Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Discontinue the NYSE Realtime Reference Price Market Data Product Offering, 71853-71855 [2015-29219]
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Federal Register / Vol. 80, No. 221 / Tuesday, November 17, 2015 / Notices
workplace safety, and the security of the
Exchange’s operations. The use of an
FBI-approved Channel Partner in some
or all phases of this process is consistent
with Rule 28 and applicable state and
federal law, and in furtherance of the
important objectives described herein.
Additionally, the use of a Channel
Partner is consistent with the
fingerprinting method currently
employed by other SROs.12 For all these
reasons, the proposal is also designed to
protect investors as well as the public
interest.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
The Exchange does not believe that
the proposed rule change would impose
any burden on competition that is not
necessary or appropriate in furtherance
of the purposes of the Act. The
proposed rule change would enhance
the security of the Exchange’s facilities
and records without adding any burden
on market participants and allow the
Exchange continued compliance with
its fingerprinting rules and with Section
17(f)(2) of the Act as amended by the
Dodd-Frank Act.13
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
No written comments were solicited
or received with respect to the proposed
rule change.
mstockstill on DSK4VPTVN1PROD with NOTICES
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
The foregoing rule change has become
effective pursuant to Section
19(b)(3)(A) 14 of the Act and Rule 19b–
4(f)(1) 15 thereunder. The proposed rule
change effects a change that constitutes
a stated policy, practice or
interpretation with respect to the
meaning, administration, or
enforcement of an existing rule.
At any time within 60 days of the
filing of the proposed rule change, the
Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act. If the
Commission takes such action, the
Commission will institute proceedings
to determine whether the proposed rule
12 See
note 8, supra.
Section 929S of the Dodd-Frank Act.
14 15 U.S.C. 78s(b)(3)(A).
15 17 CFR 240.19b–4(f)(6).
13 See
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change should be approved or
disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
NYSEMKT–2015–76 on the subject line.
Paper Comments
• Send paper comments in triplicate
to Brent J. Fields, Secretary, Securities
and Exchange Commission, 100 F Street
NE., Washington, DC 20549–1090.
All submissions should refer to File
Number SR–NYSEMKT–2015–76. This
file number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549 on official
business days between 10 a.m. and 3
p.m. Copies of the filing will also be
available for inspection and copying at
the NYSE’s principal office and on its
Internet Web site at www.nyse.com. All
comments received will be posted
without change; the Commission does
not edit personal identifying
information from submissions. You
should submit only information that
you wish to make available publicly. All
submissions should refer to File
Number SR–NYSEMKT–2015–76 and
should be submitted on or before
December 8, 2015.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.16
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2015–29290 Filed 11–16–15; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–76406; File No. SR–NYSE–
2015–55]
Self-Regulatory Organizations; New
York Stock Exchange LLC; Notice of
Filing and Immediate Effectiveness of
Proposed Rule Change To Discontinue
the NYSE Realtime Reference Price
Market Data Product Offering
November 10, 2015.
Pursuant to Section 19(b)(1)1 of the
Securities Exchange Act of 1934 (the
‘‘Act’’) 2 and Rule 19b–4 thereunder,3
notice is hereby given that on October
30, 2015, New York Stock Exchange
LLC (‘‘NYSE’’ or the ‘‘Exchange’’) filed
with the Securities and Exchange
Commission (the ‘‘Commission’’) the
proposed rule change as described in
Items I, II, and III below, which Items
have been prepared by the selfregulatory organization. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to
discontinue the NYSE Realtime
Reference Price (‘‘NYSE RRP’’) market
data product offering. The text of the
proposed rule change is available on the
Exchange’s Web site at www.nyse.com,
at the principal office of the Exchange,
and at the Commission’s Public
Reference Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
self-regulatory organization included
statements concerning the purpose of,
and basis for, the proposed rule change
and discussed any comments it received
on the proposed rule change. The text
of those statements may be examined at
the places specified in Item IV below.
The Exchange has prepared summaries,
set forth in sections A, B, and C below,
1 15
U.S.C.78s(b)(1).
U.S.C. 78a.
3 17 CFR 240.19b–4.
2 15
16 17
PO 00000
CFR 200.30–3(a)(12).
