Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2022/02?limit=200®isters=between&min-day=1&max-day=28&mode=atom2024-05-02T02:13:34-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2022/02/28/2022-04084.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Article I, Rule 5 To Replace References to Employees and Officers of Intercontinental Exchange Group, Inc.2022-02-28T00:00:00-08:002022-02-28T00:00:00-08:002022-04084Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-28/pdf/2022-04084.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/28/2022-04083.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1 To Replace References to Employees and Officers of Intercontinental Exchange Group, Inc.2022-02-28T00:00:00-08:002022-02-28T00:00:00-08:002022-04083Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-28/pdf/2022-04083.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/28/2022-04082.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Permit P.M.-Settled S&P 500 Index Options That Expire on Tuesday or Thursday Under Its Nonstandard Expirations Pilot Program2022-02-28T00:00:00-08:002022-02-28T00:00:00-08:002022-04082Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-28/pdf/2022-04082.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/28/2022-04079.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Strategy Caps for Reversal and Conversion and Jelly Roll Strategies2022-02-28T00:00:00-08:002022-02-28T00:00:00-08:002022-04079Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-28/pdf/2022-04079.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/28/2022-04171.htmlNotice - Submission for OMB Review; Comment Request2022-02-28T00:00:00-08:002022-02-28T00:00:00-08:002022-04171Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-28/pdf/2022-04171.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/25/2022-03965.htmlNotice - Self-Regulatory Organizations; MIAX PEARL LLC; Notice of Filing of a Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove Certain Credits and Increase Trading Permit Fees; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change2022-02-25T00:00:00-08:002022-02-25T00:00:00-08:002022-03965Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-25/pdf/2022-03965.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/25/2022-03964.htmlNotice - Self-Regulatory Organizations; MIAX PEARL LLC; Notice of Filing of a Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Increase the Monthly Fees for MIAX Express Network Full Service Port; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change2022-02-25T00:00:00-08:002022-02-25T00:00:00-08:002022-03964Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-25/pdf/2022-03964.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/25/2022-03963.htmlNotice - Self-Regulatory Organizations; MIAX EMERALD, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2022-02-25T00:00:00-08:002022-02-25T00:00:00-08:002022-03963Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-25/pdf/2022-03963.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/25/2022-03962.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning the Options Clearing Corporation's Governance Arrangements2022-02-25T00:00:00-08:002022-02-25T00:00:00-08:002022-03962Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-25/pdf/2022-03962.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/25/2022-03961.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Rate of Return on Euro and Pound Sterling Cash Margin and Guaranty Fund Deposits2022-02-25T00:00:00-08:002022-02-25T00:00:00-08:002022-03961Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-25/pdf/2022-03961.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/25/2022-03960.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to Amendments to the ICE Clear Europe CDS Clearing Stress Testing Policy and CDS Clearing Back-Testing Policy2022-02-25T00:00:00-08:002022-02-25T00:00:00-08:002022-03960Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-25/pdf/2022-03960.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/24/2022-03143.htmlProposed Rule - Shortening the Securities Transaction Settlement Cycle2022-02-24T00:00:00-08:002022-02-24T00:00:00-08:002022-03143Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2022-02-24/pdf/2022-03143.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/24/2022-03876.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Approving Proposed Rule Change To Amend Equity 4, Rule 4754 Relating to Certain Order Handling in the Limit Up-Limit Down Closing Cross2022-02-24T00:00:00-08:002022-02-24T00:00:00-08:002022-03876Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-24/pdf/2022-03876.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/24/2022-03875.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Clearing Agency Model Risk Management Framework2022-02-24T00:00:00-08:002022-02-24T00:00:00-08:002022-03875Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-24/pdf/2022-03875.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/24/2022-03873.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, in Connection With the Proposed Establishment of BSTX LLC as a Facility of the Exchange2022-02-24T00:00:00-08:002022-02-24T00:00:00-08:002022-03873Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-24/pdf/2022-03873.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/24/2022-03872.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Clearing Agency Model Risk Management Framework2022-02-24T00:00:00-08:002022-02-24T00:00:00-08:002022-03872Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-24/pdf/2022-03872.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/24/2022-03879.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Clearing Agency Model Risk Management Framework2022-02-24T00:00:00-08:002022-02-24T00:00:00-08:002022-03879Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-24/pdf/2022-03879.