Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/09/14?limit=200&registers=between&mode=atom 2024-04-28T00:16:57-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/09/14/C1-2016-20062.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for the Exchange's Retail Liquidity Program 2016-09-14T00:00:00-07:00 2016-09-14T00:00:00-07:00 C1-2016-20062 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-14/pdf/C1-2016-20062.pdf https://regulations.justia.com/regulations/fedreg/2016/09/14/2016-22038.html Notice - Proposed Collection; Comment Request 2016-09-14T00:00:00-07:00 2016-09-14T00:00:00-07:00 2016-22038 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-14/pdf/2016-22038.pdf https://regulations.justia.com/regulations/fedreg/2016/09/14/2016-22037.html Notice - Proposed Collection; Comment Request 2016-09-14T00:00:00-07:00 2016-09-14T00:00:00-07:00 2016-22037 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-14/pdf/2016-22037.pdf https://regulations.justia.com/regulations/fedreg/2016/09/14/2016-22034.html Notice - MIAX PEARL, LLC; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 2016-09-14T00:00:00-07:00 2016-09-14T00:00:00-07:00 2016-22034 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-14/pdf/2016-22034.pdf https://regulations.justia.com/regulations/fedreg/2016/09/14/2016-22033.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of Bats BZX Exchange, Inc. 2016-09-14T00:00:00-07:00 2016-09-14T00:00:00-07:00 2016-22033 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-14/pdf/2016-22033.pdf https://regulations.justia.com/regulations/fedreg/2016/09/14/2016-22032.html Notice - Self-Regulatory Organizations; ISE Mercury, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Specificity to the Definition of a Professional in the Exchange's Rules 2016-09-14T00:00:00-07:00 2016-09-14T00:00:00-07:00 2016-22032 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-14/pdf/2016-22032.pdf https://regulations.justia.com/regulations/fedreg/2016/09/14/2016-22031.html Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 100(a)(37C) (Definitions) To Add Specificity to the Definition of a Professional 2016-09-14T00:00:00-07:00 2016-09-14T00:00:00-07:00 2016-22031 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-14/pdf/2016-22031.pdf https://regulations.justia.com/regulations/fedreg/2016/09/14/2016-22030.html Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fees for Use of Bats EDGX Exchange, Inc. 2016-09-14T00:00:00-07:00 2016-09-14T00:00:00-07:00 2016-22030 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-14/pdf/2016-22030.pdf https://regulations.justia.com/regulations/fedreg/2016/09/14/2016-22029.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Specificity to the Definition of a Professional in the Exchange's Rules 2016-09-14T00:00:00-07:00 2016-09-14T00:00:00-07:00 2016-22029 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-14/pdf/2016-22029.pdf https://regulations.justia.com/regulations/fedreg/2016/09/14/2016-22028.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of Bats BZX Exchange, Inc. 2016-09-14T00:00:00-07:00 2016-09-14T00:00:00-07:00 2016-22028 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-14/pdf/2016-22028.pdf https://regulations.justia.com/regulations/fedreg/2016/09/14/2016-22027.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2016-09-14T00:00:00-07:00 2016-09-14T00:00:00-07:00 2016-22027 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-14/pdf/2016-22027.pdf https://regulations.justia.com/regulations/fedreg/2016/09/14/2016-22026.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend the Fees Schedule 2016-09-14T00:00:00-07:00 2016-09-14T00:00:00-07:00 2016-22026 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-14/pdf/2016-22026.pdf https://regulations.justia.com/regulations/fedreg/2016/09/14/2016-22025.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Pricing Schedule Under Section VIII With Respect To Execution and Routing of Orders in Securities Priced at $1 or More Per Share 2016-09-14T00:00:00-07:00 2016-09-14T00:00:00-07:00 2016-22025 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-14/pdf/2016-22025.pdf https://regulations.justia.com/regulations/fedreg/2016/09/14/2016-22009.html Notice - Advisors Series Trust and Orinda Asset Management, LLC; Notice of Intention To Rescind an Order 2016-09-14T00:00:00-07:00 2016-09-14T00:00:00-07:00 2016-22009 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-14/pdf/2016-22009.pdf