Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940, 20930-20932 [2017-08984]
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Federal Register / Vol. 82, No. 85 / Thursday, May 4, 2017 / Notices
III. Solicitation of Comments
Interested persons are invited to
submit written data, views and
arguments concerning the foregoing,
including whether the amendment is
consistent with the Exchange Act and
the rules thereunder. Comments may be
submitted by any of the following
methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number 4–
631 on the subject line.
Paper Comments
pmangrum on DSK3GDR082PROD with NOTICES
• Send paper comments in triplicate
to Brent J. Fields, Secretary, Securities
and Exchange Commission, 100 F Street
NE., Washington, DC 20549–1090.
All submissions should refer to File
Number 4–631.This file number should
be included on the subject line if email
is used. To help the Commission
process and review your comments
more efficiently, please use only one
method. The Commission will post all
comments on the Commission’s Internet
Web site (https://www.sec.gov/rules/
sro.shtml). Copies of the submission, all
subsequent amendments, all written
statements with respect to the proposed
plan amendment that are filed with the
Commission, and all written
communications relating to the
amendment between the Commission
and any person, other than those that
may be withheld from the public in
accordance with the provisions of 5
U.S.C. 552, will be available for Web
site viewing and printing in the
Commission’s Public Reference Room,
100 F Street NE., Washington, DC
20549, on official business days
between the hours of 10:00 a.m. and
3:00 p.m. Copies of such filing also will
be available for inspection and copying
at the Participants’ offices. All
comments received will be posted
without change; the Commission does
not edit personal identifying
information from submissions. You
should submit only information that
you wish to make available publicly. All
submissions should refer to File
Number 4–631 and should be submitted
on or before May 25, 2017.
By the Commission.
Eduardo Aleman,
Assistant Secretary.
[FR Doc. 2017–08970 Filed 5–3–17; 8:45 am]
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SECURITIES AND EXCHANGE
COMMISSION
[Release No. IC–32616]
Notice of Applications for
Deregistration Under Section 8(f) of the
Investment Company Act of 1940
April 28, 2017.
The following is a notice of
applications for deregistration under
section 8(f) of the Investment Company
Act of 1940 for the month of April 2017.
A copy of each application may be
obtained via the Commission’s Web site
by searching for the file number, or for
an applicant using the Company name
box, at https://www.sec.gov/search/
search.htm or by calling (202) 551–
8090. An order granting each
application will be issued unless the
SEC orders a hearing. Interested persons
may request a hearing on any
application by writing to the SEC’s
Secretary at the address below and
serving the relevant applicant with a
copy of the request, personally or by
mail. Hearing requests should be
received by the SEC by 5:30 p.m. on
May 23, 2017, and should be
accompanied by proof of service on
applicants, in the form of an affidavit or,
for lawyers, a certificate of service.
Pursuant to Rule 0–5 under the Act,
hearing requests should state the nature
of the writer’s interest, any facts bearing
upon the desirability of a hearing on the
matter, the reason for the request, and
the issues contested. Persons who wish
to be notified of a hearing may request
notification by writing to the
Commission’s Secretary.
ADDRESSES: The Commission: Secretary,
U.S. Securities and Exchange
Commission, 100 F Street NE.,
Washington, DC 20549–1090.
FOR FURTHER INFORMATION CONTACT: HaeSung Lee, Attorney-Adviser, at (202)
551–7345 or Chief Counsel’s Office at
(202) 551–6821; SEC, Division of
Investment Management, Chief
Counsel’s Office, 100 F Street NE.,
Washington, DC 20549–8010.
Tax Exempt Municipal Trust [File No.
811–02551] 1
Summary: Applicant, a unit
investment trust, seeks an order
declaring that it has ceased to be an
investment company. On September 3,
2014, applicant made a liquidating
distribution to its shareholders, based
1 Applicant was previously issued a release
number in the notice of applications for
deregistration for March 2017 (Investment Company
Act Release No. 32587). A new release number has
been issued to correct an error in connection with
the March 2017 notice.
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on net asset value. No expenses were
incurred in connection with the
liquidation.
Filing Date: The application was filed
on February 22, 2017.
Applicant’s Address: 18925 Base
Camp Road, Suite 203, Monument,
Colorado 80132.
Tortoise MLP Growth Fund, Inc. [File
No. 811–22776] 1
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant has
never made a public offering of its
securities and does not propose to make
a public offering or engage in business
of any kind.
