Initial Form ATS-N Filing; Notice of Extension of Commission Review Period, 26451-26452 [2019-11894]

Download as PDF Federal Register / Vol. 84, No. 109 / Thursday, June 6, 2019 / Notices the NRC’s PDR, Room O1–F21, One White Flint North, 11555 Rockville Pike, Rockville, Maryland 20852. • NRC’s Clearance Officer: A copy of the collection of information and related instructions may be obtained without charge by contacting NRC’s Clearance Officer, David Cullison, Office of the Chief Information Officer, U.S. Nuclear Regulatory Commission, Washington, DC 20555–0001; telephone: 301–415– 2084; email: Infocollects.Resource@ nrc.gov. khammond on DSKBBV9HB2PROD with NOTICES B. Submitting Comments Please include Docket ID NRC–2019– 0109 in the subject line of your comment submission, in order to ensure that the NRC is able to make your comment submission available to the public in this docket. The NRC cautions you not to include identifying or contact information in comment submissions that you do not want to be publicly disclosed in your comment submission. The NRC will post all comment submissions at https:// www.regulations.gov as well as enter the comment submissions into ADAMS, and the NRC does not routinely edit comment submissions to remove identifying or contact information. If you are requesting or aggregating comments from other persons for submission to the NRC, then you should inform those persons not to include identifying or contact information that they do not want to be publicly disclosed in their comment submission. Your request should state that the NRC does not routinely edit comment submissions to remove such information before making the comment submissions available to the public or entering the comment into ADAMS. II. Background In accordance with the Paperwork Reduction Act of 1995 (44 U.S.C. Chapter 35), the NRC is requesting public comment on its intention to request the OMB’s approval for the information collection summarized below. 1. The title of the information collection: Pre-application Interactions with Prospective Part 52 Applicants for Nuclear Power Plant Licenses. 2. OMB approval No.: An OMB control number has not yet been assigned to this proposed information collection. 3. Type of submission: New. 4. The form number, if applicable: Not applicable. 5. How often the collection is required or requested: On occasion. Information is submitted only when combined license application is anticipated. VerDate Sep<11>2014 16:11 Jun 05, 2019 Jkt 247001 6. Who will be required or asked to respond: Applicants for combined licenses for nuclear power plants have the option of submitting information. 7. The estimated number of annual responses: 2. 8. The estimated number of annual respondents: 2. 9. The estimated number of hours needed annually to comply with the information collection requirement or request: 50,000 hours (45,000 hours reporting + 5,000 hours recordkeeping). 10. Abstract: Regulatory Guide 1.206 provides guidance for applicants for combined licenses for nuclear power plants. Section C.2.1 of Regulatory Guide 1.206 deals with pre-application activities for respondents who intend to submit applications for combined licenses for nuclear power plants. Preapplication activities encompass all the communications, correspondence, meetings, document submittals/reviews, and other interactions that occur between the NRC staff and a prospective applicant before the tendering of an application under part 52 of title 10 of the Code of Federal Regulations. Participation in pre-application activities is voluntary. Potential applicants who engage in preapplication activities benefit from an early NRC staff assessment of the completeness and level of detail of the information that the applicant proposes to submit and staff identification of potential deficiencies in the application. Pre-application activities are expected to increase the efficiency of the staff’s review of those applications once they are submitted. III. Specific Requests for Comments The NRC is seeking comments that address the following questions: 1. Is the proposed collection of information necessary for the NRC to properly perform its functions? Does the information have practical utility? 2. Is the estimate of the burden of the information collection accurate? 3. Is there a way to enhance the quality, utility, and clarity of the information to be collected? 