14/2022-03021.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2022-02-14T00:00:00-08:00 2022-02-14T00:00:00-08:00 2022-03021 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-14/pdf/2022-03021.pdf https://regulations.justia.com/regulations/fedreg/2022/02/14/2022-03020.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule 2022-02-14T00:00:00-08:00 2022-02-14T00:00:00-08:00 2022-03020 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-14/pdf/2022-03020.pdf https://regulations.justia.com/regulations/fedreg/2022/02/14/2022-03019.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the WisdomTree Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares 2022-02-14T00:00:00-08:00 2022-02-14T00:00:00-08:00 2022-03019 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-14/pdf/2022-03019.pdf https://regulations.justia.com/regulations/fedreg/2022/02/14/2022-03018.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC, Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Provisions of Rule 7.35B 2022-02-14T00:00:00-08:00 2022-02-14T00:00:00-08:00 2022-03018 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-14/pdf/2022-03018.pdf https://regulations.justia.com/regulations/fedreg/2022/02/14/2022-03244.html Notice - Sunshine Act Meetings 2022-02-14T00:00:00-08:00 2022-02-14T00:00:00-08:00 2022-03244 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-14/pdf/2022-03244.pdf https://regulations.justia.com/regulations/fedreg/2022/02/11/2022-02915.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Provide Settlement Services for Transactions Entered Into Under the Proposed Securities Financing Transaction Clearing Service of the National Securities Clearing Corporation 2022-02-11T00:00:00-08:00 2022-02-11T00:00:00-08:00 2022-02915 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-11/pdf/2022-02915.pdf https://regulations.justia.com/regulations/fedreg/2022/02/11/2022-02913.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning the Options Clearing Corporation's Margin Methodology for Incorporating Variations in Implied Volatility 2022-02-11T00:00:00-08:00 2022-02-11T00:00:00-08:00 2022-02913 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-11/pdf/2022-02913.pdf https://regulations.justia.com/regulations/fedreg/2022/02/11/2022-02912.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Establish the Securities Financing Transaction Clearing Service and Make Other Changes 2022-02-11T00:00:00-08:00 2022-02-11T00:00:00-08:00 2022-02912 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-11/pdf/2022-02912.pdf https://regulations.justia.com/regulations/fedreg/2022/02/11/2022-02911.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice Concerning the Options Clearing Corporation's Margin Methodology for Incorporating Variations in Implied Volatility 2022-02-11T00:00:00-08:00 2022-02-11T00:00:00-08:00 2022-02911 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-11/pdf/2022-02911.pdf https://regulations.justia.com/regulations/fedreg/2022/02/11/2022-02998.html Notice - Order Regarding Review of FASB Accounting Support Fee for 2022 Under Section 109 of the Sarbanes-Oxley Act of 2002 2022-02-11T00:00:00-08:00 2022-02-11T00:00:00-08:00 2022-02998 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-11/pdf/2022-02998.pdf https://regulations.justia.com/regulations/fedreg/2022/02/11/2022-02552.html Rule - Recordkeeping and Reporting Requirements for Security-Based Swap Dealers, Major Security-Based Swap Participants, and Broker-Dealers; Correction 2022-02-11T00:00:00-08:00 2022-02-11T00:00:00-08:00 2022-02552 Rule https://www.govinfo.gov/content/pkg/FR-2022-02-11/pdf/2022-02552.pdf https://regulations.justia.com/regulations/fedreg/2022/02/10/2022-02827.html Notice - Submission for OMB Review; Comment Request 2022-02-10T00:00:00-08:00 2022-02-10T00:00:00-08:00 2022-02827 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-10/pdf/2022-02827.pdf https://regulations.justia.com/regulations/fedreg/2022/02/10/2022-02786.html Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Withdrawal of Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees 2022-02-10T00:00:00-08:00 2022-02-10T00:00:00-08:00 2022-02786 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-10/pdf/2022-02786.pdf https://regulations.justia.com/regulations/fedreg/2022/02/10/2022-02785.