Filing Date: The application was filed
on February 27, 2017.
Applicant’s Address: 11550 Ash
Street, Suite 300, Leawood, Kansas
66211.
Brookfield Mortgage Opportunity
Income Fund Inc. [File No. 811–22773] 1
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to Brookfield Real
Assets Income Fund Inc. and, on
December 12, 2016, made a final
distribution to its shareholders based on
net asset value. Expenses of $778,720
incurred in connection with the
reorganization were paid by the
applicant’s investment adviser.
Filing Date: The application was filed
on March 7, 2017.
Applicant’s Address: Brookfield
Place, 250 Vesey Street, 15th Floor, New
York, New York 10281.
Brookfield High Income Fund Inc. [File
No. 811–08795] 1
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to Brookfield Real
Assets Income Fund Inc. and, on
December 12, 2016, made a final
distribution to its shareholders based on
net asset value. Expenses of $386,068
incurred in connection with the
reorganization were paid by the
applicant’s investment adviser.
Filing Date: The application was filed
on March 7, 2017.
Applicant’s Address: Brookfield
Place, 250 Vesey Street, 15th Floor, New
York, New York 10281.
Brookfield Total Return Fund Inc. [File
No. 811–05820] 1
Summary: Applicant, a closed-end
investment company, seeks an order
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Federal Register / Vol. 82, No. 85 / Thursday, May 4, 2017 / Notices
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to Brookfield Real
Assets Income Fund Inc. and, on
December 12, 2016, made a final
distribution to its shareholders based on
net asset value. Expenses of $604,887
incurred in connection with the
reorganization were paid by the
applicant’s investment adviser.
Filing Date: The application was filed
on March 7, 2017.
Applicant’s Address: Brookfield
Place, 250 Vesey Street, 15th Floor, New
York, New York 10281.
Schroder Capital Funds (Delaware)
[File No. 811–01911] 1
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to Hartford Mutual
Funds II, Inc. and, on October 21, 2016,
made a final distribution to its
shareholders based on net asset value.
Expenses of approximately $143,531
incurred in connection with the
reorganization were paid by the
applicant’s investment adviser and the
acquiring fund’s investment adviser.
Filing Dates: The application was
filed on February 9, 2017 and amended
on March 13, 2017.
Applicant’s Address: 875 Third
Avenue, 22nd Floor, New York, New
York 10022.
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Nicholas Money Market Fund, Inc. [File
No. 811–05537]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On October 12,
2016, applicant made a liquidating
distribution to its shareholders, based
on net asset value. Expenses of $31,431
incurred in connection with the
liquidation were paid by applicant’s
investment adviser.
Filing Date: The application was filed
on March 31, 2017.
Applicant’s Address: 700 N. Water
St., Suite 1010, Milwaukee, Wisconsin
53202.
Guggenheim Equal Weight Enhanced
Equity Income Fund [File No. 811–
22584]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to Guggenheim
Enhanced Equity Income Fund and, on
March 20, 2017, made a final
distribution to its shareholders based on
net asset value. Expenses of $342,187
incurred in connection with the
reorganization were paid by the
applicant and the acquiring fund.
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Filing Dates: The application was
filed on March 22, 2017 and amended
on March 31, 2017.
Applicant’s Address: 227 West
Monroe Street, Chicago, Illinois 60606.
Guggenheim Enhanced Equity Strategy
Fund [File No. 811–21455]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to Guggenheim
Enhanced Equity Income Fund and, on
March 20, 2017, made a final
distribution to its shareholders based on
net asset value. Expenses of $348,511
incurred in connection with the
reorganization were paid by the
applicant and the acquiring fund.
Filing Dates: The application was
filed on March 22, 2017 and amended
on March 31, 2017.
Applicant’s Address: 227 West
Monroe Street, Chicago, Illinois 60606.
Palmer Square Strategic Finance Fund
[File No. 811–23094]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant has
never made a public offering of its
securities and does not propose to make
a public offering or engage in business
of any kind.
Filing Dates: The application was
filed on March 7, 2017 and April 4,
2017.
Applicant’s Address: c/o Palmer
Square Capital Management LLC, 2000
Shawnee Mission Parkway, Suite 300,
Mission Woods, Kansas 66205.
Touchstone Tax-Free Trust [File No.
811–03174]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to Touchstone
Strategic Trust and, on December 16,
2016, made a final distribution to its
shareholders based on net asset value.
