Securities and Exchange Commission September 14, 2016 – Federal Register Recent Federal Regulation Documents

Proposed Collection; Comment Request
Document Number: 2016-22038
Type: Notice
Date: 2016-09-14
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2016-22037
Type: Notice
Date: 2016-09-14
Agency: Securities and Exchange Commission, Agencies and Commissions
Advisors Series Trust and Orinda Asset Management, LLC; Notice of Intention To Rescind an Order
Document Number: 2016-22009
Type: Notice
Date: 2016-09-14
Agency: Securities and Exchange Commission, Agencies and Commissions
At the request of Advisors Series Trust (``AST'') and Orinda Asset Management, LLC (``Orinda,'' and together, the ``Applicants''), the Commission intends to rescind an order previously issued to Applicants under section 6(c) of the Act that granted an exemption from section 15(a) of the Act and rule 18f-2 under the Act, as well as from certain disclosure requirements.\1\
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