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC, MIAX PEARL, LLC; Notice of Withdrawal of Proposed Rule Changes To Amend the Fee Schedules To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees 2022-02-10T00:00:00-08:00 2022-02-10T00:00:00-08:00 2022-02785 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-10/pdf/2022-02785.pdf https://regulations.justia.com/regulations/fedreg/2022/02/10/2022-02784.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate the Transaction Query Fee for the FINRA/Nasdaq TRF 2022-02-10T00:00:00-08:00 2022-02-10T00:00:00-08:00 2022-02784 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-10/pdf/2022-02784.pdf https://regulations.justia.com/regulations/fedreg/2022/02/10/2022-02783.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC, MIAX Emerald, LLC; Notice of Withdrawal of Proposed Rule Changes To Amend Fee Schedules To Adopt Tiered-Pricing Structures for Additional Limited Service MIAX and MIAX Emerald Express Interface Ports 2022-02-10T00:00:00-08:00 2022-02-10T00:00:00-08:00 2022-02783 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-10/pdf/2022-02783.pdf https://regulations.justia.com/regulations/fedreg/2022/02/10/2022-02782.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 975NY 2022-02-10T00:00:00-08:00 2022-02-10T00:00:00-08:00 2022-02782 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-10/pdf/2022-02782.pdf https://regulations.justia.com/regulations/fedreg/2022/02/10/2022-02781.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of Grayscale Bitcoin Trust (BTC) Under NYSE Arca Rule 8.201-E 2022-02-10T00:00:00-08:00 2022-02-10T00:00:00-08:00 2022-02781 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-10/pdf/2022-02781.pdf https://regulations.justia.com/regulations/fedreg/2022/02/09/2022-02668.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Rule 25.3, Which Governs the Exchange's Minor Rule Violation Plan, in Connection With Certain Minor Rule Violations and Applicable Fines 2022-02-09T00:00:00-08:00 2022-02-09T00:00:00-08:00 2022-02668 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-09/pdf/2022-02668.pdf https://regulations.justia.com/regulations/fedreg/2022/02/09/2022-02667.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Codify Certain Practices and Requirements Related to the Exchange's Port Message Rate Thresholds 2022-02-09T00:00:00-08:00 2022-02-09T00:00:00-08:00 2022-02667 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-09/pdf/2022-02667.pdf https://regulations.justia.com/regulations/fedreg/2022/02/09/2022-02666.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Rule 25.3, Which Governs the Exchange's Minor Rule Violation Plan, in Connection With Certain Minor Rule Violations and Applicable Fines 2022-02-09T00:00:00-08:00 2022-02-09T00:00:00-08:00 2022-02666 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-09/pdf/2022-02666.pdf https://regulations.justia.com/regulations/fedreg/2022/02/09/2022-02665.html Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Modify and Expand the Package of Products and Services Provided to Companies and Clarify Existing Practice Under Rule 14.602 2022-02-09T00:00:00-08:00 2022-02-09T00:00:00-08:00 2022-02665 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-09/pdf/2022-02665.pdf https://regulations.justia.com/regulations/fedreg/2022/02/09/2022-02914.html Notice - Sunshine Act Meetings 2022-02-09T00:00:00-08:00 2022-02-09T00:00:00-08:00 2022-02914 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-09/pdf/2022-02914.pdf https://regulations.justia.com/regulations/fedreg/2022/02/09/2022-02664.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt New NYSE Arca Rule 6.91P-O 2022-02-09T00:00:00-08:00 2022-02-09T00:00:00-08:00 2022-02664 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-09/pdf/2022-02664.pdf https://regulations.justia.com/regulations/fedreg/2022/02/09/2022-02663.