Expenses of $42,700 incurred in
connection with the reorganization were
paid by the applicant’s investment
adviser.
Filing Date: The application was filed
on April 5, 2017.
Applicant’s Address: 303 Broadway,
Suite 1100, Cincinnati, Ohio 45202.
Capstone Series Fund, Inc. [File No.
811–01436]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to Steward Funds,
Inc. and, on February 14, 2017, made a
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20931
final distribution to its shareholders
based on net asset value. Expenses of
approximately $45,939 incurred in
connection with the reorganization were
paid by the acquiring fund.
Filing Date: The application was filed
on April 11, 2017.
Applicant’s Address: 3700 W Sam
Houston Parkway S, Suite 250, Houston,
Texas 77042.
EnTrust Multi-Strategy Fund [File No.
811–22840]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On March 31,
2017, applicant made a liquidating
distribution to its shareholders, based
on net asset value. Expenses of $10,000
incurred in connection with the
liquidation were paid by applicant’s
investment adviser.
Filing Date: The application was filed
on April 18, 2017.
Applicant’s Address: 375 Park
Avenue, 24th Floor, New York, New
York 10152.
EnTrust Multi-Strategy Master Fund
[File No. 811–22841]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On March 31,
2017, applicant made a liquidating
distribution to its shareholders, based
on net asset value. Expenses of $10,000
incurred in connection with the
liquidation were paid by applicant’s
investment adviser.
Filing Date: The application was filed
on April 18, 2017.
Applicant’s Address: 375 Park
Avenue, 24th Floor, New York, New
York 10152.
Advance Capital I, Inc. [File No. 811–
05127]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On December 22,
2016, applicant made a liquidating
distribution to its shareholders, based
on net asset value. Expenses of $518,433
incurred in connection with the
liquidation were paid by applicant’s
investment adviser.
Filing Dates: The application was
filed on March 31, 2017 and amended
on April 25, 2017.
Applicant’s Address: One Towne
Square, Suite 444, Southfield, Michigan
48076.
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20932
Federal Register / Vol. 82, No. 85 / Thursday, May 4, 2017 / Notices
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017–08984 Filed 5–3–17; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–80553; File No. SR–
NYSEArca–2017–36]
Self-Regulatory Organizations; NYSE
Arca, Inc.; Notice of Filing of Proposed
Rule Change To Adopt a New NYSE
Arca Equities Rule 8.900 and To List
and Trade Shares of the Royce
Pennsylvania ETF; Royce Premier ETF;
and Royce Total Return ETF Under
Proposed NYSE Arca Equities Rule
8.900
April 28, 2017.
Pursuant to Section 19(b)(1) 1 of the
Securities Exchange Act of 1934 (the
‘‘Act’’) 2 and Rule 19b–4 thereunder,3
notice is hereby given that, on April 14,
2017, NYSE Arca, Inc. (the ‘‘Exchange,’’
‘‘NYSE Arca,’’ or the ‘‘Corporation’’)
filed with the Securities and Exchange
Commission (the ‘‘Commission’’) the
proposed rule change as described in
Items I, II, and III below, which Items
have been prepared by the selfregulatory organization. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
pmangrum on DSK3GDR082PROD with NOTICES
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to adopt a
new NYSE Arca Equities Rule 8.900 to
permit it to list and trade Managed
Portfolio Shares, which are shares of
actively managed exchange-traded
funds (‘‘ETFs’’) for which the portfolio
is disclosed in accordance with
standard mutual fund disclosure rules.
In addition, the Exchange proposes to
list and trade shares of the following
under proposed NYSE Arca Equities
Rule 8.900: Royce Pennsylvania ETF;
Royce Premier ETF; and Royce Total
Return ETF. The proposed change is
available on the Exchange’s Web site at
www.nyse.com, at the principal office of
the Exchange, and at the Commission’s
Public Reference Room.
1 15
U.S.C. 78s(b)(1).
U.S.C. 78a.
3 17 CFR 240.19b–4.
2 15
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II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
self-regulatory organization included
statements concerning the purpose of,
and basis for, the proposed rule change
and discussed any comments it received
on the proposed rule change. The text
of those statements may be examined at
the places specified in Item IV below.
