Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2019/06/06?limit=200®isters=between&mode=atom2024-04-23T08:56:57-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11894.htmlNotice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period2019-06-06T00:00:00-07:002019-06-06T00:00:00-07:002019-11894Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11894.pdfhttps://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11893.htmlNotice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period2019-06-06T00:00:00-07:002019-06-06T00:00:00-07:002019-11893Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11893.pdfhttps://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11892.htmlNotice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period2019-06-06T00:00:00-07:002019-06-06T00:00:00-07:002019-11892Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11892.pdfhttps://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11891.htmlNotice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period2019-06-06T00:00:00-07:002019-06-06T00:00:00-07:002019-11891Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11891.pdfhttps://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11890.htmlNotice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period2019-06-06T00:00:00-07:002019-06-06T00:00:00-07:002019-11890Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11890.pdfhttps://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11889.htmlNotice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period2019-06-06T00:00:00-07:002019-06-06T00:00:00-07:002019-11889Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11889.pdfhttps://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11875.htmlNotice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period2019-06-06T00:00:00-07:002019-06-06T00:00:00-07:002019-11875Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11875.pdfhttps://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11874.htmlNotice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period2019-06-06T00:00:00-07:002019-06-06T00:00:00-07:002019-11874Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11874.pdfhttps://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11873.htmlNotice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period2019-06-06T00:00:00-07:002019-06-06T00:00:00-07:002019-11873Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11873.pdfhttps://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11872.htmlNotice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period2019-06-06T00:00:00-07:002019-06-06T00:00:00-07:002019-11872Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11872.pdfhttps://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11871.htmlNotice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period2019-06-06T00:00:00-07:002019-06-06T00:00:00-07:002019-11871Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11871.pdfhttps://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11870.htmlNotice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period2019-06-06T00:00:00-07:002019-06-06T00:00:00-07:002019-11870Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11870.pdfhttps://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11869.htmlNotice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period2019-06-06T00:00:00-07:002019-06-06T00:00:00-07:002019-11869Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11869.pdfhttps://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11868.htmlNotice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period2019-06-06T00:00:00-07:002019-06-06T00:00:00-07:002019-11868Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11868.pdfhttps://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11841.htmlNotice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period2019-06-06T00:00:00-07:002019-06-06T00:00:00-07:002019-11841Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11841.pdfhttps://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11840.htmlNotice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period2019-06-06T00:00:00-07:002019-06-06T00:00:00-07:002019-11840Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11840.pdfhttps://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11839.htmlNotice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period2019-06-06T00:00:00-07:002019-06-06T00:00:00-07:002019-11839Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11839.pdfhttps://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11838.htmlNotice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period2019-06-06T00:00:00-07:002019-06-06T00:00:00-07:002019-11838Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11838.pdfhttps://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11837.htmlNotice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period2019-06-06T00:00:00-07:002019-06-06T00:00:00-07:002019-11837Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11837.pdfhttps://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11836.htmlNotice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period2019-06-06T00:00:00-07:002019-06-06T00:00:00-07:002019-11836Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11836.pdfhttps://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11835.htmlNotice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period2019-06-06T00:00:00-07:002019-06-06T00:00:00-07:002019-11835Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11835.pdfhttps://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11834.htmlNotice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period2019-06-06T00:00:00-07:002019-06-06T00:00:00-07:002019-11834Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11834.pdfhttps://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11833.htmlNotice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period2019-06-06T00:00:00-07:002019-06-06T00:00:00-07:002019-11833Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11833.pdfhttps://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11829.htmlNotice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period2019-06-06T00:00:00-07:002019-06-06T00:00:00-07:002019-11829Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11829.pdfhttps://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11828.htmlNotice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period2019-06-06T00:00:00-07:002019-06-06T00:00:00-07:002019-11828Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11828.pdfhttps://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11827.htmlNotice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period2019-06-06T00:00:00-07:002019-06-06T00:00:00-07:002019-11827Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11827.pdfhttps://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11826.htmlNotice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period2019-06-06T00:00:00-07:002019-06-06T00:00:00-07:002019-11826Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11826.pdfhttps://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11825.htmlNotice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period2019-06-06T00:00:00-07:002019-06-06T00:00:00-07:002019-11825Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11825.pdfhttps://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11823.htmlNotice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period2019-06-06T00:00:00-07:002019-06-06T00:00:00-07:002019-11823Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11823.pdfhttps://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11822.htmlNotice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period2019-06-06T00:00:00-07:002019-06-06T00:00:00-07:002019-11822Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11822.pdfhttps://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11816.htmlNotice - Initial Form ATS-N Filing; Notice of Extension of Commission Review Period2019-06-06T00:00:00-07:002019-06-06T00:00:00-07:002019-11816Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11816.pdfhttps://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11804.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 21.7 Concerning Openings Following Trading Halts2019-06-06T00:00:00-07:002019-06-06T00:00:00-07:002019-11804Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11804.pdfhttps://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11803.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make a Clarification and Technical Changes to Addendum K2019-06-06T00:00:00-07:002019-06-06T00:00:00-07:002019-11803Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11803.pdfhttps://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11802.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Reorganizations Service Guide2019-06-06T00:00:00-07:002019-06-06T00:00:00-07:002019-11802Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11802.pdfhttps://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11801.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Order Audit Trail System Rules2019-06-06T00:00:00-07:002019-06-06T00:00:00-07:002019-11801Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11801.pdfhttps://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11800.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Qualified Contingent Cross Orders (“QCC Orders”) With More Than One Option Leg (“Complex QCC Orders”)2019-06-06T00:00:00-07:002019-06-06T00:00:00-07:002019-11800Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11800.pdfhttps://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11799.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Rule 123D2019-06-06T00:00:00-07:002019-06-06T00:00:00-07:002019-11799Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11799.pdfhttps://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11798.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation of FINRA Rule 4240 (Margin Requirements for Credit Default Swaps)2019-06-06T00:00:00-07:002019-06-06T00:00:00-07:002019-11798Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11798.pdfhttps://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11797.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 21.7 Concerning the Opening Auction Process2019-06-06T00:00:00-07:002019-06-06T00:00:00-07:002019-11797Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11797.pdfhttps://regulations.justia.com/regulations/fedreg/2019/06/06/2019-11793.htmlNotice - Cresset Private Markets Opportunity Fund and Cresset SPG, LLC2019-06-06T00:00:00-07:002019-06-06T00:00:00-07:002019-11793Noticehttps://www.govinfo.gov/content/pkg/FR-2019-06-06/pdf/2019-11793.pdf