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Federal Register / Vol. 80, No. 221 / Tuesday, November 17, 2015 / Notices
of the most significant parts of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and the
Statutory Basis for, the Proposed Rule
Change
mstockstill on DSK4VPTVN1PROD with NOTICES
1. Purpose
In 2009, the Securities and Exchange
Commission (‘‘Commission’’) approved
the NYSE RRP market data product and
certain fees for it.4 The NYSE RRP
market data product provides, on a realtime basis, last sale prices in all
securities that trade on the Exchange.
Currently, there are no subscribers to
the NYSE RRP market data product.
Therefore, the Exchange has determined
to discontinue the NYSE RRP market
data product. The Exchange also
proposes to update the Fee Schedule to
remove reference to the NYSE RRP in
connection with this change.
The Exchange will announce the date
that the NYSE RRP will be
decommissioned via an NYSE Market
Data Notice.
2. Statutory Basis
The proposed rule change is
consistent with Section 6(b)5 of the Act,
in general, and furthers the objectives of
Section 6(b)(5)6 of the Act, in particular,
in that it is designed to prevent
fraudulent and manipulative acts and
practices, to promote just and equitable
principles of trade, to foster cooperation
and coordination with persons engaged
in facilitating transactions in securities,
to remove impediments to and perfect
the mechanism of a free and open
market and a national market system
and, in general, to protect investors and
the public interest, and it is not
designed to permit unfair
discrimination among customers,
brokers, or dealers.
The Exchange believes that
discontinuing NYSE RRP and removing
it from the Fee Schedule would remove
impediments to and perfect a free and
open market by streamlining the
Exchange’s market data product
offerings to include those for which
there has been more demand and would
provide vendors and subscribers with a
simpler and more standardized suite of
market data products. The proposal to
discontinue NYSE RRP is applicable to
all members, issuers and other persons
and does not unfairly discriminate
between customers, issuers, brokers or
dealers.
In adopting Regulation NMS, the
Commission granted self-regulatory
organizations (‘‘SROs’’) and brokerdealers increased authority and
flexibility to offer new and unique
market data to consumers of such data.
It was believed that this authority would
expand the amount of data available to
users and consumers of such data and
also spur innovation and competition
for the provision of market data. The
Commission concluded that Regulation
NMS—by lessening regulation of the
market in proprietary data—would itself
further the Act’s goals of facilitating
efficiency and competition:
[E]fficiency is promoted when brokerdealers who do not need the data beyond the
prices, sizes, market center identifications of
the NBBO and consolidated last sale
information are not required to receive (and
pay for) such data. The Commission also
believes that efficiency is promoted when
broker-dealers may choose to receive (and
pay for) additional market data based on their
own internal analysis of the need for such
data.7
The Exchange believes that the
discontinuation of a market data
product for which there is little or no
demand, as is the case with NYSE RRP,
is a direct example of efficiency because
it acknowledges that investors and the
public have indicated that they have
little or no use for certain information
and allows the Exchange to dedicate
resources to developing products
(including through innovations of
existing products and entirely new
products) that provide information for
which there is more of an expressed
need.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
In accordance with Section 6(b)(8) of
the Act,8 the Exchange does not believe
that the proposed rule change will
impose any burden on competition that
is not necessary or appropriate in
furtherance of the purposes of the Act.
The Exchange notes that it operates in
a highly competitive market in which
other exchanges are free to offer similar
products. Additionally, since there has
been little or no demand for the NYSE
RRP product the Exchange’s proposed
discontinuance will not harm
competition.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
No written comments were solicited
or received with respect to the proposed
rule change.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
Because the foregoing proposed rule
does not (i) significantly affect the
protection of investors or the public
interest; (ii) impose any significant
burden on competition; and (iii) become
operative for 30 days from the date on
which it was filed, or such shorter time
as the Commission may designate if
consistent with the protection of
investors and the public interest,
provided that the self-regulatory
organization has given the Commission
written notice of its intent to file the
proposed rule change at least five
business days prior to the date of filing
of the proposed rule change or such
shorter time as designated by the
Commission,9 the proposed rule change
has become effective pursuant to
Section 19(b)(3)(A) of the Act 10 and
Rule 19b–4(f)(6) thereunder.11
At any time within 60 days of the
filing of such proposed rule change, the
Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act. If the
Commission takes such action, the
Commission shall institute proceedings
under Section 19(b)(2)(B)12 of the Act to
determine whether the proposed rule
change should be approved or
disapproved.