The Exchange has prepared summaries,
set forth in sections A, B, and C below,
of the most significant parts of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and the
Statutory Basis for, the Proposed Rule
Change
1. Purpose
The Exchange proposes to add new
NYSE Arca Equities Rule 8.900 for the
purpose of permitting the listing and
trading, or trading pursuant to unlisted
trading privileges (‘‘UTP’’), of Managed
Portfolio Shares, which are securities
issued by an actively managed open-end
investment management company.4
In addition to the above-mentioned
proposed rule changes, the Exchange
proposes to list and trade shares
(‘‘Shares’’) of the following under
proposed NYSE Arca Equities Rule
8.900: Royce Pennsylvania ETF; Royce
Premier ETF; and Royce Total Return
ETF (each, a ‘‘Fund’’ and, collectively,
the ‘‘Funds’’).
Proposed Listing Rules
Proposed Rule 8.900(a) provides that
the Corporation will consider for
trading, whether by listing or pursuant
to UTP, Managed Portfolio Shares that
meet the criteria of Rule 8.900.
Proposed Rule 8.900(b) provides that
Rule 8.900 is applicable only to
Managed Portfolio Shares and that,
except to the extent inconsistent with
Rule 8.900, or unless the context
otherwise requires, the rules and
procedures of the Corporation’s Board of
Directors shall be applicable to the
4 A Managed Portfolio Share is a security that
represents an interest in an investment company
registered under the Investment Company Act of
1940 (15 U.S.C. 80a–1) (‘‘1940 Act’’) organized as
an open-end investment company or similar entity
that invests in a portfolio of securities selected by
its investment adviser consistent with its
investment objectives and policies. In contrast, an
open-end investment company that issues
Investment Company Units, listed and traded on
the Exchange under NYSE Arca Equities Rule
5.2(j)(3) (‘‘Index ETFs’’), seeks to provide
investment results that correspond generally to the
price and yield performance of a specific foreign or
domestic stock index, fixed income securities index
or combination thereof.
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trading on the Corporation of such
securities. Proposed Rule 8.900(b)
provides further that Managed Portfolio
Shares are included within the
definition of ‘‘security’’ or ‘‘securities’’
as such terms are used in the Rules of
the Corporation.
Proposed Definitions
Proposed Rule 8.900(c)(1) defines the
term ‘‘Managed Portfolio Share’’ as a
security that (a) is issued by a registered
investment company (‘‘Investment
Company’’) organized as an open-end
management investment company or
similar entity, that invests in a portfolio
of securities selected by the Investment
Company’s investment adviser
consistent with the Investment
Company’s investment objectives and
policies; and (b) when aggregated in a
number of shares equal to a Redemption
Unit or multiples thereof, may be
redeemed at the request of an
Authorized Participant (as defined in
the Investment Company’s Form N–1A
filed with the SEC), which Authorized
Participant will be paid, through its own
separate confidential account
established for its benefit, a portfolio of
securities and/or cash with a value
equal to the next determined net asset
value (‘‘NAV’’).
Proposed Rule 8.900(c)(2) defines the
term ‘‘Verified Intraday Indicative Value
(‘‘VIIV’’) as the estimated indicative
value of a Managed Portfolio Share
based on all of the issuer’s holdings as
of the close of business on the prior
business day, priced and disseminated
in one second intervals, and subject to
validation by a pricing verification agent
of the Investment Company that is
responsible for comparing multiple
independent pricing sources to establish
the accuracy of the VIIV.
Proposed Rule 8.900(c)(3) defines the
term ‘‘Redemption Unit’’ as a specified
number of Managed Portfolio Shares.
Proposed Rule 8.900(c)(4) defines the
term ‘‘Reporting Authority’’ in respect
of a particular series of Managed
Portfolio Shares as a reporting service
designated by the issuer as the official
source for calculating and reporting
information relating to such series,
including, but not limited to, the VIIV,
NAV, or other information relating to
the issuance, redemption or trading of
Managed Portfolio Shares. A series of
Managed Portfolio Shares may have
more than one Reporting Authority,
each having different functions.
Proposed Rule 8.900(d) sets forth
initial and continued listing criteria
applicable to Managed Portfolio Shares.
