Securities and Exchange Commission June 2017 – Federal Register Recent Federal Regulation Documents

Results 101 - 150 of 214
Submission for OMB Review; Comment Request
Document Number: 2017-12431
Type: Notice
Date: 2017-06-15
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2017-12273
Type: Notice
Date: 2017-06-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Commission Statement Concerning a Request for an Interpretation as to Whether a Particular Agreement Is a Swap, Security-Based Swap, or Mixed Swap
Document Number: 2017-12140
Type: Notice
Date: 2017-06-13
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (the ``Commission'') is publishing this statement concerning a request for an interpretation as to whether a particular agreement is a swap, security-based swap, or mixed swap.
Proposed Collection; Comment Request
Document Number: 2017-12089
Type: Notice
Date: 2017-06-12
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2017-12088
Type: Notice
Date: 2017-06-12
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2017-12087
Type: Notice
Date: 2017-06-12
Agency: Securities and Exchange Commission, Agencies and Commissions
Franklin Fund Allocator Series, et al.
Document Number: 2017-11924
Type: Notice
Date: 2017-06-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to Recovery Risk Margin
Document Number: 2017-11864
Type: Notice
Date: 2017-06-08
Agency: Securities and Exchange Commission, Agencies and Commissions