Securities and Exchange Commission 2015 – Federal Register Recent Federal Regulation Documents

Results 251 - 300 of 1,842
Sunshine Act Meeting
Document Number: 2015-29502
Type: Notice
Date: 2015-11-18
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2015-29501
Type: Notice
Date: 2015-11-18
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2015-29408
Type: Notice
Date: 2015-11-17
Agency: Securities and Exchange Commission, Agencies and Commissions
THL Credit, Inc., et al.; Notice of Application
Document Number: 2015-29204
Type: Notice
Date: 2015-11-17
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2015-29203
Type: Notice
Date: 2015-11-17
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2015-29202
Type: Notice
Date: 2015-11-17
Agency: Securities and Exchange Commission, Agencies and Commissions
In the Matter of Riverdale Mining Inc., and Tresoro Mining Corp., Order of Suspension of Trading
Document Number: 2015-29288
Type: Notice
Date: 2015-11-16
Agency: Securities and Exchange Commission, Agencies and Commissions
In the Matter of Tirex Corporation, Order of Suspension of Trading
Document Number: 2015-29287
Type: Notice
Date: 2015-11-16
Agency: Securities and Exchange Commission, Agencies and Commissions
Crowdfunding
Document Number: 2015-28220
Type: Rule
Date: 2015-11-16
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission is adopting new Regulation Crowdfunding under the Securities Act of 1933 and the Securities Exchange Act of 1934 to implement the requirements of Title III of the Jumpstart Our Business Startups Act. Regulation Crowdfunding prescribes rules governing the offer and sale of securities under new Section 4(a)(6) of the Securities Act of 1933. Regulation Crowdfunding also provides a framework for the regulation of registered funding portals and broker-dealers that issuers are required to use as intermediaries in the offer and sale of securities in reliance on Section 4(a)(6). In addition, Regulation Crowdfunding conditionally exempts securities sold pursuant to Section 4(a)(6) from the registration requirements of Section 12(g) of the Securities Exchange Act of 1934.