Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940, 35142-35143 [2021-14006]

Download as PDF 35142 Federal Register / Vol. 86, No. 124 / Thursday, July 1, 2021 / Notices Commission a USPS Request to Add Priority Mail Contract 708 to Competitive Product List. Documents are available at www.prc.gov, Docket Nos. MC2021–105, CP2021–107. Sean Robinson, Attorney, Corporate and Postal Business Law. [FR Doc. 2021–14024 Filed 6–30–21; 8:45 am] BILLING CODE 7710–12–P POSTAL SERVICE Product Change—Priority Mail and First-Class Package Service Negotiated Service Agreement Postal ServiceTM. ACTION: Notice. AGENCY: The Postal Service gives notice of filing a request with the Postal Regulatory Commission to add a domestic shipping services contract to the list of Negotiated Service Agreements in the Mail Classification Schedule’s Competitive Products List. DATES: Date of required notice: July 1, 2021. SUMMARY: FOR FURTHER INFORMATION CONTACT: Sean Robinson, 202–268–8405. The United States Postal Service® hereby gives notice that, pursuant to 39 U.S.C. 3642 and 3632(b)(3), on June 14, 2021, it filed with the Postal Regulatory Commission a USPS Request to Add Priority Mail & First-Class Package Service Contract 195 to Competitive Product List. Documents are available at www.prc.gov, Docket Nos. MC2021–101, CP2021–104. SUPPLEMENTARY INFORMATION: Sean Robinson, Attorney, Corporate and Postal Business Law. [FR Doc. 2021–14021 Filed 6–30–21; 8:45 am] BILLING CODE 7710–12–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–92266; File No. 4–698] khammond on DSKJM1Z7X2PROD with NOTICES Joint Industry Plan; Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment to the National Market System Plan Governing the Consolidated Audit Trail June 25, 2021. I. Introduction On December 18, 2020, the Operating Committee for Consolidated Audit Trail, LLC (‘‘CAT LLC’’), on behalf of the following parties to the National Market System Plan Governing the VerDate Sep<11>2014 16:45 Jun 30, 2021 Jkt 253001 Consolidated Audit Trail (the ‘‘CAT NMS Plan’’ or ‘‘Plan’’): 1 BOX Exchange LLC; Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Cboe C2 Exchange, Inc., Cboe Exchange, Inc., Financial Industry Regulatory Authority, Inc. (‘‘FINRA’’), Investors Exchange LLC, Long-Term Stock Exchange, Inc., Miami International Securities Exchange LLC, MEMX, LLC, MIAX Emerald, LLC, MIAX PEARL, LLC, Nasdaq BX, Inc., Nasdaq GEMX, LLC, Nasdaq ISE, LLC, Nasdaq MRX, LLC, Nasdaq PHLX LLC, The NASDAQ Stock Market LLC, New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc. (collectively, the ‘‘Participants,’’ ‘‘selfregulatory organizations,’’ or ‘‘SROs’’) filed with the Securities and Exchange Commission (‘‘SEC’’ or ‘‘Commission’’) pursuant to Section 11A(a)(3) of the Securities Exchange Act of 1934 (‘‘Exchange Act’’),2 and Rule 608 thereunder,3 a proposed amendment (‘‘Proposed Amendment’’) to the CAT NMS Plan that would authorize CAT LLC to revise the Consolidated Audit Trail Reporter Agreement and the Consolidated Audit Trail Reporting Agent Agreement to insert limitation of liability provisions. The Proposed Amendment was published for comment in the Federal Register on January 6, 2021.4 On April 6, 2021, the Commission instituted proceedings to determine whether to approve or disapprove the Proposed Amendment.5 Rule 608(b)(2)(i) of Regulation NMS provides that such proceedings shall be concluded within 180 days of the date of the publication of notice of the plan or amendment and that the time for conclusion of such proceedings may be extended for up to 60 days (up to 240 days from the date of notice publication) if the Commission determines that a longer period is appropriate and publishes the reasons for such determination or the plan participants 1 The CAT NMS Plan is a national market system plan approved by the Commission pursuant to Section 11A of the Exchange Act and the rules and regulations thereunder. See Securities Exchange Act Release No. 79318 (November 15, 2016), 81 FR 84696 (November 23, 2016). 2 15 U.S.C. 78k–1(a)(3). 3 17 CFR 242.608. 