Initial Form ATS-N Filing; Notice of Extension of Commission Review Period, 26451-26452 [2019-11894]
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Federal Register / Vol. 84, No. 109 / Thursday, June 6, 2019 / Notices
the NRC’s PDR, Room O1–F21, One
White Flint North, 11555 Rockville
Pike, Rockville, Maryland 20852.
• NRC’s Clearance Officer: A copy of
the collection of information and related
instructions may be obtained without
charge by contacting NRC’s Clearance
Officer, David Cullison, Office of the
Chief Information Officer, U.S. Nuclear
Regulatory Commission, Washington,
DC 20555–0001; telephone: 301–415–
2084; email: Infocollects.Resource@
nrc.gov.
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B. Submitting Comments
Please include Docket ID NRC–2019–
0109 in the subject line of your
comment submission, in order to ensure
that the NRC is able to make your
comment submission available to the
public in this docket.
The NRC cautions you not to include
identifying or contact information in
comment submissions that you do not
want to be publicly disclosed in your
comment submission. The NRC will
post all comment submissions at https://
www.regulations.gov as well as enter the
comment submissions into ADAMS,
and the NRC does not routinely edit
comment submissions to remove
identifying or contact information.
If you are requesting or aggregating
comments from other persons for
submission to the NRC, then you should
inform those persons not to include
identifying or contact information that
they do not want to be publicly
disclosed in their comment submission.
Your request should state that the NRC
does not routinely edit comment
submissions to remove such information
before making the comment
submissions available to the public or
entering the comment into ADAMS.
II. Background
In accordance with the Paperwork
Reduction Act of 1995 (44 U.S.C.
Chapter 35), the NRC is requesting
public comment on its intention to
request the OMB’s approval for the
information collection summarized
below.
1. The title of the information
collection: Pre-application Interactions
with Prospective Part 52 Applicants for
Nuclear Power Plant Licenses.
2. OMB approval No.: An OMB
control number has not yet been
assigned to this proposed information
collection.
3. Type of submission: New.
4. The form number, if applicable:
Not applicable.
5. How often the collection is required
or requested: On occasion. Information
is submitted only when combined
license application is anticipated.
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6. Who will be required or asked to
respond: Applicants for combined
licenses for nuclear power plants have
the option of submitting information.
7. The estimated number of annual
responses: 2.
8. The estimated number of annual
respondents: 2.
9. The estimated number of hours
needed annually to comply with the
information collection requirement or
request: 50,000 hours (45,000 hours
reporting + 5,000 hours recordkeeping).
10. Abstract: Regulatory Guide 1.206
provides guidance for applicants for
combined licenses for nuclear power
plants. Section C.2.1 of Regulatory
Guide 1.206 deals with pre-application
activities for respondents who intend to
submit applications for combined
licenses for nuclear power plants. Preapplication activities encompass all the
communications, correspondence,
meetings, document submittals/reviews,
and other interactions that occur
between the NRC staff and a prospective
applicant before the tendering of an
application under part 52 of title 10 of
the Code of Federal Regulations.
Participation in pre-application
activities is voluntary. Potential
applicants who engage in preapplication activities benefit from an
early NRC staff assessment of the
completeness and level of detail of the
information that the applicant proposes
to submit and staff identification of
potential deficiencies in the application.
Pre-application activities are expected
to increase the efficiency of the staff’s
review of those applications once they
are submitted.
III. Specific Requests for Comments
The NRC is seeking comments that
address the following questions:
1. Is the proposed collection of
information necessary for the NRC to
properly perform its functions? Does the
information have practical utility?
2. Is the estimate of the burden of the
information collection accurate?
3. Is there a way to enhance the
quality, utility, and clarity of the
information to be collected?
4. How can the burden of the
information collection on respondents
be minimized, including the use of
automated collection techniques or
other forms of information technology?
Dated at Rockville, Maryland, this 3rd day
of June 2019.
For the Nuclear Regulatory Commission.
David C. Cullison,
NRC Clearance Officer, Office of the Chief
Information Officer.
[FR Doc. 2019–11855 Filed 6–5–19; 8:45 am]
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POSTAL SERVICE
Product Change—Priority Mail
Negotiated Service Agreement
Postal ServiceTM.
Notice.