4. How can the burden of the information collection on respondents be minimized, including the use of automated collection techniques or other forms of information technology? Dated at Rockville, Maryland, this 3rd day of June 2019. For the Nuclear Regulatory Commission. David C. Cullison, NRC Clearance Officer, Office of the Chief Information Officer. [FR Doc. 2019–11855 Filed 6–5–19; 8:45 am] BILLING CODE 7590–01–P PO 00000 Frm 00055 Fmt 4703 Sfmt 4703 26451 POSTAL SERVICE Product Change—Priority Mail Negotiated Service Agreement Postal ServiceTM. Notice. AGENCY: ACTION: The Postal Service gives notice of filing a request with the Postal Regulatory Commission to add a domestic shipping services contract to the list of Negotiated Service Agreements in the Mail Classification Schedule’s Competitive Products List. DATES: Date of required notice: June 6, 2019. FOR FURTHER INFORMATION CONTACT: Elizabeth Reed, 202–268–3179. SUPPLEMENTARY INFORMATION: The United States Postal Service® hereby gives notice that, pursuant to 39 U.S.C. 3642 and 3632(b)(3), on June 3, 2019, it filed with the Postal Regulatory Commission a USPS Request to Add Priority Mail Contract 529 to Competitive Product List. Documents are available at www.prc.gov, Docket Nos. MC2019–144, CP2019–160. SUMMARY: Elizabeth Reed, Attorney, Corporate and Postal Business Law. [FR Doc. 2019–11910 Filed 6–5–19; 8:45 am] BILLING CODE 7710–12–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–86016; File No. 013–00067] Initial Form ATS–N Filing; Notice of Extension of Commission Review Period June 3, 2019. On February 7, 2019, Aqua filed an initial Form ATS–N (‘‘Form ATS–N’’) with the Securities and Exchange Commission (‘‘Commission’’). Pursuant to Rule 304 under the Securities and Exchange Act of 1934 (‘‘Act’’), the Commission may, after notice and an opportunity for hearing, declare an initial Form ATS–N ineffective no later than 120 days from the date of filing with the Commission, or, if applicable, the extended review period. June 7, 2019 is 120 calendar days from the date of filing. Pursuant to Rule 304(a)(1)(iv)(B), the Commission may extend the initial Form ATS–N review period for up to an additional 120 calendar days if the initial Form ATS– N is unusually lengthy or raises novel or complex issues that require additional time for review. Aqua was operating pursuant to an initial operation report on Form ATS on file with the Commission as of January E:\FR\FM\06JNN1.SGM 06JNN1 khammond on DSKBBV9HB2PROD with NOTICES 26452 Federal Register / Vol. 84, No. 109 / Thursday, June 6, 2019 / Notices 7, 2019.1 Aqua filed an initial Form ATS–N on February 7, 2019. During the initial 120 calendar day review period, the Commission staff has been reviewing the disclosures on Aqua’s initial Form ATS–N. In addition, the staff has been engaged in ongoing discussions with Aqua about its disclosures and manner of operations, as well as the requirements of Form ATS–N, to facilitate complete and comprehensible disclosures that reflect the complexities of those operations. Form ATS–N requires NMS Stock ATSs to file with the Commission, and disclose to the public for the first time, certain information, including descriptions by the NMS Stock ATSs of their fees, the trading activities by their broker-dealer operators and their affiliates in the NMS Stock ATSs, their use of market data, their written standards for granting access to trading on the NMS Stock ATSs, and their written safeguards and procedures for protecting their subscribers’ confidential trading information required by revised Rule 301(b)(10) of Regulation ATS. The initial Form ATS–N disclosures and discussions with Commission staff have revealed complexities about the operations of Legacy NMS Stock ATSs including, among other things, matching functionalities, means of order entry, order interaction and execution procedures, conditional order processes, segmentation of orders, and counterparty selection protocols. The Commission staff needs additional time to review novel and complex issues such as these, which Commission staff has discussed with Aqua. Extending the initial Form ATS–N Commission review period for an additional 120 calendar days will provide Commission staff an opportunity to continue its review of the initial Form ATS–N disclosures and discussions with Aqua. In the conversations between Aqua and Commission staff about the initial Form ATS–N disclosures and the ATS operations, Commission staff and Aqua have discussed a potential amendment to update Aqua’s disclosures regarding the complexities of its operations. Extending the review period will enable the NMS Stock ATS to amend its disclosures, if appropriate, and allow Commission staff to conduct a thorough review of amendments to the initial disclosures provided on the initial Form ATS–N. For the reasons given above, the Commission is extending the review 1 An NMS Stock ATS (as defined in Rule 