4 See Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail, Exchange Act Release No. 90826 (December 30, 2020), 86 FR 591 (‘‘Notice’’). Comments received in response to the Notice can be found on the Commission’s website at https:// www.sec.gov/comments/4-698/4-698.htm. 5 See Exchange Act Release No. 91487 (April 6, 2021), 86 FR 19054 (April 12, 2021). PO 00000 Frm 00084 Fmt 4703 Sfmt 4703 consent to a longer period.6 The 180th day after publication of the Notice for the Proposed Amendment is July 5, 2021. The Commission is extending this 180-day period. The Commission finds that it is appropriate to designate a longer period within which to conclude proceedings regarding the Proposed Amendment so that it has sufficient time to consider the Proposed Amendment and the comments received. Accordingly, pursuant to Rule 608(b)(2)(i) of Regulation NMS,7 the Commission designates September 3, 2021, as the date by which the Commission shall conclude the proceedings to determine whether to approve or disapprove the Proposed Amendment (File No. 4–698). For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.8 J. Matthew DeLesDernier, Assistant Secretary. [FR Doc. 2021–14012 Filed 6–30–21; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 34319] Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 June 25, 2021. The following is a notice of applications for deregistration under section 8(f) of the Investment Company Act of 1940 for the month of June 2021. A copy of each application may be obtained via the Commission’s website by searching for the file number, or for an applicant using the Company name box, at https://www.sec.gov/search/ search.htm or by calling (202) 551– 8090. An order granting each application will be issued unless the SEC orders a hearing. Interested persons may request a hearing on any application by emailing the SEC’s Secretary at Secretarys-Office@sec.gov and serving the relevant applicant with a copy of the request by email, if an email address is listed for the relevant applicant below, or personally or by mail, if a physical address is listed for the relevant applicant below. Hearing requests should be received by the SEC by 5:30 p.m. on July 20, 2021, and should be accompanied by proof of service on applicants, in the form of an affidavit or, for lawyers, a certificate of 6 17 CFR 242.608(b)(2)(i). 7 Id. 8 17 E:\FR\FM\01JYN1.SGM CFR 200.30–3(a)(85). 01JYN1 Federal Register / Vol. 86, No. 124 / Thursday, July 1, 2021 / Notices service. Pursuant to Rule 0–5 under the Act, hearing requests should state the nature of the writer’s interest, any facts bearing upon the desirability of a hearing on the matter, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by writing to the Commission’s Secretary at Secretarys-Office@sec.gov. ADDRESSES: The Commission: Secretarys-Office@sec.gov. FOR FURTHER INFORMATION CONTACT: Shawn Davis, Assistant Director, at (202) 551–6413 or Chief Counsel’s Office at (202) 551–6821; SEC, Division of Investment Management, Chief Counsel’s Office, 100 F Street NE, Washington, DC 20549–8010. Bluerock Institutional High Income Credit Fund LLC. [File No. 811–23495] Summary: Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On February 4, 2021, applicant made liquidating distributions to its shareholders based on net asset value. Expenses of approximately $20,000 incurred in connection with the reorganization were paid by the applicant’s investment advisor. Filing Dates: The application was filed on March 4, 2021 and amended on June 11, 2021. Applicant’s Address: Cassandra.Borchers@ thompsonhine.com. khammond on DSKJM1Z7X2PROD with NOTICES IVA Fiduciary Trust [File No. 811– 22211] Summary: Applicant seeks an order declaring that it has ceased to be an investment company. On April 19, 2021, applicant made a liquidating distribution to its shareholders based on net asset value. Expenses of $2,383,799 incurred in connection with the liquidation were paid by the applicant and the applicant’s investment advisor. Filing Date: The application was filed on May 24, 2021. Applicant’s Address: Jon-Luc.Dupuy@ klgates.com. Transamerica Separate Account R3 [File No. 811–22407] Summary: Applicant, a unit investment trust, seeks an order declaring that