AGENCY:
ACTION:
The Postal Service gives
notice of filing a request with the Postal
Regulatory Commission to add a
domestic shipping services contract to
the list of Negotiated Service
Agreements in the Mail Classification
Schedule’s Competitive Products List.
DATES: Date of required notice: June 6,
2019.
FOR FURTHER INFORMATION CONTACT:
Elizabeth Reed, 202–268–3179.
SUPPLEMENTARY INFORMATION: The
United States Postal Service® hereby
gives notice that, pursuant to 39 U.S.C.
3642 and 3632(b)(3), on June 3, 2019, it
filed with the Postal Regulatory
Commission a USPS Request to Add
Priority Mail Contract 529 to
Competitive Product List. Documents
are available at www.prc.gov, Docket
Nos. MC2019–144, CP2019–160.
SUMMARY:
Elizabeth Reed,
Attorney, Corporate and Postal Business Law.
[FR Doc. 2019–11910 Filed 6–5–19; 8:45 am]
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SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–86016; File No. 013–00067]
Initial Form ATS–N Filing; Notice of
Extension of Commission Review
Period
June 3, 2019.
On February 7, 2019, Aqua filed an
initial Form ATS–N (‘‘Form ATS–N’’)
with the Securities and Exchange
Commission (‘‘Commission’’). Pursuant
to Rule 304 under the Securities and
Exchange Act of 1934 (‘‘Act’’), the
Commission may, after notice and an
opportunity for hearing, declare an
initial Form ATS–N ineffective no later
than 120 days from the date of filing
with the Commission, or, if applicable,
the extended review period. June 7,
2019 is 120 calendar days from the date
of filing. Pursuant to Rule
304(a)(1)(iv)(B), the Commission may
extend the initial Form ATS–N review
period for up to an additional 120
calendar days if the initial Form ATS–
N is unusually lengthy or raises novel
or complex issues that require
additional time for review.
Aqua was operating pursuant to an
initial operation report on Form ATS on
file with the Commission as of January
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06JNN1
khammond on DSKBBV9HB2PROD with NOTICES
26452
Federal Register / Vol. 84, No. 109 / Thursday, June 6, 2019 / Notices
7, 2019.1 Aqua filed an initial Form
ATS–N on February 7, 2019. During the
initial 120 calendar day review period,
the Commission staff has been
reviewing the disclosures on Aqua’s
initial Form ATS–N. In addition, the
staff has been engaged in ongoing
discussions with Aqua about its
disclosures and manner of operations,
as well as the requirements of Form
ATS–N, to facilitate complete and
comprehensible disclosures that reflect
the complexities of those operations.
Form ATS–N requires NMS Stock
ATSs to file with the Commission, and
disclose to the public for the first time,
certain information, including
descriptions by the NMS Stock ATSs of
their fees, the trading activities by their
broker-dealer operators and their
affiliates in the NMS Stock ATSs, their
use of market data, their written
standards for granting access to trading
on the NMS Stock ATSs, and their
written safeguards and procedures for
protecting their subscribers’ confidential
trading information required by revised
Rule 301(b)(10) of Regulation ATS. The
initial Form ATS–N disclosures and
discussions with Commission staff have
revealed complexities about the
operations of Legacy NMS Stock ATSs
including, among other things, matching
functionalities, means of order entry,
order interaction and execution
procedures, conditional order processes,
segmentation of orders, and
counterparty selection protocols. The
Commission staff needs additional time
to review novel and complex issues
such as these, which Commission staff
has discussed with Aqua. Extending the
initial Form ATS–N Commission review
period for an additional 120 calendar
days will provide Commission staff an
opportunity to continue its review of the
initial Form ATS–N disclosures and
discussions with Aqua.
In the conversations between Aqua
and Commission staff about the initial
Form ATS–N disclosures and the ATS
operations, Commission staff and Aqua
have discussed a potential amendment
to update Aqua’s disclosures regarding
the complexities of its operations.
Extending the review period will enable
the NMS Stock ATS to amend its
disclosures, if appropriate, and allow
Commission staff to conduct a thorough
review of amendments to the initial
disclosures provided on the initial Form
ATS–N.
