Securities and Exchange Commission June 6, 2019 – Federal Register Recent Federal Regulation Documents

Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11894
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11893
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11892
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11891
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11890
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11889
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11875
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11874
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11873
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11872
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11871
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11870
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11869
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11868
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11841
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11840
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11839
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11838
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11837
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11836
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11835
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11834
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11833
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11829
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11828
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11827
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11826
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11825
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11823
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11822
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Initial Form ATS-N Filing; Notice of Extension of Commission Review Period
Document Number: 2019-11816
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Rule 123D
Document Number: 2019-11799
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Cresset Private Markets Opportunity Fund and Cresset SPG, LLC
Document Number: 2019-11793
Type: Notice
Date: 2019-06-06
Agency: Securities and Exchange Commission, Agencies and Commissions