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/23/2022-03859.htmlNotice - Sunshine Act Meetings2022-02-23T00:00:00-08:002022-02-23T00:00:00-08:002022-03859Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-23/pdf/2022-03859.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/23/2022-03763.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Adopt Electronic Market Maker Trading Permit Fees2022-02-23T00:00:00-08:002022-02-23T00:00:00-08:002022-03763Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-23/pdf/2022-03763.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/23/2022-03824.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice Concerning The Options Clearing Corporation's Cash and Investment Management2022-02-23T00:00:00-08:002022-02-23T00:00:00-08:002022-03824Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-23/pdf/2022-03824.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/23/2022-03760.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Exempt Non-Convertible Bonds Listed Under Rule 5702 From Certain Corporate Governance Requirements2022-02-23T00:00:00-08:002022-02-23T00:00:00-08:002022-03760Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-23/pdf/2022-03760.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/22/2022-03656.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing of a Proposed Rule Change To Establish Fees for the Exchange's cToM Market Data Product; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change2022-02-22T00:00:00-08:002022-02-22T00:00:00-08:002022-03656Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-22/pdf/2022-03656.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/22/2022-03655.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing of a Proposed Rule Change To Amend Its Fee Schedule To Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Emerald Express Interface Ports; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change2022-02-22T00:00:00-08:002022-02-22T00:00:00-08:002022-03655Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-22/pdf/2022-03655.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/22/2022-03654.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing of a Proposed Rule Change To Amend Its Fee Schedule To Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Express Interface Ports; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change2022-02-22T00:00:00-08:002022-02-22T00:00:00-08:002022-03654Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-22/pdf/2022-03654.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/22/2022-03653.htmlNotice - Self-Regulatory Organizations; MIAX PEARL LLC; Notice of Filing of a Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change2022-02-22T00:00:00-08:002022-02-22T00:00:00-08:002022-03653Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-22/pdf/2022-03653.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/22/2022-03652.htmlNotice - Self-Regulatory Organizations; MIAX Emerald LLC; Notice of Filing of a Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change2022-02-22T00:00:00-08:002022-02-22T00:00:00-08:002022-03652Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-22/pdf/2022-03652.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/22/2022-03651.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing of a Proposed Rule Change To Amend the MIAX Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change2022-02-22T00:00:00-08:002022-02-22T00:00:00-08:002022-03651Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-22/pdf/2022-03651.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/22/2022-03650.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Granting Approval of a Proposed Rule Change To Adopt a Modified Trading Schedule for Holidays2022-02-22T00:00:00-08:002022-02-22T00:00:00-08:002022-03650Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-22/pdf/2022-03650.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/22/2022-03649.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2022-02-22T00:00:00-08:002022-02-22T00:00:00-08:002022-03649Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-22/pdf/2022-03649.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/22/2022-03648.htmlNotice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Amend Exchange Rule 1308, Supervision of Accounts2022-02-22T00:00:00-08:002022-02-22T00:00:00-08:002022-03648Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-22/pdf/2022-03648.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/22/2022-03657.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing of a Proposed Rule Change To Establish Fees for the Exchange's cToM Market Data Product; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change2022-02-22T00:00:00-08:002022-02-22T00:00:00-08:002022-03657Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-22/pdf/2022-03657.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/22/2022-03645.htmlNotice - Thrivent ETF Trust, et al.2022-02-22T00:00:00-08:002022-02-22T00:00:00-08:002022-03645Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-22/pdf/2022-03645.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/22/2022-03644.htmlNotice - Alpha Architect ETF Trust and Empowered Funds, LLC2022-02-22T00:00:00-08:002022-02-22T00:00:00-08:002022-03644Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-22/pdf/2022-03644.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/22/2022-03623.htmlNotice - Proposed Collection; Comment Request2022-02-22T00:00:00-08:002022-02-22T00:00:00-08:002022-03623Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-22/pdf/2022-03623.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/22/2022-03622.htmlNotice - Submission for OMB Review; Comment Request2022-02-22T00:00:00-08:002022-02-22T00:00:00-08:002022-03622Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-22/pdf/2022-03622.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/18/2022-03495.