For the reasons given above, the
Commission is extending the review
1 An
NMS Stock ATS (as defined in Rule 300(k)
of Regulation ATS) that was operating pursuant to
an initial operation report on Form ATS on file with
the Commission as of January 7, 2019 is a ‘‘Legacy
NMS Stock ATS.’’ 17 CFR 242.301(b)(2)(viii).
VerDate Sep<11>2014
16:11 Jun 05, 2019
Jkt 247001
period of the initial Form ATS–N
submitted by Aqua. Accordingly,
pursuant to Rule 304(a)(1)(iv)(B),
October 5, 2019 is the date by which the
Commission may declare the initial
Form ATS–N submitted by Aqua
ineffective.
By the Commission.
Eduardo A. Aleman,
Deputy Secretary.
[FR Doc. 2019–11894 Filed 6–5–19; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–86009; File No. 013–00126]
Initial Form ATS–N Filing; Notice of
Extension of Commission Review
Period
June 3, 2019.
On February 11, 2019, PRO Securities
filed an initial Form ATS–N (‘‘Form
ATS–N’’) with the Securities and
Exchange Commission (‘‘Commission’’).
Pursuant to Rule 304 under the
Securities and Exchange Act of 1934
(‘‘Act’’), the Commission may, after
notice and an opportunity for hearing,
declare an initial Form ATS–N
ineffective no later than 120 days from
the date of filing with the Commission,
or, if applicable, the extended review
period. June 11, 2019 is 120 calendar
days from the date of filing. Pursuant to
Rule 304(a)(1)(iv)(B), the Commission
may extend the initial Form ATS–N
review period for up to an additional
120 calendar days if the initial Form
ATS–N is unusually lengthy or raises
novel or complex issues that require
additional time for review.
PRO Securities was operating
pursuant to an initial operation report
on Form ATS on file with the
Commission as of January 7, 2019.1 PRO
Securities filed an initial Form ATS–N
on February 11, 2019. During the initial
120 calendar day review period, the
Commission staff has been reviewing
the disclosures on PRO Securities’
initial Form ATS–N. In addition, the
staff has been engaged in ongoing
discussions with PRO Securities about
its disclosures and manner of
operations, as well as the requirements
of Form ATS–N, to facilitate complete
and comprehensible disclosures that
reflect the complexities of those
operations.
1 An
NMS Stock ATS (as defined in Rule 300(k)
of Regulation ATS) that was operating pursuant to
an initial operation report on Form ATS on file with
the Commission as of January 7, 2019 is a ‘‘Legacy
NMS Stock ATS.’’ 17 CFR 242.301(b)(2)(viii).
PO 00000
Frm 00056
Fmt 4703
Sfmt 4703
Form ATS–N requires NMS Stock
ATSs to file with the Commission, and
disclose to the public for the first time,
certain information, including
descriptions by the NMS Stock ATSs of
their fees, the trading activities by their
broker-dealer operators and their
affiliates in the NMS Stock ATSs, their
use of market data, their written
standards for granting access to trading
on the NMS Stock ATSs, and their
written safeguards and procedures for
protecting their subscribers’ confidential
trading information required by revised
Rule 301(b)(10) of Regulation ATS. The
initial Form ATS–N disclosures and
discussions with Commission staff have
revealed complexities about the
operations of Legacy NMS Stock ATSs
including, among other things, matching
functionalities, means of order entry,
order interaction and execution
procedures, conditional order processes,
segmentation of orders, and
counterparty selection protocols. The
Commission staff needs additional time
to review novel and complex issues
such as these, which Commission staff
has discussed with PRO Securities.
Extending the initial Form ATS–N
Commission review period for an
additional 120 calendar days will
provide Commission staff an
opportunity to continue its review of the
initial Form ATS–N disclosures and
discussions with PRO Securities.
In the conversations between PRO
Securities and Commission staff about
the initial Form ATS–N disclosures and
the ATS operations, Commission staff
and PRO Securities have discussed a
potential amendment to update PRO
Securities’ disclosures regarding the
complexities of its operations.
Extending the review period will enable
the NMS Stock ATS to amend its
disclosures, if appropriate, and allow
Commission staff to conduct a thorough
review of amendments to the initial
disclosures provided on the initial Form
ATS–N.
For the reasons given above, the
Commission is extending the review
period of the initial Form ATS–N
submitted by PRO Securities.
