Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/06/06?limit=200&registers=between&mode=atom 2024-04-23T08:56:57-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11894.html Notice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period 2019-06-06T00:00:00-07:00 2019-06-06T00:00:00-07:00 2019-11894 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11894.pdf https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11893.html Notice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period 2019-06-06T00:00:00-07:00 2019-06-06T00:00:00-07:00 2019-11893 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11893.pdf https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11892.html Notice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period 2019-06-06T00:00:00-07:00 2019-06-06T00:00:00-07:00 2019-11892 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11892.pdf https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11891.html Notice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period 2019-06-06T00:00:00-07:00 2019-06-06T00:00:00-07:00 2019-11891 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11891.pdf https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11890.html Notice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period 2019-06-06T00:00:00-07:00 2019-06-06T00:00:00-07:00 2019-11890 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11890.pdf https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11889.html Notice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period 2019-06-06T00:00:00-07:00 2019-06-06T00:00:00-07:00 2019-11889 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11889.pdf https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11875.html Notice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period 2019-06-06T00:00:00-07:00 2019-06-06T00:00:00-07:00 2019-11875 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11875.pdf https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11874.html Notice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period 2019-06-06T00:00:00-07:00 2019-06-06T00:00:00-07:00 2019-11874 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11874.pdf https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11873.html Notice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period 2019-06-06T00:00:00-07:00 2019-06-06T00:00:00-07:00 2019-11873 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11873.pdf https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11872.html Notice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period 2019-06-06T00:00:00-07:00 2019-06-06T00:00:00-07:00 2019-11872 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11872.pdf https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11871.html Notice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period 2019-06-06T00:00:00-07:00 2019-06-06T00:00:00-07:00 2019-11871 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11871.pdf https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11870.html Notice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period 2019-06-06T00:00:00-07:00 2019-06-06T00:00:00-07:00 2019-11870 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11870.pdf https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11869.html Notice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period 2019-06-06T00:00:00-07:00 2019-06-06T00:00:00-07:00 2019-11869 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11869.pdf https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11868.html Notice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period 2019-06-06T00:00:00-07:00 2019-06-06T00:00:00-07:00 2019-11868 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11868.pdf https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11841.html Notice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period 2019-06-06T00:00:00-07:00 2019-06-06T00:00:00-07:00 2019-11841 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11841.pdf https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11840.html Notice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period 2019-06-06T00:00:00-07:00 2019-06-06T00:00:00-07:00 2019-11840 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11840.pdf https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11839.html Notice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period 2019-06-06T00:00:00-07:00 2019-06-06T00:00:00-07:00 2019-11839 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11839.pdf https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11838.html Notice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period 2019-06-06T00:00:00-07:00 2019-06-06T00:00:00-07:00 2019-11838 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11838.pdf https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11837.html Notice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period 2019-06-06T00:00:00-07:00 2019-06-06T00:00:00-07:00 2019-11837 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11837.pdf https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11836.html Notice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period 2019-06-06T00:00:00-07:00 2019-06-06T00:00:00-07:00 2019-11836 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11836.pdf https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11835.html Notice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period 2019-06-06T00:00:00-07:00 2019-06-06T00:00:00-07:00 2019-11835 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11835.pdf https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11834.html Notice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period 2019-06-06T00:00:00-07:00 2019-06-06T00:00:00-07:00 2019-11834 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11834.pdf https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11833.html Notice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period 2019-06-06T00:00:00-07:00 2019-06-06T00:00:00-07:00 2019-11833 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11833.pdf https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11829.html Notice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period 2019-06-06T00:00:00-07:00 2019-06-06T00:00:00-07:00 2019-11829 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11829.pdf https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11828.html Notice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period 2019-06-06T00:00:00-07:00 2019-06-06T00:00:00-07:00 2019-11828 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11828.pdf https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11827.html Notice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period 2019-06-06T00:00:00-07:00 2019-06-06T00:00:00-07:00 2019-11827 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11827.pdf https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11826.html Notice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period 2019-06-06T00:00:00-07:00 2019-06-06T00:00:00-07:00 2019-11826 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11826.pdf https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11825.html Notice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period 2019-06-06T00:00:00-07:00 2019-06-06T00:00:00-07:00 2019-11825 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11825.pdf https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11823.html Notice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period 2019-06-06T00:00:00-07:00 2019-06-06T00:00:00-07:00 2019-11823 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11823.pdf https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11822.html Notice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period 2019-06-06T00:00:00-07:00 2019-06-06T00:00:00-07:00 2019-11822 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11822.pdf https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11816.html Notice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period 2019-06-06T00:00:00-07:00 2019-06-06T00:00:00-07:00 2019-11816 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11816.pdf https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11804.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 21.7 Concerning Openings Following Trading Halts 2019-06-06T00:00:00-07:00 2019-06-06T00:00:00-07:00 2019-11804 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11804.pdf https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11803.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make a Clarification and Technical Changes to Addendum K 2019-06-06T00:00:00-07:00 2019-06-06T00:00:00-07:00 2019-11803 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11803.pdf https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11802.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Reorganizations Service Guide 2019-06-06T00:00:00-07:00 2019-06-06T00:00:00-07:00 2019-11802 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11802.pdf https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11801.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Order Audit Trail System Rules 2019-06-06T00:00:00-07:00 2019-06-06T00:00:00-07:00 2019-11801 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11801.pdf https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11800.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Qualified Contingent Cross Orders (“QCC Orders”) With More Than One Option Leg (“Complex QCC Orders”) 2019-06-06T00:00:00-07:00 2019-06-06T00:00:00-07:00 2019-11800 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11800.pdf https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11799.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Rule 123D 2019-06-06T00:00:00-07:00 2019-06-06T00:00:00-07:00 2019-11799 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11799.pdf https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11798.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation of FINRA Rule 4240 (Margin Requirements for Credit Default Swaps) 2019-06-06T00:00:00-07:00 2019-06-06T00:00:00-07:00 2019-11798 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11798.pdf https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11797.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 21.7 Concerning the Opening Auction Process 2019-06-06T00:00:00-07:00 2019-06-06T00:00:00-07:00 2019-11797 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11797.pdf https://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11793.html Notice - Cresset Private Markets Opportunity Fund and Cresset SPG, LLC 2019-06-06T00:00:00-07:00 2019-06-06T00:00:00-07:00 2019-11793 Notice https://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11793.pdf