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2022-02-18T00:00:00-08:002022-02-18T00:00:00-08:002022-03495Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-18/pdf/2022-03495.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/18/2022-03494.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend the Opening Auction Process Provided Under Rule 11.23(b)(2)(B)2022-02-18T00:00:00-08:002022-02-18T00:00:00-08:002022-03494Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-18/pdf/2022-03494.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/18/2022-03493.htmlNotice - Proposed Collection; Comment Request2022-02-18T00:00:00-08:002022-02-18T00:00:00-08:002022-03493Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-18/pdf/2022-03493.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/18/2022-03223.htmlProposed Rule - The Commission's Whistleblower Program Rules2022-02-18T00:00:00-08:002022-02-18T00:00:00-08:002022-03223Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2022-02-18/pdf/2022-03223.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/18/2022-03524.htmlNotice - In the Matter of New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc.; Order Granting Petition for Review and Scheduling Filing of Statements Regarding an Order Disapproving Proposed Rule Changes, as Modified by Partial Amendment No. 1, To Amend Each Exchange's Fee Schedule To Add Two Partial Cabinet Bundles Available in Co-Location and Establish Associated Fees2022-02-18T00:00:00-08:002022-02-18T00:00:00-08:002022-03524Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-18/pdf/2022-03524.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/18/2022-03552.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC, Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Provisions of Rule 7.35B; Correction2022-02-18T00:00:00-08:002022-02-18T00:00:00-08:002022-03552Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-18/pdf/2022-03552.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/17/2022-01976.htmlProposed Rule - Amendments to Form PF To Require Current Reporting and Amend Reporting Requirements for Large Private Equity Advisers and Large Liquidity Fund Advisers2022-02-17T00:00:00-08:002022-02-17T00:00:00-08:002022-01976Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2022-02-17/pdf/2022-01976.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/17/2022-03392.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges2022-02-17T00:00:00-08:002022-02-17T00:00:00-08:002022-03392Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-17/pdf/2022-03392.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/17/2022-03391.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 115 of the Fee Schedule2022-02-17T00:00:00-08:002022-02-17T00:00:00-08:002022-03391Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-17/pdf/2022-03391.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/15/2022-01140.htmlProposed Rule - Rule 10b5-1 and Insider Trading2022-02-15T00:00:00-08:002022-02-15T00:00:00-08:002022-01140Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2022-02-15/pdf/2022-01140.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/15/2022-01068.htmlProposed Rule - Share Repurchase Disclosure Modernization2022-02-15T00:00:00-08:002022-02-15T00:00:00-08:002022-01068Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2022-02-15/pdf/2022-01068.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/15/2022-03142.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Cboe Rule 5.4 and Make Corresponding Changes to Other Rules2022-02-15T00:00:00-08:002022-02-15T00:00:00-08:002022-03142Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-15/pdf/2022-03142.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/15/2022-03141.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Extension of Review Period of Advance Notice To Establish the Securities Financing Transaction Clearing Service and Make Other Changes2022-02-15T00:00:00-08:002022-02-15T00:00:00-08:002022-03141Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-15/pdf/2022-03141.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/15/2022-03139.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Global X Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2022-02-15T00:00:00-08:002022-02-15T00:00:00-08:002022-03139Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-15/pdf/2022-03139.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/15/2022-03138.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule2022-02-15T00:00:00-08:002022-02-15T00:00:00-08:002022-03138Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-15/pdf/2022-03138.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/15/2022-03153.htmlNotice - DoubleLine ETF Trust, et al.2022-02-15T00:00:00-08:002022-02-15T00:00:00-08:002022-03153Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-15/pdf/2022-03153.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/15/2022-03152.htmlNotice - Advisors Series Trust and Semper Capital Management, L.P.2022-02-15T00:00:00-08:002022-02-15T00:00:00-08:002022-03152Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-15/pdf/2022-03152.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/14/2022-03022.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing of Amendment No. 1 to, and Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove, a Proposed Rule Change To Establish a Retail Midpoint Liquidity Program2022-02-14T00:00:00-08:002022-02-14T00:00:00-08:002022-03022Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-14/pdf/2022-03022.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/14/2022-03021.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2022-02-14T00:00:00-08:002022-02-14T00:00:00-08:002022-03021Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-14/pdf/2022-03021.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/14/2022-03020.