Accordingly, pursuant to Rule
304(a)(1)(iv)(B), October 9, 2019 is the
date by which the Commission may
declare the initial Form ATS–N
submitted by PRO Securities ineffective.
By the Commission.
Eduardo A. Aleman,
Deputy Secretary.
[FR Doc. 2019–11875 Filed 6–5–19; 8:45 am]
BILLING CODE 8011–01–P
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Agencies
[Federal Register Volume 84, Number 109 (Thursday, June 6, 2019)]
[Notices]
[Pages 26451-26452]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-11894]
=======================================================================
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-86016; File No. 013-00067]
Initial Form ATS-N Filing; Notice of Extension of Commission
Review Period
June 3, 2019.
On February 7, 2019, Aqua filed an initial Form ATS-N (``Form ATS-
N'') with the Securities and Exchange Commission (``Commission'').
Pursuant to Rule 304 under the Securities and Exchange Act of 1934
(``Act''), the Commission may, after notice and an opportunity for
hearing, declare an initial Form ATS-N ineffective no later than 120
days from the date of filing with the Commission, or, if applicable,
the extended review period. June 7, 2019 is 120 calendar days from the
date of filing. Pursuant to Rule 304(a)(1)(iv)(B), the Commission may
extend the initial Form ATS-N review period for up to an additional 120
calendar days if the initial Form ATS-N is unusually lengthy or raises
novel or complex issues that require additional time for review.
Aqua was operating pursuant to an initial operation report on Form
ATS on file with the Commission as of January
[[Page 26452]]
7, 2019.\1\ Aqua filed an initial Form ATS-N on February 7, 2019.
During the initial 120 calendar day review period, the Commission staff
has been reviewing the disclosures on Aqua's initial Form ATS-N. In
addition, the staff has been engaged in ongoing discussions with Aqua
about its disclosures and manner of operations, as well as the
requirements of Form ATS-N, to facilitate complete and comprehensible
disclosures that reflect the complexities of those operations.
---------------------------------------------------------------------------
\1\ An NMS Stock ATS (as defined in Rule 300(k) of Regulation
ATS) that was operating pursuant to an initial operation report on
Form ATS on file with the Commission as of January 7, 2019 is a
``Legacy NMS Stock ATS.'' 17 CFR 242.301(b)(2)(viii).
---------------------------------------------------------------------------
Form ATS-N requires NMS Stock ATSs to file with the Commission, and
disclose to the public for the first time, certain information,
including descriptions by the NMS Stock ATSs of their fees, the trading
activities by their broker-dealer operators and their affiliates in the
NMS Stock ATSs, their use of market data, their written standards for
granting access to trading on the NMS Stock ATSs, and their written
safeguards and procedures for protecting their subscribers'
confidential trading information required by revised Rule 301(b)(10) of
Regulation ATS. The initial Form ATS-N disclosures and discussions with
Commission staff have revealed complexities about the operations of
Legacy NMS Stock ATSs including, among other things, matching
functionalities, means of order entry, order interaction and execution
procedures, conditional order processes, segmentation of orders, and
counterparty selection protocols. The Commission staff needs additional
time to review novel and complex issues such as these, which Commission
staff has discussed with Aqua. Extending the initial Form ATS-N
Commission review period for an additional 120 calendar days will
provide Commission staff an opportunity to continue its review of the
initial Form ATS-N disclosures and discussions with Aqua.
In the conversations between Aqua and Commission staff about the
initial Form ATS-N disclosures and the ATS operations, Commission staff
and Aqua have discussed a potential amendment to update Aqua's
disclosures regarding the complexities of its operations. Extending the
review period will enable the NMS Stock ATS to amend its disclosures,
if appropriate, and allow Commission staff to conduct a thorough review
of amendments to the initial disclosures provided on the initial Form
ATS-N.
For the reasons given above, the Commission is extending the review
period of the initial Form ATS-N submitted by Aqua. Accordingly,
pursuant to Rule 304(a)(1)(iv)(B), October 5, 2019 is the date by which
the Commission may declare the initial Form ATS-N submitted by Aqua
ineffective.
By the Commission.
Eduardo A. Aleman,
Deputy Secretary.
[FR Doc. 2019-11894 Filed 6-5-19; 8:45 am]
BILLING CODE 8011-01-P