Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Exclude a National Best Bid or Offer From the Calculation of the BZX Official Closing Price, as Provided in Rule 11.23(c)(2)(B)(ii)(b), That Is Outside the Bands Provided Under the Plan To Address Extraordinary Market Volatility, 35143 [2021-14013]

Download as PDF Federal Register / Vol. 86, No. 124 / Thursday, July 1, 2021 / Notices service. Pursuant to Rule 0–5 under the Act, hearing requests should state the nature of the writer’s interest, any facts bearing upon the desirability of a hearing on the matter, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by writing to the Commission’s Secretary at Secretarys-Office@sec.gov. ADDRESSES: The Commission: Secretarys-Office@sec.gov. FOR FURTHER INFORMATION CONTACT: Shawn Davis, Assistant Director, at (202) 551–6413 or Chief Counsel’s Office at (202) 551–6821; SEC, Division of Investment Management, Chief Counsel’s Office, 100 F Street NE, Washington, DC 20549–8010. Bluerock Institutional High Income Credit Fund LLC. [File No. 811–23495] Summary: Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On February 4, 2021, applicant made liquidating distributions to its shareholders based on net asset value. Expenses of approximately $20,000 incurred in connection with the reorganization were paid by the applicant’s investment advisor. Filing Dates: The application was filed on March 4, 2021 and amended on June 11, 2021. Applicant’s Address: Cassandra.Borchers@ thompsonhine.com. khammond on DSKJM1Z7X2PROD with NOTICES IVA Fiduciary Trust [File No. 811– 22211] Summary: Applicant seeks an order declaring that it has ceased to be an investment company. On April 19, 2021, applicant made a liquidating distribution to its shareholders based on net asset value. Expenses of $2,383,799 incurred in connection with the liquidation were paid by the applicant and the applicant’s investment advisor. Filing Date: The application was filed on May 24, 2021. Applicant’s Address: Jon-Luc.Dupuy@ klgates.com. Transamerica Separate Account R3 [File No. 811–22407] Summary: Applicant, a unit investment trust, seeks an order declaring that it has ceased to be an investment company. Applicant has never made a public offering of its securities and does not propose to make a public offering or engage in business of any kind. Filing Dates: The application was filed on March 1, 2021 and amended on June 4, 2021. VerDate Sep<11>2014 16:45 Jun 30, 2021 Jkt 253001 Applicant’s Address: kcarpenter@ wiltonre.com. USCA Fund Trust [811–23164] Summary: Applicant seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to Trust for Advised Portfolios, and on December 18, 2020 made a final distribution to its shareholders based on net asset value. Expenses of $120,683.58 incurred in connection with the reorganization were paid by the applicant’s investment adviser and the acquiring fund’s investment adviser. Filing Dates: The application was filed on March 1, 2021 and amended on May 18, 2021, and June 17, 2021. Applicant’s Address: Latashia.Love@ thompsonhine.com. Van Kampen Municipal Opportunity High Income Fund [811–22308] Summary: Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. Applicant has never made a public offering of its securities and does not propose to make a public offering or engage in business of any kind. Filing Dates: The application was filed on November 23, 2020 and amended on March 25, 2021. Applicant’s Address: Taylor.Edwards@invesco.com. For the Commission, by the Division of Investment Management, pursuant to delegated authority. J. Matthew DeLesDernier, Assistant Secretary. [FR Doc. 2021–14006 Filed 6–30–21; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–92268; File No. SR– CboeBZX–2021–036] Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Exclude a National Best Bid or Offer From the Calculation of the BZX Official Closing Price, as Provided in Rule 11.23(c)(2)(B)(ii)(b), That Is Outside the Bands Provided Under the Plan To Address Extraordinary Market Volatility June 25, 2021. On April 29, 2021, Cboe BZX Exchange, Inc. (‘‘Exchange’’ or ‘‘BZX’’) filed with the Securities and Exchange Commission (‘‘Commission’’), pursuant to Section 19(b)(1) of the Securities PO 00000 Frm 00085 Fmt 4703 Sfmt 4703 35143 Exchange Act of 1934 (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a proposed rule change to exclude a National Best Bid or Offer 3 (‘‘NBBO’’) from the calculation of the BZX Official Closing Price, as provided in Rule 11.23(c)(2)(B)(ii)(b), that is outside the bands provided under the Plan to Address Extraordinary Market Volatility (‘‘Limit Up-Limit Down’’ or ‘‘LULD’’ Plan).4 The proposed rule change was published for comment in the Federal Register on May 18, 2021.5 Section 19(b)(2) of the Act 6 provides that within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding, or as to which the self-regulatory organization consents, the Commission shall either approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether the proposed rule change should be disapproved. The 45th day after publication of the Notice for this proposed rule change is July 2, 2021. The Commission is extending the 45day time period for Commission action on the proposed rule change. The Commission finds it appropriate to designate a longer period within which to take action on the proposed rule change so that it has sufficient time to consider the proposed rule change. Accordingly, pursuant to Section 19(b)(2) of the Act,7 the Commission designates August 16, 2021 as the date by which the Commission shall either approve or disapprove, or institute proceedings to determine whether to disapprove, the proposed rule change (File No. SR–CboeBZX–2021–036). For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.8 J. Matthew DeLesDernier, Assistant Secretary. [FR Doc. 2021–14013 Filed 6–30–21; 8:45 am] BILLING CODE 8011–01–P 1 15 U.S.C. 78s(b)(1). CFR 240.19b–4. 3 See BZX Rule 1.5(o). 4 See Securities Exchange Act No. 88704 (April 21, 2020) 85 FR 23383 (April 27, 2020) (File No. 4– 634) (Amendment No. 20 Approval Order). 5 See Securities Exchange Act Release No. 91875 (May 12, 2021), 86 FR 26982 (May 18, 2021) (SR– CboeBZX–2021–036) (‘‘Notice’’). 6 15 U.S.C. 78s(b)(2). 7 Id. 8 17 CFR 200.30–3(a)(31). 2 17 E:\FR\FM\01JYN1.SGM 01JYN1