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule2022-02-14T00:00:00-08:002022-02-14T00:00:00-08:002022-03020Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-14/pdf/2022-03020.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/14/2022-03019.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the WisdomTree Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2022-02-14T00:00:00-08:002022-02-14T00:00:00-08:002022-03019Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-14/pdf/2022-03019.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/14/2022-03018.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC, Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Provisions of Rule 7.35B2022-02-14T00:00:00-08:002022-02-14T00:00:00-08:002022-03018Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-14/pdf/2022-03018.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/14/2022-03244.htmlNotice - Sunshine Act Meetings2022-02-14T00:00:00-08:002022-02-14T00:00:00-08:002022-03244Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-14/pdf/2022-03244.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/11/2022-02915.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Provide Settlement Services for Transactions Entered Into Under the Proposed Securities Financing Transaction Clearing Service of the National Securities Clearing Corporation2022-02-11T00:00:00-08:002022-02-11T00:00:00-08:002022-02915Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-11/pdf/2022-02915.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/11/2022-02913.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning the Options Clearing Corporation's Margin Methodology for Incorporating Variations in Implied Volatility2022-02-11T00:00:00-08:002022-02-11T00:00:00-08:002022-02913Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-11/pdf/2022-02913.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/11/2022-02912.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Establish the Securities Financing Transaction Clearing Service and Make Other Changes2022-02-11T00:00:00-08:002022-02-11T00:00:00-08:002022-02912Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-11/pdf/2022-02912.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/11/2022-02911.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice Concerning the Options Clearing Corporation's Margin Methodology for Incorporating Variations in Implied Volatility2022-02-11T00:00:00-08:002022-02-11T00:00:00-08:002022-02911Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-11/pdf/2022-02911.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/11/2022-02998.htmlNotice - Order Regarding Review of FASB Accounting Support Fee for 2022 Under Section 109 of the Sarbanes-Oxley Act of 20022022-02-11T00:00:00-08:002022-02-11T00:00:00-08:002022-02998Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-11/pdf/2022-02998.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/11/2022-02552.htmlRule - Recordkeeping and Reporting Requirements for Security-Based Swap Dealers, Major Security-Based Swap Participants, and Broker-Dealers; Correction2022-02-11T00:00:00-08:002022-02-11T00:00:00-08:002022-02552Rulehttps://www.govinfo.gov/content/pkg/FR-2022-02-11/pdf/2022-02552.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/10/2022-02827.htmlNotice - Submission for OMB Review; Comment Request2022-02-10T00:00:00-08:002022-02-10T00:00:00-08:002022-02827Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-10/pdf/2022-02827.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/10/2022-02786.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Withdrawal of Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees2022-02-10T00:00:00-08:002022-02-10T00:00:00-08:002022-02786Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-10/pdf/2022-02786.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/10/2022-02785.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC, MIAX PEARL, LLC; Notice of Withdrawal of Proposed Rule Changes To Amend the Fee Schedules To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees2022-02-10T00:00:00-08:002022-02-10T00:00:00-08:002022-02785Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-10/pdf/2022-02785.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/10/2022-02784.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate the Transaction Query Fee for the FINRA/Nasdaq TRF2022-02-10T00:00:00-08:002022-02-10T00:00:00-08:002022-02784Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-10/pdf/2022-02784.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/10/2022-02783.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC, MIAX Emerald, LLC; Notice of Withdrawal of Proposed Rule Changes To Amend Fee Schedules To Adopt Tiered-Pricing Structures for Additional Limited Service MIAX and MIAX Emerald Express Interface Ports2022-02-10T00:00:00-08:002022-02-10T00:00:00-08:002022-02783Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-10/pdf/2022-02783.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/10/2022-02782.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 975NY2022-02-10T00:00:00-08:002022-02-10T00:00:00-08:002022-02782Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-10/pdf/2022-02782.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/10/2022-02781.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of Grayscale Bitcoin Trust (BTC) Under NYSE Arca Rule 8.201-E2022-02-10T00:00:00-08:002022-02-10T00:00:00-08:002022-02781Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-10/pdf/2022-02781.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/09/2022-02668.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Rule 25.3, Which Governs the Exchange's Minor Rule Violation Plan, in Connection With Certain Minor Rule Violations and Applicable Fines2022-02-09T00:00:00-08:002022-02-09T00:00:00-08:002022-02668Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-09/pdf/2022-02668.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/09/2022-02667.