Securities and Exchange Commission June 2017 – Federal Register Recent Federal Regulation Documents

Results 201 - 214 of 214
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: 2017-11346
Type: Notice
Date: 2017-06-01
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On January 31, 2017 and April 28, 2017, applicant made liquidating distributions to its shareholders, based on net asset value. Expenses of $268,984 incurred in connection with the liquidation were paid by the applicant. Applicant has retained $251,910 for the purpose of paying outstanding accrued and anticipated expenses. Filing Date: The application was filed on May 1, 2017. Applicant's Address: Madison Harbor Balanced Strategies, Inc., 1177 Avenue of the Americas, 44th Floor, New York, New York 10036.
Northern Lights Fund Trust IV and Main Management ETF Advisors, LLC
Document Number: 2017-11243
Type: Notice
Date: 2017-06-01
Agency: Securities and Exchange Commission, Agencies and Commissions
PIMCO Equity Series, et al.
Document Number: 2017-11242
Type: Notice
Date: 2017-06-01
Agency: Securities and Exchange Commission, Agencies and Commissions