Securities and Exchange Commission May 4, 2017 – Federal Register Recent Federal Regulation Documents

Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: 2017-08984
Type: Notice
Date: 2017-05-04
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant, a unit investment trust, seeks an order declaring that it has ceased to be an investment company. On September 3, 2014, applicant made a liquidating distribution to its shareholders, based on net asset value. No expenses were incurred in connection with the liquidation. Filing Date: The application was filed on February 22, 2017. Applicant's Address: 18925 Base Camp Road, Suite 203, Monument, Colorado 80132.
Submission for OMB Review; Comment Request
Document Number: 2017-08971
Type: Notice
Date: 2017-05-04
Agency: Securities and Exchange Commission, Agencies and Commissions