A proposed rule change filed under
Rule 19b–4(f)(6)13 normally does not
become operative prior to 30 days after
the date of the filing. However, pursuant
to Rule 19b–4(f)(6)(iii),14 the
Commission may designate a shorter
time if such action is consistent with the
protection of investors and the public
interest. The Exchange has asked the
Commission to waive the 30-day
operative because it believes that
immediate operation of this filing would
not impact any users of NYSE RRP. The
Commission, noting that there are
currently no subscribers to these data
9 The
4 See
Securities Exchange Act Release No. 60004
(May 29, 2009), 74 FR 26905 (June 4, 2009) (SR–
NYSE–2009–42).
5 15 U.S.C. 78f(b).
6 15 U.S.C. 78f(b)(5).
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Jkt 238001
Exchange has fulfilled this requirement.
U.S.C. 78s(b)(3)(A).
11 17 CFR 240.19b–4(f)(6).
12 15 U.S.C. 78s(b)(2)(B).
13 17 CFR 240.19b–4(f)(6).
14 17 CFR 240.19b–4(f)(6)(iii).
10 15
7 See Securities Exchange Act Release No. 51808
(June 9, 2005), 70 FR 37496 (June 29, 2005) (File
No. S7–10–04).
8 15 U.S.C. 78f(b)(8).
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Federal Register / Vol. 80, No. 221 / Tuesday, November 17, 2015 / Notices
services, finds that it is consistent with
the protection of investors and the
public interest to waive the 30-day
operative date and to permit the
proposal to take effect upon filing.15
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
mstockstill on DSK4VPTVN1PROD with NOTICES
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
NYSE–2015–55 on the subject line.
Paper Comments
• Send paper comments in triplicate
to Brent J. Fields, Secretary, Securities
and Exchange Commission, 100 F Street
NE., Washington, DC 20549–1090.
All submissions should refer to File
Number SR–NYSE–2015–55. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing will also be available for
inspection and copying at the NYSE’s
principal office and on its Internet Web
site at www.nyse.com. All comments
received will be posted without change;
the Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
15 For purposes only of accelerating the operative
date of this proposal, the Commission has
considered the proposed rule’s impact on
efficiency, competition, and capital formation. 15
U.S.C. 78c(f).
VerDate Sep<11>2014
18:14 Nov 16, 2015
Jkt 238001
available publicly. All submissions
should refer to File Number SR–NYSE–
2015–55 and should be submitted on or
before December 8, 2015.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.16
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2015–29219 Filed 11–16–15; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–76403; File No. SR–Phlx–
2015–87]
Self-Regulatory Organizations;
NASDAQ OMX PHLX LLC; Notice of
Filing and Immediate Effectiveness of
Proposed Rule Change Regarding
NASDAQ Last Sale Plus
November 10, 2015.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on October
27, 2015, NASDAQ OMX PHLX LLC
(‘‘Phlx’’ or ‘‘Exchange’’) filed with the
Securities and Exchange Commission
(‘‘SEC’’ or ‘‘Commission’’) the proposed
rule change as described in Items I, II,
and III, below, which Items have been
prepared by the Exchange. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to amend
Chapter VIII of NASDAQ OMX PSX
Fees (‘‘PSX Chapter VIII’’), in the
section entitled PSX Last Sale Data
Feeds and NASDAQ Last Sale Plus Data
Feeds (‘‘Last Sale’’), with language
clarifying that the data consolidation
component of the fees for NASDAQ Last
Sale Plus (‘‘NLS Plus’’), a
comprehensive data feed offered by
NASDAQ OMX Information LLC,3 will
16 17
CFR 200.30–3(a)(12).