300(k) of Regulation ATS) that was operating pursuant to an initial operation report on Form ATS on file with the Commission as of January 7, 2019 is a ‘‘Legacy NMS Stock ATS.’’ 17 CFR 242.301(b)(2)(viii). VerDate Sep<11>2014 16:11 Jun 05, 2019 Jkt 247001 period of the initial Form ATS–N submitted by Aqua. Accordingly, pursuant to Rule 304(a)(1)(iv)(B), October 5, 2019 is the date by which the Commission may declare the initial Form ATS–N submitted by Aqua ineffective. By the Commission. Eduardo A. Aleman, Deputy Secretary. [FR Doc. 2019–11894 Filed 6–5–19; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–86009; File No. 013–00126] Initial Form ATS–N Filing; Notice of Extension of Commission Review Period June 3, 2019. On February 11, 2019, PRO Securities filed an initial Form ATS–N (‘‘Form ATS–N’’) with the Securities and Exchange Commission (‘‘Commission’’). Pursuant to Rule 304 under the Securities and Exchange Act of 1934 (‘‘Act’’), the Commission may, after notice and an opportunity for hearing, declare an initial Form ATS–N ineffective no later than 120 days from the date of filing with the Commission, or, if applicable, the extended review period. June 11, 2019 is 120 calendar days from the date of filing. Pursuant to Rule 304(a)(1)(iv)(B), the Commission may extend the initial Form ATS–N review period for up to an additional 120 calendar days if the initial Form ATS–N is unusually lengthy or raises novel or complex issues that require additional time for review. PRO Securities was operating pursuant to an initial operation report on Form ATS on file with the Commission as of January 7, 2019.1 PRO Securities filed an initial Form ATS–N on February 11, 2019. During the initial 120 calendar day review period, the Commission staff has been reviewing the disclosures on PRO Securities’ initial Form ATS–N. In addition, the staff has been engaged in ongoing discussions with PRO Securities about its disclosures and manner of operations, as well as the requirements of Form ATS–N, to facilitate complete and comprehensible disclosures that reflect the complexities of those operations. 1 An NMS Stock ATS (as defined in Rule 300(k) of Regulation ATS) that was operating pursuant to an initial operation report on Form ATS on file with the Commission as of January 7, 2019 is a ‘‘Legacy NMS Stock ATS.’’ 17 CFR 242.301(b)(2)(viii). PO 00000 Frm 00056 Fmt 4703 Sfmt 4703 Form ATS–N requires NMS Stock ATSs to file with the Commission, and disclose to the public for the first time, certain information, including descriptions by the NMS Stock ATSs of their fees, the trading activities by their broker-dealer operators and their affiliates in the NMS Stock ATSs, their use of market data, their written standards for granting access to trading on the NMS Stock ATSs, and their written safeguards and procedures for protecting their subscribers’ confidential trading information required by revised Rule 301(b)(10) of Regulation ATS. The initial Form ATS–N disclosures and discussions with Commission staff have revealed complexities about the operations of Legacy NMS Stock ATSs including, among other things, matching functionalities, means of order entry, order interaction and execution procedures, conditional order processes, segmentation of orders, and counterparty selection protocols. The Commission staff needs additional time to review novel and complex issues such as these, which Commission staff has discussed with PRO Securities. Extending the initial Form ATS–N Commission review period for an additional 120 calendar days will provide Commission staff an opportunity to continue its review of the initial Form ATS–N disclosures and discussions with PRO Securities. In the conversations between PRO Securities and Commission staff about the initial Form ATS–N disclosures and the ATS operations, Commission staff and PRO Securities have discussed a potential amendment to update PRO Securities’ disclosures regarding the complexities of its operations. Extending the review period will enable the NMS Stock ATS to amend its disclosures, if appropriate, and allow Commission staff to conduct a thorough review of amendments to the initial disclosures provided on the initial Form ATS–N. For the reasons given above, the Commission is extending the review period of the initial Form ATS–N submitted by PRO Securities. Accordingly, pursuant to Rule 304(a)(1)(iv)(B), October 9, 2019 is the date by which the Commission may declare the initial Form ATS–N submitted by PRO Securities ineffective. By the Commission. Eduardo A. Aleman, Deputy Secretary. [FR Doc. 2019–11875 Filed 6–5–19; 8:45 am] BILLING CODE 8011–01–P E:\FR\FM\06JNN1.SGM 06JNN1