it has ceased to be an investment company. Applicant has never made a public offering of its securities and does not propose to make a public offering or engage in business of any kind. Filing Dates: The application was filed on March 1, 2021 and amended on June 4, 2021. VerDate Sep<11>2014 16:45 Jun 30, 2021 Jkt 253001 Applicant’s Address: kcarpenter@ wiltonre.com. USCA Fund Trust [811–23164] Summary: Applicant seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to Trust for Advised Portfolios, and on December 18, 2020 made a final distribution to its shareholders based on net asset value. Expenses of $120,683.58 incurred in connection with the reorganization were paid by the applicant’s investment adviser and the acquiring fund’s investment adviser. Filing Dates: The application was filed on March 1, 2021 and amended on May 18, 2021, and June 17, 2021. Applicant’s Address: Latashia.Love@ thompsonhine.com. Van Kampen Municipal Opportunity High Income Fund [811–22308] Summary: Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. Applicant has never made a public offering of its securities and does not propose to make a public offering or engage in business of any kind. Filing Dates: The application was filed on November 23, 2020 and amended on March 25, 2021. Applicant’s Address: Taylor.Edwards@invesco.com. For the Commission, by the Division of Investment Management, pursuant to delegated authority. J. Matthew DeLesDernier, Assistant Secretary. [FR Doc. 2021–14006 Filed 6–30–21; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–92268; File No. SR– CboeBZX–2021–036] Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Exclude a National Best Bid or Offer From the Calculation of the BZX Official Closing Price, as Provided in Rule 11.23(c)(2)(B)(ii)(b), That Is Outside the Bands Provided Under the Plan To Address Extraordinary Market Volatility June 25, 2021. On April 29, 2021, Cboe BZX Exchange, Inc. (‘‘Exchange’’ or ‘‘BZX’’) filed with the Securities and Exchange Commission (‘‘Commission’’), pursuant to Section 19(b)(1) of the Securities PO 00000 Frm 00085 Fmt 4703 Sfmt 4703 35143 Exchange Act of 1934 (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a proposed rule change to exclude a National Best Bid or Offer 3 (‘‘NBBO’’) from the calculation of the BZX Official Closing Price, as provided in Rule 11.23(c)(2)(B)(ii)(b), that is outside the bands provided under the Plan to Address Extraordinary Market Volatility (‘‘Limit Up-Limit Down’’ or ‘‘LULD’’ Plan).4 The proposed rule change was published for comment in the Federal Register on May 18, 2021.5 Section 19(b)(2) of the Act 6 provides that within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding, or as to which the self-regulatory organization consents, the Commission shall either approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether the proposed rule change should be disapproved. The 45th day after publication of the Notice for this proposed rule change is July 2, 2021. The Commission is extending the 45day time period for Commission action on the proposed rule change. The Commission finds it appropriate to designate a longer period within which to take action on the proposed rule change so that it has sufficient time to consider the proposed rule change. Accordingly, pursuant to Section 19(b)(2) of the Act,7 the Commission designates August 16, 2021 as the date by which the Commission shall either approve or disapprove, or institute proceedings to determine whether to disapprove, the proposed rule change (File No. SR–CboeBZX–2021–036). For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.8 J. Matthew DeLesDernier, Assistant Secretary. [FR Doc. 2021–14013 Filed 6–30–21; 8:45 am] BILLING CODE 8011–01–P 1 15 U.S.C. 78s(b)(1). CFR 240.19b–4. 3 See BZX Rule 1.5(o). 4 See Securities Exchange Act No. 88704 (April 21, 2020) 85 FR 23383 (April 27, 2020) (File No. 4– 634) (Amendment No. 20 Approval Order). 5 See Securities Exchange Act Release No. 91875 (May 12, 2021), 86 FR 26982 (May 18, 2021) (SR– CboeBZX–2021–036) (‘‘Notice’’). 6 15 U.S.C. 78s(b)(2). 7 Id. 8 17 CFR 200.30–3(a)(31). 2 17 E:\FR\FM\01JYN1.SGM 01JYN1

