Securities and Exchange Commission July 1, 2021 – Federal Register Recent Federal Regulation Documents

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Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Exclude a National Best Bid or Offer From the Calculation of the BZX Official Closing Price, as Provided in Rule 11.23(c)(2)(B)(ii)(b), That Is Outside the Bands Provided Under the Plan To Address Extraordinary Market Volatility

Document Number: 2021-14013

Type: Notice

Date: 2021-07-01

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2021/07/01/2021-14013.html

Joint Industry Plan; Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment to the National Market System Plan Governing the Consolidated Audit Trail

Document Number: 2021-14012

Type: Notice

Date: 2021-07-01

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2021/07/01/2021-14012.html

Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

Document Number: 2021-14006

Type: Notice

Date: 2021-07-01

Agency: Securities and Exchange Commission, Agencies and Commissions

Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On February 4, 2021, applicant made liquidating distributions to its shareholders based on net asset value. Expenses of approximately $20,000 incurred in connection with the reorganization were paid by the applicant's investment advisor. Filing Dates: The application was filed on March 4, 2021 and amended on June 11, 2021. Applicant's Address: Cassandra.Borchers@thompsonhine.com.

https://regulations.justia.com/regulations/fedreg/2021/07/01/2021-14006.html