Agencies

[Federal Register Volume 84, Number 109 (Thursday, June 6, 2019)]
[Notices]
[Pages 26451-26452]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-11894]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-86016; File No. 013-00067]


Initial Form ATS-N Filing; Notice of Extension of Commission 
Review Period

June 3, 2019.
    On February 7, 2019, Aqua filed an initial Form ATS-N (``Form ATS-
N'') with the Securities and Exchange Commission (``Commission''). 
Pursuant to Rule 304 under the Securities and Exchange Act of 1934 
(``Act''), the Commission may, after notice and an opportunity for 
hearing, declare an initial Form ATS-N ineffective no later than 120 
days from the date of filing with the Commission, or, if applicable, 
the extended review period. June 7, 2019 is 120 calendar days from the 
date of filing. Pursuant to Rule 304(a)(1)(iv)(B), the Commission may 
extend the initial Form ATS-N review period for up to an additional 120 
calendar days if the initial Form ATS-N is unusually lengthy or raises 
novel or complex issues that require additional time for review.
    Aqua was operating pursuant to an initial operation report on Form 
ATS on file with the Commission as of January

[[Page 26452]]

7, 2019.\1\ Aqua filed an initial Form ATS-N on February 7, 2019. 
During the initial 120 calendar day review period, the Commission staff 
has been reviewing the disclosures on Aqua's initial Form ATS-N. In 
addition, the staff has been engaged in ongoing discussions with Aqua 
about its disclosures and manner of operations, as well as the 
requirements of Form ATS-N, to facilitate complete and comprehensible 
disclosures that reflect the complexities of those operations.
---------------------------------------------------------------------------

    \1\ An NMS Stock ATS (as defined in Rule 300(k) of Regulation 
ATS) that was operating pursuant to an initial operation report on 
Form ATS on file with the Commission as of January 7, 2019 is a 
``Legacy NMS Stock ATS.'' 17 CFR 242.301(b)(2)(viii).
---------------------------------------------------------------------------

    Form ATS-N requires NMS Stock ATSs to file with the Commission, and 
disclose to the public for the first time, certain information, 
including descriptions by the NMS Stock ATSs of their fees, the trading 
activities by their broker-dealer operators and their affiliates in the 
NMS Stock ATSs, their use of market data, their written standards for 
granting access to trading on the NMS Stock ATSs, and their written 
safeguards and procedures for protecting their subscribers' 
confidential trading information required by revised Rule 301(b)(10) of 
Regulation ATS. The initial Form ATS-N disclosures and discussions with 
Commission staff have revealed complexities about the operations of 
Legacy NMS Stock ATSs including, among other things, matching 
functionalities, means of order entry, order interaction and execution 
procedures, conditional order processes, segmentation of orders, and 
counterparty selection protocols. The Commission staff needs additional 
time to review novel and complex issues such as these, which Commission 
staff has discussed with Aqua. Extending the initial Form ATS-N 
Commission review period for an additional 120 calendar days will 
provide Commission staff an opportunity to continue its review of the 
initial Form ATS-N disclosures and discussions with Aqua.
    In the conversations between Aqua and Commission staff about the 
initial Form ATS-N disclosures and the ATS operations, Commission staff 
and Aqua have discussed a potential amendment to update Aqua's 
disclosures regarding the complexities of its operations. Extending the 
review period will enable the NMS Stock ATS to amend its disclosures, 
if appropriate, and allow Commission staff to conduct a thorough review 
of amendments to the initial disclosures provided on the initial Form 
ATS-N.
    For the reasons given above, the Commission is extending the review 
period of the initial Form ATS-N submitted by Aqua. Accordingly, 
pursuant to Rule 304(a)(1)(iv)(B), October 5, 2019 is the date by which 
the Commission may declare the initial Form ATS-N submitted by Aqua 
ineffective.

    By the Commission.
Eduardo A. Aleman,
Deputy Secretary.
[FR Doc. 2019-11894 Filed 6-5-19; 8:45 am]
 BILLING CODE 8011-01-P
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