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend Nasdaq Rule 5815 Regarding the Use of a Panel Monitor Following a Compliance Determination by a Nasdaq Listings Qualification Hearings Panel 2022-02-09T00:00:00-08:00 2022-02-09T00:00:00-08:00 2022-02663 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-09/pdf/2022-02663.pdf https://regulations.justia.com/regulations/fedreg/2022/02/08/2021-27532.html Proposed Rule - Money Market Fund Reforms 2022-02-08T00:00:00-08:00 2022-02-08T00:00:00-08:00 2021-27532 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2022-02-08/pdf/2021-27532.pdf https://regulations.justia.com/regulations/fedreg/2022/02/08/2022-02655.html Notice - Sunshine Act Meetings 2022-02-08T00:00:00-08:00 2022-02-08T00:00:00-08:00 2022-02655 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-08/pdf/2022-02655.pdf https://regulations.justia.com/regulations/fedreg/2022/02/08/2022-02523.html Notice - Millennium Investment & Acquisition Co Inc. 2022-02-08T00:00:00-08:00 2022-02-08T00:00:00-08:00 2022-02523 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-08/pdf/2022-02523.pdf https://regulations.justia.com/regulations/fedreg/2022/02/08/2022-02553.html Notice - Self-Regulatory Organizations: MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 531 To Provide for the New Liquidity Taker Event Report-Complex Orders 2022-02-08T00:00:00-08:00 2022-02-08T00:00:00-08:00 2022-02553 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-08/pdf/2022-02553.pdf https://regulations.justia.com/regulations/fedreg/2022/02/08/2022-02551.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 531 To Provide for the New Liquidity Taker Event Report-Complex Orders 2022-02-08T00:00:00-08:00 2022-02-08T00:00:00-08:00 2022-02551 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-08/pdf/2022-02551.pdf https://regulations.justia.com/regulations/fedreg/2022/02/07/2022-02534.html Notice - Sunshine Act Meeting 2022-02-07T00:00:00-08:00 2022-02-07T00:00:00-08:00 2022-02534 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-07/pdf/2022-02534.pdf https://regulations.justia.com/regulations/fedreg/2022/02/07/2022-02505.html Notice - Proposed Collection; Comment Request 2022-02-07T00:00:00-08:00 2022-02-07T00:00:00-08:00 2022-02505 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-07/pdf/2022-02505.pdf https://regulations.justia.com/regulations/fedreg/2022/02/07/2022-02502.html Notice - Proposed Collection; Comment Request; Extension: Rule 30e-3 2022-02-07T00:00:00-08:00 2022-02-07T00:00:00-08:00 2022-02502 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-07/pdf/2022-02502.pdf https://regulations.justia.com/regulations/fedreg/2022/02/07/2022-02437.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Add New Subparagraph (i)(4) to Rule 7.31-E 2022-02-07T00:00:00-08:00 2022-02-07T00:00:00-08:00 2022-02437 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-07/pdf/2022-02437.pdf https://regulations.justia.com/regulations/fedreg/2022/02/07/2022-02436.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Obvious Error Rule 2022-02-07T00:00:00-08:00 2022-02-07T00:00:00-08:00 2022-02436 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-07/pdf/2022-02436.pdf https://regulations.justia.com/regulations/fedreg/2022/02/07/2022-02433.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Bitwise Bitcoin ETP Trust Under NYSE Arca Rule 8.201-E 2022-02-07T00:00:00-08:00 2022-02-07T00:00:00-08:00 2022-02433 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-07/pdf/2022-02433.pdf https://regulations.justia.com/regulations/fedreg/2022/02/07/2022-02432.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Proposed Rule Change To Update the Obvious Error Rule 2022-02-07T00:00:00-08:00 2022-02-07T00:00:00-08:00 2022-02432 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-07/pdf/2022-02432.pdf https://regulations.justia.com/regulations/fedreg/2022/02/07/2022-02431.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Obvious Error Rule 2022-02-07T00:00:00-08:00 2022-02-07T00:00:00-08:00 2022-02431 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-07/pdf/2022-02431.pdf https://regulations.justia.com/regulations/fedreg/2022/02/07/2022-02430.