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
3 NASDAQ OMX Information LLC is a subsidiary
of Nasdaq, Inc. (formerly, The NASDAQ OMX
Group, Inc.), separate and apart from The NASDAQ
Stock Market LLC. The primary purpose of
NASDAQ OMX Information LLC is to combine
publicly available data from the three filed last sale
products of the exchange subsidiaries of Nasdaq,
Inc. and from the network processors for the ease
and convenience of market data users and vendors,
and ultimately the investing public. In that role, the
function of NASDAQ OMX Information LLC is
analogous to that of other market data vendors, and
it has no competitive advantage over other market
1 15
PO 00000
Frm 00086
Fmt 4703
Sfmt 4703
71855
be charged solely to firms that are
Internal Distributors and External
Distributors (collectively, ‘‘Distributors’’
of the data feed) that receive a NLS Plus
direct data feed.4
The text of the proposed rule change
is available on the Exchange’s Web site
at https://
nasdaqomxphlx.cchwallstreet.com, at
the principal office of the Exchange, and
at the Commission’s Public Reference
Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
Exchange has prepared summaries, set
forth in sections A, B, and C below, of
the most significant aspects of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
The purpose of this proposal is to
amend PSX Chapter VIII, Last Sale (b)
with language clarifying that the data
consolidation component of the fees for
NLS Plus will be charged solely to firms
that are Distributors that receive an NLS
Plus direct data feed.5
NLS Plus 6 allows data distributors to
access last sale products offered by each
data vendors; NASDAQ OMX Information LLC
performs precisely the same functions as
Bloomberg, Thomson Reuters, and other market
data vendors.
4 ‘‘Internal Distributors’’ are Distributors that
receive NASDAQ Last Sale Plus data and then
distribute that data to one or more Subscribers
within the Distributor’s own entity. ‘‘External
Distributors’’ are Distributors that receive NASDAQ
Last Sale Plus data and then distribute that data to
one or more Subscribers outside the Distributor’s
own entity. Internal Distributors and External
Distributors are together known as ‘‘Distributors’’.
Proposed BX Rule 7039(b)(1).
5 Thus, the fee does not apply to persons that
receive the NLS Plus data feed indirectly, through
an Internal Distributor or External Distributor.
6 See Securities Exchange Act Release Nos. 75763
(August 26, 2015), 80 FR 52817 (September 1, 2015)
(SR–Phlx–2015–72) (notice of filing and immediate
effectiveness regarding NLS Plus on PSX); 75890
(September 10, 2015), 80 FR 55692 (September 16,
2015) (SR–Phlx–2015–76) (notice of filing and
immediate effectiveness regarding fees for NLS Plus
on PSX); 75709 (August 14, 2015), 80 FR 50671
(August 20, 2015) (SR–BX–2015–047) (notice of
filing and immediate effectiveness regarding NLS
Plus on BX); 75830 (September 3, 2015), 80 FR
E:\FR\FM\17NON1.SGM
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Agencies
[Federal Register Volume 80, Number 221 (Tuesday, November 17, 2015)]
[Notices]
[Pages 71853-71855]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2015-29219]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-76406; File No. SR-NYSE-2015-55]
Self-Regulatory Organizations; New York Stock Exchange LLC;
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To
Discontinue the NYSE Realtime Reference Price Market Data Product
Offering
November 10, 2015.
Pursuant to Section 19(b)(1)\1\ of the Securities Exchange Act of
1934 (the ``Act'') \2\ and Rule 19b-4 thereunder,\3\ notice is hereby
given that on October 30, 2015, New York Stock Exchange LLC (``NYSE''
or the ``Exchange'') filed with the Securities and Exchange Commission
(the ``Commission'') the proposed rule change as described in Items I,
II, and III below, which Items have been prepared by the self-
regulatory organization. The Commission is publishing this notice to
solicit comments on the proposed rule change from interested persons.
---------------------------------------------------------------------------
\1\ 15 U.S.C.78s(b)(1).
\2\ 15 U.S.C. 78a.
\3\ 17 CFR 240.19b-4.
---------------------------------------------------------------------------
I. Self-Regulatory Organization's Statement of the Terms of Substance
of the Proposed Rule Change
The Exchange proposes to discontinue the NYSE Realtime Reference
Price (``NYSE RRP'') market data product offering. The text of the
proposed rule change is available on the Exchange's Web site at
www.nyse.com, at the principal office of the Exchange, and at the
Commission's Public Reference Room.