Proposed Rule 8.900(d)(1)(A) provides
that, for each series of Managed
Portfolio Shares, the Corporation will
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]]>Agencies
[Federal Register Volume 82, Number 85 (Thursday, May 4, 2017)]
[Notices]
[Pages 20930-20932]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-08984]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. IC-32616]
Notice of Applications for Deregistration Under Section 8(f) of
the Investment Company Act of 1940
April 28, 2017.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
April 2017. A copy of each application may be obtained via the
Commission's Web site by searching for the file number, or for an
applicant using the Company name box, at https://www.sec.gov/search/search.htm or by calling (202) 551-8090. An order granting each
application will be issued unless the SEC orders a hearing. Interested
persons may request a hearing on any application by writing to the
SEC's Secretary at the address below and serving the relevant applicant
with a copy of the request, personally or by mail. Hearing requests
should be received by the SEC by 5:30 p.m. on May 23, 2017, and should
be accompanied by proof of service on applicants, in the form of an
affidavit or, for lawyers, a certificate of service. Pursuant to Rule
0-5 under the Act, hearing requests should state the nature of the
writer's interest, any facts bearing upon the desirability of a hearing
on the matter, the reason for the request, and the issues contested.
Persons who wish to be notified of a hearing may request notification
by writing to the Commission's Secretary.
ADDRESSES: The Commission: Secretary, U.S. Securities and Exchange
Commission, 100 F Street NE., Washington, DC 20549-1090.
FOR FURTHER INFORMATION CONTACT: Hae-Sung Lee, Attorney-Adviser, at
(202) 551-7345 or Chief Counsel's Office at (202) 551-6821; SEC,
Division of Investment Management, Chief Counsel's Office, 100 F Street
NE., Washington, DC 20549-8010.
Tax Exempt Municipal Trust [File No. 811-02551] \1\
---------------------------------------------------------------------------
\1\ Applicant was previously issued a release number in the
notice of applications for deregistration for March 2017 (Investment
Company Act Release No. 32587). A new release number has been issued
to correct an error in connection with the March 2017 notice.
---------------------------------------------------------------------------
Summary: Applicant, a unit investment trust, seeks an order
declaring that it has ceased to be an investment company. On September
3, 2014, applicant made a liquidating distribution to its shareholders,
based on net asset value. No expenses were incurred in connection with
the liquidation.
Filing Date: The application was filed on February 22, 2017.
Applicant's Address: 18925 Base Camp Road, Suite 203, Monument,
Colorado 80132.
Tortoise MLP Growth Fund, Inc. [File No. 811-22776] \1\
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant has
never made a public offering of its securities and does not propose to
make a public offering or engage in business of any kind.
Filing Date: The application was filed on February 27, 2017.
Applicant's Address: 11550 Ash Street, Suite 300, Leawood, Kansas
66211.
Brookfield Mortgage Opportunity Income Fund Inc. [File No. 811-22773]
\1\
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. The applicant
has transferred its assets to Brookfield Real Assets Income Fund Inc.
and, on December 12, 2016, made a final distribution to its
shareholders based on net asset value. Expenses of $778,720 incurred in
connection with the reorganization were paid by the applicant's
investment adviser.
Filing Date: The application was filed on March 7, 2017.
Applicant's Address: Brookfield Place, 250 Vesey Street, 15th
Floor, New York, New York 10281.
Brookfield High Income Fund Inc. [File No. 811-08795] \1\
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. The applicant
has transferred its assets to Brookfield Real Assets Income Fund Inc.
and, on December 12, 2016, made a final distribution to its
shareholders based on net asset value. Expenses of $386,068 incurred in
connection with the reorganization were paid by the applicant's
investment adviser.
Filing Date: The application was filed on March 7, 2017.
Applicant's Address: Brookfield Place, 250 Vesey Street, 15th
Floor, New York, New York 10281.
Brookfield Total Return Fund Inc. [File No. 811-05820] \1\
Summary: Applicant, a closed-end investment company, seeks an order
[[Page 20931]]
declaring that it has ceased to be an investment company. The applicant
has transferred its assets to Brookfield Real Assets Income Fund Inc.
and, on December 12, 2016, made a final distribution to its
shareholders based on net asset value. Expenses of $604,887 incurred in
connection with the reorganization were paid by the applicant's
investment adviser.
Filing Date: The application was filed on March 7, 2017.
Applicant's Address: Brookfield Place, 250 Vesey Street, 15th
Floor, New York, New York 10281.
Schroder Capital Funds (Delaware) [File No. 811-01911] \1\
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. The applicant has transferred its assets to
Hartford Mutual Funds II, Inc. and, on October 21, 2016, made a final
distribution to its shareholders based on net asset value. Expenses of
approximately $143,531 incurred in connection with the reorganization
were paid by the applicant's investment adviser and the acquiring
fund's investment adviser.