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BOX Rule 7170 (Nullification and Adjustment of Options Transactions Including Obvious Errors) To Improve the Operation of the Rule 2022-02-07T00:00:00-08:00 2022-02-07T00:00:00-08:00 2022-02430 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-07/pdf/2022-02430.pdf https://regulations.justia.com/regulations/fedreg/2022/02/07/2022-02428.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule 2022-02-07T00:00:00-08:00 2022-02-07T00:00:00-08:00 2022-02428 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-07/pdf/2022-02428.pdf https://regulations.justia.com/regulations/fedreg/2022/02/07/2022-02427.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Obvious Error Rule 2022-02-07T00:00:00-08:00 2022-02-07T00:00:00-08:00 2022-02427 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-07/pdf/2022-02427.pdf https://regulations.justia.com/regulations/fedreg/2022/02/07/2022-02426.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Obvious Error Rule 2022-02-07T00:00:00-08:00 2022-02-07T00:00:00-08:00 2022-02426 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-07/pdf/2022-02426.pdf https://regulations.justia.com/regulations/fedreg/2022/02/04/2022-02315.html Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Remove Obsolete References 2022-02-04T00:00:00-08:00 2022-02-04T00:00:00-08:00 2022-02315 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-04/pdf/2022-02315.pdf https://regulations.justia.com/regulations/fedreg/2022/02/04/2022-02314.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule 2022-02-04T00:00:00-08:00 2022-02-04T00:00:00-08:00 2022-02314 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-04/pdf/2022-02314.pdf https://regulations.justia.com/regulations/fedreg/2022/02/04/2022-02313.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Clearing Fees for ICE Futures Europe FTSE 100 Index Futures and Options, FTSE 100 Dividend Index Futures and the Clearing Fee Caps for FTSE 100 Index Options 2022-02-04T00:00:00-08:00 2022-02-04T00:00:00-08:00 2022-02313 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-04/pdf/2022-02313.pdf https://regulations.justia.com/regulations/fedreg/2022/02/04/2022-02312.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Proposed Rule Change To Update the Obvious Error Rule 2022-02-04T00:00:00-08:00 2022-02-04T00:00:00-08:00 2022-02312 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-04/pdf/2022-02312.pdf https://regulations.justia.com/regulations/fedreg/2022/02/04/2021-27531.html Proposed Rule - Prohibition Against Fraud, Manipulation, or Deception in Connection With Security-Based Swaps; Prohibition Against Undue Influence Over Chief Compliance Officers; Position Reporting of Large Security-Based Swap Positions 2022-02-04T00:00:00-08:00 2022-02-04T00:00:00-08:00 2021-27531 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2022-02-04/pdf/2021-27531.pdf https://regulations.justia.com/regulations/fedreg/2022/02/04/2022-02325.html Notice - John Hancock Asset-Based Lending Fund and John Hancock Investment Management LLC 2022-02-04T00:00:00-08:00 2022-02-04T00:00:00-08:00 2022-02325 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-04/pdf/2022-02325.pdf https://regulations.justia.com/regulations/fedreg/2022/02/03/2022-02184.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule 2022-02-03T00:00:00-08:00 2022-02-03T00:00:00-08:00 2022-02184 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-03/pdf/2022-02184.pdf https://regulations.justia.com/regulations/fedreg/2022/02/03/2022-02183.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 114 and Section 118 of the Fee Schedule 2022-02-03T00:00:00-08:00 2022-02-03T00:00:00-08:00 2022-02183 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-03/pdf/2022-02183.pdf https://regulations.justia.com/regulations/fedreg/2022/02/03/2022-02182.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Shares of the Goldman Sachs Physical Gold ETF Under BZX Rule 14.11(e)(4) (Commodity-Based Trust Shares) 2022-02-03T00:00:00-08:00 2022-02-03T00:00:00-08:00 2022-02182 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-03/pdf/2022-02182.pdf https://regulations.justia.com/regulations/fedreg/2022/02/03/2022-02181.