Securities and Exchange Commission December 20, 2016 – Federal Register Recent Federal Regulation Documents

Minnesota Life Insurance Company, et al; Notice of Application
Document Number: 2016-30540
Type: Notice
Date: 2016-12-20
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice of Application for an order pursuant to section 11(a) of the Investment Company Act of 1940, as amended (the ``Act''), approving the terms of a proposed offer of exchange. Applicants request an order approving the terms of a proposed offer of exchange of a new flexible variable universal life insurance policy for certain outstanding flexible variable universal life insurance policies.
Equus Total Return, Inc.; Notice of Application
Document Number: 2016-30539
Type: Notice
Date: 2016-12-20
Agency: Securities and Exchange Commission, Agencies and Commissions