II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
In its filing with the Commission, the self-regulatory organization
included statements concerning the purpose of, and basis for, the
proposed rule change and discussed any comments it received on the
proposed rule change. The text of those statements may be examined at
the places specified in Item IV below. The Exchange has prepared
summaries, set forth in sections A, B, and C below,
[[Page 71854]]
of the most significant parts of such statements.
A. Self-Regulatory Organization's Statement of the Purpose of, and the
Statutory Basis for, the Proposed Rule Change
1. Purpose
In 2009, the Securities and Exchange Commission (``Commission'')
approved the NYSE RRP market data product and certain fees for it.\4\
The NYSE RRP market data product provides, on a real-time basis, last
sale prices in all securities that trade on the Exchange. Currently,
there are no subscribers to the NYSE RRP market data product.
Therefore, the Exchange has determined to discontinue the NYSE RRP
market data product. The Exchange also proposes to update the Fee
Schedule to remove reference to the NYSE RRP in connection with this
change.
---------------------------------------------------------------------------
\4\ See Securities Exchange Act Release No. 60004 (May 29,
2009), 74 FR 26905 (June 4, 2009) (SR-NYSE-2009-42).
---------------------------------------------------------------------------
The Exchange will announce the date that the NYSE RRP will be
decommissioned via an NYSE Market Data Notice.
2. Statutory Basis
The proposed rule change is consistent with Section 6(b)\5\ of the
Act, in general, and furthers the objectives of Section 6(b)(5)\6\ of
the Act, in particular, in that it is designed to prevent fraudulent
and manipulative acts and practices, to promote just and equitable
principles of trade, to foster cooperation and coordination with
persons engaged in facilitating transactions in securities, to remove
impediments to and perfect the mechanism of a free and open market and
a national market system and, in general, to protect investors and the
public interest, and it is not designed to permit unfair discrimination
among customers, brokers, or dealers.
---------------------------------------------------------------------------
\5\ 15 U.S.C. 78f(b).
\6\ 15 U.S.C. 78f(b)(5).
---------------------------------------------------------------------------
The Exchange believes that discontinuing NYSE RRP and removing it
from the Fee Schedule would remove impediments to and perfect a free
and open market by streamlining the Exchange's market data product
offerings to include those for which there has been more demand and
would provide vendors and subscribers with a simpler and more
standardized suite of market data products. The proposal to discontinue
NYSE RRP is applicable to all members, issuers and other persons and
does not unfairly discriminate between customers, issuers, brokers or
dealers.
In adopting Regulation NMS, the Commission granted self-regulatory
organizations (``SROs'') and broker-dealers increased authority and
flexibility to offer new and unique market data to consumers of such
data. It was believed that this authority would expand the amount of
data available to users and consumers of such data and also spur
innovation and competition for the provision of market data. The
Commission concluded that Regulation NMS--by lessening regulation of
the market in proprietary data--would itself further the Act's goals of
facilitating efficiency and competition:
[E]fficiency is promoted when broker-dealers who do not need the
data beyond the prices, sizes, market center identifications of the
NBBO and consolidated last sale information are not required to
receive (and pay for) such data. The Commission also believes that
efficiency is promoted when broker-dealers may choose to receive
(and pay for) additional market data based on their own internal
analysis of the need for such data.\7\
---------------------------------------------------------------------------
\7\ See Securities Exchange Act Release No. 51808 (June 9,
2005), 70 FR 37496 (June 29, 2005) (File No. S7-10-04).
The Exchange believes that the discontinuation of a market data
product for which there is little or no demand, as is the case with
NYSE RRP, is a direct example of efficiency because it acknowledges
that investors and the public have indicated that they have little or
no use for certain information and allows the Exchange to dedicate
resources to developing products (including through innovations of
existing products and entirely new products) that provide information
for which there is more of an expressed need.
B. Self-Regulatory Organization's Statement on Burden on Competition
In accordance with Section 6(b)(8) of the Act,\8\ the Exchange does
not believe that the proposed rule change will impose any burden on
competition that is not necessary or appropriate in furtherance of the
purposes of the Act.
---------------------------------------------------------------------------
\8\ 15 U.S.C. 78f(b)(8).
---------------------------------------------------------------------------
The Exchange notes that it operates in a highly competitive market
in which other exchanges are free to offer similar products.