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Codify Certain Practices and Requirements Related to the Exchange's Port Message Rate Thresholds2022-02-09T00:00:00-08:002022-02-09T00:00:00-08:002022-02667Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-09/pdf/2022-02667.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/09/2022-02666.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Rule 25.3, Which Governs the Exchange's Minor Rule Violation Plan, in Connection With Certain Minor Rule Violations and Applicable Fines2022-02-09T00:00:00-08:002022-02-09T00:00:00-08:002022-02666Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-09/pdf/2022-02666.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/09/2022-02665.htmlNotice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Modify and Expand the Package of Products and Services Provided to Companies and Clarify Existing Practice Under Rule 14.6022022-02-09T00:00:00-08:002022-02-09T00:00:00-08:002022-02665Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-09/pdf/2022-02665.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/09/2022-02914.htmlNotice - Sunshine Act Meetings2022-02-09T00:00:00-08:002022-02-09T00:00:00-08:002022-02914Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-09/pdf/2022-02914.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/09/2022-02664.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt New NYSE Arca Rule 6.91P-O2022-02-09T00:00:00-08:002022-02-09T00:00:00-08:002022-02664Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-09/pdf/2022-02664.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/09/2022-02663.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend Nasdaq Rule 5815 Regarding the Use of a Panel Monitor Following a Compliance Determination by a Nasdaq Listings Qualification Hearings Panel2022-02-09T00:00:00-08:002022-02-09T00:00:00-08:002022-02663Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-09/pdf/2022-02663.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/08/2021-27532.htmlProposed Rule - Money Market Fund Reforms2022-02-08T00:00:00-08:002022-02-08T00:00:00-08:002021-27532Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2022-02-08/pdf/2021-27532.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/08/2022-02655.htmlNotice - Sunshine Act Meetings2022-02-08T00:00:00-08:002022-02-08T00:00:00-08:002022-02655Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-08/pdf/2022-02655.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/08/2022-02523.htmlNotice - Millennium Investment & Acquisition Co Inc.2022-02-08T00:00:00-08:002022-02-08T00:00:00-08:002022-02523Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-08/pdf/2022-02523.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/08/2022-02553.htmlNotice - Self-Regulatory Organizations: MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 531 To Provide for the New Liquidity Taker Event Report-Complex Orders2022-02-08T00:00:00-08:002022-02-08T00:00:00-08:002022-02553Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-08/pdf/2022-02553.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/08/2022-02551.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 531 To Provide for the New Liquidity Taker Event Report-Complex Orders2022-02-08T00:00:00-08:002022-02-08T00:00:00-08:002022-02551Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-08/pdf/2022-02551.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/07/2022-02534.htmlNotice - Sunshine Act Meeting2022-02-07T00:00:00-08:002022-02-07T00:00:00-08:002022-02534Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-07/pdf/2022-02534.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/07/2022-02505.htmlNotice - Proposed Collection; Comment Request2022-02-07T00:00:00-08:002022-02-07T00:00:00-08:002022-02505Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-07/pdf/2022-02505.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/07/2022-02502.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 30e-32022-02-07T00:00:00-08:002022-02-07T00:00:00-08:002022-02502Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-07/pdf/2022-02502.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/07/2022-02437.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Add New Subparagraph (i)(4) to Rule 7.31-E2022-02-07T00:00:00-08:002022-02-07T00:00:00-08:002022-02437Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-07/pdf/2022-02437.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/07/2022-02436.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Obvious Error Rule2022-02-07T00:00:00-08:002022-02-07T00:00:00-08:002022-02436Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-07/pdf/2022-02436.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/07/2022-02433.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Bitwise Bitcoin ETP Trust Under NYSE Arca Rule 8.201-E2022-02-07T00:00:00-08:002022-02-07T00:00:00-08:002022-02433Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-07/pdf/2022-02433.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/07/2022-02432.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Proposed Rule Change To Update the Obvious Error Rule2022-02-07T00:00:00-08:002022-02-07T00:00:00-08:002022-02432Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-07/pdf/2022-02432.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/07/2022-02431.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Obvious Error Rule2022-02-07T00:00:00-08:002022-02-07T00:00:00-08:002022-02431Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-07/pdf/2022-02431.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/07/2022-02430.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BOX Rule 7170 (Nullification and Adjustment of Options Transactions Including Obvious Errors) To Improve the Operation of the Rule2022-02-07T00:00:00-08:002022-02-07T00:00:00-08:002022-02430Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-07/pdf/2022-02430.