Agencies

[Federal Register Volume 86, Number 124 (Thursday, July 1, 2021)]
[Notices]
[Page 35143]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-14013]


-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-92268; File No. SR-CboeBZX-2021-036]


Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of 
Designation of a Longer Period for Commission Action on a Proposed Rule 
Change To Exclude a National Best Bid or Offer From the Calculation of 
the BZX Official Closing Price, as Provided in Rule 
11.23(c)(2)(B)(ii)(b), That Is Outside the Bands Provided Under the 
Plan To Address Extraordinary Market Volatility

June 25, 2021.
    On April 29, 2021, Cboe BZX Exchange, Inc. (``Exchange'' or 
``BZX'') filed with the Securities and Exchange Commission 
(``Commission''), pursuant to Section 19(b)(1) of the Securities 
Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4 thereunder,\2\ a 
proposed rule change to exclude a National Best Bid or Offer \3\ 
(``NBBO'') from the calculation of the BZX Official Closing Price, as 
provided in Rule 11.23(c)(2)(B)(ii)(b), that is outside the bands 
provided under the Plan to Address Extraordinary Market Volatility 
(``Limit Up-Limit Down'' or ``LULD'' Plan).\4\ The proposed rule change 
was published for comment in the Federal Register on May 18, 2021.\5\
---------------------------------------------------------------------------

    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ See BZX Rule 1.5(o).
    \4\ See Securities Exchange Act No. 88704 (April 21, 2020) 85 FR 
23383 (April 27, 2020) (File No. 4-634) (Amendment No. 20 Approval 
Order).
    \5\ See Securities Exchange Act Release No. 91875 (May 12, 
2021), 86 FR 26982 (May 18, 2021) (SR-CboeBZX-2021-036) 
(``Notice'').
---------------------------------------------------------------------------

    Section 19(b)(2) of the Act \6\ provides that within 45 days of the 
publication of notice of the filing of a proposed rule change, or 
within such longer period up to 90 days as the Commission may designate 
if it finds such longer period to be appropriate and publishes its 
reasons for so finding, or as to which the self-regulatory organization 
consents, the Commission shall either approve the proposed rule change, 
disapprove the proposed rule change, or institute proceedings to 
determine whether the proposed rule change should be disapproved. The 
45th day after publication of the Notice for this proposed rule change 
is July 2, 2021.
---------------------------------------------------------------------------

    \6\ 15 U.S.C. 78s(b)(2).
---------------------------------------------------------------------------

    The Commission is extending the 45-day time period for Commission 
action on the proposed rule change. The Commission finds it appropriate 
to designate a longer period within which to take action on the 
proposed rule change so that it has sufficient time to consider the 
proposed rule change.
    Accordingly, pursuant to Section 19(b)(2) of the Act,\7\ the 
Commission designates August 16, 2021 as the date by which the 
Commission shall either approve or disapprove, or institute proceedings 
to determine whether to disapprove, the proposed rule change (File No. 
SR-CboeBZX-2021-036).
---------------------------------------------------------------------------

    \7\ Id.

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\8\
---------------------------------------------------------------------------

    \8\ 17 CFR 200.30-3(a)(31).
---------------------------------------------------------------------------

J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021-14013 Filed 6-30-21; 8:45 am]
BILLING CODE 8011-01-P
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.