Agencies

SECURITIES AND EXCHANGE COMMISSION

[Federal Register Volume 86, Number 124 (Thursday, July 1, 2021)]
[Notices]
[Pages 35142-35143]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-14006]


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SECURITIES AND EXCHANGE COMMISSION

[Investment Company Act Release No. 34319]


Notice of Applications for Deregistration Under Section 8(f) of 
the Investment Company Act of 1940

June 25, 2021.
    The following is a notice of applications for deregistration under 
section 8(f) of the Investment Company Act of 1940 for the month of 
June 2021. A copy of each application may be obtained via the 
Commission's website by searching for the file number, or for an 
applicant using the Company name box, at https://www.sec.gov/search/search.htm or by calling (202) 551-8090. An order granting each 
application will be issued unless the SEC orders a hearing. Interested 
persons may request a hearing on any application by emailing the SEC's 
Secretary at [email protected] and serving the relevant 
applicant with a copy of the request by email, if an email address is 
listed for the relevant applicant below, or personally or by mail, if a 
physical address is listed for the relevant applicant below. Hearing 
requests should be received by the SEC by 5:30 p.m. on July 20, 2021, 
and should be accompanied by proof of service on applicants, in the 
form of an affidavit or, for lawyers, a certificate of

[[Page 35143]]

service. Pursuant to Rule 0-5 under the Act, hearing requests should 
state the nature of the writer's interest, any facts bearing upon the 
desirability of a hearing on the matter, the reason for the request, 
and the issues contested. Persons who wish to be notified of a hearing 
may request notification by writing to the Commission's Secretary at 
[email protected].

ADDRESSES: The Commission: [email protected].

FOR FURTHER INFORMATION CONTACT:  Shawn Davis, Assistant Director, at 
(202) 551-6413 or Chief Counsel's Office at (202) 551-6821; SEC, 
Division of Investment Management, Chief Counsel's Office, 100 F Street 
NE, Washington, DC 20549-8010.

Bluerock Institutional High Income Credit Fund LLC. [File No. 811-
23495]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On February 
4, 2021, applicant made liquidating distributions to its shareholders 
based on net asset value. Expenses of approximately $20,000 incurred in 
connection with the reorganization were paid by the applicant's 
investment advisor.
    Filing Dates: The application was filed on March 4, 2021 and 
amended on June 11, 2021.
    Applicant's Address: [email protected].

IVA Fiduciary Trust [File No. 811-22211]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. On April 19, 2021, applicant made a 
liquidating distribution to its shareholders based on net asset value. 
Expenses of $2,383,799 incurred in connection with the liquidation were 
paid by the applicant and the applicant's investment advisor.
    Filing Date: The application was filed on May 24, 2021.
    Applicant's Address: [email protected].

Transamerica Separate Account R3 [File No. 811-22407]

    Summary: Applicant, a unit investment trust, seeks an order 
declaring that it has ceased to be an investment company. Applicant has 
never made a public offering of its securities and does not propose to 
make a public offering or engage in business of any kind.
    Filing Dates: The application was filed on March 1, 2021 and 
amended on June 4, 2021.
    Applicant's Address: [email protected].

USCA Fund Trust [811-23164]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. The applicant has transferred its assets to 
Trust for Advised Portfolios, and on December 18, 2020 made a final 
distribution to its shareholders based on net asset value. Expenses of 
$120,683.58 incurred in connection with the reorganization were paid by 
the applicant's investment adviser and the acquiring fund's investment 
adviser.
    Filing Dates: The application was filed on March 1, 2021 and 
amended on May 18, 2021, and June 17, 2021.
    Applicant's Address: [email protected].

Van Kampen Municipal Opportunity High Income Fund [811-22308]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. Applicant has 
never made a public offering of its securities and does not propose to 
make a public offering or engage in business of any kind.
    Filing Dates: The application was filed on November 23, 2020 and 
amended on March 25, 2021.
    Applicant's Address: [email protected].

    For the Commission, by the Division of Investment Management, 
pursuant to delegated authority.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021-14006 Filed 6-30-21; 8:45 am]
BILLING CODE 8011-01-P

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