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/07/2022-02428.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule2022-02-07T00:00:00-08:002022-02-07T00:00:00-08:002022-02428Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-07/pdf/2022-02428.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/07/2022-02427.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Obvious Error Rule2022-02-07T00:00:00-08:002022-02-07T00:00:00-08:002022-02427Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-07/pdf/2022-02427.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/07/2022-02426.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Obvious Error Rule2022-02-07T00:00:00-08:002022-02-07T00:00:00-08:002022-02426Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-07/pdf/2022-02426.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/04/2022-02315.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Remove Obsolete References2022-02-04T00:00:00-08:002022-02-04T00:00:00-08:002022-02315Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-04/pdf/2022-02315.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/04/2022-02314.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule2022-02-04T00:00:00-08:002022-02-04T00:00:00-08:002022-02314Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-04/pdf/2022-02314.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/04/2022-02313.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Clearing Fees for ICE Futures Europe FTSE 100 Index Futures and Options, FTSE 100 Dividend Index Futures and the Clearing Fee Caps for FTSE 100 Index Options2022-02-04T00:00:00-08:002022-02-04T00:00:00-08:002022-02313Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-04/pdf/2022-02313.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/04/2022-02312.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Proposed Rule Change To Update the Obvious Error Rule2022-02-04T00:00:00-08:002022-02-04T00:00:00-08:002022-02312Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-04/pdf/2022-02312.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/04/2021-27531.htmlProposed Rule - Prohibition Against Fraud, Manipulation, or Deception in Connection With Security-Based Swaps; Prohibition Against Undue Influence Over Chief Compliance Officers; Position Reporting of Large Security-Based Swap Positions2022-02-04T00:00:00-08:002022-02-04T00:00:00-08:002021-27531Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2022-02-04/pdf/2021-27531.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/04/2022-02325.htmlNotice - John Hancock Asset-Based Lending Fund and John Hancock Investment Management LLC2022-02-04T00:00:00-08:002022-02-04T00:00:00-08:002022-02325Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-04/pdf/2022-02325.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/03/2022-02184.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule2022-02-03T00:00:00-08:002022-02-03T00:00:00-08:002022-02184Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-03/pdf/2022-02184.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/03/2022-02183.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 114 and Section 118 of the Fee Schedule2022-02-03T00:00:00-08:002022-02-03T00:00:00-08:002022-02183Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-03/pdf/2022-02183.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/03/2022-02182.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Shares of the Goldman Sachs Physical Gold ETF Under BZX Rule 14.11(e)(4) (Commodity-Based Trust Shares)2022-02-03T00:00:00-08:002022-02-03T00:00:00-08:002022-02182Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-03/pdf/2022-02182.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/03/2022-02181.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule2022-02-03T00:00:00-08:002022-02-03T00:00:00-08:002022-02181Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-03/pdf/2022-02181.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/03/2022-02178.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402022-02-03T00:00:00-08:002022-02-03T00:00:00-08:002022-02178Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-03/pdf/2022-02178.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/02/2022-02024.htmlProposed Rule - Reopening of Comment Period for Pay Versus Performance2022-02-02T00:00:00-08:002022-02-02T00:00:00-08:002022-02024Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2022-02-02/pdf/2022-02024.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/02/2022-02085.htmlNotice - Order Granting Application by Nasdaq PHLX LLC for an Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Rules Incorporated by Reference2022-02-02T00:00:00-08:002022-02-02T00:00:00-08:002022-02085Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-02/pdf/2022-02085.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/02/2022-02084.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Adopt a Tiered Pricing Structure for Certain Connectivity Fees2022-02-02T00:00:00-08:002022-02-02T00:00:00-08:002022-02084Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-02/pdf/2022-02084.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/02/2022-02083.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC, MIAX PEARL, LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the Fee Schedules To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees2022-02-02T00:00:00-08:002022-02-02T00:00:00-08:002022-02083Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-02/pdf/2022-02083.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/02/2022-02082.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC, MIAX Emerald, LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend Fee Schedules To Adopt Tiered-Pricing Structures for Additional Limited Service MIAX and MIAX Emerald Express Interface Ports2022-02-02T00:00:00-08:002022-02-02T00:00:00-08:002022-02082Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-02/pdf/2022-02082.