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule 2022-02-03T00:00:00-08:00 2022-02-03T00:00:00-08:00 2022-02181 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-03/pdf/2022-02181.pdf https://regulations.justia.com/regulations/fedreg/2022/02/03/2022-02178.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2022-02-03T00:00:00-08:00 2022-02-03T00:00:00-08:00 2022-02178 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-03/pdf/2022-02178.pdf https://regulations.justia.com/regulations/fedreg/2022/02/02/2022-02024.html Proposed Rule - Reopening of Comment Period for Pay Versus Performance 2022-02-02T00:00:00-08:00 2022-02-02T00:00:00-08:00 2022-02024 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2022-02-02/pdf/2022-02024.pdf https://regulations.justia.com/regulations/fedreg/2022/02/02/2022-02085.html Notice - Order Granting Application by Nasdaq PHLX LLC for an Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Rules Incorporated by Reference 2022-02-02T00:00:00-08:00 2022-02-02T00:00:00-08:00 2022-02085 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-02/pdf/2022-02085.pdf https://regulations.justia.com/regulations/fedreg/2022/02/02/2022-02084.html Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Adopt a Tiered Pricing Structure for Certain Connectivity Fees 2022-02-02T00:00:00-08:00 2022-02-02T00:00:00-08:00 2022-02084 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-02/pdf/2022-02084.pdf https://regulations.justia.com/regulations/fedreg/2022/02/02/2022-02083.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC, MIAX PEARL, LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the Fee Schedules To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees 2022-02-02T00:00:00-08:00 2022-02-02T00:00:00-08:00 2022-02083 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-02/pdf/2022-02083.pdf https://regulations.justia.com/regulations/fedreg/2022/02/02/2022-02082.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC, MIAX Emerald, LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend Fee Schedules To Adopt Tiered-Pricing Structures for Additional Limited Service MIAX and MIAX Emerald Express Interface Ports 2022-02-02T00:00:00-08:00 2022-02-02T00:00:00-08:00 2022-02082 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-02/pdf/2022-02082.pdf https://regulations.justia.com/regulations/fedreg/2022/02/02/2022-02081.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE American Options Fee Schedule 2022-02-02T00:00:00-08:00 2022-02-02T00:00:00-08:00 2022-02081 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-02/pdf/2022-02081.pdf https://regulations.justia.com/regulations/fedreg/2022/02/02/2022-02080.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE American Options Fee Schedule 2022-02-02T00:00:00-08:00 2022-02-02T00:00:00-08:00 2022-02080 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-02/pdf/2022-02080.pdf https://regulations.justia.com/regulations/fedreg/2022/02/02/2022-02079.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt a New Trading Session That Will Operate After the Close of the Regular Trading Hours Session 2022-02-02T00:00:00-08:00 2022-02-02T00:00:00-08:00 2022-02079 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-02/pdf/2022-02079.pdf https://regulations.justia.com/regulations/fedreg/2022/02/02/2022-02078.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures 2022-02-02T00:00:00-08:00 2022-02-02T00:00:00-08:00 2022-02078 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-02/pdf/2022-02078.pdf https://regulations.justia.com/regulations/fedreg/2022/02/02/2022-02077.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Enable Exchange Members To Enter Midpoint Extended Life Orders and M-ELO Plus Continuous Book Orders With an Immediate-or-Cancel Time-in-Force Instruction 2022-02-02T00:00:00-08:00 2022-02-02T00:00:00-08:00 2022-02077 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-02/pdf/2022-02077.pdf https://regulations.justia.com/regulations/fedreg/2022/02/02/2022-02076.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Listing Standard for Rights 2022-02-02T00:00:00-08:00 2022-02-02T00:00:00-08:00 2022-02076 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-02/pdf/2022-02076.pdf https://regulations.justia.com/regulations/fedreg/2022/02/02/2022-02086.