Filing Dates: The application was filed on February 9, 2017 and
amended on March 13, 2017.
Applicant's Address: 875 Third Avenue, 22nd Floor, New York, New
York 10022.
Nicholas Money Market Fund, Inc. [File No. 811-05537]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On October 12, 2016, applicant made a
liquidating distribution to its shareholders, based on net asset value.
Expenses of $31,431 incurred in connection with the liquidation were
paid by applicant's investment adviser.
Filing Date: The application was filed on March 31, 2017.
Applicant's Address: 700 N. Water St., Suite 1010, Milwaukee,
Wisconsin 53202.
Guggenheim Equal Weight Enhanced Equity Income Fund [File No. 811-
22584]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. The applicant
has transferred its assets to Guggenheim Enhanced Equity Income Fund
and, on March 20, 2017, made a final distribution to its shareholders
based on net asset value. Expenses of $342,187 incurred in connection
with the reorganization were paid by the applicant and the acquiring
fund.
Filing Dates: The application was filed on March 22, 2017 and
amended on March 31, 2017.
Applicant's Address: 227 West Monroe Street, Chicago, Illinois
60606.
Guggenheim Enhanced Equity Strategy Fund [File No. 811-21455]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. The applicant
has transferred its assets to Guggenheim Enhanced Equity Income Fund
and, on March 20, 2017, made a final distribution to its shareholders
based on net asset value. Expenses of $348,511 incurred in connection
with the reorganization were paid by the applicant and the acquiring
fund.
Filing Dates: The application was filed on March 22, 2017 and
amended on March 31, 2017.
Applicant's Address: 227 West Monroe Street, Chicago, Illinois
60606.
Palmer Square Strategic Finance Fund [File No. 811-23094]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant has
never made a public offering of its securities and does not propose to
make a public offering or engage in business of any kind.
Filing Dates: The application was filed on March 7, 2017 and April
4, 2017.
Applicant's Address: c/o Palmer Square Capital Management LLC, 2000
Shawnee Mission Parkway, Suite 300, Mission Woods, Kansas 66205.
Touchstone Tax-Free Trust [File No. 811-03174]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. The applicant has transferred its assets to
Touchstone Strategic Trust and, on December 16, 2016, made a final
distribution to its shareholders based on net asset value. Expenses of
$42,700 incurred in connection with the reorganization were paid by the
applicant's investment adviser.
Filing Date: The application was filed on April 5, 2017.
Applicant's Address: 303 Broadway, Suite 1100, Cincinnati, Ohio
45202.
Capstone Series Fund, Inc. [File No. 811-01436]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. The applicant has transferred its assets to
Steward Funds, Inc. and, on February 14, 2017, made a final
distribution to its shareholders based on net asset value. Expenses of
approximately $45,939 incurred in connection with the reorganization
were paid by the acquiring fund.
Filing Date: The application was filed on April 11, 2017.
Applicant's Address: 3700 W Sam Houston Parkway S, Suite 250,
Houston, Texas 77042.
EnTrust Multi-Strategy Fund [File No. 811-22840]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On March 31,
2017, applicant made a liquidating distribution to its shareholders,
based on net asset value. Expenses of $10,000 incurred in connection
with the liquidation were paid by applicant's investment adviser.
Filing Date: The application was filed on April 18, 2017.
Applicant's Address: 375 Park Avenue, 24th Floor, New York, New
York 10152.
EnTrust Multi-Strategy Master Fund [File No. 811-22841]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On March 31,
2017, applicant made a liquidating distribution to its shareholders,
based on net asset value. Expenses of $10,000 incurred in connection
with the liquidation were paid by applicant's investment adviser.
Filing Date: The application was filed on April 18, 2017.
Applicant's Address: 375 Park Avenue, 24th Floor, New York, New
York 10152.
Advance Capital I, Inc. [File No. 811-05127]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On December 22, 2016, applicant made a
liquidating distribution to its shareholders, based on net asset value.
Expenses of $518,433 incurred in connection with the liquidation were
paid by applicant's investment adviser.
Filing Dates: The application was filed on March 31, 2017 and
amended on April 25, 2017.
Applicant's Address: One Towne Square, Suite 444, Southfield,
Michigan 48076.
[[Page 20932]]
For the Commission, by the Division of Investment Management,
pursuant to delegated authority.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-08984 Filed 5-3-17; 8:45 am]
BILLING CODE 8011-01-P