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/02/2022-02081.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE American Options Fee Schedule2022-02-02T00:00:00-08:002022-02-02T00:00:00-08:002022-02081Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-02/pdf/2022-02081.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/02/2022-02080.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE American Options Fee Schedule2022-02-02T00:00:00-08:002022-02-02T00:00:00-08:002022-02080Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-02/pdf/2022-02080.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/02/2022-02079.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt a New Trading Session That Will Operate After the Close of the Regular Trading Hours Session2022-02-02T00:00:00-08:002022-02-02T00:00:00-08:002022-02079Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-02/pdf/2022-02079.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/02/2022-02078.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures2022-02-02T00:00:00-08:002022-02-02T00:00:00-08:002022-02078Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-02/pdf/2022-02078.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/02/2022-02077.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Enable Exchange Members To Enter Midpoint Extended Life Orders and M-ELO Plus Continuous Book Orders With an Immediate-or-Cancel Time-in-Force Instruction2022-02-02T00:00:00-08:002022-02-02T00:00:00-08:002022-02077Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-02/pdf/2022-02077.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/02/2022-02076.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Listing Standard for Rights2022-02-02T00:00:00-08:002022-02-02T00:00:00-08:002022-02076Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-02/pdf/2022-02076.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/02/2022-02086.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of Amendment Nos. 2 and 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, To Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as BSTX LLC2022-02-02T00:00:00-08:002022-02-02T00:00:00-08:002022-02086Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-02/pdf/2022-02086.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/01/2022-01973.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce Phlx's Options Regulatory Fee2022-02-01T00:00:00-08:002022-02-01T00:00:00-08:002022-01973Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-01/pdf/2022-01973.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/01/2022-01972.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce NOM's Options Regulatory Fee2022-02-01T00:00:00-08:002022-02-01T00:00:00-08:002022-01972Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-01/pdf/2022-01972.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/01/2022-01971.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Increase Position Limits for Options on the SPDR Gold Trust and iShares Silver Trust2022-02-01T00:00:00-08:002022-02-01T00:00:00-08:002022-01971Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-01/pdf/2022-01971.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/01/2022-01970.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 4 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 4, To Adopt New Rules 6.1P-O, 6.37AP-O, 6.40P-O, 6.41P-O, 6.62P-O, 6.64P-O, 6.76P-O, and 6.76AP-O and Amendments to Rules 1.1, 6.1-O, 6.1A-O, 6.37-O, 6.65A-O and 6.96-O2022-02-01T00:00:00-08:002022-02-01T00:00:00-08:002022-01970Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-01/pdf/2022-01970.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/01/2022-01969.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Listing Fees at Rule 5910(b) To Adopt a $15,000 All-Inclusive Annual Listing Fee Applicable to a Dually-Listed Company2022-02-01T00:00:00-08:002022-02-01T00:00:00-08:002022-01969Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-01/pdf/2022-01969.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/01/2022-01968.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce ISE's Options Regulatory Fee2022-02-01T00:00:00-08:002022-02-01T00:00:00-08:002022-01968Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-01/pdf/2022-01968.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/01/2022-01967.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce GEMX's Options Regulatory Fee2022-02-01T00:00:00-08:002022-02-01T00:00:00-08:002022-01967Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-01/pdf/2022-01967.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/01/2022-01966.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Enhance Capital Requirements and Make Other Changes2022-02-01T00:00:00-08:002022-02-01T00:00:00-08:002022-01966Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-01/pdf/2022-01966.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/01/2022-01965.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Enhance Capital Requirements and Make Other Changes2022-02-01T00:00:00-08:002022-02-01T00:00:00-08:002022-01965Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-01/pdf/2022-01965.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/01/2022-02001.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Disapproving a Proposed Rule Change To List and Trade Shares of the Wise Origin Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2022-02-01T00:00:00-08:002022-02-01T00:00:00-08:002022-02001Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-01/pdf/2022-02001.pdfhttps://regulations.justia.com/regulations/fedreg/2022/02/01/2022-01964.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Enhance Capital Requirements and Make Other Changes2022-02-01T00:00:00-08:002022-02-01T00:00:00-08:002022-01964Noticehttps://www.govinfo.gov/content/pkg/FR-2022-02-01/pdf/2022-01964.pdf