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of Amendment Nos. 2 and 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, To Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as BSTX LLC 2022-02-02T00:00:00-08:00 2022-02-02T00:00:00-08:00 2022-02086 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-02/pdf/2022-02086.pdf https://regulations.justia.com/regulations/fedreg/2022/02/01/2022-01973.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce Phlx's Options Regulatory Fee 2022-02-01T00:00:00-08:00 2022-02-01T00:00:00-08:00 2022-01973 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-01/pdf/2022-01973.pdf https://regulations.justia.com/regulations/fedreg/2022/02/01/2022-01972.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce NOM's Options Regulatory Fee 2022-02-01T00:00:00-08:00 2022-02-01T00:00:00-08:00 2022-01972 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-01/pdf/2022-01972.pdf https://regulations.justia.com/regulations/fedreg/2022/02/01/2022-01971.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Increase Position Limits for Options on the SPDR Gold Trust and iShares Silver Trust 2022-02-01T00:00:00-08:00 2022-02-01T00:00:00-08:00 2022-01971 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-01/pdf/2022-01971.pdf https://regulations.justia.com/regulations/fedreg/2022/02/01/2022-01970.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 4 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 4, To Adopt New Rules 6.1P-O, 6.37AP-O, 6.40P-O, 6.41P-O, 6.62P-O, 6.64P-O, 6.76P-O, and 6.76AP-O and Amendments to Rules 1.1, 6.1-O, 6.1A-O, 6.37-O, 6.65A-O and 6.96-O 2022-02-01T00:00:00-08:00 2022-02-01T00:00:00-08:00 2022-01970 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-01/pdf/2022-01970.pdf https://regulations.justia.com/regulations/fedreg/2022/02/01/2022-01969.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Listing Fees at Rule 5910(b) To Adopt a $15,000 All-Inclusive Annual Listing Fee Applicable to a Dually-Listed Company 2022-02-01T00:00:00-08:00 2022-02-01T00:00:00-08:00 2022-01969 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-01/pdf/2022-01969.pdf https://regulations.justia.com/regulations/fedreg/2022/02/01/2022-01968.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce ISE's Options Regulatory Fee 2022-02-01T00:00:00-08:00 2022-02-01T00:00:00-08:00 2022-01968 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-01/pdf/2022-01968.pdf https://regulations.justia.com/regulations/fedreg/2022/02/01/2022-01967.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce GEMX's Options Regulatory Fee 2022-02-01T00:00:00-08:00 2022-02-01T00:00:00-08:00 2022-01967 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-01/pdf/2022-01967.pdf https://regulations.justia.com/regulations/fedreg/2022/02/01/2022-01966.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Enhance Capital Requirements and Make Other Changes 2022-02-01T00:00:00-08:00 2022-02-01T00:00:00-08:00 2022-01966 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-01/pdf/2022-01966.pdf https://regulations.justia.com/regulations/fedreg/2022/02/01/2022-01965.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Enhance Capital Requirements and Make Other Changes 2022-02-01T00:00:00-08:00 2022-02-01T00:00:00-08:00 2022-01965 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-01/pdf/2022-01965.pdf https://regulations.justia.com/regulations/fedreg/2022/02/01/2022-02001.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Disapproving a Proposed Rule Change To List and Trade Shares of the Wise Origin Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares 2022-02-01T00:00:00-08:00 2022-02-01T00:00:00-08:00 2022-02001 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-01/pdf/2022-02001.pdf https://regulations.justia.com/regulations/fedreg/2022/02/01/2022-01964.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Enhance Capital Requirements and Make Other Changes 2022-02-01T00:00:00-08:00 2022-02-01T00:00:00-08:00 2022-01964 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-01/pdf/2022-01964.pdf