Additionally, since there has been little or no demand for the NYSE RRP
product the Exchange's proposed discontinuance will not harm
competition.
C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received From Members, Participants, or Others
No written comments were solicited or received with respect to the
proposed rule change.
III. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action
Because the foregoing proposed rule does not (i) significantly
affect the protection of investors or the public interest; (ii) impose
any significant burden on competition; and (iii) become operative for
30 days from the date on which it was filed, or such shorter time as
the Commission may designate if consistent with the protection of
investors and the public interest, provided that the self-regulatory
organization has given the Commission written notice of its intent to
file the proposed rule change at least five business days prior to the
date of filing of the proposed rule change or such shorter time as
designated by the Commission,\9\ the proposed rule change has become
effective pursuant to Section 19(b)(3)(A) of the Act \10\ and Rule 19b-
4(f)(6) thereunder.\11\
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\9\ The Exchange has fulfilled this requirement.
\10\ 15 U.S.C. 78s(b)(3)(A).
\11\ 17 CFR 240.19b-4(f)(6).
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At any time within 60 days of the filing of such proposed rule
change, the Commission summarily may temporarily suspend such rule
change if it appears to the Commission that such action is necessary or
appropriate in the public interest, for the protection of investors, or
otherwise in furtherance of the purposes of the Act. If the Commission
takes such action, the Commission shall institute proceedings under
Section 19(b)(2)(B)\12\ of the Act to determine whether the proposed
rule change should be approved or disapproved.
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\12\ 15 U.S.C. 78s(b)(2)(B).
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A proposed rule change filed under Rule 19b-4(f)(6)\13\ normally
does not become operative prior to 30 days after the date of the
filing. However, pursuant to Rule 19b-4(f)(6)(iii),\14\ the Commission
may designate a shorter time if such action is consistent with the
protection of investors and the public interest. The Exchange has asked
the Commission to waive the 30-day operative because it believes that
immediate operation of this filing would not impact any users of NYSE
RRP. The Commission, noting that there are currently no subscribers to
these data
[[Page 71855]]
services, finds that it is consistent with the protection of investors
and the public interest to waive the 30-day operative date and to
permit the proposal to take effect upon filing.\15\
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\13\ 17 CFR 240.19b-4(f)(6).
\14\ 17 CFR 240.19b-4(f)(6)(iii).
\15\ For purposes only of accelerating the operative date of
this proposal, the Commission has considered the proposed rule's
impact on efficiency, competition, and capital formation. 15 U.S.C.
78c(f).
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IV. Solicitation of Comments
Interested persons are invited to submit written data, views, and
arguments concerning the foregoing, including whether the proposed rule
change is consistent with the Act. Comments may be submitted by any of
the following methods:
Electronic Comments
Use the Commission's Internet comment form (https://www.sec.gov/rules/sro.shtml); or
Send an email to rule-comments@sec.gov. Please include
File Number SR-NYSE-2015-55 on the subject line.
Paper Comments
Send paper comments in triplicate to Brent J. Fields,
Secretary, Securities and Exchange Commission, 100 F Street NE.,
Washington, DC 20549-1090.
All submissions should refer to File Number SR-NYSE-2015-55. This file
number should be included on the subject line if email is used. To help
the Commission process and review your comments more efficiently,
please use only one method. The Commission will post all comments on
the Commission's Internet Web site (https://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all
written statements with respect to the proposed rule change that are
filed with the Commission, and all written communications relating to
the proposed rule change between the Commission and any person, other
than those that may be withheld from the public in accordance with the
provisions of 5 U.S.C. 552, will be available for Web site viewing and
printing in the Commission's Public Reference Room, 100 F Street NE.,
Washington, DC 20549, on official business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the filing will also be available
for inspection and copying at the NYSE's principal office and on its
Internet Web site at www.nyse.com. All comments received will be posted
without change; the Commission does not edit personal identifying
information from submissions. You should submit only information that
you wish to make available publicly. All submissions should refer to
File Number SR-NYSE-2015-55 and should be submitted on or before
December 8, 2015.
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\16\ 17 CFR 200.30-3(a)(12).
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\16\
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2015-29219 Filed 11-16-15; 8:45 am]
BILLING CODE 8011-01-P